陕西华秦科技实业股份有限公司 独立董事专门会议工作制度 陕西华秦科技实业股份有限公司 独立董事专门会议工作制度 二零二三年十一月 1 | 第一章 | 则 总 | 3 | | --- | --- | --- | | 第二章 | 职责权限 | 3 | | 第三章 | 议事规则 | 4 | | 第四章 | 附则 | 6 | 陕西华秦科技实业股份有限公司 独立董事专门会议工作制度 第一章 总 则 第一条 为进一步完善陕西华秦科技实业股份有限公司（以下简称"公司"） 的治理结构，促进公司的规范运作，有效发挥独立董事决策、监督、咨询作用， 保护中小股东的合法权益，现根据《中华人民共和国公司法》（以下简称"《公司 法》"）、《上市公司独立董事管理办法》(以下简称"《管理办法》")、《上海证券 交易所科创板股票上市规则（2023 年 8 月修订）》(以下简称"《上市规则》")、 《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运作（2023 年 修订）》(以下简称"《规范运作》")等法律、法规和规范性文件和《陕西华秦科技 实业股份有限公司章程》（以下简称"《公司章程》"）制定本工作制度。 第二条 独立董事专门会议 ...

陕西华秦科技实业股份有限公司独立董事 关于第一届董事会第二十九次会议相关事项的独立意见 根据《中华人民共和国公司法》、《中华人民共和国证券法》、《上海证券 交易所科创板股票上市规则》及《公司章程》、公司《独立董事工作制度》等相 关法律、法规及规范性文件的规定，作为陕西华秦科技实业股份有限公司（以下 简称"公司"）的独立董事，基于独立判断的立场，我们就第一届董事会第二十九 次会议相关事项发表独立意见如下： 我们一致同意该议案，并同意将相关议案提交公司股东大会审议。 四、 关于向控股子公司华秦航发提供统借统还资金暨关联交易的事项 一、关于提名第二届董事会非独立董事候选人的事项 经核查，我们认为：经过对公司第二届董事会非独立董事候选人的背景、工 作经历和身体状况的了解，我们认为公司第二届董事会非独立董事候选人具有履 行董事职责的任职条件及工作经验；任职资格不存在《公司法》《证券法》以及 上海交易所禁止的情形，未受到中国证券监督管理委员会的行政处罚或交易所惩 戒。公司非独立董事候选人的提名、表决程序符合我国有关法律、法规以及《公 司章程》的规定，表决结果合法、有效。我们同意折生阳先生、周万城先生、黄 智斌先生、罗发先 ...

独立董事候选人声明与承诺 本人马均章,已充分了解并同意由提名人陕西华泰科技实业股份有限公司董 事会提名为陕西华秦科技实业股份有限公司第二届董事会独立董事候选人。本人 公开声明,本人具备独立董事任职资格,保证不存在任何影响本人担任陕西华秦 科技实业股份有限公司独立董事独立性的关系,具体声明并承诺如下: 一、本人具备上市公司运作的基本知识,熟悉相关法律、行政法规、部门规 章及其他规范性文件,具有五年以上法律、经济会计、财务、管理等履行独立董 事职责所必需的工作经验。 二、本人任职资格符合下列法律、行政法规和部门规章以及公司规章的要求: (一)《中华人民共和国公司法》等关于董事任职资格的规定; (二)《中华人民共和国公务员法》关于公务员兼任职务的规定(如适用); (三)中国证监会《上市公司独立董事管理办法》和上海证券交易所自律监 管规则有关独立董事任职资格和条件的相关规定; (四)中共中央纪委、中共中央组织部《关于规范中管干部辞去公职或者退 (离)休后担任上市公司、基金管理公司独立董事、独立监事的通知》的规定(如 适用): 陕西华秦科技实业股份有限公司 (五)中共中央组织部《关于进一步规范党政领导干部在企业兼职(任 ...

