北京格灵深瞳信息技术股份有限公司 2023 年度独立董事述职报告（叶磊） 作为北京格灵深瞳信息技术股份有限公司（以下简称"公司"）的独立董事， 2023 年度，我严格按照《公司法》《证券法》《上市公司独立董事管理办法》《公 司章程》《独立董事工作制度》等有关法律法规和制度的规定，本着客观、审慎、 独立的原则，勤勉尽责、独立履职，及时了解公司的经营及发展情况，勤勉、尽 责、诚信、独立地履行独立董事的职责，促进公司规范运作、健康发展，维护公 司、全体股东特别是中小股东的利益。现将 2023 年度独立董事履职情况报告如 下： 一、独立董事的基本情况 （一）独立董事履历 公司第一届董事会独立董事为叶磊先生和刘倩女士。报告期内，因第一届董 事会任期届满，公司开展了换届选举工作。2023 年 11 月 14 日，经公司 2023 年 第二次临时股东大会审议通过，公司第二届董事会独立董事仍为叶磊先生和刘倩 女士。 叶磊先生：1966 年出生，中国国籍，无境外永久居留权，本科学历，高级会 计师、注册会计师、注册税务师。1988 年毕业于西南财经大学会计系，获得学士 学位。1988 年至今，历任中国机械对外经济技术合作总公司财 ...

容诚会计师事务所(特殊普通合伙) 中国 ·北京 RSM 容 诚 内部控制审计报告 北京格灵深瞳信息技术股份有限公司 容诚审字[2024]350Z0009 号 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://acc.mof.gov.cn）"进 报告编码:京24QJDC8RPG 容加 内部控制审计报告 容诚审字[2024]350Z0009 号 北京格灵深瞳信息技术股份有限公司全体股东: 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求,我 们审计了北京格灵深瞳信息技术股份有限公司(以下简称"格灵深障公司")2023 年 12月 31 日的财务报告内部控制的有效性。 一、企业对内部控制的责任 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企业内部 控制评价指引》的规定,建立健全和有效实施内部控制,并评价其有效性是格灵 深瞳公司董事会的责任。 二、注册会计师的责任 我们的责任是在实施审计工作的基础上,对财务报告内部控制的有效性发表 审计意见,并对注意到的非财务报告内部控制的重大缺陷进行披露。 三、内部控制的固有局限性 内部控制具有固有局限性,存在不能防止和发现错报的可 ...

RSM 容诚 2023 年度营业收入扣除情况的 专项审核报告 北京格灵深瞳信息技术股份有限公司 容诚专字[2024]350Z0009 号 容诚会计师事务所(特殊普通合伙) 中国 · 北京 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://xc.mof.gov.cn）"进行 "创行使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://xc.mof.gov.cn）"进行进行 " " " " " " " " " " " " " " " 报告编码： " " 报告编码：京24HKBM RM 容 关于北京格灵深瞳信息技术股份有限公司 2023年度营业收入扣除情况的专项审核报告 容诚专字[2024]350Z0009 号 北京格灵深瞳信息技术股份有限公司全体股东: 我们接受委托,按照中国注册会计师审计准则审计了北京格灵深瞳信息技术 股份有限公司（以下简称格灵深瞳公司）2023 年度财务报表,并于 2024年 04 月 26 日出具了容诚审字[2024]350Z0008 号的无保留意见审计报告。在此基础上我们 审核了后附的格灵深障公司管理层编制的《北京格灵深障信息技术股份有限公司 2023 ...

2023 年度募集资金存放与实际使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司监 管指引第2号——上市公司募集资金管理和使用的监管要求》《上海证券交易所 科创板股票上市规则》及《上海证券交易所科创板上市公司自律监管指引第1号 ——规范运作》等有关法律、行政法规和规范性文件的规定，将北京格灵深瞳 信息技术股份有限公司（以下简称"公司"）2023年度募集资金存放与实际使 用情况专项报告如下： 一、募集资金基本情况 （一）募集资金金额和资金到账时间 证券代码：688207 证券简称：格灵深瞳 公告编号：2024-009 北京格灵深瞳信息技术股份有限公司 经中国证券监督管理委员会《关于同意北京格灵深瞳信息技术股份有限公 司首次公开发行股票注册的批复》（证监许可〔2022〕64号）核准，公司获准 向社会公开发行人民币普通股（A股）4,624.52万股，每股发行价格为人民币 39.49元，募集资金总额为人民币182,622.31万元，扣除承销及保荐费用 ...

