第五届董事会第十次会议 金诚信矿业管理股份有限公司 金诚信矿业管理股份有限公司董事会 审计与风险管理委员会 2023 年度履职情况报告 金诚信矿业管理股份有限公司(以下简称"公司")董事 会审计与风险管理委员会根据《上市公司治理准则》《上海证 券交易所股票上市规则》《上海证券交易所上市公司董事会审 计委员会运作指引》以及《公司章程》《董事会审计与风险管 理委员会议事规则》的有关规定,在 2023年度积极开展工作, 认真履行委员会各项职责。现对董事会审计与风险管理委员会 2023 年度的履职情况报告如下: 一、董事会审计与风险管理委员会基本情况 公司第四届董事会审计与风险管理委员由3名委员组成,分 别为独立董事宋衍薇女士、独立董事穆铁虎先生以及董事王慈 成先生,独立董事占审计与风险管理委员会的1/2以上,召集人 由会计领域专业人士宋衍祷女士担任,符合相关法律法规中关 于审计与风险管理委员会人数比例和专业配置的要求。 第四届董事会任期于2023年5月届满。2023年5月16日,公 司2022年年度股东大会选举产生了第五届董事会成员,第五届 董事会第一次会议选举独立董事潘帅女士、独立董事叶希善先 生以及董事王慈成先 ...

金诚信矿业管理股份有限公司 第五届董事会第十次会议 金诚信矿业管理股份有限公司 2023 年度独立董事述职报告 （第五届董事会独立董事 潘帅） 本人作为金诚信矿业管理股份有限公司（以下简称"公司"）第 五届董事会独立董事，严格按照《证券法》《上市公司独立董事管理 办法》《上海证券交易所股票上市规则》《上海证券交易所自律监管 指引第 1 号——规范运作》等法律法规、规范性文件以及《公司章 程》、公司《独立董事工作制度》的相关规定和要求，自 2023 年 5 月任职以来，持续关注公司的经营发展状况，忠实、勤勉地履行独立 董事职责。作为会计背景的独立董事，本人积极关注公司内部控制、 财务状况、审计等有关事项，积极出席公司相关会议，认真审议各项 议案，对相关事项发表独立意见，有效保障了公司的规范运作，维护 了公司整体利益及中小股东的合法权益。现将本人 2023 年任期内履 职情况报告如下： 一、基本情况 （一）个人工作履历、专业背景及兼职情况 本人潘帅，1974 年 3 月出生，中国国籍，无境外永久居留权， 会计硕士，中共党员，中国注册会计师，正高级会计师。自 2007 年 12 月至 2019 年 11 月任中瑞岳 ...

根据中国证券监督管理委员会《上市公司独立董事管理办法》《上海证券交 易所上市公司自律监管指引第 1 号——规范运作》等要求，金诚信矿业管理股份 有限公司（以下简称"公司"）董事会，就公司在任独立董事潘帅女士、叶希善 先生、张建良先生的独立性情况进行了评估，现将评估自查情况报告如下： 金诚信矿业管理股份有限公司 董事会关于独立董事独立性自查情况的 专项意见 经公司独立董事自查及董事会核查，除担任本公司独立董事外，公司在任独 立董事及其配偶、父母、子女、主要社会关系未在公司或公司附属企业任职；未 与公司存在重大的持股关系；未在公司控股股东、实际控制人及其附属企业任职； 未在与公司有重大业务往来的单位及其控股股东、实际控制人或其附属企业任职； 与公司及控股股东、实际控制人及其附属企业之间不存在重大业务往来关系或提 供财务、法律、咨询、保荐等服务。 因此，公司董事会认为，公司独立董事不存在可能妨碍其进行独立客观判断 的关系，不存在影响独立董事独立性的情况，符合《上市公司独立董事管理办法》 《上海证券交易所上市公司自律监管指引第 1 号——规范运作》等规定中对独 立董事独立性的相关要求。 金诚信矿业管理股份有限公司董事 ...

