目 录 | 一、前次募集资金使用情况鉴证报告………………………………第 | 1—2 | 页 | | --- | --- | --- | | 二、前次募集资金使用情况报告………………………………… 第 | 3—13 | 页 | | 三、资质证书复印件………………………………………………第 | 14—17 | 页 | 前次募集资金使用情况鉴证报告 天健审〔2023〕7-582 号 广东芳源新材料集团股份有限公司全体股东： 我们鉴证了后附的广东芳源新材料集团股份有限公司（以下简称芳源股份公 司）管理层编制的截至 2023 年 6 月 30 日的《前次募集资金使用情况报告》。 一、对报告使用者和使用目的的限定 本鉴证报告仅供芳源股份公司向特定对象发行股票时使用，不得用作任何其 他目的。我们同意本鉴证报告作为芳源股份公司向特定对象发行股票的必备文件， 随同其他申报材料一起上报。 二、管理层的责任 芳源股份公司管理层的责任是提供真实、合法、完整的相关资料，按照中国 证券监督管理委员会《监管规则适用指引——发行类第 7 号》的规定编制《前次 募集资金使用情况报告》，并保证其内容真实、准确、完整，不存在虚假记载、 误导性陈述 ...

| 证券代码：688148 | 证券简称：芳源股份 公告编号：2023-066 | | --- | --- | | 转债代码：118020 | 转债简称：芳源转债 | 广东芳源新材料集团股份有限公司 2023 年第四次临时股东大会决议公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次会议是否有被否决议案：无 一、 会议召开和出席情况 （一） 股东大会召开的时间：2023 年 8 月 21 日 （二） 股东大会召开的地点：广东省江门市新会区古井官冲村杨桃山、矿田（土 名）公司会议室 （三） 出席会议的普通股股东、特别表决权股东、恢复表决权的优先股股东及 其持有表决权数量的情况： | 1、出席会议的股东和代理人人数 | 24 | | --- | --- | | 普通股股东人数 | 24 | | 2、出席会议的股东所持有的表决权数量 | 158,403,336 | | 普通股股东所持有表决权数量 | 158,403,336 | | 3、出席会议的股东所持有表决权数量占公司表决权数量的比 | 31.2562 ...

北京国枫律师事务所 关于广东芳源新材料集团股份有限公司 2023 年第四次临时股东大会的 国枫律股字[2023]A0443 号 致：广东芳源新材料集团股份有限公司（贵公司） 北京国枫律师事务所（以下称"本所"）接受贵公司的委托，指派律师出席 并见证贵公司 2023 年第四次临时股东大会（以下称"本次会议"）。 根据《中华人民共和国公司法》（以下称"《公司法》"）、《中华人民共 和国证券法》（以下称"《证券法》"）、《上市公司股东大会规则》（以下称 "《股东大会规则》"）、《律师事务所从事证券法律业务管理办法》（以下称 "《证券法律业务管理办法》"）、《律师事务所证券法律业务执业规则（试行）》 （以下称"《证券法律业务执业规则》"）等相关法律、行政法规、规章、规范 性文件及《广东芳源新材料集团股份有限公司章程》（以下称"《公司章程》"） 的规定，就本次会议的召集与召开程序、召集人资格、出席会议人员资格、会议 表决程序及表决结果等事宜，出具本法律意见书。 1．本所律师仅就本次会议的召集与召开程序、召集人和出席现场会议人员 资格、会议表决程序及表决结果的合法性发表意见，不对本次会议所审议的议案 内容及该等议案所表述 ...

| 证券代码：688148 | 证券简称：芳源股份 | 公告编号：2023-067 | | --- | --- | --- | | 转债代码：118020 | 转债简称：芳源转债 | | 广东芳源新材料集团股份有限公司 关于回购注销第一类限制性股票减少注册资本 暨通知债权人的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、通知债权人的原由 广东芳源新材料集团股份有限公司（以下简称"公司"）于 2023 年 8 月 3 日召开第三届董事会第十九次会议、第三届监事会第十四次会议，于 2023 年 8 月 21 日召开 2023 年第四次临时股东大会，审议通过了《关于终止实施 2021 年 限制性股票激励计划暨回购注销第一类限制性股票及作废第二类限制性股票的 议案》。鉴于公司 2021 年限制性股票激励计划终止以及部分激励对象离职，公 司决定回购注销 106 名激励对象所持有的已获授但尚未解除限售的第一类限制 性股票 1,433,000 股，回购价格为 15.27 元/股。具体内容详见公司于 2023 年 8 月 4 ...