北京格灵深瞳信息技术股份有限公司 2023 年度独立董事述职报告（刘倩） 作为北京格灵深瞳信息技术股份有限公司（以下简称"公司"）的独立董事， 2023 年度，我严格按照《公司法》《证券法》《上市公司独立董事管理办法》《公 司章程》《独立董事工作制度》等有关法律法规和制度的规定，本着客观、审慎、 独立的原则，勤勉尽责、独立履职，及时了解公司的经营及发展情况，勤勉、尽 责、诚信、独立地履行独立董事的职责，促进公司规范运作、健康发展，维护公 司、全体股东特别是中小股东的利益。现将 2023 年度独立董事履职情况报告如 下： 一、独立董事的基本情况 （一）独立董事履历 公司第一届董事会独立董事为叶磊先生和刘倩女士。报告期内，因第一届董 事会任期届满，公司开展了换届选举工作。2023 年 11 月 14 日，经公司 2023 年 第二次临时股东大会审议通过，公司第二届董事会独立董事仍为叶磊先生和刘倩 女士。 刘倩女士：1981 年出生，中国国籍，无境外永久居留权，博士学历。2003 年 毕业于北方交通大学，获得学士学位；2009 年毕业于瑞典乌普萨拉大学，获得博 士学位。2006 年至 2007 年，担任加利福尼亚大 ...

委托单位：北京格灵深瞳信息技术股份有限公司 审计单位：容诚会计师事务所(特殊普通合伙) RSM 容诚 非经营性资金占用及其他关联资金 往来情况专项说明 关于北京格灵深瞳信息技术股份有限公司 非经营性资金占用及其他关联资金往来情况 汇总表的专项审计报告 目 录 1、 专项审计报告 2、 附表 北京格灵深瞳信息技术股份有限公司 容诚专字[2024]350Z0007 号 容诚会计师事务所(特殊普通合伙) 中国 · 北京 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://scc.mf.eor.cn）"进行变 。 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://aco.mnf.eor.cn）"进行变得 容易 关于北京格灵深瞳信息技术股份有限公司 非经营性资金占用及其他关联资金往来情况专项说明 容诚专字[2024]350Z0007 号 北京格灵深瞳信息技术股份有限公司全体股东: 我们接受委托,依据中国注册会计师审计准则审计了北京格灵深瞳信息技术 股份有限公司(以下简称格灵深瞳公司)2023年12月31日的合并及母公司资产 负债表,2023年度的合并及母公司利润表、合并及母公司 ...

海通证券股份有限公司关于 北京格灵深瞳信息技术股份有限公司 2023 年度持续督导年度跟踪报告 | 保荐机构名称：海通证券股份有限公司 | 被保荐公司简称：格灵深瞳 | | --- | --- | | 保荐代表人姓名：张悦、邓欣 | 被保荐公司代码：688207 | 重大事项提示 2023 年度，公司实现营业收入 26,228.58 万元，较上年同期减少 25.84%，实 现归属于母公司所有者的净利润-9,033.32 万元，归属于母公司所有者的扣除非经 常性损益的净利润-9,726.47 万元，主要为受宏观经济环境、行业终端客户预算、 采购计划推迟、研发投入增加等多重因素影响。如果未来出现宏观经济和市场环 境恶化、客户采购预算和计划削减、下游应用领域认可程度和产品销售情况不达 预期、研发投入持续增加且研发成果未能及时转化等不利情况，公司可能存在营 业收入和净利润持续下滑风险和亏损风险。2023 年公司业绩由盈转亏，提醒广 大投资者对公司的业绩波动、由盈转亏的情况予以关注。 经中国证券监督管理委员会《关于同意北京格灵深瞳信息技术股份有限公司 首次公开发行股票注册的批复》（证监许可〔2022〕64号）同意注册， ...

北京格灵深瞳信息技术股份有限公司 2023 年度会计师事务所履职情况评估报告 容诚首席合伙人肖厚发，截至 2023 年 12 月 31 日，容诚共有合伙人 179 人， 注册会计师 1,395 人，其中 745 人签署过证券服务业务审计报告。 3.业务规模 容诚经审计的 2022 年度收入总额为 266,287.74 万元，其中审计业务收入 254,019.07 万元，证券期货业务收入 135,168.13 万元。2022 年 A 股上市公司 年报审计客户 366 家，审计收费总额 42,888.06 万元，客户主要集中在制造业， 信息传输、软件和信息技术服务业，建筑业，批发和零售业，水利、环境和公 共设施管理业，交通运输、仓储和邮政业，科学研究和技术服务业，电力、热 力、燃气及水生产和供应业，文化、体育和娱乐业，采矿业、金融业，房地产 业等多个行业。与公司同行业的上市公司审计客户 26 家。 二、执业记录 容诚近三年因执业行为受到刑事处罚 0 次、行政处罚 0 次、监督管理措施 12 次、自律监管措施 1 次、自律处分 1 次。43 名从业人员近三年因执业行为受 到刑事处罚 0 次、行政处罚 0 次、监督管 ...