一、2023 年度年审会计师事务所基本情况 金诚信矿业管理股份有限公司 审计与风险管理委员会 2023 年度对会计师事务所履行监督职责情况的报告 根据《公司法》《证券法》《上市公司治理准则》《国有企业、 上市公司选聘会计师事务所管理办法》《上海证券交易所上市公 司自律监管指引第 1 号——规范运作》以及《公司章程》、公司 《董事会审计与风险管理委员会议事规则》《审计与风险管理委 员会年报工作规程》等规定和要求，金诚信矿业管理股份有限公 司（以下简称"公司"）董事会审计与风险管理委员会本着勤勉 尽责的态度，保持与会计师事务所的沟通与联系，审慎地履行对 会计师事务所的监督职责。现将本委员会对 2023 年度会计师事 务所履行监督情况汇报如下： （一）会计师事务所基本情况 中汇会计师事务所创立于 1992 年，2013 年 12 月转制为特殊普 通合伙，管理总部设立于杭州，系原具有证券、期货业务资格的会计 师事务所之一，长期从事证券服务业务。 成立日期：2013 年 12 月 19 日 组织形式：特殊普通合伙 注册地址：杭州市江干区新业路 8 号华联时代大厦 A 幢 601 室 首席合伙人：余强 （二）续聘会计师事 ...

金诚信矿业管理股份有限公司 第五届董事会第十次会议 金诚信矿业管理股份有限公司 2023 年度独立董事述职报告 （第五届董事会独立董事 叶希善） 本人作为金诚信矿业管理股份有限公司（以下简称"公司"）第 五届董事会独立董事，严格按照《证券法》《上市公司独立董事管理 办法》《上海证券交易所股票上市规则》《上海证券交易所自律监管 指引第 1 号——规范运作》等法律法规、规范性文件以及《公司章 程》、公司《独立董事工作制度》的相关规定和要求，自 2023 年 5 月任职起，持续关注公司的经营发展状况，忠实、勤勉地履行独立董 事职责，积极出席公司相关会议，发挥本人在法律、管理等方面的专 业特长，认真审议董事会各项议案，对相关事项发表独立意见，有效 保障了公司的规范运作，维护了公司整体利益及中小股东的合法权 益。现将本人 2023 年任期内履职情况报告如下： 一、基本情况 （一）个人工作履历、专业背景及兼职情况 本人叶希善，1976 年 3 月出生，中国国籍，无境外永久居留权， 法学博士研究生，拥有律师资格。自 2006 年至 2019 年任中国人民 公安大学副教授；自 2019 年至今在北京中闻律师事务所任职，现为 ...

