Financial Performance - Revenue for Q1 2024 was CNY 22,313,007.48, a decrease of 63.54% compared to the same period last year[5] - Net profit attributable to shareholders was a loss of CNY 15,950,956.55, representing a decline of 229.22% year-over-year[5] - Basic earnings per share were -CNY 0.22, a decrease of 198.41% compared to the same period last year[5] - Total revenue for Q1 2024 was ¥22,313,007.48, a decrease of 63.5% compared to ¥61,190,305.47 in Q1 2023[20] - Net loss for Q1 2024 was ¥15,950,956.55, compared to a net profit of ¥12,344,073.54 in Q1 2023[21] - Basic and diluted earnings per share for Q1 2024 were both -¥0.22, down from ¥0.22 in Q1 2023[22] Research and Development - R&D expenses totaled CNY 11,467,335.35, an increase of 49.42% compared to the previous year[6] - R&D expenses accounted for 51.39% of total revenue, up by 38.85 percentage points year-over-year[6] - Research and development expenses for Q1 2024 were ¥11,467,335.35, up 49.5% from ¥7,674,621.05 in Q1 2023[20] Cash Flow - Cash flow from operating activities was a negative CNY 24,016,342.03, not applicable for comparison[5] - Cash flow from operating activities for Q1 2024 was -¥24,016,342.03, slightly improved from -¥25,479,207.10 in Q1 2023[22] - Cash flow from investing activities generated a net inflow of ¥39,570,480.24 in Q1 2024, compared to a net outflow of -¥4,195,187.56 in Q1 2023[23] - Cash and cash equivalents increased to RMB 409,245,520.86 from RMB 394,139,173.27, showing a growth of approximately 3.0%[15][17] - Cash and cash equivalents at the end of Q1 2024 were ¥409,245,520.86, an increase from ¥77,407,382.88 at the end of Q1 2023[23] Assets and Liabilities - Total assets at the end of the reporting period were CNY 1,051,833,550.41, down 1.36% from the end of the previous year[6] - As of March 31, 2024, the company's total assets amounted to RMB 1,051,833,550.41, a decrease from RMB 1,066,314,809.40 as of December 31, 2023, reflecting a decline of approximately 1.4%[15][17] - The company's total current assets decreased to RMB 931,504,161.45 from RMB 946,143,929.05, representing a decline of about 1.5%[15][17] - The company's total liabilities increased to RMB 45,466,424.79 from RMB 43,996,727.23, indicating an increase of about 3.3%[17] - The company's total equity decreased to RMB 1,006,367,125.62 from RMB 1,022,318,082.17, reflecting a decline of approximately 1.6%[17] Accounts and Inventory - Accounts receivable increased by 69.36%, primarily due to the company's collection of payments through notes[9] - Accounts receivable slightly decreased to RMB 93,653,542.28 from RMB 95,259,308.50, a reduction of about 1.7%[15][17] - The company's inventory decreased to RMB 136,911,012.07 from RMB 137,956,762.87, indicating a decline of approximately 0.8%[15][17] - Contract liabilities rose by 126.64%, attributed to an increase in advance payments from customers[9] - The company's contract liabilities increased significantly to RMB 11,783,126.62 from RMB 5,198,938.06, reflecting an increase of approximately 126.5%[17] Operating Costs - Total operating costs for Q1 2024 were ¥35,445,743.38, up 8.7% from ¥44,263,092.76 in Q1 2023[20] - Sales expenses increased significantly to ¥3,298,230.44 in Q1 2024, compared to ¥1,869,209.85 in Q1 2023[20] Investment Income - The company reported an investment income of ¥2,033,685.25 in Q1 2024, a substantial increase from ¥117,508.75 in Q1 2023[20]

年度持续督导跟踪报告 华泰联合证券有限责任公司 关于苏州锴威特半导体股份有限公司 2023 年度持续督导跟踪报告 | 保荐机构名称：华泰联合证券有限责任公司 | 被保荐公司简称：苏州锴威特半导体股份有限公司 | | --- | --- | | 保荐代表人姓名：牟晶 | 联系电话：021-38966911 | | 保荐代表人姓名：吕瑜刚 | 联系电话：021-38966911 | 根据《证券法》《证券发行上市保荐业务管理办法》和《上海证券交易所科 创板股票上市规则》等有关法律、法规的规定，华泰联合证券有限责任公司（以 下简称"华泰联合证券"或"保荐机构"）作为苏州锴威特半导体股份有限公司（以 下简称"锴威特"、"公司"或"发行人"）首次公开发行股票的保荐机构，对锴威特 进行持续督导，并出具本持续督导跟踪报告： 一、保荐机构和保荐代表人发现的问题及整改情况 无。 二、重大风险事项 公司目前面临的风险因素主要如下： （一）业绩大幅下滑或亏损的风险 报告期内，公司实现营业总收入21,374.33万元，较上年同期下降9.19%；实 现归属于母公司所有者的净利润为1779.50万元，较上年同期下降70.89%。2023 ...