广东芳源新材料集团股份有限公司 2023年第四次临时股东大会会议资料 广东芳源新材料集团股份有限公司 2023 年第四次临时股东大会会议资料 2023 年 8 月 （4）其他人员。 广东芳源新材料集团股份有限公司 2023年第四次临时股东大会会议资料 广东芳源新材料集团股份有限公司 2023 年第四次临时股东大会会议须知 根据《广东芳源新材料集团股份有限公司章程》和《广东芳源新材料集团股 份有限公司股东大会议事规则》的相关规定，广东芳源新材料集团股份有限公司 （以下简称"公司"）特制定本次股东大会的会议须知。 一、股东大会会议组织 1、本次会议由公司董事会依法召集。 2、本次会议采取现场投票与网络投票相结合的方式。本次股东大会将通过 上海证券交易所交易系统向公司股东提供网络投票平台，股东可以在网络投票时 间内通过上述系统行使表决权。 3、本次会议的出席人员 （1）2023 年 8 月 21 日（星期一）下午交易结束后在中国证券登记结算有 限责任公司上海分公司登记在册的公司股东或股东委托代理人； （2）公司董事、监事和高级管理人员； （3）公司聘请的律师； 4、本次会议行使《公司法》和《广东芳源新材料集团股份有 ...

Financial Performance - The company's operating revenue for 2022 was approximately CNY 2.94 billion, representing a 41.83% increase compared to CNY 2.07 billion in 2021[23]. - The net profit attributable to shareholders decreased by 92.83% to CNY 4.79 million in 2022 from CNY 66.72 million in 2021[23]. - The net cash flow from operating activities was negative at CNY -299.65 million, a decline of 347.75% compared to CNY 120.95 million in 2021[23]. - The total assets increased by 46.26% to CNY 4.20 billion at the end of 2022, up from CNY 2.87 billion at the end of 2021[23]. - The company's net assets attributable to shareholders rose by 13.32% to CNY 1.50 billion at the end of 2022, compared to CNY 1.33 billion at the end of 2021[23]. - The basic earnings per share dropped by 93.33% to CNY 0.01 in 2022 from CNY 0.15 in 2021[24]. - The company's gross profit margin has been declining, primarily due to fluctuations in nickel and cobalt prices and increased costs of auxiliary materials like sulfuric acid[85]. Investment and R&D - Research and development expenses accounted for 5.01% of operating revenue in 2022, an increase of 0.6 percentage points from 4.41% in 2021[24]. - The company plans to invest in projects to produce 50,000 tons of high-end ternary lithium battery precursors and 10,000 tons of battery-grade lithium hydroxide annually[23]. - The company has successfully applied for 4 new patents and received 16 patent authorizations during the reporting period[39]. - The company reported a 61.05% increase in R&D expenses, totaling approximately ¥147.13 million, compared to ¥91.36 million in the previous year, driven by enhanced competitiveness and increased employee compensation due to the stock incentive plan[66]. - The company aims to achieve mass production and stable processes for new products, contributing to advancements in energy density and safety performance of lithium battery products[73]. Corporate Governance - The audit report issued by Tianjian Accounting Firm confirms the financial report's authenticity, accuracy, and completeness[5]. - The board of directors and management have collectively ensured the accuracy and completeness of the annual report, reflecting strong governance practices[5]. - The company has not proposed any special arrangements for corporate governance, indicating a standard governance structure[9]. - The company has conducted 17 board meetings, 15 supervisory meetings, and 5 shareholder meetings in 2022, ensuring compliance with legal and regulatory requirements[137]. - The company emphasizes transparency in information disclosure and enhances interaction with investors to protect their legal rights[200]. Market and Industry Trends - The global electric vehicle market is accelerating, with various governments implementing policies to promote