Financial Performance - The company's operating revenue for 2023 reached CNY 7,399,214,496.30, representing a 38.18% increase compared to CNY 5,354,859,889.97 in 2022[14]. - Net profit attributable to shareholders for 2023 was CNY 1,031,227,318.67, a 68.74% increase from CNY 611,137,902.21 in 2022[14]. - The net cash flow from operating activities for 2023 was CNY 1,084,971,497.35, reflecting a 13.38% increase compared to CNY 956,900,102.14 in 2022[14]. - Basic earnings per share for 2023 were CNY 1.71, up 67.65% from CNY 1.02 in 2022[15]. - The company's total assets as of the end of 2023 amounted to CNY 13,625,275,257.28, a 20.87% increase from CNY 11,272,303,918.94 in 2022[14]. - The weighted average return on equity for 2023 was 15.44%, an increase of 4.73 percentage points from 10.71% in 2022[15]. - The company reported a total of CNY 12,243,375.19 in government subsidies for 2023, compared to CNY 8,727,019.72 in 2022[19]. - The company achieved an annual revenue of RMB 739,921.45 million, representing a year-on-year growth of 38.18%[23]. - The net profit attributable to shareholders reached RMB 103,122.73 million, an increase of 68.74% compared to the previous year[23]. Dividends and Shareholder Returns - The company plans to distribute cash dividends of RMB 2.00 per 10 shares for the 2023 profit distribution plan, subject to shareholder approval[2]. - The company distributed cash dividends of RMB 7,190.29 million for the 2022 fiscal year, with a ratio of RMB 1.20 per 10 shares[198]. - The proposed cash dividend for the 2023 fiscal year is RMB 2.00 per 10 shares, with an estimated total distribution of RMB 12,042.76 million[199]. Governance and Compliance - The company has received a standard unqualified audit report from Zhonghui Certified Public Accountants[2]. - The company has confirmed that there are no non-operating fund occupations by controlling shareholders or related parties[2]. - The company has not violated decision-making procedures for providing guarantees[2]. - The company has confirmed that there are no significant omissions or misleading statements in the annual report[2]. - The board of directors and supervisory board members have all attended the board meeting, ensuring governance compliance[2]. - The company adheres to strict governance practices, ensuring compliance with relevant laws and regulations, and maintaining transparency in shareholder communications[156]. - The company has not faced any penalties from securities regulatory authorities in the past three years[176]. Risk Management - The company has detailed potential risk factors and countermeasures in the management discussion and analysis section of the report[2]. - The company acknowledges potential risks from macroeconomic fluctuations that could impact the mining resource development sector[141]. - The company faces risks related to the estimation of mineral resources and reserves, which could impact project implementation and profitability if actual amounts differ significantly from estimates[150]. - The company is exposed to risks from unforeseen events such as natural disasters and regulatory changes, which could adversely affect project timelines and operational efficiency[154]. - The company has implemented measures to enhance risk management and improve operational resilience, including strengthening safety protocols and financial management[154]. Operational Highlights - The company achieved a total mining supply of 39.33 million tons in 2023, with the deepest completed vertical shaft reaching 1,526 meters and the longest inclined roadway measuring 8,008 meters, ranking among the top in the country[36]. - The company has established a leading position in the mining engineering construction and mining operation management sectors, holding first-level qualifications for general contracting of mining engineering[36]. - The company has undertaken nearly 40 large-scale mining engineering construction and mining operation management projects both domestically and internationally[36]. - The company has expanded its mining resource development business, focusing on copper and phosphate rock, with copper prices experiencing significant fluctuations in 2023 due to supply constraints and strong demand expectations[33]. - The company has established a comprehensive quality control system and has not experienced significant quality disputes with clients during the reporting period[107]. - The company has implemented a robust safety management system, resulting in no major production safety accidents during the reporting period[108]. Technological Advancements - The company implemented an intelligent control system for underground shovels, enhancing operational efficiency and safety[27]. - The company made significant advancements in technology capabilities, including upgrades in qualifications and innovation in processes[28]. - The company has accumulated 4 national-level construction methods, 89 departmental-level construction methods, 18 invention patents, and 173 utility model patents, showcasing its strong technical capabilities[52]. - The company has developed a remote intelligent control system for underground shovels, achieving significant advancements in automation and efficiency[57]. Market Expansion and Strategic Focus - The company has expanded its international operations, establishing a management and technology output model that aligns with international standards[64]. - The company is focusing on integrated operations, enhancing its service capabilities across the mining industry chain[65]. - The company is pursuing international market expansion in mining services, aligning with the global trend of Chinese mining enterprises seeking overseas projects[131]. - The company plans to continue its market expansion through strategic acquisitions and partnerships in the mining sector[115]. - The company is committed to updating its resource data in accordance with the latest national standards for geological exploration[110]. Human Resources and Talent Development - The company has established a comprehensive talent development system, with an average employee tenure exceeding 5 years and a focus on cultivating international talent[56]. - The company has implemented a comprehensive training program focusing on talent development and retention, including online and practical training methods[196]. - The company has developed a competitive talent retention strategy, but faces risks from intense competition for skilled professionals in the mining sector[153]. Future Outlook - The company plans to focus on high-end mining services as the low-end service market shrinks, driven by increasing market entry barriers[130]. - The company’s strategic vision includes becoming a leading planner, builder, and operator of safe, ecological, and intelligent mines, with a dual focus on domestic and international markets[131]. - The total mining supply target for 2024 is set at 4,441.58 thousand tons, an increase from the 2023 actual of 3,933.10 thousand tons[133]. - The company aims to develop 1-2 large new projects in the mining service sector, focusing on high-mechanization projects[135].

