证券代码：688689 证券简称：银河微电 公告编号：2024-004 转债代码：118011 转债简称：银微转债 常州银河世纪微电子股份有限公司 首次公开发行限售股上市流通公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次股票上市类型为首发限售股份；股票认购方式为网下，上市股数为 91,800,000 股。 本次股票上市流通总数为 91,800,000 股。 本次股票上市流通日期为 2024 年 1 月 29 日。（因 2024 年 1 月 27 日为非 交易日，故顺延至下一交易日） 一、本次上市流通的限售股类型 根据中国证券监督管理委员会于2020年12月23日出具的《关于同意常州银河 世纪微电子股份有限公司首次公开发行股票注册的批复》（证监许可〔2020〕3566 号），同意常州银河世纪微电子股份有限公司（以下简称"公司"）首次公开发行股 票的注册申请。公司首次向社会公众公开发行人民币普通股（A股）股票32,100,000 股，并于2021年1月27日在上海证券交易所（以下简称"上交所"）科创 ...

中信建投证券股份有限公司 关于常州银河世纪微电子股份有限公司 首次公开发行限售股上市流通的核查意见 中信建投证券股份有限公司（以下简称"中信建投"或"保荐机构"）作为 常州银河世纪微电子股份有限公司（以下简称"银河微电"或"公司"）首次公 开发行股票并在科创板上市和向不特定对象发行可转换公司债券的保荐机构，根 据《中华人民共和国公司法》、《中华人民共和国证券法》、《证券发行上市保荐业 务管理办法》、《上海证券交易所科创板股票上市规则》及《科创板上市公司持续 监管办法（试行）》等相关法律法规和规范性文件的要求，对银河微电首次公开 发行限售股上市流通事项进行了审慎核查，并出具以下核查意见： 一、本次上市流通的限售股类型 根据中国证券监督管理委员会于 2020 年 12 月 23 日出具的《关于同意常州 银河世纪微电子股份有限公司首次公开发行股票注册的批复》（证监许可〔2020〕 3566 号），同意公司首次公开发行股票的注册申请。公司首次向社会公众公开发 行人民币普通股（A 股）股票 32,100,000 股，并于 2021 年 1 月 27 日在上海证券 交易所科创板上市，发行完成后总股本为 128,400,0 ...

经常州银河世纪微电子股份有限公司（以下简称"公司"）董事会决定， 本次不向下修正"银微转债"转股价格。同时在未来三个月内（即 2024 年 1 月 10 日起至 2024 年 4 月 9 日），如果再次触发"银微转债"转股价格向下修正条 件，亦不提出向下修正方案。 一、可转债发行上市情况 | | | 常州银河世纪微电子股份有限公司 关于不向下修正"银微转债"转股价格的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 截至 2024 年 1 月 9 日，"银微转债"转股价格已触发向下修正条款。 截至2024年1月9日，公司股票已出现连续三十个交易日中至少有十五个交易 日的收盘价格低于当期转股价格的85%的情形，已触发"银微转债"转股价格的 向下修正条款。 （一）经中国证券监督管理委员会证监许可〔2022〕1180号文同意注册，公 司于2022年7月4日向不特定对象发行了500.00万张可转换公司债券，每张面值 100元，发行总额50,000.00万元，期限为自发行之日起六年，即自2022年7月4日 至20 ...

| 证券代码：688689 | 证券简称：银河微电 | 公告编号：2024-002 | | --- | --- | --- | | 转债代码：118011 | 转债简称：银微转债 | | 特此公告。 常州银河世纪微电子股份有限公司董事会 2024 年 1 月 5 日 根据全国高新技术企业认定管理工作领导小组办公室于近日发布的《对江苏 省认定机构2023年认定报备的第二批高新技术企业进行备案的公告》,常州银河 世纪微电子股份有限公司（以下简称"公司"）子公司常州银河电器有限公司（以 下简称"银河电器"）被列入《江苏省认定机构2023年认定报备的第二批高新技 术企业备案名单》，通过了高新技术企业的认定，证书编号为GR202332018679， 发证时间为2023年12月13日，有效期三年。 本次高新技术企业的认定系银河电器原高新技术企业证书有效期满后进行 的重新认定。根据《中华人民共和国企业所得税法》及国家对高新技术企业的相 关税收政策规定，银河电器自通过高新技术企业重新认定起连续三年（即2023年 至2025年）可继续享受国家关于高新技术企业的税收优惠政策，即按15%税率缴 纳企业所得税。在本次重新认定前，银河 ...