Financial Performance - The company reported a negative retained earnings balance, resulting in no cash dividends, stock bonuses, or capital reserve transfers for the 2023 fiscal year[5]. - The company has not achieved profitability since its listing, indicating ongoing financial challenges[4]. - In 2023, the company's operating revenue decreased by 25.84% compared to the previous year, primarily due to macroeconomic conditions and delays in customer orders[26]. - The net profit attributable to the parent company turned from profit to loss, with a significant decline in operating revenue and an increase in R&D investment by 39.00%[26]. - The basic earnings per share for 2023 was -0.35 yuan, compared to 0.13 yuan in 2022, indicating a substantial decline[25]. - The net cash flow from operating activities decreased by 120.20% year-on-year, mainly due to reduced cash receipts from sales[26]. - The company reported a net loss of 73,054,234.20 yuan in the fourth quarter of 2023[28]. - The company achieved operating revenue of CNY 26,228.58 million, a decrease of 25.84% compared to the previous year[111]. - The net profit attributable to the parent company was CNY -9,033.32 million, with a net profit excluding non-recurring gains and losses of CNY -9,726.47 million[111]. - The company reported a significant reliance on a single customer, with the first customer exceeding 50% of total sales[125]. Research and Development - The R&D expenditure as a percentage of operating revenue increased by 32.72 percentage points to 70.14% in 2023[25]. - The company’s R&D investment totaled approximately ¥183.96 million, representing a 39% increase from the previous year, with R&D expenses accounting for 70.14% of operating revenue[80][81]. - The number of R&D personnel increased to 316, representing 70.38% of the total workforce, up from 63.59% in the previous year[93]. - The company is focused on talent development and aims to attract skilled professionals through competitive compensation and a positive corporate culture[147]. - The company has established a behavior analysis model technology architecture for smart finance, which is currently being implemented, and is exploring multi-modal technologies based on computer vision[101]. Technology and Innovation - The company has achieved industry-leading status in AI algorithms, winning multiple domestic and international competitions[56]. - The company has developed AI products and solutions for various sectors, including smart finance, urban management, and the metaverse, ensuring continuous technological innovation[57]. - The company has developed the "Deep Eye Brain" AI technology platform, which supports the training of multimodal large models with hundreds of billions of parameters and tens of billions of training data[62][64]. - The company’s algorithms have been accepted at top international conferences, indicating a strong position in the AI research community[65]. - The company is actively embracing the AIGC wave, enhancing its capabilities through the development of large models across various business lines[26]. Governance and Compliance - The board of directors and supervisory board members have confirmed the authenticity and completeness of the annual report[5]. - The governance structure includes a board of directors, supervisory board, and senior management, ensuring clear responsibilities and regulatory compliance[150]. - The company has revised 11 governance documents to enhance its governance framework in line with regulatory requirements[150]. - All proposals at the shareholders' meetings were approved without any rejections, indicating strong governance practices[153]. - The company has not reported any changes in shareholding for the board members during the year[156]. Market and Customer Dynamics - The company is facing risks related to significant revenue decline and potential losses due to macroeconomic conditions and increased R&D investments[104]. - The company is exposed to macroeconomic risks, including potential declines in customer procurement budgets and plans[108]. - The top five customers contributed CNY 24.02 million, accounting for 91.56% of the total annual sales, with the largest customer being Agricultural Bank of China at CNY 21.67 million[124]. - The company is facing risks related to high customer concentration in the smart finance sector, which could lead to significant revenue fluctuations[107]. Environmental and Social Responsibility - The company actively supports ESG initiatives, integrating them into its corporate culture and contributing to social welfare projects[187]. - The company did not invest any funds in environmental protection during the reporting period (amount: 0 million yuan)[188]. - The company is not classified as a key pollutant discharge unit and does not involve environmental pollution in its operations[189]. - The company developed a cross-age kinship comparison algorithm to assist in locating missing children and has contributed to social welfare initiatives[199]. Operational Efficiency - The company has established a large-scale data labeling system that combines automated processing with manual annotation, significantly reducing labeling costs and improving model development efficiency[64]. - The company is focused on enhancing the recognition accuracy of complex scenarios in smart finance through advanced model capabilities[84]. - The company is leveraging AI and edge computing technologies to improve operational efficiency and risk management in various industries[89]. - The company has launched a smart oil station solution, generating 27.4 million in revenue, which supports the digital transformation of traditional gas stations[89].