the development of new energy vehicles, such as the U.S. Inflation Reduction Act and Germany's charging infrastructure planning[54]. - The global market for ternary precursors is expected to grow significantly, with shipments projected to reach 2.24 million tons by 2025, indicating a market scale of approximately $240 billion[49]. - The company is focusing on high-nickel ternary precursors, achieving innovations in separation and material synthesis technologies, and is a key supplier in the Panasonic-Tesla supply chain[53]. - The company is actively expanding its production capacity for ternary precursors to meet the growing demand in the electric vehicle sector[128]. Risks and Challenges - The company has detailed various risks and countermeasures in its annual report, emphasizing the importance of investor awareness regarding investment risks[4]. - The company is exposed to risks from fluctuations in raw material prices, particularly nickel and cobalt, which can impact production costs[81]. - The company faces risks related to inventory valuation, as the ending inventory value constitutes a significant portion of total assets, which may lead to liquidity issues[83]. - The company is exposed to risks from changes in industry policies and intensified market competition, particularly in the high-nickel precursor segment[86]. Shareholder Returns and Dividends - The profit distribution plan for 2022 includes no cash dividends, no bonus shares, and no capital reserve transfer to share capital, with undistributed profits carried forward to future years[6]. - The total cash dividend amount for the year 2022 was 50,002,926.21 RMB, which was included in the cash repurchase of shares[180]. - The company confirmed a total of 98,612,947.99 RMB in share-based payment expenses for the incentive plans during the reporting period[185]. - The independent directors confirmed that the cash dividend policy complies with the company's articles of association and shareholder resolutions[178]. Strategic Partnerships and Collaborations - The company has formed strategic partnerships with leading battery manufacturers, enhancing its customer base and market position[37]. - The company has established a strategic partnership with MCC for nickel-cobalt resource supply, ensuring stable raw material availability[74]. - The company has formed a joint venture with Veolia for battery recycling, aiming to secure raw material supply channels[74]. - The company has adjusted its cooperation with Panasonic China since February 2021, now sourcing nickel and cobalt raw materials from Panasonic to produce NCA ternary precursors, ensuring stable supply from internationally recognized companies[45]. Employee and Management Structure - The company employed a total of 1,082 staff, with 287 in the parent company and 795 in major subsidiaries[171]. - The company has implemented a restricted stock incentive plan for directors, senior management, and key technical personnel to enhance employee motivation and stability[173]. - The total remuneration for all directors, supervisors, and senior management personnel at the end of the reporting period was CNY 10.20 million[157]. - The company has a structured remuneration scheme for its directors, supervisors, and senior management based on their actual positions and responsibilities[157].