| | | 常州银河世纪微电子股份有限公司 关于可转债转股结果暨股份变动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本季度转股情况：自 2023 年 10 月 1 日至 2023 年 12 月 31 日期间，共有 1,000.00 元"银微转债"转为常州银河世纪微电子股份有限公司（以下简称"公 司"）普通股，转股数量为 31 股，占"银微转债"转股前公司已发行股份总额 的 0.00002%。 累计转股情况：截至2023年12月31日，"银微转债"累计共有254,000.00 元转为公司普通股，累计转股数量为 7,949 股，占"银微转债"转股前公司已发 行股份总额的 0.0062%。 二、可转债本次转股情况 （一）可转债转股情况 "银微转债"转股期为2023年1月9日至2028年7月3日。自2023年10月1日起 至2023年12月31日，本季度共有1,000.00元"银微转债"转为公司普通股，转股 数量为31股，占"银微转债"转股前公司已发行股份总额的0.00002%。自开始转 股至2023年 ...

证券代码：688689 证券简称：银河微电 公告编号：2023-055 转债代码：118011 转债简称：银微转债 常州银河世纪微电子股份有限公司 关于"银微转债"预计触发转股价格向下修正条件 的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 常州银河世纪微电子股份有限公司（以下简称"公司"）股票自 2023 年 11 月 24 日至 2023 年 12 月 26 日已有 10 个交易日的收盘价低于当期转股价格的 85%（即 26.97 元/股），存在触发《常州银河世纪微电子股份有限公司向不特定 对象发行可转换公司债券募集说明书》（以下简称"《募集说明书》"）中规定 的转股价格向下修正条件的可能性。若触发条件，公司将于触发条件当日召开董 事会审议决定是否修正转股价格，并及时履行信息披露义务。 根据《上海证券交易所上市公司自律监管指引第12号——可转换公司债券》 的有关规定，公司可能触发可转换公司债券转股价格向下修正条件的相关情况公 告如下： 一、可转债发行上市情况 （一）经中国证券监督管理委员会 ...

证券代码：688689 证券简称：银河微电 公告编号：2023-054 转债代码：118011 转债简称：银微转债 常州银河世纪微电子股份有限公司 关于召开 2023 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 会议召开时间：2023 年 11 月 27 日（星期一）下午 13:00-14:00 会议召开地点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络文字互动 投资者可于 2023 年 11 月 20 日（星期一）至 11 月 24 日（星期五）16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过常州银河世纪微电 子股份有限公司（以下简称"公司"）邮箱 gmesec@gmesemi.cn 进行提问。公司 说明会上将在信息披露允许的范围内就投资者普遍关注的问题予以回答。 公司已于2023年10月30日在上海证券交易所网站（www.sse.com. ...

