证券代码：688484 证券简称：南芯科技 公告编号：2023-028 上海南芯半导体科技股份有限公司 关于参加 2023 年半年度半导体行业集体业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： （http://roadshow.sseinfo.com/） 投资者可于 2023 年 8 月 28 日(星期一)至 9 月 1 日（星期五）16:00 前 通过邮件、电话等形式将需要了解和关注的问题提前提供给公司。公司将在业 绩说明会上对投资者普遍关注的问题进行回答。 上海南芯半导体科技股份有限公司（以下简称"公司"）已于 2023 年 8 月 18 日发布公司 2023 年半年度报告，为便于广大投资者更全面深入地了解公司 2023 年半年度经营成果、财务状况、发展理念，公司参与了由上交所主办的 2023 年 半年度半导体行业集体业绩说明会，此次活动将采用线上文字互动的方式举行， 投资者可登录上海证券交易所上证路演中心（http://roadshow.sseinfo.com/）参与 线上互动交流。 ...

中信建投证券股份有限公司 关于上海南芯半导体科技股份有限公司 2023 年半年度持续督导跟踪报告 | 保荐机构名称： | 被保荐公司名称： | | --- | --- | | 中信建投证券股份有限公司 | 上海南芯半导体科技股份有限公司 | | 保荐代表人姓名：贾兴华 | 联系方式：021-68801554 联系地址：上海市浦东新区浦东南路 | | | 528 号 | | | 上海证券大厦北塔 2203 室 | | 保荐代表人姓名：杨鑫强 | 联系方式：021-68801584 | | | 联系地址：上海市浦东新区浦东南路 528 号 | | | 上海证券大厦北塔 2203 室 | 经中国证券监督管理委员会（简称"中国证监会"）"证监许可〔2023〕365 号文"批准，上海南芯半导体科技股份有限公司（简称"公司"或"南芯科技"）向社 会公开发行人民币普通股 6,353 万股。公司本次发行新股的发行价为 39.99 元/股， 募集资金总额为 254,056.47 万元，扣除发行费用 16,572.76 万元后，实际募集资 金净额为 237,483.71 万元。本次公开发行股票于 2023 年 4 月 7 日在上 ...