| 证券代码：688148 | 证券简称：芳源股份 公告编号：2023-037 | | --- | --- | | 转债代码：118020 | 转债简称：芳源转债 | 广东芳源新材料集团股份有限公司 关于召开 2022 年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 会议召开时间：2023 年 5 月 26 日（星期五）上午 11:00-12:00 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 5 月 19 日（星期五）至 5 月 25 日（星期四）16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 fyhb@fangyuan-group.com 进行提问。公司将在说明会上对投资者普遍关注的问 题进行回答。 三、参加人员 董事长、总裁：罗爱平 董事会秘书：陈剑良 财务总监：吕海斌 广东芳源新材 ...

Financial Performance - The company's operating revenue for Q1 2023 reached ¥803,354,074.25, representing a year-on-year increase of 98.46%[5]. - Total operating revenue for Q1 2023 reached ¥803,354,074.25, a significant increase of 98.5% compared to ¥404,787,086.21 in Q1 2022[22]. - The net profit for Q1 2023 was ¥1,059,758.47, a turnaround from a net loss of ¥2,308,457.45 in Q1 2022[24]. - The net profit attributable to shareholders of the listed company was ¥1,067,447.79, with a significant increase in sales revenue contributing to this growth[5][8]. - The company reported a gross profit margin of approximately 0.13% for Q1 2023, compared to a negative margin in Q1 2022[22]. - Total operating costs for Q1 2023 were ¥802,267,303.01, up 92.5% from ¥416,583,926.87 in Q1 2022[22]. Cash Flow and Liquidity - The net cash flow from operating activities was -¥183,609,481.41, reflecting a decrease of 526.38% due to increased cash payments for raw materials and other expenses[5][8]. - In Q1 2023, the company reported cash inflows from operating activities of CNY 958,114,576.77, a significant increase of 56.4% compared to CNY 612,502,069.41 in Q1 2022[26]. - The net cash outflow from operating activities was CNY -183,609,481.41, contrasting with a net inflow of CNY 43,062,191.17 in the same period last year[26]. - The company reported a net cash decrease of CNY -110,486,172.05 for the quarter, contrasting with a net increase of CNY 100,535,277.19 in Q1 2022[27]. - The ending cash and cash equivalents balance was CNY 502,135,096.19, compared to CNY 329,896,058.92 at the end of Q1 2022, representing a year-over-year increase of 52%[27]. Assets and Liabilities - Total assets at the end of the reporting period amounted to ¥4,242,273,546.76, showing a slight increase of 0.91% compared to the end of the previous year[6]. - The total assets increased to ¥4,242,273,546.76 in Q1 2023, compared to ¥4,204,038,988.04 in Q1 2022[20]. - Total liabilities amounted to ¥2,715,559,111.67 in Q1 2023, a slight increase from ¥2,688,049,823.95 in Q1 2022[20]. - The total current assets as of March 31, 2023, were RMB 2,779,743,352.89, a decrease from RMB 2,843,097,557.41 at the end of 2022[18]. Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 11,593, indicating a stable shareholder base[9]. - The top shareholder, Luo Aiping, holds 76,482,800 shares, representing 14.95% of the total shares[10]. - The company has not disclosed any other significant shareholder relationships or actions beyond those mentioned[12]. Research and Development - The company's R&D investment totaled ¥22,801,527.64, accounting for 2.84% of operating revenue, which is a decrease of 2.56 percentage points year-on-year[6]. - Research and development expenses for Q1 2023 totaled ¥22,801,527.64, slightly up from ¥21,845,657.88 in Q1 2022[22]. Market and Strategic Initiatives - The company is experiencing rapid growth in the power battery industry, leading to increased sales volume and prices[8]. - The company plans to invest up to RMB 2 billion in a lithium iron phosphate battery recycling and cathode material production project to expand its market presence in the new energy sector[15]. - The company has not reported any significant new product developments or market expansion strategies in this quarter[8]. - The company plans to continue focusing on market expansion and new product development in the upcoming quarters[22]. - The company did not report any new product launches or significant market expansion strategies during the quarter[28]. Inventory and Receivables - The company's inventory increased to RMB 1,393,360,150.52 from RMB 1,342,521,619.73 at the end of 2022, indicating a growth of approximately 3.3%[18]. - The company reported accounts receivable of RMB 390,101,110.35, down from RMB 424,862,827.24 at the end of 2022, reflecting a decrease of approximately 8.2%[18]. - The company’s prepayments increased to RMB 131,347,181.74 from RMB 98,430,270.29, showing a growth of approximately 33.4%[18]. Financing Activities - The company experienced cash inflows from financing activities totaling CNY 277,577,097.80, up from CNY 247,858,062.56 in Q1 2022, marking an increase of 12%[27]. - Cash outflows from financing activities were CNY 101,865,586.98, a decrease from CNY 121,409,796.31 in the previous year, indicating a reduction of 16%[27]. - The net cash increase from financing activities was CNY 175,711,510.82, compared to CNY 126,448,266.25 in Q1 2022, reflecting a growth of 39%[27]. Convertible Bonds - The company has not yet converted any of the RMB 64,200,000 of convertible bonds issued, with only 53 shares converted, representing 0.00001% of the total shares before conversion[14]. Government Approvals - The company is awaiting necessary government approvals for the new investment project, which may introduce risks[16].

