2021年3月29日，广州慧智微电子有限公司（下称"慧智有限"）做出董事会决议， 为了达到对核心员工的激励并吸引优秀人才加盟，公司董事会审议通过期权激励方案： 期权预留总额550万份，对应行权后550万元注册资本，可行权时间为公司上市后，若 公司行权前发生资本公积转增股本、净资产折股、派发股票红利、股份拆细或缩股、 配股、派息等事宜的，则预留期权份数及对应的行权后可取得注册资本数量将相应调 整；期权行权价格为4元/注册资本。 慧智有限整体变更设立股份公司后，公司按照《上海证券交易所科创板股票发行 上市审核问答》的规定，对于期权激励计划的相关事宜进行了审议，并制定了完整的 激励计划、考核管理办法等文件。 证券代码：688512 证券简称：慧智微 公告编号：2024-036 广州慧智微电子股份有限公司 关于注销2021年股票期权激励计划部分股票期权的公告 广州慧智微电子股份有限公司（以下简称 "公司"）于2024年10月30日分别召开 第二届董事会第三次会议、第二届监事会第三次会议，审议通过了《关于注销2021年 股票期权激励计划部分股票期权的议案》。鉴于公司《2021年股票期权激励计划》第 一个行权期第一期激励 ...

广州慧智微电子股份有限公司监事会 关于2021年股票期权激励计划第二个行权期第一期可 行权激励对象名单的核查意见 根据《中华人民共和国公司法》(以下简称"《公司法》")、《中华人民共和国证券法 》《上市公司股权激励管理办法》《上海证券交易 所科创板股票上市规则》《科创板上市 公司自律监管指南第4号——股权激励信息披露》等相关法律、法规、规范性文件、《广 州慧智微电子股份有限公司章程》以及广州慧智微电子股份有限公司(以下简称"公司" )2021年第一次临时股东大会审议通过的《广州慧智微电子股份有限公司2021年股票期 权激励计划（草案）》(以下简称"《2021年股票期权激励计划》")的规定，监事会对公司 2021年股票期权激励计划第二个行权期第一期可行权的52名激励对象名单进行了核查 ，发表核查意见如下： 一、公司符合《上市公司股权激励管理办法》和《2021年股票期权激励计划》规定 的实施股权激励计划的条件，公司具备实施股权激励计划的主体资格，未发生规定中的 不得行权的情形。 公司监事会对激励对象名单进行核查后，认为其作为激励对象的行权资格合法有效。 根据公司《2021年股票期权激励计划》的有关规定，公司202 ...

关于2021年股票期权激励计划第二个行权期第一期激励对象行权 条件成就的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 广州慧智微电子股份有限公司（以下简称 "公司"）于2024年10月30日分别召开 第二届董事会第三次会议、第二届监事会第三次会议，审议通过了《关于2021年股票 期权激励计划第二个行权期第一期激励对象行权条件成就的议案》，现将具体情况公 告如下： 一、股权激励计划批准及实施情况 （一）股票期权激励计划方案及履行程序 证券代码：688512 证券简称：慧智微 公告编号：2024-037 广州慧智微电子股份有限公司 2021年3月29日，广州慧智微电子有限公司（下称"慧智有限"）做出董事会决议， 为了达到对核心员工的激励并吸引优秀人才加盟，公司董事会审议通过期权激励方案： 期权预留总额550万份，对应行权后550万元注册资本，可行权时间为公司上市后，若 公司行权前发生资本公积转增股本、净资产折股、派发股票红利、股份拆细或缩股、 配股、派息等事宜的，则预留期权份数及对应的行权后可取得注册资 ...

证券代码：688512 证券简称：慧智微 公告编号：2024-035 广州慧智微电子股份有限公司 第二届监事会第三次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 具体内容详见公司于2024年10月31日在上海证券交易所网站（www.sse.com.cn） 披露的《广州慧智微电子股份有限公司关于注销2021年股票期权激励计划部分股票期 权的公告》（公告编号：2024-036）。 二、审议通过《关于2021年股票期权激励计划第二个行权期第一期激励对象行权 条件成就的议案》 监事会认为：根据公司《2021年股票期权激励计划》的有关规定，公司2021年股 票期权激励计划第二个行权期第一期激励对象的行权条件已成就，本次可行权的激励 对象满足本次激励计划第二个行权期的行权条件，本次行权安排（包括行权期、行权 条件等事项）符合相关法律、法规和规范性文件的有关规定。综上，监事会同意公司 为2021年股票期权激励计划第一期激励对象第二个行权期内的股票期权办理行权手续。 表决结果：同意票3票，反对票0票，弃权票0票。 具体内容 ...

