| 证券代码：688499 | 证券简称：利元亨 | 公告编号：2024-043 | | --- | --- | --- | | 转债代码：118026 | 转债简称：利元转债 | | 广东利元亨智能装备股份有限公司 关于参加2023年度科创板电池专场集体业绩说明会暨2024年第 一季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 三、参加人员 重要内容提示： ● 投资者可于 2024 年 5 月 8 日(星期三)16:00 前通过邮件、电话等形式将 需要了解和关注的问题提前提供给公司。公司将在文字互动环节对投资者普遍关 注的问题进行回答。 广东利元亨智能装备股份有限公司（以下简称"公司"）已分别于 2024 年 4 月 20 日、4 月 24 日、4 月 25 日发布了《广东利元亨智能装备股份有限公司 2023 年年度报告》《广东利元亨智能装备股份有限公司 2023 年年度报告（更正版）》 和《广东利元亨智能装备股份有限公司 2024 年第一季度报告》，为便于广大投 资者更全面深入地了解公司 2023 ...

Financial Performance - The company's revenue for Q1 2024 was ¥760,368,146.77, representing a decrease of 39.94% compared to the same period last year[3] - Total operating revenue for Q1 2024 was ¥760,368,146.77, a decrease of 40% compared to ¥1,265,988,170.92 in Q1 2023[21] - The net loss attributable to shareholders was ¥187,855,150.85, with a basic and diluted earnings per share of -¥1.53[3] - Net loss for Q1 2024 was ¥188,953,272.84, compared to a net loss of ¥66,893,750.66 in Q1 2023, indicating a significant increase in losses[22] - The net profit for Q1 2024 was a loss of ¥162,077,080.95, compared to a loss of ¥14,147,384.49 in Q1 2023, indicating a significant decline in profitability[34] Assets and Liabilities - The total assets at the end of the reporting period were ¥10,118,846,243.78, a 1.68% increase from the end of the previous year[4] - The company's total assets increased to ¥10,118,846,243.78 in Q1 2024 from ¥9,951,615,972.15 in Q1 2023, representing a growth of approximately 1.68%[18] - Total liabilities rose to ¥7,873,890,972.33 in Q1 2024, compared to ¥7,525,463,882.73 in Q1 2023, marking an increase of about 4.63%[18] - The total liabilities increased to ¥7,633,892,553.53 in Q1 2024 from ¥7,405,597,917.55 in Q1 2023, reflecting a rise of 3.1%[31] Cash Flow - Operating cash flow showed improvement, with a notable increase in cash inflow due to stricter collection policies and reduced cash outflow through cost control measures[8] - Cash inflow from financing activities in Q1 2024 was ¥417.11 million, compared to ¥173.84 million in Q1 2023, showing an increase of 140%[27] - The cash flow from operating activities showed a net outflow of ¥281,990,533.88 in Q1 2024, an improvement from a net outflow of ¥634,463,964.39 in Q1 2023[36] - The company recorded a significant increase in cash inflow from operating activities, totaling ¥842,009,412.18 in Q1 2024, compared to ¥393,300,970.60 in Q1 2023, representing a growth of 114.3%[36] Research and Development - Research and development expenses totaled ¥107,426,861.71, accounting for 14.13% of revenue, an increase of 3.38 percentage points year-on-year[4] - Research and development expenses for Q1 2024 were ¥107,426,861.71, down from ¥136,080,300.46 in Q1 2023, reflecting a decrease of approximately 21%[21] - Research and development expenses for Q1 2024 were ¥75,144,432.15, down 32.8% from ¥111,910,002.18 in Q1 2023, indicating a focus on cost management[33] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 8,931, with the largest shareholder holding 45.61% of the shares[9] - The controlling shareholder has increased their stake by acquiring 238,713 shares for a total of RMB 564.37 million, reaching the lower limit of their planned buyback of between RMB 5 million and RMB 10 million[14] - The company plans to maintain its stock price stability through this buyback strategy, which is expected to last for six months starting February 1, 2024[13] - The top five shareholders hold significant stakes, with the largest being Hong Kong Central Clearing Limited at 1,640,998 shares[11] Market Activity - The company has engaged in financing activities, with a notable amount of shares involved in margin trading and securities lending, indicating active market participation[12] - The company reported a decrease in trading financial assets from RMB 115,453,660.23 to RMB 13,515,590.40, a decline of approximately 88.3%[16] - The company is focused on enhancing investor confidence through strategic share buybacks and maintaining a positive market image[13]