Financial Performance - 2023 Q3 revenue reached RMB 602.01 million, a 39.73% YoY increase [4] - 2023 Q3 net profit attributable to shareholders was RMB 270.49 million, up 35.39% YoY [4] - R&D investment in 2023 Q3 totaled RMB 57.65 million, accounting for 9.58% of revenue [2] Military Business Development - Four new stealth material products entered small-batch trial production stage [2] - Expanding from engine applications to airframe applications in stealth materials [1][2] - Developing multi-spectrum compatible stealth materials and structural stealth composites [1][2] - Thermal barrier materials and heavy anti-corrosion materials achieved breakthroughs in military applications [5] Civilian Market Expansion - Established Huagin Acoustics in Dec 2022 for acoustic metamaterials applications [3][7] - Founded Ruihuasheng New Materials in July 2023 for ceramic matrix composites in aviation engines [3][7] - Civilian applications include noise control, building acoustics, and rail transit [3][7] - Transforming military technologies into civilian products like thermal insulation and electromagnetic shielding materials [2][7] Technological Advantages - Leading in mid-high temperature stealth materials with comprehensive coverage from room to high temperatures [5] - Expanding stealth material frequency range and temperature tolerance [1][2] - Developing advanced acoustic metamaterials for underwater and aerospace applications [3][7] - Investing in ceramic matrix composites for aircraft engine hot-end components [5][7] Strategic Investments - Established Shenyang Huagin for aero-engine parts manufacturing [5] - Invested in Shanghai Ruihuasheng for ceramic matrix composite components [5] - Developed Nanjing Huagin Acoustics for acoustic metamaterials [6][7] - Building production lines for aero-engine parts with customer qualification achieved [6] Corporate Development - Listed on STAR Market in March 2022 after 30 years of operation [4] - Focused on transforming scientific achievements into industrial applications [4] - Strengthening R&D and production capabilities through capital market support [4] Operational Challenges - Accounts receivable increased due to sales growth and customer payment patterns [3] - Third-quarter profit affected by reduced investment income and increased operating costs [4] - Some subsidiaries in construction phase generating period expenses [4]

证券代码：688281 证券简称：华秦科技 陕西华秦科技实业股份有限公司 投资者关系活动记录表 编号：2023-006 投资者关系活 动类别 特定对象调研 分析师会议 媒体采访 业绩说明会 新闻发布会 路演活动 现场参观 其他（请文字说明其他活动内容） 参与单位名称 线上参与公司 2023 年第三季度业绩说明会的投资者 时间 2023 年 11 月 21 日 15:00-16:00 地点 价值在线（https://www.ir-online.cn/） 上市公司接待 人员姓名 董事长：折生阳先生 董事、总经理：黄智斌先生 副总经理、财务总监、董事会秘书：武腾飞先生 独立董事：马均章先生 保荐代表人：闫明先生 投资者关系活 动主要内容介 绍 1、请问贵公司目前在航空领域与哪些单位有合作？贵公司 计划如何来布局航空领域？ 答: 尊敬的投资者您好，目前，公司从中高温隐身材料向全 温域隐身材料发展、从单一功能隐身材料全面向多频谱兼容隐身 材料方向发展，并在结构隐身复合材料领域快速推进，从而进一 1 答:尊敬的投资者，您好！公司目前暂无回购股票计划。作 为军品配套供应商，公司严格按照客户任务节点的相关要求进行 生产并交付 ...

Financial Performance - The company's operating revenue for the first three quarters of 2023 was RMB 602.01 million, representing a year-on-year increase of 39.73% [1] - The net profit attributable to shareholders for the same period was RMB 270.49 million, up 35.39% year-on-year [1] - The net profit after deducting non-recurring gains and losses was RMB 258.37 million, showing a significant growth [1] Product Development and Applications - The company has received notification that four stealth material products have reached important application milestones and entered small batch trial production [2] - The ceramic matrix composite materials developed by the company are primarily used in aerospace engine components, enhancing performance and reliability [3] - The company is actively involved in the industrialization of acoustic metamaterials, with applications in various fields including rail transportation and aerospace [4] Accounts Receivable and Pricing Pressure - As of the end of Q3 2023, accounts receivable amounted to RMB 703.54 million, primarily due to increased sales and the characteristics of customer payment settlements [4] - The company faces limited pricing pressure on military products, as pricing is determined through a review process by the military, ensuring stable pricing for batch production products [4] Maintenance and Support for Stealth Materials - Military equipment requires maintenance after a certain usage period, which includes re-coating with special functional materials [5] - The company will undertake maintenance tasks and sales of related special functional materials before the retirement of military equipment [5]