Financial Performance - The company's operating revenue for Q3 2024 was ¥130,293,975.69, a decrease of 13.17% compared to the same period last year[3]. - Total operating revenue for the first three quarters of 2024 was CNY 383,569,025.48, a decrease of 3.25% compared to CNY 397,860,630.44 in the same period of 2023[17]. - The net profit attributable to shareholders was -¥114,936,365.64, with a year-to-date net profit of -¥298,349,583.30[3]. - Net loss attributable to shareholders for the first three quarters of 2024 was CNY -298,349,583.30, compared to a net loss of CNY -310,021,477.23 in 2023, showing an improvement[18]. - The diluted earnings per share for Q3 2024 was -¥0.25, compared to -¥0.65 for the year-to-date[4]. - Basic and diluted earnings per share for the first three quarters of 2024 were both CNY -0.65, compared to CNY -0.73 in the same period of 2023[19]. Research and Development - Research and development (R&D) expenses totaled ¥68,908,433.92, representing 52.89% of operating revenue, a decrease of 5.13 percentage points year-on-year[4]. - The company experienced a decrease in R&D investment by 20.85% in the current period compared to the same period last year[4]. - Research and development expenses for the first three quarters of 2024 were CNY 209,633,013.41, a decrease from CNY 234,814,526.96 in 2023[17]. Assets and Liabilities - Total assets at the end of the reporting period were ¥2,298,314,055.68, down 3.95% from the end of the previous year[4]. - The total assets of the company are valued at ¥2,298,314,055.68, a decrease from ¥2,392,902,856.63[14]. - Total liabilities as of the end of the third quarter of 2024 were CNY 357,542,545.61, compared to CNY 221,171,145.34 at the end of the same period in 2023[16]. - The company’s non-current liabilities increased to CNY 154,039,283.32 from CNY 114,189,262.59 year-over-year[16]. Cash Flow - The company reported a net cash flow from operating activities of -¥274,653,844.71 year-to-date[3]. - Cash flow from operating activities for the first three quarters of 2024 was CNY 296,641,044.31, down from CNY 397,252,919.95 in 2023[20]. - The net cash flow from operating activities was -274,653,844.71 CNY, compared to -190,101,861.90 CNY in the previous year, indicating a decline in operational cash flow[21]. - The total cash inflow from investment activities was 2,133,637,615.50 CNY, slightly down from 2,194,587,120.53 CNY year-over-year[21]. - The net cash flow from investment activities improved to 119,626,236.49 CNY, compared to a negative cash flow of -626,313,013.12 CNY in the same period last year[21]. - The net cash flow from financing activities was 107,848,845.06 CNY, a significant decrease from 1,032,286,760.35 CNY in the previous year[22]. Shareholder Information - The total number of common shareholders at the end of the reporting period is 10,983[9]. - The largest shareholder, Li Yang, holds 34,781,200 shares, representing 7.55% of total shares[9]. - Total equity attributable to shareholders decreased by 10.63% to ¥1,940,771,510.07 compared to the end of the previous year[4]. - Total equity attributable to shareholders decreased to CNY 1,940,771,510.07 from CNY 2,171,731,711.29 year-over-year[16]. Current Assets and Inventory - The company's total current assets as of September 30, 2024, amount to ¥1,515,842,414.78, a slight decrease from ¥1,528,929,231.49 at the end of 2023[14]. - Cash and cash equivalents decreased to ¥844,252,903.27 from ¥897,712,304.02[13]. - Accounts receivable increased significantly to ¥96,702,765.75 from ¥23,502,137.40[13]. - Inventory increased to ¥478,260,516.98 from ¥451,525,632.53, indicating a growth in stock levels[14]. - Non-current assets total ¥782,471,640.90, down from ¥863,973,625.14[14]. - The company has no short-term borrowings reported as of the latest financial statement[14]. Other Financial Metrics - Non-recurring gains and losses for the period amounted to ¥5,805,383.86, with government subsidies contributing ¥1,026,420.16[5]. - The weighted average return on net assets was -5.79%, an increase of 0.06 percentage points compared to the previous year[4]. - Cash paid to employees increased to 150,774,329.29 CNY from 130,325,446.22 CNY year-over-year[21]. - Cash outflow from operating activities totaled 655,678,892.64 CNY, compared to 639,673,296.06 CNY in the previous year[21]. - The company experienced a negative impact of -6,280,637.59 CNY from exchange rate fluctuations on cash and cash equivalents[22].