Financial Performance - The company's operating revenue for 2022 was approximately CNY 2.94 billion, representing a 41.83% increase compared to CNY 2.07 billion in 2021[23]. - The net profit attributable to shareholders decreased by 92.83% to CNY 4.79 million in 2022 from CNY 66.72 million in 2021[23]. - The net cash flow from operating activities was negative at CNY -299.65 million, a decline of 347.75% compared to CNY 120.95 million in 2021[23]. - The total assets increased by 46.26% to CNY 4.20 billion at the end of 2022, up from CNY 2.87 billion at the end of 2021[23]. - The company's net assets attributable to shareholders rose by 13.32% to CNY 1.50 billion at the end of 2022, compared to CNY 1.33 billion at the end of 2021[23]. - The basic earnings per share dropped by 93.33% to CNY 0.01 in 2022 from CNY 0.15 in 2021[24]. - The company's gross profit margin has been declining due to fluctuations in nickel and cobalt prices, increased costs of auxiliary materials, and changes in cooperation with major clients[83]. - The company faced significant financial risks due to high inventory levels and potential price declines in raw materials like nickel and cobalt[83]. Research and Development - Research and development expenses accounted for 5.01% of operating revenue in 2022, an increase of 0.6 percentage points from 4.41% in 2021[24]. - The company increased its R&D investment, contributing to the overall increase in expenses and impacting profitability[25]. - R&D investment amounted to 147.13 million yuan, representing a 61.05% increase compared to the previous year[38]. - The company has developed several core technologies, including the "extraction without nickel" technology, which improves the process flow in the nickel hydrometallurgy industry and reduces manufacturing costs[73]. - The company has established a stable and efficient R&D system, enhancing the electrochemical performance and stability of ternary precursors for lithium batteries[73]. Market Strategy and Expansion - The company plans to focus on future development strategies and market expansion, although specific numerical targets were not disclosed in the provided content[8]. - The company is focused on expanding its market presence and enhancing its product offerings in the lithium battery materials sector[23]. - The company plans to continue expanding its market presence and investing in new technologies to drive future growth[25]. - The company is actively expanding its ternary precursor production capacity to meet the growing market demand and improve its market share[130]. - The company aims to enhance its core competitiveness and profitability by expanding its business scope and scale, focusing on resource recycling and sustainable development[132]. Governance and Compliance - The company has received a standard unqualified audit report from Tianjian Accounting Firm, ensuring the accuracy and completeness of the financial report[5]. - The company has not reported any non-operating fund occupation by controlling shareholders or related parties, indicating a stable governance structure[9]. - The company has not violated any decision-making procedures for external guarantees, further reflecting its compliance with regulations[9]. - The company's board of directors and management have confirmed the authenticity and completeness of the annual report, ensuring accountability[5]. - The company has established a comprehensive management system to ensure compliance with legal regulations and improve governance structures[138]. Risks and Challenges - The company has detailed various risks and countermeasures in its annual report, emphasizing the importance of investor awareness regarding investment risks[4]. - The company faces risks related to fluctuating raw material prices, particularly for nickel and cobalt[81]. - The company is exposed to risks from changes in industry policies and intensified market competition in the electric vehicle sector[86]. - The company's future plans and strategic developments are subject to risks and do not constitute a commitment to investors[8]. Shareholder Returns and Dividends - The profit distribution plan for 2022 includes no cash dividends, no bonus shares, and no capital reserve transfer to share capital, with undistributed profits carried forward to future years[6]. - The company reported a share buyback amounting to RMB 50,002,926.21, which is considered as cash dividends, representing 1,044.64% of the net profit attributable to shareholders for the year 2022[5]. - The company has a three-year shareholder dividend return plan in place[141]. - The company did not propose a cash profit distribution plan for the reporting period despite having positive distributable profits[181]. Employee and Management Structure - The company employed a total of 1,082 staff, with 287 in the parent company and 795 in major subsidiaries[173]. - The total remuneration for all directors, supervisors, and senior management personnel at the end of the reporting period amounted to RMB 10.20 million[159]. - The company has implemented a restricted stock incentive plan for directors, executives, and key technical personnel to enhance employee motivation and stability[175]. - The total number of employees eligible for the stock incentive plan was 113, representing 10.72% of the total workforce[184]. Strategic Partnerships and Collaborations - The company has formed long-term cooperative relationships with leading battery manufacturers, enhancing its market position[37]. - The company transitioned its collaboration with Panasonic China in February 2021, now sourcing nickel and cobalt raw materials from Panasonic to produce NCA ternary precursors, ensuring stable supply from internationally recognized companies[45]. - The company has established a strategic cooperation agreement with MCC for stable supply of nickel and cobalt resources[74]. - The company formed a joint venture with Veolia for battery recycling, enhancing raw material supply security[74].

证券代码：688148 证券简称：芳源股份 广东芳源新材料集团股份有限公司 投资者关系活动记录表 编号：2022-001 | --- | --- | --- | --- | --- | |------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------- ...