关于召开 2023 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 会 议 问 题 征 集 ： 投 资 者 可 于 2023 年 11 月 21 日前访问网址 https://eseb.cn/19w6P5yf09a 或使用微信扫描下方小程序码进行会前提问，公司将 通过本次业绩说明会，在信息披露允许范围内就投资者普遍关注的问题进行回答。 一、说明会类型 证券代码：688281 证券简称：华秦科技 公告编号：2023-036 陕西华秦科技实业股份有限公司 陕西华秦科技实业股份有限公司（以下简称"公司"）已于 2023 年 10 月 31 日在上海证券交易所网站（www.sse.com.cn）披露了《2023 年第三季度报告》。 为使投资者更加全面、深入地了解公司情况，公司定于 2023 年 11 月 21 日（星 期二）15:00-16:00 在"价值在线"（www.ir-online.cn）举办 2023 年第三季度业绩 说明会，与投资者进行沟通和交流，广泛听取投资者的意见和建议。 ...

Financial Performance - The company's operating revenue for Q3 2023 was RMB 220,103,220.41, representing a year-on-year increase of 37.17%[3] - The net profit attributable to shareholders for the same period was RMB 86,895,473.17, reflecting a growth of 14.68% compared to the previous year[3] - The net profit after deducting non-recurring gains and losses was RMB 83,507,505.40, with a year-on-year increase of 13.94%[3] - Total operating revenue for the first three quarters of 2023 reached ¥602,011,389.42, a 39.73% increase compared to the same period in 2022[30] - The net profit for the first three quarters of 2023 reached CNY 264,848,136.25, an increase of approximately 32.6% compared to CNY 199,781,787.56 in the same period of 2022[32] - The net profit for the first three quarters of 2023 was ¥280,821,973.34, compared to ¥200,000,320.42 in the same period of 2022, reflecting a 40.4% increase[42] Assets and Liabilities - The total assets at the end of the reporting period reached RMB 4,748,668,218.36, marking a 12.54% increase from the end of the previous year[17] - The total assets as of September 30, 2023, amounted to ¥4,748,668,218.36, up from ¥4,219,385,480.39[27] - The total liabilities increased to ¥408,066,538.47 in 2023 from ¥356,600,553.14 in 2022, indicating a growth of 14.4%[41] - The total assets rose to ¥4,460,228,068.05 in 2023, up from ¥4,161,540,110.34 in 2022, marking a 7.2% increase[41] Equity and Earnings Per Share - The total equity attributable to shareholders was RMB 4,041,119,080.28, up 6.23% from the previous year[17] - Basic and diluted earnings per share for Q3 2023 were both RMB 0.62, showing a decrease of 12.68% year-on-year[17] - Basic and diluted earnings per share for the period were both CNY 1.95, up from CNY 1.86 in the previous year, reflecting an increase of about 4.8%[33] Cash Flow - The company reported a net cash flow from operating activities of RMB -72,880,173.26 for the year-to-date, indicating a significant change of 103.85% year-on-year[3] - Cash flow from operating activities totaled CNY 416,041,961.18, significantly higher than CNY 289,106,773.80 in the previous year, marking a growth of about 43.9%[35] - The net cash flow from operating activities for the period was CNY 103.85 million, mainly due to increased material purchases and tax payments[48] - The net cash flow from investing activities was CNY 102.33 million, primarily due to increased redemption of financial products[48] - The net cash flow from financing activities was -CNY 96.29 million, mainly due to funds received from the previous IPO[48] Research and Development - Research and development expenses amounted to RMB 24,714,554.47, which is 11.23% of operating revenue, an increase of 0.60 percentage points year-on-year[17] - Research and development expenses increased to CNY 57,648,604.29, up from CNY 47,052,385.24, reflecting a growth of about 22.0%[32] - Research and development expenses for the first three quarters of 2023 were ¥46,375,587.27, slightly down from ¥47,052,385.24 in the same period of 2022[41] Inventory and Receivables - Accounts receivable increased by 87.13% due to increased sales scale and customer payment characteristics[20] - Inventory rose by 105.03% as a result of increased orders and stockpiling[20] - The company reported an increase in accounts receivable to CNY 703,543,465.26 from CNY 375,974,786.78, indicating a growth of approximately 87.0%[39] - Long-term equity investments rose to CNY 426,050,000.00 from CNY 170,200,000.00, reflecting a significant increase of about 150.0%[39] Financial Strategy and Expenses - The company recognized government subsidies of RMB 2,309,792.64 during the reporting period, contributing to its financial performance[6] - The company experienced a significant increase in other receivables, which rose by 137.11% due to increased deposits and bid guarantees[20] - The company’s financial expenses increased by 69.10% due to higher interest income from monetary funds[20] - Long-term borrowings reached ¥107,731,337.19, indicating a new financing strategy[27] Other Financial Metrics - The weighted average return on net assets was 2.17%, an increase of 0.08 percentage points compared to the previous year[17] - The total comprehensive income for the period was CNY 264,848,136.25, compared to CNY 199,781,787.56, indicating an increase of approximately 32.6%[33] - The cash and cash equivalents balance at the end of September 2023 was CNY 964,611,160.46, compared to CNY 755,749,397.02 at the end of 2022, showing an increase of approximately 27.6%[38]