Financial Performance - The company's operating revenue for Q1 2024 was ¥30,726,615.23, representing a decrease of 54.51% compared to the same period last year[5] - The net profit attributable to shareholders was a loss of ¥27,099,447.96, with a net profit excluding non-recurring gains and losses of ¥29,442,358.34, both figures not applicable for percentage change[5] - The net loss for Q1 2024 was ¥27,186,116.94, compared to a net loss of ¥908,120.50 in Q1 2023, indicating a significant increase in losses[22] - Basic and diluted earnings per share for Q1 2024 were both -¥0.10, compared to ¥0 in Q1 2023[23] - Total operating revenue for Q1 2024 was ¥30,726,615.23, a decrease of 54.5% compared to ¥67,543,770.98 in Q1 2023[21] - Total operating costs for Q1 2024 were ¥62,459,063.59, down from ¥69,566,115.11 in Q1 2023, representing a decrease of 10.1%[21] Cash Flow - The net cash flow from operating activities was a negative ¥31,126,903.67, showing an increase in outflow by 22.48% year-on-year[5] - In Q1 2024, the net cash flow from operating activities was -31,126,903.67, an improvement from -40,151,183.78 in Q1 2023, indicating a reduction in cash outflow[25] - The total cash outflow from operating activities in Q1 2024 was 79,123,664.27, down from 107,309,061.78 in Q1 2023, indicating improved operational efficiency[25] - Cash received from other operating activities in Q1 2024 was 16,481,579.39, up from 7,430,102.70 in Q1 2023, indicating increased operational revenue streams[25] - The cash flow from financing activities in Q1 2024 was -5,658,183.56, an increase in outflow compared to -1,707,403.10 in Q1 2023, suggesting higher financing costs or repayments[25] Research and Development - Research and development (R&D) expenses totaled ¥44,240,652.27, which is an increase of 31.90% compared to the previous year[6] - R&D expenses accounted for 143.98% of operating revenue, an increase of 94.91 percentage points year-on-year[6] - R&D expenses increased to ¥44,240,652.27 in Q1 2024, up 33.4% from ¥33,143,232.46 in Q1 2023[21] - The company plans to continue increasing its R&D investment despite the decrease in revenue, indicating a focus on long-term growth strategies[9] Assets and Liabilities - Total assets at the end of the reporting period were ¥2,429,248,193.25, a decrease of 1.74% from the end of the previous year[6] - Total assets decreased to ¥2,429,248,193.25 in Q1 2024 from ¥2,472,307,952.09 in Q1 2023, a decline of 1.7%[19] - Total liabilities decreased to ¥169,198,407.93 in Q1 2024 from ¥187,261,415.53 in Q1 2023, a reduction of 9.6%[19] - The company’s total equity decreased to ¥2,260,049,785.32 in Q1 2024 from ¥2,285,046,536.56 in Q1 2023, a decline of 1.1%[19] Shareholder Information - Total number of common shareholders at the end of the reporting period is 15,165[11] - The largest shareholder, Tianjin Deep Vision Technology Center, holds 43,765,884 shares, accounting for 16.90% of total shares[11] - The company has a total of 16,133,846 unrestricted shares held by HSG CV IV Holdco IX, Ltd.[12] - The number of shares lent out for margin trading by Haitong Innovation Securities increased to 2,127,119, representing 0.82% of total shares[13] Market Environment - The decline in operating revenue was attributed to delayed contract renewals from some clients and a downturn in the market environment affecting certain industries[9] Investment Performance - Total cash inflow from investment activities in Q1 2024 was 1,342,025,151.14, significantly higher than 81,331,566.11 in Q1 2023, driven by a substantial increase in cash recovered from investments[25] - The net cash flow from investment activities in Q1 2024 was 262,900,335.11, a positive turnaround from -448,193,588.79 in Q1 2023, reflecting improved investment performance[25] - Cash received from the recovery of investments in Q1 2024 reached 1,339,210,000.00, compared to only 81,120,000.00 in the same period last year, highlighting a significant growth in investment recovery[25]