Financial Performance - The company reported a loss for the year 2023 due to high operating expenses and a decline in gross profit margin, attributed to the transition from consumer lithium batteries to power lithium batteries [4]. - The comprehensive gross profit margin decreased, impacting overall financial performance, with significant asset impairment and credit loss provisions contributing to the losses [4]. - The company has not yet achieved profitability since its listing, indicating ongoing financial challenges [4]. - Future performance may decline further if the company cannot effectively address the adverse factors impacting its operations [4]. - The net profit attributable to shareholders was a loss of CNY 188.02 million, a decrease of 164.94% from a profit of CNY 289.52 million in the previous year [22]. - The net cash flow from operating activities was a negative CNY 1.26 billion, a decrease of 677.65% compared to a positive cash flow of CNY 218.76 million in 2022 [24]. - The basic and diluted earnings per share for 2023 were both CNY -1.70, a decrease of 172.34% from CNY 2.35 in 2022 [23]. - The company's total assets increased by 5.02% to CNY 9.95 billion at the end of 2023, compared to CNY 9.48 billion at the end of 2022 [23]. - The company reported a significant increase in management expenses, including personnel costs and depreciation, contributing to the overall loss for the year [24]. - The company reported a net cash flow from operating activities that was negative, indicating potential short-term operational and debt repayment pressures [137]. Strategic Plans and Investments - The company plans not to distribute cash dividends or issue bonus shares for the 2023 fiscal year, as approved by the board [6]. - Increased investments in management and R&D were made to support rapid business expansion and product technology iteration [4]. - The company plans to continue expanding production capacity to meet customer delivery demands despite the current financial challenges [24]. - The company plans to raise up to 992.03 million yuan through a private placement to invest in smart manufacturing and digital solutions [35]. - The company aims to enhance its position in the intelligent manufacturing equipment sector by focusing on high-quality clients and expanding its service offerings [65]. - The company is focused on expanding its market presence in the intelligent manufacturing sector, particularly in lithium batteries, photovoltaics, and hydrogen energy, positioning itself as a global leader in these fields [41]. - The company is actively involved in the development of new technologies and products, particularly in the fields of energy storage and intelligent logistics, to capitalize on market trends [68]. - The company is committed to sustainable development and has aligned its strategies with the "dual carbon goals" proposed in 2020 [120]. Research and Development - Research and development expenses accounted for 10.61% of operating revenue, a decrease of 1.08 percentage points from 11.69% in 2022 [23]. - The company filed 614 patent applications, including 255 invention patents, and received 625 authorized patents, with 142 being invention patents, significantly boosting its technological competitiveness in the new energy equipment sector [38]. - The company’s R&D investment in the current year was ¥517,383,429.25 for expensed R&D, reflecting a 9.81% increase from the previous year [92]. - The company is focusing on R&D activities related to intelligent manufacturing technologies and processes, establishing a forward-looking research model that includes market analysis and project evaluation [56]. - The company has established a national-level postdoctoral workstation and has received over 30 national and provincial honors, including recognition as a national high-tech enterprise [66]. Market and Competition - The company faces risks related to market competition and the ongoing adjustment period for power lithium battery technology, which may further affect future performance [4]. - The company’s revenue structure has shifted towards power lithium batteries, which has led to increased operational scale but also higher management and R&D costs, contributing to recent losses [131]. - The company is expanding into the photovoltaic equipment sector, which poses high demands on its technical and market development capabilities [134]. - The company is expected to benefit from the ongoing transition to sustainable energy and the increasing demand for smart warehousing solutions [68]. Operational Efficiency and Technology - The company achieved a comprehensive operational improvement through digital solutions like "Hurricane Manufacturing," which focuses on data governance and application management to enhance operational metrics for lithium battery enterprises [37]. - The company has implemented a comprehensive strategy for domestic substitution, continuously launching self-developed products to help clients reduce production costs and optimize processes [37]. - The company has developed seven core technologies, including perception technology, control technology, execution technology, digital technology, intelligent warehousing technology, laser application technology, and vacuum technology [77]. - The company is focusing on expanding its market presence through the development of new technologies and products aimed at high-precision equipment control [80]. - The company has implemented advanced multi-axis synchronous control technology to enhance the efficiency of lithium battery production processes, achieving high-speed operations in various manufacturing steps [80]. Governance and Management - The company is committed to transparency and has received a standard unqualified audit report from its accounting firm [5]. - The management has highlighted potential risks in the "Management Discussion and Analysis" section of the report [4]. - The company has held four shareholder meetings and fifteen board meetings in the reporting period, ensuring effective governance and decision-making processes [185]. - The company is committed to improving its internal control system and compliance management to support sustainable development and risk management [183]. International Expansion - The company established wholly-owned subsidiaries in South Korea and Japan, and offices in Thailand and India, achieving record high overseas equipment deliveries and order sizes [32]. - The company has established subsidiaries or offices in multiple countries including Germany, Poland, Switzerland, the UK, the US, Canada, South Korea, and Japan to enhance local R&D, production, sales, and after-sales service capabilities [130]. - The company is focusing on high-quality development and aims to improve operational safety and governance standards in 2024 [179]. Employee and Compensation - The total compensation received by Zhou Junxiong, the Chairman and CEO, was 904,000 RMB for the reporting period [191]. - The total number of shares held by the company’s core technical personnel increased by 994,650 shares during the reporting period, from 3,009,273 to 4,003,923 shares [195]. - The total compensation for the independent directors was 10,000 RMB each for the reporting period [192].

