证券代码：688521 证券简称：芯原股份 公告编号：2023-044 芯原微电子（上海）股份有限公司 股东询价转让计划书 VeriSilicon Limited、共青城原德投资合伙企业（有限合伙）、共青城原厚投 资合伙企业（有限合伙）、VeriVision LLC、共青城时兴投资合伙企业（有限合 伙）、共青城文兴投资合伙企业（有限合伙）、济南国开科创产业股权投资合伙 企业（有限合伙）、嘉兴海橙创业投资合伙企业（有限合伙）、富策控股有限公 司、湖北小米长江产业基金合伙企业（有限合伙）（以下合称"出让方"）保证 向芯原微电子（上海）股份有限公司（以下简称"芯原股份"）提供的信息内容 不存在任何虚假记载、误导性陈述或者重大遗漏，并对其真实性、准确性和完整 性依法承担法律责任。 本公司及董事会全体成员保证公告内容与信息披露义务人提供的信息一致。 重要内容提示： 1 拟参与芯原股份首发前股东询价转让（以下简称"本次询价转让"）股 东为 VeriSilicon Limited、共青城原德投资合伙企业（有限合伙）、共青 城原厚投资合伙企业（有限合伙）、VeriVision LLC、共青城时兴投资合 伙企业（有限合伙）、共 ...

招商证券股份有限公司 关于芯原微电子（上海）股份有限公司 首次公开发行部分限售股上市流通的核查意见 招商证券股份有限公司（以下简称"招商证券"或"保荐机构"）作为芯原 微电子（上海）股份有限公司（以下简称"芯原股份"或"公司"）首次公开发 行股票并上市持续督导阶段的保荐机构，根据《证券发行上市保荐业务管理办法》 《上海证券交易所科创板股票上市规则》《上海证券交易所上市公司自律监管指 引第 11 号——持续督导》等有关法律法规和规范性文件的要求，对芯原股份首 次公开发行部分限售股上市流通所涉及的事项进行了核查，核查情况如下： 一、本次上市流通的限售股类型 根据中国证券监督管理委员会于 2020 年 7 月 21 日出具的《关于同意芯原微 电子（上海）股份有限公司首次公开发行股票注册的批复》（证监许可[2020]1537 号），芯原股份获准首次向社会公开发行人民币普通股（A 股）股票 48,319,289 股。经上海证券交易所同意，芯原股份于 2020 年 8 月 18 日在上海证券交易所科 创板挂牌上市。芯原股份首次公开发行完成后，总股本为 483,192,883 股，其中 有限售条件流通股为 440,447, ...

证券代码：688521 证券简称：芯原股份 公告编号：2023-043 芯原微电子（上海）股份有限公司 关于首次公开发行部分限售股上市流通的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、本次上市流通的限售股类型 根据中国证券监督管理委员会于 2020 年 7 月 21 日出具的《关于同意芯原微 电子（上海）股份有限公司首次公开发行股票注册的批复》（证监许可[2020]1537 号），芯原微电子（上海）股份有限公司（以下简称"芯原股份"或"公司"）获 准首次向社会公开发行人民币普通股（A 股）股票 48,319,289 股。经上海证券交 易所同意，公司于 2020 年 8 月 18 日在上海证券交易所科创板挂牌上市。公司首 次公开发行完成后，总股本为 483,192,883 股，其中有限售条件流通股为 440,447,482 股，无限售条件流通股为 42,745,401 股。 本次上市流通的限售股为公司首次公开发行部分限售股，锁定期为自公司股 票上市之日起 36 个月，本次上市流通的限售股数量为 ...