Financial Performance - The company's operating revenue for Q3 2023 was CNY 193,468,042.83, representing a year-on-year increase of 23.56%[5] - The net profit attributable to shareholders for Q3 2023 was CNY 19,240,412.46, an increase of 80.27% compared to the same period last year[5] - The net profit attributable to shareholders after deducting non-recurring gains and losses for Q3 2023 was CNY 12,866,843.16, a significant increase of 210.92% year-on-year[6] - The basic and diluted earnings per share for Q3 2023 were both CNY 0.15, reflecting an increase of 87.50% compared to the previous year[6] - Operating profit for Q3 2023 decreased to ¥53.87 million from ¥69.84 million in Q3 2022, reflecting a decline of approximately 22.9%[21] - Net profit attributable to shareholders for Q3 2023 was ¥49.76 million, down from ¥64.16 million in Q3 2022, a decrease of about 22.5%[22] - Basic and diluted earnings per share for Q3 2023 were both ¥0.39, compared to ¥0.50 in Q3 2022, indicating a decline of 22%[23] Assets and Liabilities - The total assets at the end of Q3 2023 amounted to CNY 1,969,132,338.88, which is a 3.44% increase from the end of the previous year[6] - The company's total liabilities as of September 30, 2023, were RMB 658,898,459.72, compared to RMB 620,014,263.15 at the end of 2022, indicating an increase of about 6.27%[18] - The total equity attributable to shareholders at the end of Q3 2023 was CNY 1,306,376,989.23, an increase of 1.78% from the end of the previous year[6] - The total assets of Changzhou Galaxy Century Microelectronics Co., Ltd. amounted to RMB 1,969,132,338.88, an increase from RMB 1,903,586,112.42 at the end of 2022, reflecting a growth of approximately 3.45%[16] - The total equity attributable to shareholders as of September 30, 2023, was RMB 1,306,376,989.23, up from RMB 1,283,571,849.27 at the end of 2022, representing a growth of approximately 1.78%[18] - Total liabilities amounted to ¥620,014,263.15, slightly decreasing from ¥619,985,523.35 in the previous year[30] Cash Flow - The net cash flow from operating activities for the year-to-date period was CNY 73,937,369.13, showing a decrease of 3.98% compared to the same period last year[6] - The net cash flow from operating activities for Q3 2023 was ¥73,937,369.13, a decrease of 5.4% compared to ¥77,002,925.65 in Q3 2022[25] - Cash inflows from operating activities for the first three quarters of 2023 totaled approximately ¥499.34 million, slightly down from ¥501.05 million in the same period of 2022[24] - Cash inflow from investment activities increased significantly to ¥2,205,714,908.12, up 17.9% from ¥1,869,933,531.01 in the previous year[25] - The net cash flow from investment activities was negative at -¥143,474,343.97, an improvement from -¥398,367,836.35 in Q3 2022[25] - Cash flow from financing activities showed a net outflow of -¥31,856,505.05, contrasting with a net inflow of ¥445,884,268.59 in the same quarter last year[25] - The total cash and cash equivalents at the end of Q3 2023 stood at ¥158,015,912.20, down from ¥315,944,778.07 at the end of Q3 2022[25] Research and Development - Research and development expenses for Q3 2023 totaled CNY 11,904,720.42, accounting for 6.15% of operating revenue, a decrease of 1.50 percentage points year-on-year[6] - Research and development expenses for Q3 2023 were ¥33.30 million, a decrease from ¥40.31 million in Q3 2022, representing a reduction of about 17.4%[21] Shareholder Information - The company reported a total of 7,777 common shareholders at the end of the reporting period[12] Other Financial Metrics - The weighted average return on equity for Q3 2023 was 1.48%, an increase of 0.64 percentage points compared to the previous year[6] - Financial expenses for Q3 2023 were ¥20.73 million, compared to a financial income of ¥4.16 million in Q3 2022, indicating a significant shift in financial performance[21] - Tax expenses for Q3 2023 were ¥3.36 million, down from ¥9.72 million in Q3 2022, a decrease of approximately 65.4%[22] - Other income for Q3 2023 was ¥3.08 million, slightly down from ¥3.51 million in Q3 2022, indicating a decrease of about 12.2%[21] Accounting Standards - The company has implemented new accounting standards starting January 1, 2023, affecting the financial statements[26] Market and Product Development - The company has not disclosed any new product developments or market expansion strategies in the current report[15]