2023 12 31 2024 70071306_G01 2023 12 31 2023 12 31 1 内部控制审计报告（续） 安永华明（2024）专字第 70071306_G01 号 广东利元亨智能装备股份有限公司 (本页无正文) 安永华明会议 伙) 0103003 2024 年 4 月 19 日 中国 北京 A member firm of Ernst & Young Global Limited 2 中国注册会计师：钟 B& 中国注册会计师: 梁嘉莉 नी 家市场监督管理总局 北京市东城区东 大楼 17 层 01-12 人民币元 1000 2012 年 08 月 关 机 额 版 记 要经营场所 日 k 资 - न्त -12 H l家企业信息公示系统报送公示年度 \事国家和本市产业政策禁止和限 国 经批准的项目外,凭营业执照依法 物联网技术服务;知识产权。 信息系统集成服务 批准后方可开展经 许可项目:注册会计师 戏许可证件为准 信用信息公示系统网址： http://www.gsxt.gov.cn 毛鞍宁 术开 称 EH 世 执行事务合伙人 9111000005 扫 葡 类 经 私 | 当向财 | | ...

2024 年公司将结合组织架构和人员岗位优化情况，继续清退租赁的厂房，充分 高效使用自有厂区办公楼，持续压缩区域流动成本费用及时间，提升管理运营效 率。 广东利元亨智能装备股份有限公司 2024 年度"提质增效重回报"行动方案 为贯彻中央经济工作会议、中央金融工作会议精神，践行以投资者为本的理 念，落实提高公司质量、增强投资者回报、提升投资者获得感的主体责任，结合 广东利元亨智能装备股份有限公司（以下简称"公司"）发展战略、经营情况、财 务情况及投资者诉求，为维护公司全体股东利益，增强投资者信心，促进公司长 远健康可持续发展，公司拟定 2024 年度"提质增效重回报"行动方案。 2023 年，公司面临国内整体经济结构持续调整、新能源市场环境复杂多变、 竞争态势不断升级等诸多挑战，出现业务增长放缓、经营业绩承压亏损情形。2024 年是新中国成立 75 周年，也是实现"十四五"规划目标任务的关键一年，公司管 理层将全面贯彻落实董事会的战略部署，紧抓机遇，攻坚克难，聚焦主业发展， 积极推进再融资事项，进一步优化管理体系，实现降本增效，努力提升安全运营 及规范治理水平，以发展新质生产力为引擎，助力公司高质量发展。 一 ...

独立董事工作细则 广东 惠州 二〇二四年四月 广东利元亨智能装备股份有限公司 广东利元亨智能装备股份有限公司独立董事工作细则 广东利元亨智能装备股份有限公司 独立董事工作细则 第一章 总 则 第一条 为了促进广东利元亨智能装备股份有限公司（以下称"公司"或"本 公司"）的规范运作，维护公司整体利益，保障全体股东的合法权益不受损害， 根据《中华人民共和国公司法》（以下称"《公司法》"）、《上市公司独立董 事管理办法》《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运 作》等法律、法规、规章、规范性文件以及《广东利元亨智能装备股份有限公司 章程》（以下称"公司章程"）的有关规定，并结合本公司实际，制定本细则。 第二条 独立董事是指不在本公司担任除董事外的其他职务，并与公司及其 主要股东、实际控制人不存在直接或者间接利害关系，或者其他可能影响其进行 独立客观判断关系的董事。 第三条 独立董事对公司及全体股东负有忠实与勤勉义务。独立董事应当按 照有关法律法规、中国证监会规定、证券交易所业务规则和公司章程的要求，认 真履行职责，在董事会中发挥参与决策、监督制衡、专业咨询作用，维护公司整 体利益，保护中小股东 ...

