国浩律师（南京）事务所 关 于 常州银河世纪微电子股份有限公司 2021 年限制性股票激励计划 调整授予价格、作废部分已授予尚未归属的 限制性股票 之 法律意见书 中国江苏省南京市汉中门大街 309 号 B 座 5/7/8 层 邮编：210036 5,7,8th Floor, Block B, 309 Hanzhongmen Street, Nanjing 210036, China 电话/Tel: +86 25 8966 0900 传真/Fax: +86 25 89660966 网址/Website: http://www.grandall.com.cn 2023 年 8 月 注：本法律意见书若出现总数与各分项数值之和尾数不符的情况，均为四舍五入原因造成。 2 | 释 | 义 2 | | --- | --- | | 第一节 | 律师声明事项 4 | | 第二节 | 正 文 5 | | | 一、本次授予价格调整、部分已授予尚未归属的限制性股票作废的授权与批准 5 | | | 二、关于本次授予价格调整的具体情况 7 | | | 三、关于本次部分已授予尚未归属的限制性股票作废的具体情况 7 | | | 四、结论性 ...

| 证券代码：688689 证券简称：银河微电 | 公告编号：2023-050 | | --- | --- | | 转债代码：118011 转债简称：银微转债 | | 常州银河世纪微电子股份有限公司 关于召开 2023 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 会议召开时间：2023 年 9 月 8 日（星期五）下午 13:00-14:00。 会议召开地点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 披露允许的范围内就投资者普遍关注的问题进行回答。 二、说明会召开的时间、地点 （一）会议召开时间：2023年9月8日（星期五）下午13:00-14:00 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 9 月 1 日（星期五）至 9 月 7 日（星期四）16:00 前 登录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 gmesec@gmesemi.cn 进行提问。公司 ...

常州银河世纪微电子股份有限公司 第三届董事会第八次会议 本次部分限制性股票的作废符合《上海证券交易所科创板股票上市规则》《上 市公司股权激励管理办法》以及《激励计划》中的相关规定，所作的决定履行了 必要的程序。因此，我们同意公司本次作废 2021 年限制性股票激励计划部分已 授予尚未归属的限制性股票。 （以下无正文，下接签署页） 常州银河世纪微电子股份有限公司独立董事关于 第三届董事会第八次会议相关事项的独立意见 根据《中华人民共和国公司法》《中华人民共和国证券法》《上海证券交易所 科创板股票上市规则》《上市公司股权激励办法》等相关法律法规及公司《独立 董事工作细则》的规定，作为常州银河世纪微电子股份有限公司（以下简称"公 司"）的独立董事，我们对第三届董事会第八次会议相关事项进行了审核，发表 如下意见： 常州银河世纪微电子股份有限公司 第三届董事会第八次会议 一、关于《关于调整 2021 年限制性股票激励计划授予价格的议案》的独立 意见 本次授予价格调整符合《上市公司股权激励管理办法》等法律法规、公司 《2021 年限制性股票激励计划（草案）》（以下简称《激励计划》）的相关规定 及公司股东大会的授权，调整事 ...

| 证券代码：688689 | 证券简称：银河微电 | 公告编号：2023-047 | | --- | --- | --- | | 转债代码：118011 | 转债简称：银微转债 | | 常州银河世纪微电子股份有限公司 关于调整 2021 年限制性股票激励计划 授予价格的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 常州银河世纪微电子股份有限公司（以下简称"银河微电"或"公司"）于 2023 年 8 月 28 日召开第三届董事会第八次会议、第三届监事会第八次会议审议 通过了《关于调整 2021 年限制性股票激励计划授予价格的议案》，同意将 2021 年限制性股票激励计划（以下简称"本次激励计划"）授予价格由 18.65 元/股 调整为 18.43 元/股（以下简称"本次授予价格调整"），现将有关事项说明如 下： 一、本次激励计划已履行的决策程序和信息披露情况 1. 2021 年 9 月 6 日，公司召开第二届董事会第十一次会议，审议通过了《关 于<2021 年限制性股票激励计划（草案）>及其摘要的议案》以及《关于提 ...

