山东奥福环保科技股份有限公司 2023 年度独立董事述职报告 （范永明） (一)出席会议情况 2023 年度，公司召开 13 次董事会，1 次年度股东大会，本人按时出席全部 会议，没有缺席或连续两次未亲自出席董事会会议的情况。每次会议召开前，本 人认真审阅会议材料，提前做好充足准备；在会议召开过程中，本人就审议事项 与其他董事充分讨论，凭借自身积累的专业知识和执业经验向公司提出合理化建 议。报告期内，公司董事会和股东大会的召集召开符合法定程序，公司董事会的 各项议案符合公司发展需求和广大股东利益，本人均投出赞成票，没有对董事会 议案及其他非董事会议案事项提出异议。出席会议的具体情况如下： | 独立 | | 出席董事会情况 | | | 出席股东大会情况 | | | --- | --- | --- | --- | --- | --- | --- | | 董事 应参加 姓名 次数 | 出席 次数 | 以现场方式 参加次数 | 以通讯方 式参加次 | 缺席 次数 | 应参加 次数 | 出席 次数 | | | | | 数 | | | | | 范永 5 明 | 5 | 1 | 4 | 0 | 1 | 1 | | (二)参 ...

董事会关于独立董事独立性情况的专项意见 山东奥福环保科技股份有限公司 山东奥福环保科技股份有限公司（以下简称"公司"）现有独立董事 3 人，分 别为安广实、范永明、张浩。根据《上市公司独立董事管理办法》《科创板上市 公司自律监管指引第 1 号—规范运作》等法律法规、规范性文件的要求，公司独 立董事对自身的独立性情况进行了自查，并将自查情况提交了董事会。自查结果 显示，公司独立董事符合《上市公司独立董事管理办法》第六条的独立性要求， 不存在直接或者间接利害关系，或者其他可能影响其进行独立客观判断关系的情 形，能够独立履行职责，不受公司及其主要股东、实际控制人等单位或者个人的 影响。 经深入核查独立董事安广实、范永明、张浩的任职经历及个人签署的相关自 查文件，确认各位独立董事在报告期内未在公司担任除独立董事以外的任何职务， 亦未在公司的主要股东单位中担任任何职务。独立董事与公司及其主要股东之间 不存在任何形式的利益冲突、关联关系或其他可能对其独立客观判断产生影响的 情况。公司独立董事在 2023 年度始终保持高度的独立性，其履职行为符合《上 市公司独立董事管理办法》《上市公司治理准则》《科创板上市公司自律监管指 ...

山东奥福环保科技股份有限公司 证券代码：688021 证券简称：奥福环保 公告编号：2024-025 关于修订《公司章程》并办理工商变更登记的公告 一、注册资本变更及《公司章程》修订情况 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 山东奥福环保科技股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日 召开第三届董事会第二十三次会议，审议通过了《关于修订<公司章程>并办理工 商变更登记的议案》，上述议案尚需提交股东大会审议。具体情况如下： 1、公司拟对回购专用证券账户中存放的 2023 年回购计划已回购的股份 869,867 股的用途进行调整，由"用于员工持股计划或股权激励"调整为"用于 注销并相应减少注册资本"，并将该部分回购股份进行注销，同时按照相应规定 办理相关注销手续。本次注销后公司总股本将由 77,283,584 股减少至 76,413,717 股，注册资本将由 77,283,584 元减少至 76,413,717 元。公司将在中国证券登记结 算有限责任公司上海分公司完成回购股份注销后对注册资本进 ...