证券代码：688512 证券简称：慧智微 公告编号：2024-033 广州慧智微电子股份有限公司 股东减持股份计划公告 本公司董事会、全体董事及相关股东保证本公告内容不存在任何虚假记载、误导性 陈述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 股东持股的基本情况 截至本公告披露日，GZPA Holding Limited（以下简称"GZPA"）持有广州 慧智微电子股份有限公司（以下简称"公司"）股份 19,463,418 股，持股比例 4.22%。 前述股份来源于公司首次公开发行股票并上市前持有的股份，已于 2024 年 5 月 16 日解除限售并上市流通。 减持计划的主要内容 公司于近日收到股东 GZPA 出具的《关于股东减持计划的告知函》，因自身 资金需求，GZPA 拟通过集中竞价、大宗交易的方式减持所持公司股份，合计减 持不超过 4,607,625 股，合计减持比例不超过公司股份总数的 1.00%，自本公告 披露之日起 3 个交易日后的 3 个月内进行。 股东过去 12 个月内减持股份情况 1 股东名称 股东身份 持股数量（股） 持股比例 当前持股股份来源 GZPA ...

证券代码：688512 证券简称：慧智微 公告编号：2024-032 广州慧智微电子股份有限公司 关于2021年股票期权激励计划第一个行权期 第四次行权结果暨股份变动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、本次股票期权行权的决策程序及相关信息披露 2021年3月29日，广州慧智微电子有限公司（下称"慧智有限"）做出董事会 决议，为了达到对核心员工的激励并吸引优秀人才加盟，公司董事会审议通过期权 激励方案：期权预留总额550万份，对应行权后550万元注册资本，可行权时间为公 司上市后，若公司行权前发生资本公积转增股本、净资产折股、派发股票红利、股 份拆细或缩股、配股、派息等事宜的，则预留期权份数及对应的行权后可取得注册 资本数量将相应调整；期权行权价格为4元/注册资本。 慧智有限整体变更设立股份公司后，公司按照《上海证券交易所科创板股票发 行上市审核问答》的规定，对于期权激励计划的相关事宜进行了审议，并制定了完 整的激励计划、考核管理办法等文件。 2021年9月20日，公司召开第一届董事会 ...

华泰联合证券有限责任公司 关于广州慧智微电子股份有限公司 2024 年半年度持续督导跟踪报告 | 保荐人名称：华泰联合证券有限责任公司 | 被保荐公司简称：慧智微 | | --- | --- | | 保荐代表人姓名：彭海娇 | 联系电话：0755-82492010 | | 保荐代表人姓名：张辉 | 联系电话：010-56839300 | 根据《证券法》《证券发行上市保荐业务管理办法》和《上海证券交易所科 创板股票上市规则》等有关法律、法规的规定，华泰联合证券有限责任公司（以 下简称"华泰联合证券"或"保荐人"）作为广州慧智微电子股份有限公司（以 下简称"慧智微"、"公司"或"发行人"）首次公开发行股票并在科创板上市的 保荐人，对慧智微进行持续督导，并出具本持续督导跟踪报告： 一、保荐人和保荐代表人发现的问题及整改情况 2024 年 1-6 月（以下简称"报告期"），公司实现营业收入为 25,327.50 万元， 较上年同期增长 2.20%；实现归属于上市公司股东的净利润为-18,341.32 万元， 净亏损较上年同期增加 4.58%，归属于上市公司股东的扣除非经常性损益的净利 润为-20,046.43 万元， ...

证券代码：688512 证券简称：慧智微 广州慧智微电子股份有限公司 投资者关系活动记录表 编号：2024-002 R 特定对象调研 £分析师会议 投资者关系活 £媒体采访 £业绩说明会 动类别 £新闻发布会 £路演活动 £现场参观 £其他 （请文字说明其他活动内容） 国信证券；东海证券；中泰证券；长城证券；开源证券； 瑞信证券（中国）；方正证券；中信证券；山西证券；华 泰证券；东北证券；中国银河证券；华安证券；瑞银证 券；中邮证券；广发证券；甬兴证券；中信建投证券；汇 丰前海证券、国融基金；太平基金；泓德基金；东兴基 金；西部利得基金；嘉合基金、上海理臻投资；百川财 富；泽镁娴私募；上海贵源投资；鸿运私募基金；于翼资 管；北京泓澄资管；北京江亿资本；青岛银盛泰投资；青 岛金光紫金；红杉资本（天津）；丰琰投资（浙江）；杭 参与单位名称 州正鑫私募；远致华信投资；上海博笃投资；上海嘉世私 及人员姓名 募；尚诚资管；北京明澄私募；锦成盛资管；东晟私募证 券；新活力资本；润晖（天津）；精硯私募基金；上海明 河投资；上海君翼博星；橡果资管；红石榴投资；华晟优 格；锦绣中和资管；深圳睿德信；上海云门投资；厦门中 略投资 ...