2023 年度募集资金存放与使用情况的核查意见 中信证券股份有限公司（以下简称"中信证券"或"保荐机构"）作为金诚信矿 业管理股份有限公司（以下简称"金诚信"或"公司"）2021 年公开发行可转换公司 债券的保荐机构，根据《证券法》《证券发行上市保荐业务管理办法》《上海证券 交易所股票上市规则》《上海证券交易所上市公司自律监管指引第 1 号——规范 运作》《上海证券交易所上市公司自律监管指引第 11 号——持续督导》《上市公 司监管指引第 2 号——上市公司募集资金管理和使用的监管要求》《上海证券交 易所上市公司自律监管指南第 1 号——公告格式》等有关法律法规规定，对金诚 信 2023 年度募集资金存放与使用情况进行了核查，核查情况及核查意见如下： 一、募集资金基本情况 经中国证券监督管理委员会证监许可[2020]2325 号文核准，金诚信向社会公 众公开发行可转换公司债券 10,000,000.00 张，每张面值为人民币 100 元，共计 募集资金 100,000.00 万元，扣除承销和保荐费用 848.00 万元后的募集资金为 99,152.00 万元，已由中信证券于 2020 年 12 月 29 日汇 ...

Financial Performance - The company's operating revenue for Q1 2024 reached ¥1,972,694,120.13, representing a year-on-year increase of 33.67%[4] - Net profit attributable to shareholders was ¥273,789,839.97, reflecting a growth of 48.07% compared to the same period last year[4] - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥269,865,876.15, an increase of 46.03% year-on-year[4] - Basic earnings per share (EPS) for the period was ¥0.45, up by 45.16%[5] - Diluted EPS was ¥0.43, representing an increase of 48.28%[5] - Total operating revenue for Q1 2024 reached ¥1,972,694,120.13, a 33.8% increase from ¥1,475,739,342.21 in Q1 2023[24] - Net profit for Q1 2024 was ¥271,707,262.63, representing a 48.1% increase compared to ¥183,428,280.49 in Q1 2023[25] - Total comprehensive income for Q1 2024 was ¥246,521,147.46, compared to ¥134,049,888.52 in Q1 2023[25] Cash Flow - The net cash flow from operating activities was ¥69,067,207.44, showing a significant increase of 123.38%[4] - Cash flow from operating activities for Q1 2024 was ¥69,067,207.44, compared to ¥30,919,438.71 in Q1 2023, indicating improved cash generation[27] - The company reported a significant increase in cash inflow from sales, totaling ¥1,773,230,144.55 in Q1 2024, compared to ¥1,122,347,622.66 in Q1 2023[27] - Cash and cash equivalents at the end of the period amounted to $1,471,488,166.10, down from $1,617,384,382.01, reflecting a decrease of about 9.0%[28] - Cash outflow from investment activities totaled $379,209,641.40, compared to $392,888,326.78 in the previous period, indicating a decrease of approximately 3.5%[28] - Net cash flow from financing activities was $38,169,017.80, a significant decline of 68.0% from $118,901,091.67 in the prior period[28] Assets and Liabilities - Total assets at the end of the reporting period amounted to ¥13,769,627,538.01, a slight increase of 1.06% from the end of the previous year[5] - The total current assets decreased slightly to RMB 7,314,467,756.65 from RMB 7,330,552,385.53, indicating a reduction of about 0.22%[20] - The total liabilities decreased to RMB 6,068,687,191.42 from RMB 6,346,092,642.49, a reduction of approximately 4.38%[21] - The company's equity attributable to shareholders increased to RMB 7,641,824,527.54 from RMB 7,217,984,218.41, reflecting a growth of about 5.86%[21] - Long-term borrowings rose to RMB 1,512,512,639.22 from RMB 1,406,164,470.78, indicating an increase of approximately 7.56%[21] Revenue Breakdown - Revenue from mining services was RMB 155,059.26 million, with a year-over-year growth of 7.31%[18] - Revenue from mining resource development surged to RMB 38,941.17 million, marking a 100% increase compared to the same period last year[18] - The gross profit for the company was RMB 57,505.52 million, reflecting a 52.90% increase year-over-year[18] - The gross profit from mining services was RMB 40,570.32 million, with a 6.99% increase year-over-year[18] - The gross profit from mining resource development was RMB 16,935.20 million, also showing a 100% increase year-over-year[18] Shareholder Information - The top shareholder, Jincheng Group, holds 40.28% of the shares, with a total of 242,519,049 shares[13] - As of March 31, 2024, a total of RMB 427,617,000 of convertible bonds had been converted into 34,123,687 shares, accounting for 5.8490% of the total shares before conversion[16] - The company has not yet converted RMB 572,383,000 of its convertible bonds, which represents 57.2383% of the total issuance[16] - The company has seen no changes in the number of shares lent out for margin trading, remaining at zero for the top shareholders[12] Expenses - Total operating costs for Q1 2024 were ¥1,613,889,849.81, up 30% from ¥1,241,742,129.01 in Q1 2023[24] - Research and development expenses for Q1 2024 totaled ¥28,342,178.43, slightly up from ¥26,417,312.16 in Q1 2023[24] - Financial expenses increased significantly to ¥66,475,331.66 in Q1 2024 from ¥23,068,213.57 in Q1 2023, primarily due to higher interest expenses[24] Other Financial Metrics - The return on equity (ROE) increased by 0.74 percentage points to 3.74%[5] - Other comprehensive income after tax for Q1 2024 was -¥25,186,115.17, an improvement from -¥49,378,391.97 in Q1 2023[25] - The company incurred cash payments for fixed assets, intangible assets, and other long-term assets totaling $147,155,497.40[28] - Cash outflow for debt repayment was $243,400,874.32, an increase from $196,545,484.34, representing a rise of approximately 23.8%[28] - The impact of exchange rate changes on cash and cash equivalents was a positive $2,097,313.74, contrasting with a negative impact of $18,125,898.63 in the previous period[28] - The company did not apply new accounting standards or interpretations for the first time in 2024[28]