Financial Performance - The company's operating revenue for Q1 2024 was ¥71,659,976.07, representing a decrease of 26.97% compared to the same period last year[5]. - The net profit attributable to shareholders was -¥8,777,723.29, a decline of 197.10% year-on-year[5]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was -¥9,836,906.31, down 218.66% from the previous year[5]. - The basic earnings per share were -¥0.11, reflecting a decrease of 191.67% compared to the previous year[5]. - The company reported a net loss for Q1 2024, with a gross profit margin of approximately -12.5% compared to a positive margin in Q1 2023[18]. - In Q1 2024, the company reported a net loss of ¥9,527,161.04, compared to a net profit of ¥8,539,841.79 in Q1 2023, representing a significant decline[19]. - Operating profit for Q1 2024 was -¥8,403,173.68, a decrease from ¥9,749,508.58 in the same period last year[19]. - The company reported a total comprehensive loss of -¥9,527,161.04 in Q1 2024, compared to a comprehensive income of ¥8,539,841.79 in Q1 2023[20]. - The net profit for the first quarter of 2024 was a loss of CNY 6,372,200.89, compared to a profit of CNY 5,099,259.14 in the first quarter of 2023, indicating a significant decline in profitability[29]. Cash Flow - The net cash flow from operating activities was -¥1,766,664.26, an increase of 92.48% compared to the same period last year[5]. - The company experienced a net cash outflow from operating activities of -¥1,766,664.26 in Q1 2024, compared to -¥23,501,343.33 in Q1 2023[23]. - Investment activities resulted in a net cash outflow of -¥10,929,359.72 in Q1 2024, an improvement from -¥58,347,306.94 in Q1 2023[24]. - The company incurred research and development expenses of ¥5,641,857.43 in Q1 2024, a decrease from ¥9,801,291.65 in Q1 2023[19]. - The company reported a cash flow impact from foreign exchange fluctuations of $411.52 thousand in Q1 2024, compared to -$754.61 thousand in Q1 2023[32]. Assets and Liabilities - Total assets at the end of the reporting period were ¥1,458,790,717.74, a decrease of 1.42% from the end of the previous year[6]. - Total assets decreased to RMB 1,458,790,717.74 as of March 31, 2024, from RMB 1,479,852,949.53 at the end of 2023, a reduction of approximately 1.4%[15]. - Total liabilities decreased to RMB 551,540,951.92 as of March 31, 2024, compared to RMB 553,644,552.70 at the end of 2023, a decline of about 0.4%[15]. - The total liabilities as of March 31, 2024, were CNY 340,325,834.82, down from CNY 366,212,664.32, representing a decrease of approximately 7.1%[27]. - Shareholders' equity decreased to RMB 907,249,765.82 as of March 31, 2024, from RMB 926,208,396.83 at the end of 2023, a decrease of approximately 2.0%[16]. - The total equity as of March 31, 2024, was CNY 912,475,393.85, down from CNY 928,279,064.71, reflecting a decrease of about 1.7%[27]. Research and Development - R&D investment totaled ¥5,641,857.43, down 42.44% year-on-year, accounting for 7.87% of operating revenue[6]. - Research and development expenses for the first quarter of 2024 were CNY 2,899,070.90, significantly lower than CNY 8,615,036.18 in the first quarter of 2023, showing a reduction of about 66.4%[29]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 4,647[10].

证券代码：688021 证券简称：奥福环保 公告编号：2024-016 山东奥福环保科技股份有限公司 关于预计公司 2024 年度日常关联交易的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： ● 是否需要提交股东大会审议：否 ● 日常关联交易对上市公司的影响：山东奥福环保科技股份有限公司（以 下简称"公司"）与关联方发生的日常关联交易是以公司正常生产经营为基础， 遵循市场公平交易原则，不存在损害公司及股东特别是中小股东利益的情形。公 司选择的合作关联方均具备良好商业信誉和财务状况，公司主要业务不会因此形 成对关联方的依赖，不影响公司的独立性。 一、日常关联交易基本情况 (一)日常关联交易履行的审议程序 公司于 2024 年 4 月 25 日召开第三届董事会第二十三次会议和第三届监事 会第二十一次会议，审议通过了《关于预计公司 2024 年度关联交易的议案》， 关联董事潘吉庆先生、于发明先生、王建忠先生回避表决，其他非关联董事一致 同意该议案。 公司董事会在审议该议案前经独立董事专门会议审议，独立董事一 ...

证券代码：688021 证券简称：奥福环保 公告编号：2024-012 山东奥福环保科技股份有限公司 关于调整 2022 年限制性股票激励计划授予价格 的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 山东奥福环保科技股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日 召开第三届董事会第二十三次会议、第三届监事会第二十一次会议，审议通过了 《关于调整 2022 年限制性股票激励计划授予价格的议案》。现将有关事项公告 如下： 一、本次股权激励计划已履行的相关决策程序和信息披露情况 1、2022 年 4 月 22 日，公司召开第三届董事会第十二次会议，审议通过了 《关于山东奥福环保科技股份有限公司 2022 年限制性股票激励计划（草案）及 其摘要的议案》《关于公司 2022 年限制性股票激励计划实施考核管理办法的议 案》《关于提请股东大会授权董事会办理公司 2022 年限制性股票激励计划相关 事宜的议案》等议案。公司独立董事就本次激励计划相关议案发表了明确同意的 独立意见。同日，公司召开第三届监事会第十次 ...