| | 证券代码：688689 证券简称：银河微电 公告编号：2023-053 | | --- | --- | | 转债代码：118011 转债简称：银微转债 | | 常州银河世纪微电子股份有限公司 关于可转债转股结果暨股份变动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本季度转股情况：自 2023 年 7 月 1 日至 2023 年 9 月 30 日期间，共有 2,000.00 元"银微转债"转为常州银河世纪微电子股份有限公司（以下简称"公 司"）普通股，转股数量为 63 股，占"银微转债"转股前公司已发行股份总额 的 0.00005%。 累计转股情况：截至 2023 年 9 月 30 日，"银微转债"累计共有 253,000.00 元转为公司普通股，累计转股数量为 7,918 股，占"银微转债"转股前公司已发 行股份总额的 0.0061%。 （二）经上海证券交易所（以下简称"上交所"）自律监管决定书〔2021〕 199号文同意，公司50,000.00万元可转换公司债券于2022年8月2日起在 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥329,986,288.74, a decrease of 9.66% compared to ¥365,269,762.44 in the same period last year[19]. - The net profit attributable to shareholders for the first half of 2023 was ¥30,523,573.88, down 42.93% from ¥53,483,113.34 in the previous year[19]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥17,786,538.06, a decline of 59.09% compared to ¥43,479,708.05 in the same period last year[19]. - The net cash flow from operating activities was ¥48,854,475.41, which is a decrease of 29.26% from ¥69,060,194.79 in the previous year[19]. - Basic and diluted earnings per share were both ¥0.24, representing a 42.86% decrease year-on-year[21]. - The weighted average return on equity decreased by 2.54 percentage points to 2.37%[20]. - Operating costs decreased by 6.56% to ¥237,777,555.47 from ¥254,479,375.95 year-on-year[71]. - The company's cash and cash equivalents decreased by 21.89% to ¥212,155,568.35 from ¥271,621,271.88 year-on-year[73]. Research and Development - Research and development expenses accounted for 6.48% of operating revenue, down 1.28 percentage points from the previous year[20]. - The company invested CNY 21.4 million in R&D during the reporting period, accounting for 6.48% of total revenue, a decrease of 1.28 percentage points compared to the previous year[41]. - The company applied for 14 patents and obtained 19 patents during the reporting period, bringing the total number of valid patents to 237, including 25 invention patents[41]. - The company’s R&D expenses decreased by 24.47% compared to the previous year, reflecting a strategic adjustment in resource allocation[43]. - The company has developed a range of core technologies across various segments, enabling customized product offerings to meet client needs[35]. Market Position and Strategy - The company focuses on semiconductor discrete devices, aiming to be a professional supplier in the field[27]. - The company employs an integrated operation model (IDM) for chip design, manufacturing, and packaging testing[28]. - The marketing strategy relies on direct sales and a strong technical service team to provide one-stop procurement services[28]. - The company has established a strong presence in the automotive market, being the first domestic semiconductor discrete device company to join the International Automotive Electronics Technology Committee, gaining a competitive edge in automotive-grade components[35]. - The company has seen significant growth in the automotive sector, particularly in medium and high-power MOSFETs, becoming one of the larger players in the domestic market[35]. Industry Overview - The semiconductor discrete device industry in China saw sales revenue grow from 139 billion CNY in 2012 to 337.91 billion CNY in 2021, with a compound annual growth rate of 10.37%[32]. - In 2021, China's semiconductor industry sales revenue accounted for 38.8% of the global semiconductor market, reflecting its position as the largest electronic product consumer market[31]. - The domestic semiconductor discrete device market is characterized by a pyramid structure, with international companies dominating high-margin sectors like automotive electronics and industrial control[34]. - The semiconductor industry is capital and technology-intensive, leading to a high concentration of market share among top players, with only one Chinese company in the top ten power discrete device manufacturers in 2022[31]. Environmental Compliance - The company completed the construction of the second phase of its photovoltaic power station and is monitoring pollutant emissions to ensure compliance with standards[58]. - The company has received environmental impact assessments and permits for multiple projects, including a new semiconductor device production line with a capacity of 5 billion units annually[95]. - The company has not faced any administrative penalties related to environmental issues during the reporting period[99]. - The company has established emergency response plans for environmental incidents, with annual drills conducted[97]. - The company has a wastewater reuse rate of 70%, achieved through the introduction of MF+RO treatment systems[101]. Shareholder Commitments - The company has committed to not transferring or entrusting the management of its shares for 36 months from the date of the stock issuance listing[105]. - The company will not reduce its shareholding during the first three years post-listing, and any reduction thereafter will not be below the issuance price[106]. - The company will implement stock repurchase measures if the stock price falls below 120% of the net asset value for five consecutive trading days[108]. - The company plans to stabilize its stock price by repurchasing shares, with a minimum repurchase amount of RMB 10 million per transaction[110]. - The company will take various measures to protect the interests of minority investors and mitigate the risk of immediate return dilution[110]. Financial Health - The total assets at the end of the reporting period were ¥1,902,127,588.65, a slight decrease of 0.08% from ¥1,903,586,112.42 at the end of the previous year[19]. - The total liabilities decreased from ¥620,014,263.15 at the end of 2022 to ¥614,992,446.74, a reduction of approximately 0.2%[179]. - The company's total equity as of June 30, 2023, was ¥1,287,135,141.91, slightly up from ¥1,283,571,849.27, indicating a growth of approximately 0.3%[179]. - The company maintains a credit rating of A+ for both its corporate entity and the convertible bonds, with a stable outlook as per the rating report dated May 8, 2023[173]. - The company reported cash flow from operating activities as the primary source for repaying the principal and interest of the convertible bonds, indicating a good debt repayment capability without overdue bank loans[174].