Revenue and Growth - The company reported a revenue increase of 15% year-over-year for the first half of 2023, reaching 500 million USD[5]. - The company provided a future outlook, projecting a revenue growth of 10% for the second half of 2023, aiming for a total of 1.1 billion USD for the year[5]. - The company reported a total revenue of 51,390,183 for the first half of 2023[72]. - The company reported a revenue of RMB 1.2 billion for the first half of 2023, representing a year-over-year growth of 15%[99]. - Revenue decreased by 14.84% year-on-year, primarily due to a decline in overall demand in the downstream terminal market; however, revenue increased by 5.59% compared to the second quarter of the previous year[153]. User Growth - User data showed a growth of 20% in active users, totaling 2 million users by the end of June 2023[5]. - User data indicates an increase in active users by 20% compared to the previous year, reaching a total of 5 million active users[99]. - The company recorded a significant increase in user data, with a total of 2,397,314,717.83 in user-related metrics[182]. Market Expansion - The company is expanding its market presence in Southeast Asia, targeting a 25% market share by the end of 2024[5]. - The company plans to expand its market presence, focusing on new product development and technological advancements[182]. Research and Development - Research and development expenses increased by 30%, totaling 75 million USD, focusing on innovative technologies[5]. - Research and development expenses increased by 18%, reflecting the company's commitment to innovation and technology advancement[99]. - Research and development expenses surged to ¥124,719,646.80, a significant increase of 77.5% from ¥70,256,467.89 in the previous year[124]. - R&D investment as a percentage of operating revenue increased by 9.82 percentage points year-on-year, primarily due to a significant increase in R&D investment amid declining revenue[153]. Financial Position - The total amount of funds raised from the initial public offering (IPO) was ¥2,540,564,700, with a net amount of ¥2,374,837,101.69 after deducting issuance costs[31]. - The total assets reached ¥4,310,054,586.31, up from ¥2,307,506,250.97, representing an increase of 87.0%[120]. - The total liabilities decreased to ¥830,919,079.51 from ¥1,225,373,939.42, a reduction of 32.2%[120]. - The company's equity increased significantly to ¥3,479,135,506.80 from ¥1,082,132,311.55, marking a growth of 222.5%[120]. - The total equity attributable to shareholders increased to RMB 3,471,792,384.19 from RMB 1,074,477,666.36, marking an increase of around 223%[115]. Profit and Loss - The company reported a net profit of ¥100,437,816.62 for the first half of 2023, down from ¥202,429,394.07 in the same period last year, indicating a decline of 50.4%[124]. - The net profit for the first half of 2023 was ¥100,562,951.82, down from ¥202,633,262.49 in the first half of 2022, representing a decline of 50.4%[129]. - The total comprehensive income for the first half of 2023 was ¥100,562,951.82, compared to ¥202,697,540.01 in the first half of 2022, indicating a decline of 50.4%[131]. - The company reported a profit distribution of -84,706,000.00, indicating a reduction in retained earnings[188]. Cash Flow - The company reported a total cash inflow from operating activities of RMB 1,225,052,190.57 for the first half of 2023, an increase of 37.7% compared to RMB 889,989,721.04 in the same period of 2022[179]. - The net cash flow from operating activities decreased to RMB 160,455,806.64 in the first half of 2023, down 19.9% from RMB 200,560,395.50 in the first half of 2022[179]. - The company’s cash and cash equivalents increased by RMB 2,644,170,986.46 in the first half of 2023, compared to a decrease of RMB 10,523,081.28 in the first half of 2022[179]. Shareholder Information - The total number of common shareholders as of the end of the reporting period is 24,230[63]. - The largest shareholder, Mr. Ruan Chenjie, holds 72,780,573 shares, representing 17.18% of the total shares[67]. - The company’s total share capital after the IPO is 423,530,000 shares, with 63.34% held by domestic non-state-owned legal persons[56]. - The company has no preferred shareholders with restored voting rights as of the end of the reporting period[63]. Compliance and Governance - The company has ensured compliance with all regulatory requirements regarding related party transactions, with no significant issues reported[3]. - There were no significant legal disputes or arbitration matters reported during the first half of 2023[11]. - The report emphasizes that all financial statements are guaranteed to be true, accurate, and complete by the management team[78]. - The company has not experienced any governance issues or special arrangements during the reporting period[81]. Future Outlook - The company plans to pursue strategic acquisitions to enhance its product portfolio, with a budget of 200 million USD allocated for potential deals[5]. - The company has committed to a cash dividend policy, aiming to distribute 30% of net profits to shareholders starting in 2024[10]. - The company plans to promote the linkage of stock incentive plan conditions with the execution of compensation measures[22]. - The company has set a future performance guidance that indicates a positive outlook for the upcoming quarters[182].

证券代码：688484 证券简称：南芯科技 公告编号：2023-027 上海南芯半导体科技股份有限公司 2023 年半年度募集资金存放与实际使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 根据中国证监会《上市公司监管指引第 2 号——上市公司募集资金管理和使 用的监管要求》《上海证券交易所科创板股票上市规则》《上海证券交易所科创板 上市公司自律监管指引第 1 号—规范运作》等相关规定，上海南芯半导体科技股 份有限公司（以下简称"公司"）董事会编制 2023 年半年度（以下简称 "本报告 期"）募集资金存放与实际使用情况专项报告如下： 一、 募集资金基本情况 （一）实际募集资金金额、资金到账情况 根据中国证券监督管理委员会于 2023 年 2 月 21 日出具的《关于同意上海南 芯半导体科技股份有限公司首次公开发行股票注册的批复》（证监许可〔2023〕 365 号），公司获准向社会公开发行人民币普通股 63,530,000 股，每股发行价格 为人民币 39.99 元，募集资金总额为人民币 2,540,56 ...

上海南芯半导体科技股份有限公司 独立董事意见 上海南芯半导体科技股份有限公司独立董事 曾晓洋、CHRISTINE XIAOHONG JIANG、林萍 上海南芯半导体科技股份有限公司独立董事 关于第一届董事会第十八次会议相关事项的独立意见 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司独立董事规则》 《上海证券交易所科创板股票上市规则》等法律法规及《上海南芯半导体科技股份有限公 司章程》以及《上海南芯半导体科技股份有限公司独立董事工作制度》等有关规定，我们 作为上海南芯半导体科技股份有限公司（以下简称"公司"）的独立董事，基于独立客观 的立场，本着审慎负责的态度，对公司于 2023 年 8 月 16 日召开的第一届董事会第十八 次会议审议的相关事项发表以下独立意见： 一、《关于公司<2023 年半年度募集资金存放与实际使用情况的专项报告>的议案》 独立意见 经核查，我们认为：公司 2023 半年度对募集资金存放与使用情况符合中国证券监督 管理委员会《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求》 《上海证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司自律监管指引 ...