募集资金年度存放与使用情况鉴证报告 山东奥福环保科技股份有限公司 容诚专字[2024]251Z0096 号 容诚会计师事务所(特殊普通合伙) 中国·北京 目 录 | 序号 | 内 容 | 页码 | | --- | --- | --- | | 1 | 募集资金存放与实际使用情况鉴证报告 | 1-3 | | 2 | 募集资金存放与实际使用情况的专项报告 | 4-8 | | 3 | 附表 1：2023 年度募集资金使用情况对照表 | 9 | 募集资金存放与实际使用情况鉴证报告 二、 董事会的责任 按照中国证券监督管理委员会《上市公司监管指引第 2 号——上市公司募集 资金管理和使用的监管要求》、上海证券交易所《上海证券交易所科创板上市公司 自律监管指引第 1 号——规范运作》编制《募集资金存放与实际使用情况的专项 报告》是奥福环保公司董事会的责任，这种责任包括保证其内容真实、准确、完整， 不存在虚假记录、误导性陈述或重大遗漏。 三、 注册会计师的责任 我们的责任是对奥福环保公司董事会编制的上述报告独立地提出鉴证结论。 外经贸大厦 15 层 / 922-926 (100037) TEL:010-6600 1391 F ...

山东奥福环保科技股份有限公司 容诚审字[2024]251Z0039 号 容诚会计师事务所(特殊普通合伙) 中国·北京 目 录 | | | 内部控制审计报告 内部控制审计报告 总所：北京市西城区阜成门外大街 22 号 外经贸大厦 15 层 / 922-926 (100037) TEL:010-6600 1391 FAX:010-6600 1392 E-mail:bj@rsmchina.com.cn https://www.rsm.global/china/ 容诚审字[2024]251Z0039 号 山东奥福环保科技股份有限公司全体股东： 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求，我 们审计了山东奥福环保科技股份有限公司（以下简称"奥福环保"）2023 年 12 月 31 日的财务报告内部控制的有效性。 一、企业对内部控制的责任 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企业内部 控制评价指引》的规定，建立健全和有效实施内部控制，并评价其有效性是奥福 环保公司董事会的责任。 二、注册会计师的责任 我们的责任是在实施审计工作的基础上，对财务报告内部控制的有效性发表 审计意见，并 ...