独立董事一致同意将关于公司向控股子公司提供借款暨关联交易的事项提 交公司董事会审议。 陕西华秦科技实业股份有限公司独立董事 （以下无正文，仅为签字页） 关于第一届董事会第二十八次会议相关事项的事前认可意见 根据《中华人民共和国公司法》、《中华人民共和国证券法》、《上海证券 交易所科创板股票上市规则》及《公司章程》、公司《独立董事工作制度》等相 关法律、法规及规范性文件的规定，作为陕西华秦科技实业股份有限公司（以下 简称"公司"）的独立董事，基于独立判断的立场，我们就第一届董事会第二十 八次会议相关事项发表事前认可意见如下： 一、关于公司向控股子公司提供借款暨关联交易的事项 独立董事对本次向控股子公司提供借款暨关联交易事项进行了充分了解， 本次公司向控股子公司提供借款事项属于向与关联人共同投资的公司提供大于 其股权比例或投资比例的借款的关联交易。本事项是为了加快推进华秦航发航 空零部件智能制造项目建设及试生产工作的顺利进行并早日实现投产，符合公 司及股东的整体利益。华秦航发为公司控股子公司，公司对华秦航发拥有充分 的控制权，能够充分了解其经营情况，故本次向华秦航发提供借款暨关联交易 事项整体风险可控。本次交易遵 ...

证券代码：688281 证券简称：华秦科技 公告编号：2023-035 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 中信建投作为公司首次公开发行股票并在科创板上市的保荐人，原指定保荐 代表人闫明先生、李旭东先生负责保荐工作及持续督导工作。现李旭东先生因个 人工作调动原因离职，为保证日后持续督导工作的有序进行，中信建投指派张文 强先生（简历附后）接替李旭东先生担任公司首次公开发行股票并在科创板上市 的保荐代表人，继续履行相关职责。 2023 年 10 月 31 日 1 附件：张文强先生简历 张文强先生，保荐代表人，硕士研究生学历，现任中信建投证券投资银行业务管 理委员会高级经理，曾主持或参与的项目有：陕西华秦科技实业股份有限公司首 次公开发行股票并在科创板上市项目、西安诺博尔稀贵金属材料股份有限公司向 不特定合格投资者公开发行股票并在北交所上市项目（在审）；天壕环境股份有 限公司向不特定对象发行可转债并在创业板上市项目、西安铂力特增材技术股份 有限公司向特定对象发行股票项目、西安凯立新材料股份有限公司向特定对象发 行股票 ...