1、2021 年 9 月 6 日，公司召开第二届董事会第十一次会议，审议通过了《关 于<2021 年限制性股票激励计划（草案）>及其摘要的议案》以及《关于提请股 东大会授权董事会办理公司 2021 年限制性股票激励计划相关事宜的议案》等相 关议案。公司独立董事就本次激励计划相关议案发表了独立意见。 | 证券代码：688689 | 证券简称：银河微电 公告编号：2023-048 | | --- | --- | | 转债代码：118011 | 转债简称：银微转债 | 常州银河世纪微电子股份有限公司 关于作废部分已授予尚未归属的限制性股票的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 常州银河世纪微电子股份有限公司（以下简称"银河微电"或"公司"）于 2023 年 8 月 28 日召开第三届董事会第八次会议、第三届监事会第八次会议审议 通过了《关于公司作废部分已授予尚未归属的限制性股票的议案》，同意作废公 司 2021 年限制性股票激励计划部分已授予尚未归属的限制性股票，现将有关事 项说明如下： 一、公司 2021 年限 ...

| 证券代码：688689 | 证券简称：银河微电 公告编号：2023-051 | | --- | --- | | 转债代码：118011 | 转债简称：银微转债 | 常州银河世纪微电子股份有限公司 第三届监事会第八次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 常州银河世纪微电子股份有限公司（以下简称"公司"）第三届监事会第八 次会议于 2023 年 8 月 28 日（星期一）在常州银河世纪微电子股份有限公司一楼 会议室以现场方式召开。会议通知已于 2023 年 8 月 17 日通过邮件的方式送达各 位监事。本次会议由公司监事会主席李月华女士召集并主持，应出席监事 3 人， 实际出席监事 3 人。本次会议的召集、召开方式符合《中华人民共和国公司法》 等有关法律、法规、规范性文件及《公司章程》的规定。 二、监事会会议审议情况 经与会监事审议，表决通过以下议案： （一）审议通过《关于<2023 年半年度报告>及其摘要的议案》 监事会认为：公司《2023 年半年度报告》及其摘要能充分反映 ...

| 证券代码：688689 | 证券简称：银河微电 公告编号：2023-049 | | --- | --- | | 转债代码：118011 | 转债简称：银微转债 | 常州银河世纪微电子股份有限公司 根据中国证券监督管理委员会出具的证监许可〔2020〕3566号文《关于同意 常州银河世纪微电子股份有限公司首次公开发行股票注册的批复》核准，公司向 社会公众公开发行人民币普通股32,100,000股，每股发行价为人民币14.01元，共 募集资金人民币449,721,000.00元，扣除不含税发行费用63,604,175.47元，募集资 金净额为人民币386,116,824.53元，主承销商中信建投证券股份有限公司于2021 年1月19日将扣除不含税保荐承销费用44,972,100.00元后的募集资金人民币 404,748,900.00元汇入公司账户。上述资金到位情况业经立信会计师事务所（特殊 普通合伙）审验，并出具《验资报告》（信会师报字[2021]第ZF10026号）。 截至 2023 年 6 月 30 日止，公司使用募集资金具体情况如下： | 项目 | 金额（元） | | --- | --- | | 募集资金 ...

常州银河世纪微电子股份有限公司 第三届董事会第八次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 | 证券代码：688689 | 证券简称：银河微电 公告编号：2023-052 | | --- | --- | | 转债代码：118011 | 转债简称：银微转债 | 一、董事会会议召开情况 常州银河世纪微电子股份有限公司（以下简称"公司"）第三届董事会第八 次会议于 2023 年 8 月 28 日（星期一）在常州银河世纪微电子股份有限公司一楼 会议室以现场结合通讯方式召开。本次会议通知已于 2023 年 8 月 17 日通过邮件 的方式送达各位董事。本次会议由公司董事长杨森茂先生召集并主持，本次会议 应参加董事 8 名，实际参加董事 8 名。本次会议的召集、召开方式符合《中华人 民共和国公司法》等有关法律、法规、规范性文件及《公司章程》的规定。 二、董事会会议审议情况 经与会董事审议，表决通过以下议案： （一）审议通过《关于<2023 年半年度报告>及其摘要的议案》 表决结果：同意 8 票；反对 0 票；弃权 ...