ENVIRONMENTAL, SOCIALAND CORPORATE GOVERNANCE (ESG) REPORT 01 02 03 04 05 06 07 01 / 02 with lyric 予智造以 PREFACE 本报告是广东利元亨智能装备股份有限公司（以下简称"利元亨"或"公司"）向社会公开发布的年度环境、社会及公司 治理(ESG)报告(以下简称"本报告"),与本公司2023年度报告同时发布。 以客观真实为原则，本报告披露了利元亨在社会责任管理、职工权益保护、环境保护与可持续发展、公共关系与社会公益 活动等各方面的工作总结，旨在增进公司与社会各主体大众之间的沟通和交流。 () 报告时间范围 本报告时间范围为2023年1月1日至2023年12月 31日,部分内容超出报告期范围。 aga 报告组织范围 本报告披露信息的范围涵盖广东利元亨智能装备 股份有限公司及其附属公司，与利元亨合并报表 范围一致。 000 报告数据说明 报告中所披露的文字信息和量化数据均来自公司实际运行的原始记录或财务报告。相关财务数据与公司年度报告不 符的，以年度报告为准。报告中的财务数据均以人民币为单位。 | 07 | | -- ...

广东利元亨智能装备股份有限公司 会计师事务所选聘制度 广东 惠州 二〇二四年四月 1 会计师事务所选聘制度 第一章 总 则 广东利元亨智能装备股份有限公司 第一条 为进一步规范广东利元亨智能装备股份有限公司股份有限公司（ 以下简称"公司"）选聘（含续聘、改聘，下同）会计师事务所的行为，切实 维护股东利益，提高审计工作和财务信息的质量，依据《中华人民共和国公司 法》《国有企业、上市公司选聘会计师事务所管理办法》《上海证券交易所科 创板股票上市规则》《上海证券交易所科创板上市公司自律监管指引第1号—— 规范运作》等法律法规、规范性文件和《广东利元亨智能装备股份有限公司股 份有限公司章程》（以下简称"《公司章程》"）等有关规定，结合公司实际 情况，制定本制度。 第二条 公司选聘进行财务报表审计业务、内部控制审计业务的会计师事 务所，需遵照本制度的规定。选聘其他专项审计业务的会计师事务所，公司管 理层视重要性程度可参照本制度执行。 第三条 公司选聘会计师事务所应当经董事会审计委员会（以下简称"审 计委员会"）审议同意后，提交董事会和股东大会审议。 第四条 公司控股股东、实际控制人不得向公司指定会计师事务所，不得 干预 ...

广东利元亨智能装备股份有限公司 广东利元亨智能装备股份有限公司 董事会提名委员会工作细则 董事会提名委员会工作细则 广东 惠州 二〇二四年四月 广东利元亨智能装备有限公司董事会提名委员会工作细则 第一章 总 则 第一条 为规范广东利元亨智能装备股份有限公司（以下称"公司"）提名 制度和程序，根据《中华人民共和国公司法》、《广东利元亨智能装备股份有限公 司章程》（以下简称"《公司章程》"）及其它有关规定，公司董事会设立提名委员 会，并制定本细则。 第二条 提名委员会是由公司董事组成的专门工作机构，主要负责确定公司 董事、总经理及其他高级管理人员的人选、选择标准和程序等事项并提出建议， 向董事会负责并报告工作。 本细则所称其他高级管理人员，是指公司的副总经理、董事会秘书、财务总 监。 第二章 人员组成 第三条 提名委员会由 3 名董事组成，其中独立董事不少于 2 名。委员会委 员由公司董事提名，董事会讨论通过。 第四条 提名委员会设召集人 1 名，由独立董事担任，负责主持委员会的工 作。召集人由公司董事提名，并经董事会任命。 第五条 提名委员会成员任期与董事会董事任期一致，委员任期届满可连选 连任。期间如有委员不 ...

2023 2023 2024 70071306_G04 2023 12 31 2023 2024 4 19 2024 70071306_G01 9 2023 2023 2023 2023 关于广东利元亨智能装备股份有限公司 2023年度营业收入扣除情况专项说明（续） 安永华明（2024）专字第70071306_G04号 广东利元亨智能装备股份有限公司 (本页无正文) 安永华明会计 伙） 0103003 中国注册会计师：钟 BAF 中国注册会计师: 梁嘉莉 2024年4月19日 中国 北京 A member firm of Ernst & Young Global Limited 2 2023 | | 499,438.02 | | 420,376.09 | | | --- | --- | --- | --- | --- | | | 1,606.08 | | 1,609.73 | | | | 0.32% | | 0.38% | | | 1. | | | | | | | 1,606.08 | 1,114.70 ; | 1,609.73 | 1,404.04 ; | | | | 206.68 ; | | 62.92 ...