Financial Performance - The company reported a significant increase in revenue, achieving a total of 1.2 billion RMB for the first half of 2023, representing a year-on-year growth of 25%[2] - The company reported a revenue of 1.5 billion RMB for the first half of 2023, representing a year-over-year increase of 20%[11] - The company achieved operating revenue of CNY 1,183,755,403.12 for the first half of 2023, a decrease of 2.37% compared to CNY 1,212,489,101.18 in the same period last year[21] - The company reported a significant increase in revenue, achieving a total of 1.2 billion CNY for the first half of 2023, representing a 25% year-over-year growth[15] - The company expects a revenue guidance of 2.0 billion RMB for the second half of 2023, projecting a 25% increase compared to the same period last year[11] - The company reported a gross profit of 564 million yuan, an increase of 11.72% year-on-year, with a gross margin of 47.65%, up 6.01 percentage points from the previous year[123] - The company’s net profit attributable to shareholders was 22.22 million yuan, a 49.89% increase compared to the same period last year[123] User Engagement and Market Expansion - User data showed an increase in active users, reaching 5 million, which is a 15% increase compared to the previous period[2] - User data indicates a growth in active users by 15%, reaching a total of 3 million users by the end of June 2023[12] - User data showed a 30% increase in active users, reaching 5 million by the end of June 2023[15] - The company is expanding its market presence in Southeast Asia, targeting a 10% market share by the end of 2024[2] - Market expansion plans include entering the Southeast Asian market by Q4 2023, targeting a market share of 10% within the first year[12] - The company is expanding its market presence in Southeast Asia, targeting a 15% market share by the end of 2024[15] Research and Development - Research and development expenses increased by 18%, totaling 150 million RMB, focusing on advanced semiconductor technologies[2] - The company is investing 200 million RMB in R&D for advanced AI technologies over the next two years[11] - The company invested 37.32% of its operating revenue in R&D, an increase of 3.32 percentage points compared to 34.00% last year[24] - The company has established a System Platform Solutions Division to enhance its chip design services by integrating software development and support, which helps clients respond quickly to market demands[31] - The company employs a market-driven R&D model, with research centers located in Shanghai, Chengdu, Beijing, Nanjing, Haikou, Silicon Valley, and Dallas[35] Strategic Acquisitions and Partnerships - The company announced plans for a strategic acquisition of a smaller tech firm, which is expected to enhance its product offerings and market reach[2] - The company has completed a strategic acquisition of a local tech firm for 300 million RMB to enhance its product offerings[11] - A new partnership with a leading technology firm is expected to drive innovation and accelerate product development timelines[2] - A new partnership with a leading cloud service provider aims to enhance service delivery and customer experience[12] - The company announced a strategic partnership with a leading tech firm to enhance its cloud services offerings, aiming for a 50% increase in cloud revenue by 2025[15] Financial Risks and Challenges - The company has identified potential risks related to supply chain disruptions, which could impact future performance[2] - The company faces risks related to R&D failures, including potential misalignment with industry trends and technology upgrade challenges[129] - The company has a goodwill of 183 million yuan from acquisitions, which is subject to annual impairment testing, posing a risk to current profitability if future performance does not meet expectations[135] - The company faces risks from international trade frictions, which could adversely affect its operations due to high overseas revenue dependency[138] Environmental and Social Responsibility - The company has established an environmental protection mechanism and does not engage in activities that cause environmental pollution[164] - The company is committed to environmental protection and sustainable development, focusing on energy conservation and emission reduction[166] - The company has supported rural revitalization efforts by purchasing agricultural products worth RMB 180,000 from Cengong County, Guizhou Province, as part of its employee welfare program[169] Corporate Governance and Compliance - The company has a dispersed shareholding structure with no controlling shareholder, which may lead to inefficiencies in decision-making[143] - The company has committed to ensuring the accuracy and completeness of its filings with regulatory authorities[183] - The company will ensure that any share reduction complies with relevant regulatory rules, including concentrated bidding and block trading[179] - The company will maintain a continuous and stable profit distribution policy to enhance shareholder value[179]