Financial Performance - The company's operating revenue for Q1 2023 was ¥146,983,565.10, a decrease of 14.78% compared to the same period last year[5]. - The net profit attributable to shareholders was ¥11,818,147.51, down 41.01% year-on-year[5]. - The net profit after deducting non-recurring gains and losses was ¥5,265,542.39, reflecting a decline of 68.37%[5]. - Basic earnings per share were ¥0.09, down 43.75% year-on-year[6]. - Total operating revenue for Q1 2023 was ¥146,983,565.10, a decrease of 14.7% compared to ¥172,478,617.64 in Q1 2022[16]. - Net profit for Q1 2023 was ¥11,818,147.51, down 41.1% from ¥20,034,888.67 in Q1 2022[17]. - Basic and diluted earnings per share for Q1 2023 were both ¥0.09, compared to ¥0.16 in Q1 2022, representing a decline of 43.8%[17]. - The company reported a total profit of ¥13,157,452.77 in Q1 2023, down 45.7% from ¥24,153,499.80 in Q1 2022[16]. Cash Flow and Assets - The net cash flow from operating activities was ¥537,737.21, a significant drop of 98.04% compared to the previous year[6]. - Cash flow from operating activities generated a net amount of ¥537,737.21 in Q1 2023, significantly lower than ¥27,410,701.85 in Q1 2022[19]. - Cash flow from investing activities showed a net inflow of ¥45,868,019.04 in Q1 2023, compared to a net outflow of ¥87,009,036.05 in Q1 2022[20]. - The ending balance of cash and cash equivalents increased to ¥304,246,686.03 in Q1 2023 from ¥130,497,553.10 in Q1 2022, marking a significant improvement[20]. - Total assets at the end of the reporting period were ¥1,865,108,354.55, a decrease of 2.02% from the end of the previous year[6]. - As of March 31, 2023, the total assets of the company amounted to RMB 1,865,108,354.55, a decrease from RMB 1,903,586,112.42 at the end of 2022, representing a decline of approximately 2.01%[13]. - The company's total liabilities decreased to RMB 569,073,602.91 from RMB 620,014,263.15, reflecting a reduction of about 8.21%[15]. - The cash and cash equivalents increased to RMB 308,812,286.03 from RMB 271,621,271.88, marking an increase of approximately 13.68%[14]. - The accounts receivable decreased to RMB 192,946,672.92 from RMB 206,725,572.65, indicating a decline of about 6.67%[13]. - The company's total equity increased to RMB 1,296,034,751.64 from RMB 1,283,571,849.27, showing a growth of approximately 0.97%[15]. - The inventory slightly decreased to RMB 157,743,163.20 from RMB 158,096,804.53, a reduction of about 0.22%[14]. - The company reported a decrease in accounts payable to RMB 113,685,399.94 from RMB 123,197,924.95, a decline of approximately 7.63%[15]. Research and Development - Research and development expenses totaled ¥9,457,766.05, a reduction of 30.49% compared to the same period last year[6]. - The proportion of R&D expenses to operating revenue was 6.43%, a decrease of 1.46 percentage points[6]. - Research and development expenses decreased to ¥9,457,766.05 in Q1 2023 from ¥13,605,761.54 in Q1 2022, a reduction of 30.5%[16]. Other Notable Information - The weighted average return on net assets was 0.92%, a decrease of 0.93 percentage points[6]. - The company reported non-recurring gains of ¥6,552,605.12, after accounting for tax effects[8]. - The company's short-term borrowings and other financial liabilities were not reported in the current quarter[15]. - The company has not disclosed any new product developments or market expansion strategies in this quarter[13]. - There were no significant mergers or acquisitions reported during the quarter[13]. - Total operating costs decreased to ¥135,473,199.22 in Q1 2023 from ¥146,063,214.63 in Q1 2022, reflecting a reduction of 7.5%[16]. - Financial expenses increased to ¥8,315,308.34 in Q1 2023, compared to a financial income of ¥1,590,783.28 in Q1 2022[16].