Financial Performance - The company reported a profit distribution plan for 2023, which includes no cash dividends, no stock bonuses, and no capital reserve transfers to increase share capital [5]. - The company has not achieved profitability since its listing, indicating ongoing financial challenges [4]. - The company's operating revenue for 2023 reached ¥332,260,809.57, representing a 63.06% increase compared to ¥203,771,847.21 in 2022 [21]. - The net profit attributable to shareholders was -¥7,921,513.58, slightly worsening from -¥7,837,334.02 in the previous year [22]. - The net cash flow from operating activities decreased significantly by 89.75% to ¥7,374,470.36 from ¥71,912,560.64 in 2022 [22]. - Total assets increased by 2.71% to ¥1,479,852,949.53 compared to ¥1,440,759,280.54 in 2022 [22]. - The company's R&D expenditure as a percentage of operating revenue was 10.65%, down from 18.02% in 2022, indicating a decrease of 7.37 percentage points [23]. - The basic earnings per share for 2023 was -¥0.10, unchanged from 2022 [23]. - The weighted average return on equity was -0.86% for 2023, a slight decrease from -0.84% in 2022 [23]. - The company reported a total net asset value of ¥916,365,963.73 at the end of 2023, a minor decrease of 0.46% from ¥920,623,924.07 in 2022 [22]. Corporate Governance - The company received a standard unqualified audit report from the accounting firm, ensuring the accuracy of its financial statements [5]. - There are no non-operating fund occupations by controlling shareholders or related parties, indicating a stable financial governance structure [7]. - The company has not violated decision-making procedures for external guarantees, reflecting compliance with regulatory requirements [7]. - The board of directors was fully present at the meeting, ensuring collective decision-making and oversight [5]. - The company has not disclosed any special arrangements for corporate governance, suggesting standard practices are in place [8]. - The company has not proposed any share capital increase through reserves, indicating a conservative approach to capital management [5]. Research and Development - The company has obtained certification for 88 projects under the National VI, Euro VI, and non-road National IV standards, with 74 projects currently under development [33]. - The company added 17 new authorized patents in 2023, including 11 invention patents [34]. - The company focuses on R&D of honeycomb ceramic technology, particularly in relation to vehicle emission standards, ensuring alignment with regulatory requirements and customer needs [39]. - The company is involved in a key national research project on "high-efficiency purification of vehicle exhaust" in collaboration with Tianjin University, running from December 2021 to November 2023 [62]. - The company has developed a comprehensive technology system for large-sized honeycomb ceramic carriers, achieving domestic leadership and international advanced levels [58]. - The company has invested a total of 1,083.63 million in the development of new ceramic carrier materials, with a projected investment of 962.00 million [68]. Market and Sales - The heavy-duty truck market in China saw a total sales volume of 911,100 units, representing a year-on-year growth of 35.59% [33]. - The company’s export sales reached a new high, driven by batch supply to overseas new vehicle projects [33]. - The company primarily adopts a "sales-driven production" model to ensure timely supply of honeycomb ceramic carrier products, establishing necessary safety stock based on customer demand forecasts and market conditions [37]. - Domestic sales of honeycomb ceramic carriers are mainly through direct orders from catalyst coating manufacturers, with prices generally decreasing moderately each year [38]. - The company exports honeycomb ceramic carriers primarily to markets in the United States, Canada, South Korea, and India, utilizing both VMI and non-VMI sales models [38]. Environmental and Sustainability Efforts - The company is committed to sustainable development, integrating environmental protection and social responsibility into its operational strategies [175]. - The company has invested in advanced waste gas treatment equipment, including RTO devices and bag filters, to ensure emissions meet standards [182]. - The company has completed its environmental monitoring for 2023, with all pollutant emissions meeting relevant standards [181]. - The company has established a comprehensive environmental management system, ensuring compliance with environmental laws and regulations [184]. - The company emphasizes environmental protection and pollution prevention, implementing effective measures for wastewater and waste gas treatment during production [178]. Risks and Challenges - The company faces various risks as outlined in the management discussion and analysis section, which investors should pay attention to [4]. - The company is facing risks related to the potential failure of new product development and the need for continuous technological upgrades to meet stricter emission standards [82][83]. - The company is exposed to foreign exchange risks due to overseas sales, which could affect profitability if the RMB/USD exchange rate fluctuates significantly [96]. - The company is facing risks related to raw material procurement, with potential impacts on production if suppliers fail to meet quality or delivery standards [89]. - Future projects may not meet expected returns if market conditions deviate from the company's forecasts, leading to potential financial strain [91]. Employee and Management Compensation - The total pre-tax remuneration for Pan Jiqing is 66.87 million yuan [136]. - The total pre-tax remuneration for independent director An Guangshi is 5.00 million yuan [136]. - The total pre-tax remuneration for vice president Liu Kun is 29.59 million yuan [136]. - The total pre-tax remuneration for financial director Cao Zheng is 29.28 million yuan [136]. - The total pre-tax remuneration for vice president Meng Ping is 22.82 million yuan [136]. - The total pre-tax remuneration for independent director Zhang Hao is 4.58 million yuan [136]. - The total pre-tax remuneration for independent director Fan Yongming is 5.00 million yuan [136]. - The total pre-tax remuneration for independent director Zhang Zhezhe is 9.21 million yuan [136]. Strategic Initiatives - The company plans to expand its product range and business scale, aiming to enhance profitability and market competitiveness [129]. - The company is focusing on technological innovation, particularly in the development of honeycomb ceramic carrier technology, to meet stringent national emission standards [130]. - The company aims to strengthen its marketing team and enhance brand promotion to increase market share in both domestic and international markets [131]. - The company is committed to continuous investment in new product development to penetrate foreign markets effectively [130]. - The company plans to enhance cooperation with overseas clients to establish a solid foundation for new market growth [129].

C&T PARTNERS 世纪同仁律师事务所 关于山东奥福环保科技股份有限公司 2022年限制性股票激励计划 授予部分第一个归属期归属条件成就、 作废部分限制性股票及调整授予价格 的 法律意见书 苏同律证字2024第067号 世纪同仁律师事务所 南京上海深圳 世纪同仁律师事务所关于 山东奥福环保科技股份有限公司 2022 年限制性股票激励计划授予部分第一个归属期归属条件成就、 作废部分限制性股票及调整授予价格 括我国现行法律、法规、规章和规范性文件之规定。本所认定有关事项是否合法 有效是以该等事项发生时所应适用的法律、行政法规为依据,同时也充分考虑了 政府有关主管部门给予的有关批准或确认。 3.为出具本法律意见书,本所事先对本次激励计划进行了尽职调查,并获得 相关方如下声明和保证:相关方已向本所提供了出具本法律意见书所必需且力所 能及的全部有关事实材料。有关书面材料及书面证言均真实有效,所有书面文件 的签字和/或印章均属真实,所有副本材料或复印件均与正本材料或原件一致; 不存在任何虚假或误导性陈述,亦不存在任何重大遗漏。对上述声明、保证之充 分信赖是本所出具本法律意见书的基础和前提。 的法律意见书 苏同律证字 ...