Financial Performance - In Q1 2023, the company achieved operating revenue of RMB 539.37 million, a decrease of 3.77% year-on-year[4] - The net profit attributable to shareholders was a loss of RMB 71.59 million, representing a decline of 2,280.25% compared to the same period last year[4] - The gross profit margin for Q1 2023 was 38.94%, down 9.98 percentage points year-on-year[7] - The company reported a basic and diluted earnings per share of -RMB 0.14, a decrease of 1,500% year-on-year[5] - Total operating revenue for Q1 2023 was approximately $539.37 million, a decrease from $560.50 million in Q1 2022, representing a decline of about 3.8%[21] - Net profit for Q1 2023 was a loss of approximately $71.59 million, compared to a profit of $3.28 million in Q1 2022, indicating a significant decline[22] - The total profit before tax for Q1 2023 was a loss of approximately $67.56 million, compared to a profit of $6.38 million in Q1 2022[22] Cash Flow - The company reported a net cash flow from operating activities of -RMB 263.49 million, a decrease of 153.79% year-on-year[5] - Operating cash flow net amount decreased by 153.79% as cash received from sales decreased compared to the previous year[13] - Cash flow from operating activities showed a net outflow of approximately $263.49 million in Q1 2023, compared to a net outflow of $103.82 million in Q1 2022, indicating worsening cash flow conditions[24] - The company reported a decrease in cash received from sales and services to approximately $514.90 million in Q1 2023, down from $731.16 million in Q1 2022, a decline of about 29.6%[24] Research and Development - R&D investment totaled RMB 213.37 million, accounting for 39.56% of operating revenue, an increase of 1.64 percentage points year-on-year[5] - Research and development expenses rose to approximately $211.53 million in Q1 2023, up from $200.09 million in Q1 2022, reflecting an increase of about 5.7%[21] Assets and Liabilities - Total assets at the end of the reporting period were RMB 4.27 billion, a decrease of 3.61% from the end of the previous year[5] - Current assets decreased to RMB 2,642,466,885.62 as of March 31, 2023, down from RMB 2,807,208,115.48 at the end of 2022, representing a decline of 5.9%[18] - Total liabilities decreased to RMB 1,388,288,572.47 from RMB 1,518,939,764.15, a reduction of 8.6%[19] - Long-term borrowings increased to RMB 402,670,384.99 from RMB 348,733,612.02, an increase of 15.4%[19] - Non-current liabilities due within one year increased by 30.75% due to installment payments for intangible asset purchases[11] Order Backlog - The company had a backlog of orders amounting to RMB 1.81 billion as of the end of the reporting period[5] Revenue Breakdown - Revenue from semiconductor IP licensing decreased by 56.29% year-on-year to RMB 101.16 million[6] - Revenue from chip design services increased by 40.33% year-on-year to RMB 114.31 million[7] Changes in Financial Assets - Trading financial assets decreased by 40.05% due to the redemption of bank wealth management products[11] - Other receivables increased by 48.78% mainly due to prepayments for GDR issuance intermediary fees[11] - Construction in progress rose by 124.87% as a subsidiary's office renovation remains incomplete[11] Employee and Tax Liabilities - Employee compensation payable dropped by 66.78% due to the payment of 2022 annual bonuses[11] - Tax payable decreased by 43.14% as the company settled personal income tax from the previous year[11] - Tax expenses for Q1 2023 amounted to approximately $4.03 million, compared to $3.09 million in Q1 2022, reflecting an increase of about 30.1%[22] Cash Flow from Investments and Financing - Cash inflow from investment activities totaled ¥140,727,560.95, a decrease from ¥1,776,592,432.55 in the previous period[25] - Cash outflow from investment activities amounted to ¥140,550,833.03, compared to ¥1,806,754,198.91 previously, resulting in a net cash flow of ¥176,727.92, an improvement from -¥30,161,766.36[25] - Cash inflow from financing activities was ¥93,505,512.01, significantly higher than ¥1,400,000.00 in the prior period[25] - Net cash flow from financing activities reached ¥71,929,613.40, a recovery from -¥31,117,899.85 in the previous period[25]

Financial Performance - The company reported a cumulative undistributed profit of -1,518.99 million yuan for the year 2022, leading to a decision not to distribute cash dividends or issue bonus shares [5]. - The company has not achieved profitability since its listing, indicating ongoing financial challenges [4]. - The net operating cash flow for the year was negative, highlighting liquidity concerns [5]. - The company reported a successful year with a total revenue of RMB 1.5 billion, representing a year-over-year growth of 25% [12]. - The company achieved operating revenue of RMB 2.68 billion in 2022, representing a year-on-year growth of 25.23% [24]. - The net profit attributable to shareholders was RMB 73.81 million, a significant increase of 455.31% compared to the previous year [24]. - The company reported a significant increase in revenue, achieving a total of $X million for the fiscal year, representing a Y% growth compared to the previous year [18]. - The company reported a net profit attributable to shareholders of the parent company, with a significant increase in gross profit to 1.114 billion RMB, up 29.99% year-on-year [41]. - The gross profit for the year was 1.114 billion RMB, with a gross margin of 41.59%, an increase of 1.53 percentage points compared to the previous year [169]. Governance and