由于公司矿山服务业务量稳定增加，前期需投入较多的设备和材料；资 源开发业务在建项目资金需求量大，本年度现金分红比例低于30%。 一、2023年度利润分配方案内容 | 证券代码：603979 | 证券简称：金诚信 公告编号：2024-032 | | --- | --- | | 转债代码：113615 | 转债简称：金诚转债 | 金诚信矿业管理股份有限公司 2023 年度利润分配方案公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 每股分配比例：每股派发现金红利0.20元（含税）。 本次利润分配以实施权益分派股权登记日当日可参与分配的股份数量为 基数，具体日期将在权益分派实施公告中明确。 在实施权益分派的股权登记日前公司总股本发生变动的，拟维持每股分 配比例不变，相应调整分配总额，并将在相关公告中披露。 经中汇会计师事务所（特殊普通合伙）审计，截至2023年12月31日，公司 母公司报表中期末未分配利润为人民币119,417.42万元。经董事会决议，公司拟 以2023年利润分配实施公告确定的实施权益分派的 ...

证券代码：603979 证券简称：金诚信 公告编号：2024-027 转债代码：113615 转债简称：金诚转债 金诚信矿业管理股份有限公司 关于子公司获得高新技术企业证书的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 金诚信矿业管理股份有限公司子公司金诚信（湖北）智能装备有限公司、金 诺矿山设备有限公司近日收到湖北省科学技术厅、湖北省财政厅、国家税务总局 湖北省税务局联合颁发的《高新技术企业证书》；子公司金诚信矿山工程设计院 有限公司收到北京市科学技术委员会、北京市财政局、国家税务总局北京市税务 局联合颁发的《高新技术企业证书》。证书相关信息如下： | 企业名称 | 证书编号 | 发证日期 | | 有效期 | 备注 | | --- | --- | --- | --- | --- | --- | | 金诚信（湖北）智能装备有限公司 | GR202342001534 | 2023 年 10 月 | 16 日 | 三年 | 首次取得 | | 金诺矿山设备有限公司 | GR202342000575 | 2023 年 1 ...