Financial Performance - The company reported a revenue of ¥675,957,754.86 in 2022, a decrease of 18.79% compared to ¥832,354,020.45 in 2021[21]. - Net profit attributable to shareholders was ¥86,380,356.62, down 38.68% from ¥140,871,314.60 in the previous year[21]. - The basic earnings per share decreased by 40.18% to ¥0.67 from ¥1.12 in 2021[22]. - The net profit after deducting non-recurring gains and losses was ¥63,439,594.38, down 50.95% from ¥129,346,071.87 in 2021[21]. - The company's operating costs were CNY 484.24 million, a decrease of 13.95% compared to the previous year[85]. - The company achieved a total revenue of 6,448 million RMB in 2022, compared to 4,720.85 million RMB in the previous year, marking an increase of approximately 36.5%[62]. - The company reported a revenue increase of 15% year-over-year, reaching $500 million in Q3 2023[134]. Dividend and Share Capital - The company plans to distribute a cash dividend of 2.20 CNY per 10 shares, totaling 28,356,900 CNY, which represents 32.83% of the net profit attributable to shareholders for 2022[5]. - As of December 31, 2022, the total share capital of the company was 128,895,000 shares[5]. - The company did not propose a stock dividend or capital reserve transfer for 2022[159]. Research and Development - The company invested a total of 47.21 million yuan in R&D during the reporting period, accounting for 6.98% of its revenue, and filed 60 new patent applications, including 12 invention patents and 1 PCT global patent[35]. - The company is committed to increasing R&D investment and enhancing collaboration with research institutions to strengthen its technological capabilities in third-generation semiconductor devices and high-power density technology[116]. - The company has developed a vehicle-grade surge protection device with a transient power absorption capability exceeding 8,000W, meeting AEC-Q101 and ISO7637-2 standards[62]. - The company has a total of 219 valid patents as of December 31, 2022, including 25 invention patents, indicating a strong focus on innovation[68]. Market and Industry Trends - The semiconductor industry, where the company operates, has seen a stable market share of 18%-20% for discrete devices globally, with domestic companies increasingly competing in the mid-to-high-end market[40]. - The semiconductor discrete device market is experiencing rapid growth, driven by advancements in electronic products and applications such as electric vehicles and 5G technology[45]. - The company is actively expanding into emerging markets such as new energy vehicles, 5G communications, and artificial intelligence, aiming to capture growth opportunities[69]. Operational Efficiency - The cash flow from operating activities was ¥106,243,370.60, a decrease of 5.89% from ¥112,890,594.29 in 2021[21]. - The company has optimized its organizational structure and management team to enhance operational efficiency and support future projects[35]. - The company has implemented a flexible production model to meet diverse customer needs, enhancing operational efficiency and market competitiveness[72]. Governance and Compliance - The company has ensured compliance with governance regulations, with no significant discrepancies from legal requirements[123]. - The company’s governance structure allows for independent operation, with no interference from controlling shareholders in management decisions[123]. - The company has established a comprehensive management system and obtained multiple certifications, including ISO9001 and AEC-Q101, enhancing its market entry capabilities in the semiconductor industry[71]. Environmental Responsibility - The company has successfully maintained compliance with environmental regulations, achieving all required standards for pollutant discharge[180]. - The company has invested in new projects, including a semiconductor device production capacity expansion to 50 billion units annually[183]. - The company has established a rooftop solar photovoltaic power station to lower energy consumption through continuous process technology improvements[193]. Employee Management - The company has established a performance-based incentive system and provides annual performance bonuses to employees based on their performance and company results[155]. - The average salary for R&D personnel was 14.70 million RMB, slightly down from 14.90 million RMB in the previous year[67]. - The company has a clear structure for the election of board members and supervisors, with recent elections held for the third board and supervisory committee[125].