Risk Management - The company has detailed potential risks in its annual report, emphasizing the importance of risk management [4]. - Deloitte Huayong issued a standard unqualified audit report for the company, ensuring the accuracy of the financial statements [4]. - The board of directors was fully present during the meeting, indicating strong governance practices [4]. - The company has not engaged in any non-operational fund occupation by controlling shareholders or related parties, ensuring financial integrity [6]. - There are no special arrangements for corporate governance, suggesting standard operational procedures are in place [7]. Research and Development - Research and development investments increased by 40% to RMB 300 million, focusing on advanced semiconductor technologies [13]. - The R&D budget has been increased by K%, reflecting the company's commitment to innovation and long-term growth [18]. - The company’s R&D expenses increased by 26.17% to 628.4 million RMB, reflecting a focus on innovation and technology development [167]. - The company has developed over 40 analog and mixed-signal IPs on the 22nm FD-SOI process, with 12 projects already in mass production [46]. - The company has filed 63 new invention patent applications and received 17 invention patents during the reporting period, bringing the total to 173 valid invention patents [118][119]. Market Expansion and Strategy - The company is expanding its market presence in Southeast Asia, targeting a 15% market share by the end of 2023 [12]. - The company is exploring strategic acquisitions to enhance its product portfolio, with a budget of RMB 500 million allocated for potential mergers [12]. - The company aims to reduce production costs by 10% through improved supply chain management strategies [12]. - The company is focusing on sustainability initiatives, aiming to reduce carbon emissions by J% over the next five years [18]. - The company is focusing on the development of a one-stop chip platform for smart healthcare and wellness devices in Hainan Free Trade Zone, collaborating with local universities for talent cultivation [52]. Technology and Innovation - New product launches include a next-generation chip expected to enhance processing speed by 30% compared to the previous model [13]. - The introduction of a new AI-driven technology is anticipated to improve operational efficiency by 25% [13]. - The company has launched a high-end application processor platform based on Chiplet architecture, designed for mobile phones, tablets, and laptops, and is currently iterating on the Chiplet version [45]. - The company has developed a dual-mode Bluetooth RF transceiver IP, compatible with classic Bluetooth for wireless audio applications [113]. - The company is actively developing low-power IP solutions for wearable devices, targeting the AR/VR market, which is projected to grow from under $1 billion to $13 billion by 2030 [135]. Operational Challenges - The company faces risks related to R&D failures, design service uncertainties, and potential talent attrition, which could impact future revenue and profitability [143][146]. - The company must continuously innovate to meet market demands, or it risks declining margins in its chip customization business [152]. - The company is currently awaiting regulatory approval for the change of investor identity for its Taiwan subsidiary, which could lead to penalties if not obtained [162]. - The company faces potential risks from ongoing litigation, which could impact its overseas business operations and financial liabilities [161]. Employee and Talent Management - The company has a total of 1,362 employees, with 1,168 in R&D, accounting for 85.76% of the workforce, and a voluntary turnover rate of 7.2%, significantly lower than the semiconductor industry average of 19.7% in 2022 [55]. - The company emphasizes talent development and local employment, aiming to strengthen its workforce and enhance employee engagement through equity incentive mechanisms [56]. - The company actively recruits and trains talent through partnerships with universities and various recruitment initiatives, ensuring a robust talent pipeline [141]. Financial Position and Assets - The total assets at the end of 2022 reached RMB 44.26 billion, up 14.72% from the previous year [24]. - The company had a total of 21.50 billion RMB in hand orders, with 16.95 billion RMB expected to convert within 2023 [41]. - The company reported a total of RMB 713,797,250.18 in financial assets at fair value, with a loss of RMB 1,414,620.04 during the reporting period [194]. - The company’s accounts receivable amounted to CNY 1.054 billion, which is 23.82% of total assets [151]. - The company reported a significant increase in fixed assets to 519,243.06 million RMB, up 670.27% due to the purchase of the Lingang R&D center property [186].

证券代码：688521 证券简称：芯原股份 公告编号：2023-016 芯原微电子（上海）股份有限公司 关于召开2022年年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、说明会类型 芯原微电子（上海）股份有限公司（以下简称"公司"）将于 2023 年 3 月 25 日在上海证券交易所网站（www.sse.com.cn）披露《芯原微电子（上海）股份有 限公司 2022 年年度报告》。为加强与投资者的深入交流，使投资者更加全面、深 入地了解公司情况，公司拟以网络互动方式召开 2022 年度业绩说明会（以下简 称"说明会"），欢迎广大投资者积极参与。 二、说明会召开的时间、方式、地点 （一）会议召开时间：2023 年 3 月 28 日（星期二）10:00-11:30 （二）会议召开方式：网络互动方式 （三）会议召开地点：上证路演中心（http://roadshow.sseinfo.com） 会议召开时间：2023 年 3 月 28 日（星期二）10:00-11:30 会议召开方式：网络互 ...