证券代码：688484 证券简称：南芯科技 公告编号：2023-026 上海南芯半导体科技股份有限公司 第一届监事会第十三次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 上海南芯半导体科技股份有限公司（以下简称"公司"）第一届监事会第十 三次会议（以下简称"本次会议"）于 2023 年 8 月 16 日以现场结合通讯方式召 开，本次会议通知于 2023 年 8 月 6 日以电子邮件的方式发出。本次会议由监事 会主席韩颖杰先生召集和主持，会议应到监事 3 名、实际出席监事 3 名。本次会 议的召集和召开符合有关法律、行政法规、部门规章、规范性文件和《上海南芯 半导体科技股份有限公司章程》（以下简称"《公司章程》"）的规定，会议决议合 法、有效。 二、监事会会议审议情况 与会监事经过审议，以记名投票表决方式进行表决，并通过了以下议案： 1、审议通过《关于公司 2023 年半年度报告及其摘要的议案》 公司《2023 年半年度报告》及其摘要的编制和审议程序符合相关法律法规 及《公司章程》等内 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥285,668,200.45, representing a decrease of 32.08% compared to the same period last year[5] - The net profit attributable to shareholders was ¥30,958,612.32, down 75.83% year-on-year[5] - The net cash flow from operating activities was -¥24,765,447.47, a decline of 123.84% compared to the previous year[5] - Total revenue for Q1 2023 was $285.67 million, a decrease of 32.1% compared to $420.58 million in Q1 2022[32] - The total comprehensive income attributable to the parent company's owners for Q1 2023 was ¥30,958,612.32, a decrease from ¥128,067,638.73 in Q1 2022, representing a decline of approximately 76.8%[34] - The company reported a total operating profit of ¥30,997,807.25 for Q1 2023, compared to ¥129,256,009.45 in Q1 2022, reflecting a decrease of approximately 76.0%[34] - The total profit for Q1 2023 was ¥30,958,612.32, down from ¥128,067,638.73 in Q1 2022, indicating a decline of approximately 76.8%[34] Research and Development - R&D investment totaled ¥56,625,287.03, an increase of 85.73% year-on-year, accounting for 19.82% of operating revenue, up 12.57 percentage points[7] - Research and development expenses increased to $56.63 million in Q1 2023, up 85.8% from $30.49 million in Q1 2022[32] - The company experienced a significant increase in employee numbers and R&D expenditures, contributing to the decline in net profit[18] Assets and Liabilities - Total assets at the end of the reporting period were ¥4,056,073,609.58, a 76.02% increase from the end of the previous year[7] - Cash and cash equivalents rose significantly to $3.06 billion as of March 31, 2023, compared to $844.35 million at the end of 2022[25] - Total assets increased to $4.06 billion as of March 31, 2023, from $2.30 billion at the end of 2022[29] - Total liabilities decreased to $576.03 million in Q1 2023, down 53.3% from $1.23 billion in Q4 2022[29] - Shareholders' equity attributable to the parent company reached ¥3,480,040,737.85, reflecting a significant increase of 223.95% year-on-year[7] - Shareholders' equity increased to $3.48 billion as of March 31, 2023, compared to $1.07 billion at the end of 2022[29] Cash Flow - Cash inflows from operating activities for Q1 2023 totaled ¥811,923,092.52, compared to ¥492,741,203.19 in Q1 2022, reflecting an increase of approximately 64.7%[38] - Cash inflows from investing activities for Q1 2023 amounted to ¥146,722,413.34, while cash outflows were ¥2,809,137.71, resulting in a net cash flow of ¥143,913,275.63[39] - Cash inflows from financing activities for Q1 2023 were ¥2,503,135,266.04, with net cash flow from financing activities of ¥2,160,298,891.04, compared to a net outflow of -¥202,167,500.00 in Q1 2022[39] - The ending cash and cash equivalents balance for Q1 2023 was ¥2,763,049,620.12, up from ¥379,662,701.22 in Q1 2022, indicating a significant increase[39] Market Conditions - The decrease in operating revenue was primarily due to a decline in overall demand in the downstream terminal market and intensified industry competition[16] - The company went public on the Shanghai Stock Exchange's Sci-Tech Innovation Board on April 7, 2023[13] Miscellaneous - The company did not report any income tax expenses for both Q1 2023 and Q1 2022[34] - Government subsidies recognized in the current period amount to ¥262,608.75, closely related to the company's normal business operations[46] - The company did not report any non-recurring gains or losses from asset disposals or other extraordinary items[46] - There were no reported losses from debt restructuring or impairment due to natural disasters[46] - The company has not disclosed any significant changes in the number of common shareholders or major shareholders' holdings[47] - The audit opinion type is not applicable for this reporting period[48] - The report is for the first quarter of 2023, indicating a focus on early-year performance metrics[49] - The company is led by Ruan Chenjie, with Zhao Xi responsible for accounting operations[53] - No significant non-monetary asset exchange gains or losses were reported during this period[46] - There were no costs related to corporate restructuring or employee placement reported[46] - The company has not indicated any new product developments or market expansion strategies in the provided documents[46]