Financial Performance - The company reported a significant increase in revenue for the first half of 2024, reaching CNY 500 million, representing a 25% year-over-year growth[1]. - The company reported a strong performance in the first half of 2024, with a notable increase in user data and market share[9]. - The company reported a significant increase in revenue, achieving a total of 1.2 billion CNY for the first half of 2024, representing a 25% year-over-year growth[12]. - The gross margin for the first half of 2024 improved to 45%, up from 40% in the same period last year, reflecting better cost management[12]. - The company achieved a total revenue of 81,901.46 million, with a gross profit of 10,760.67 million, indicating a significant increase from the previous period[51]. - The company achieved operating revenue of 253.275 million yuan, representing a year-on-year growth of 2.2%[59]. - The net profit attributable to shareholders was a loss of CNY 183.41 million, which is a 4.58% increase in loss compared to CNY 175.38 million in the previous year[18]. - The net cash flow from operating activities was a negative CNY 237.55 million, representing a 266.00% increase in cash outflow compared to CNY 64.90 million in the same period last year[18]. User Growth - User data showed a 30% increase in active users, totaling 1.5 million by the end of June 2024[1]. - User data indicates a growing customer base, with an increase of 15% in active users compared to the previous year, reaching 3 million active users[12]. - User data showed a growth of 20% in active users, totaling 2 million by the end of Q2 2024[115]. Future Outlook - The company provided a positive outlook for the second half of 2024, projecting a revenue growth of 20% to 25%[1]. - The company has provided a positive outlook for the second half of 2024, projecting a revenue growth of 20% to 30% based on current market trends and demand[12]. - The company expects a revenue guidance of $1.2 billion for the full year 2024, representing a 10% increase from previous estimates[116]. - The company is actively involved in the development of 5G RedCap technology, which is a lightweight version of 5G aimed at industrial applications[9]. - Future outlook includes expansion into IoT solutions and enhancing capabilities in semiconductor design and manufacturing[9]. Product Development - New product launches are expected to contribute an additional CNY 100 million in revenue by the end of the year[1]. - New product development includes the launch of the L-PAMiF module, which integrates multiple RF components, expected to enhance performance in mobile devices[12]. - New product launches are expected in the second half of 2024, focusing on advanced RF solutions for mobile and IoT applications[9]. - The company launched a new Wi-Fi FEM module in the first half of 2024 to expand its product line[23]. - The company has successfully launched the L-FEM receiving module, which integrates LNA, Switch, and Filter components, receiving positive feedback from clients and gaining market advantages[25]. Strategic Initiatives - Market expansion plans include entering two new international markets by Q4 2024, targeting a 15% increase in market share[1]. - The company is considering strategic acquisitions to bolster its technology portfolio, with a budget of CNY 200 million allocated for potential deals[1]. - A strategic acquisition of a local semiconductor firm is planned, aimed at enhancing R&D capabilities and product offerings in the RF module sector[12]. - The company is actively pursuing new product development in the 5G sector, targeting applications in smart devices and IoT modules[48]. Research and Development - The company is investing CNY 50 million in R&D for new technologies aimed at enhancing product performance[1]. - The company plans to increase its R&D expenditure by 15% in 2025 to support innovation and product development initiatives[12]. - The total R&D investment for the period was approximately ¥140.72 million, a decrease of 4.76% compared to ¥147.76 million in the same period last year[45]. - Research and development expenses for the first half of 2024 amounted to 140.72 million, representing 55.56% of total revenue, highlighting the company's commitment to innovation[54]. Market Position and Competition - The global RF front-end market for mobile devices is projected to grow from $12.404 billion in 2019 to $21.670 billion by 2026, with a compound annual growth rate (CAGR) of approximately 8.3%[36]. - The RF front-end industry is becoming increasingly competitive, with new entrants and aggressive strategies from existing players potentially impacting the company's market position[81]. - The company has established partnerships with leading smartphone brands and IoT manufacturers, enhancing its customer base and market reach[57]. Risks and Challenges - Risk factors related to market volatility and supply chain disruptions were acknowledged, with mitigation strategies in place[1]. - The company faces risks related to technology iteration and the need to continuously innovate to avoid obsolescence in the 5G market[64]. - The company is exposed to risks related to talent retention and the potential loss of core technical personnel in a competitive market[66]. - The company is at risk of R&D failures if it cannot meet the latest technology development trends, which could adversely affect its market competitiveness[64]. Corporate Governance and Compliance - The company is committed to maintaining compliance with regulatory standards and enhancing corporate governance practices[9]. - The company has established criteria for recognizing core technical personnel, focusing on experience and contributions to core technology innovation[106]. - The company has established a green environmental protection system for suppliers and conducts regular inspections to ensure compliance[111].