股票简称：南芯科技 股票代码：688484 上海南芯半导体科技股份有限公司 （中国（上海）自由贸易试验区盛夏路 565 弄 54 号（4 幢）1601） 特别提示 上海南芯半导体科技股份有限公司（以下简称"南芯科技"、"发行人"、 "本公司"或"公司"）股票将于 2023 年 4 月 7 日在上海证券交易所科创板上 市。本公司提醒投资者应充分了解股票市场风险及本公司披露的风险因素，在 新股上市初期切忌盲目跟风"炒新"，应当审慎决策、理性投资。 本上市公告书中所引用数据，如合计数与各分项数直接相加之和存在差异， 或小数点后尾数与原始数据存在差异，可能系由精确位数不同或四舍五入形成 的。 1 第一节 重要声明与提示 一、重要声明与提示 首次公开发行股票科创板上市公告书 保荐人（主承销商） （北京市朝阳区安立路66号4号楼） 二零二三年四月六日 （一）本公司及全体董事、监事、高级管理人员保证上市公告书所披露信 息的真实、准确、完整，承诺上市公告书不存在虚假记载、误导性陈述或者重 大遗漏，并依法承担法律责任； （二）上海证券交易所、有关政府机关对本公司股票上市及有关事项的意 见，均不表明对本公司的任何保证； （三）本 ...

本次发行股票拟在科创板上市，科创板公司具有研发投入大、经营风险高、业绩不稳 定、退市风险高等特点,投资者面临较大的市场风险。投资者应充分了解科创板的投资风 险及本公司所披露的风险因素，审慎作出投资决定。 上海南芯半导体科技股份有限公司 （中国（上海）自由贸易试验区盛夏路 565 弄 54 号（4 幢）1601） 首次公开发行股票并在科创板上市 招股说明书 保荐人（主承销商） （北京市朝阳区安立路 66 号 4 号楼） 上海南芯半导体科技股份有限公司 招股说明书 2-21-1-1 发行股票类型 人民币普通股（A 股） 发行股数 本次公开发行股票数量为 6,353.00 万股，占发行后总股本的比 例为 15%。本次发行全部为发行新股，不涉及公司股东公开发 售股份。 每股面值 人民币 1.00 元 每股发行价格 39.99 元/股 发行日期 2023 年 3 月 24 日 拟上市证券交易所和板块 上海证券交易所科创板 发行后总股本 42,353.00 万股 保荐人（主承销商） 中信建投证券股份有限公司 招股说明书签署日期 2023 年 3 月 30 日 发行概况 上海南芯半导体科技股份有限公司 招股说明书 声明及承 ...

首次公开发行股票并在科创板上市 发行结果公告 保荐人（主承销商）：中信建投证券股份有限公司 特别提示 1、上海南芯半导体科技股份有限公司（以下简称"发行人"或"南芯科技"） 首次公开发行人民币普通股（A股）并在科创板上市（以下简称"本次发行"）的 申请已经上海证券交易所（以下简称"上交所"）科创板股票上市委员会审议通 过，并已经中国证券监督管理委员会证监许可〔2023〕365号文同意注册。 中信建投证券股份有限公司（以下简称"中信建投证券"）担任本次发行的 保荐人（主承销商）。发行人的股票简称为"南芯科技"，扩位简称为"南芯科 技"，股票代码为"688484"。 2、本次发行采用向参与战略配售的投资者定向配售（以下简称"战略配售"）、 网下向符合条件的投资者询价配售（以下简称"网下发行"）与网上向持有上海 市场非限售A股股份和非限售存托凭证市值的社会公众投资者定价发行（以下简 称"网上发行"）相结合的方式进行。发行人与保荐人（主承销商）根据初步询 价结果，综合评估发行人合理投资价值、本次公开发行的股份数量、可比公司二 级市场估值水平、所属行业二级市场估值水平、市场情况、募集资金需求及承销 风险等因素，协商确定 ...