Financial Performance - The company reported total revenue of 213.74 million yuan for 2023, a decrease of 9.19% compared to the previous year[4]. - The net profit attributable to the parent company was 17.79 million yuan, down 70.89% year-on-year[4]. - The overall performance is significantly influenced by the cyclical nature of the power semiconductor industry, indicating potential volatility in future results[4]. - The company's operating revenue for 2023 was CNY 213.74 million, a decrease of 9.19% compared to CNY 235.38 million in 2022[27]. - The net profit attributable to shareholders for 2023 was CNY 17.79 million, down 70.89% from CNY 61.12 million in 2022[27]. - The basic earnings per share for 2023 was CNY 0.29, a decline of 73.87% from CNY 1.11 in 2022[28]. - The net profit attributable to the parent company after deducting non-recurring gains and losses was 8.14 million yuan, a decline of 83.59% compared to the previous year[40]. - The net cash flow from operating activities for 2023 was CNY -36.15 million, compared to CNY -11.16 million in 2022[27]. Research and Development - Research and development expenses accounted for 16.85% of operating revenue in 2023, an increase of 7.20 percentage points from 9.65% in 2022[28]. - Research and development expenses increased by 58.55% to 36.02 million yuan, with 37 new R&D projects initiated during the year[42]. - The number of R&D personnel grew from 40 at the beginning of the year to 65 by year-end[42]. - The company is focusing on the development of third-generation power semiconductors, with the 1200V SiC MOSFET process platform successfully entering the pilot stage[44]. - The company has established multiple technology platforms for power semiconductor products, including a successful pilot stage for the 1200V SiC MOSFET process[74]. - The company has developed various new products, including a series of high-frequency, high-efficiency AC-DC and DC-DC power management ICs[81]. - The company has filed a total of 228 patent applications, with 164 patents granted, including 99 invention patents and 41 utility model patents[74]. Market Strategy and Expansion - The company plans to enhance its supply chain efficiency, aiming for a 15% reduction in operational costs by the end of next year[19]. - The company is expanding its market presence in Southeast Asia, targeting a 30% market share by 2025[19]. - The company is committed to the strategy of domestic substitution in high-reliability chip applications, focusing on independent research and innovation[64]. - The company aims to expand its product range in PWM control ICs and gate driver ICs, tapping into high-reliability and industrial-grade customer markets[146]. - The company is increasing R&D investment in SiC products, specifically developing a series of 1200V SiC MOSFETs for electric vehicles[145]. Risks and Challenges - The decline in performance was attributed to a sluggish power semiconductor market and increased operational costs, including R&D expenses[4]. - The company faces risks related to significant declines in performance due to macroeconomic conditions and industry cycles, which may impact revenue and gross margins[4]. - The company faces risks related to new product development and industrialization, which may not meet expectations due to the complex nature of the semiconductor industry[93]. - The company is exposed to revenue growth sustainability risks due to declining demand in the consumer electronics market, particularly affecting power device sales[99]. - There is a significant risk of talent loss due to high demand for key technical personnel in the semiconductor industry, which could impact the company's operations[98]. Governance and Compliance - The company emphasizes investor relations management and compliance with regulatory requirements to ensure sustainable governance and protect shareholder interests[47]. - The company has established a robust investor relations management system to ensure timely and accurate information disclosure, enhancing communication with investors[159]. - The company’s governance practices comply with relevant laws and regulations, with no major discrepancies noted[159]. - The board of directors has approved the profit distribution plan, pending shareholder meeting approval[7]. - The company held three shareholder meetings during the reporting period, ensuring equal treatment of all shareholders[154]. Financial Management - The company plans to distribute a cash dividend of 1.7 yuan per 10 shares, totaling approximately 12.53 million yuan based on the total share capital of 73,684,211 shares[6]. - The company’s cash dividend policy is designed to protect the rights of minority shareholders and is in compliance with its articles of association[195]. - The total remuneration for all directors, supervisors, and senior management personnel at the end of the reporting period amounted to 4.1838 million RMB[175]. - The total remuneration for core technical personnel at the end of the reporting period was 990,200 RMB[175]. - The company’s accounts receivable increased by 140.38%, indicating extended payment terms amid industry downturns[133].

苏州锴威特半导体股份有限公司 审计报告及财务报表 (2023 年 1 月 1 日至 2023 年 12 月 31 日止 ) | 팀 | 录 | 页 次 | | --- | --- | --- | | 审计报告 | | 1-7 | | 已审财务报表 | | | | 合并资产负债表 | | 1-2 | | 合并利润表 | | 3 | | 合并现金流量表 | | 4 | | 合并股东权益变动表 | | 5-6 | | 母公司资产负债表 | | 7-8 | | 母公司利润表 | | 9 | | 母公司现金流量表 | | 10 | | 母公司股东权益变动表 | | 11-12 | | 财务报表附注 | | 1-85 | 苏州错威特半导体股份有限公司 审计报告 北京大华审字[2024]0000021 号 北京大华国际会计师事务所(特殊普通合伙) Beijing Dahua International Certified Public Accountants (Limited Liability Partnership) . Pul 十字十字国际会計师事务所 10) 6827 8880 传直: 86 (10) 68 审计报 ...

苏州锴威特半导体股份有限公司 第二条 本制度所称融资，是指公司向以银行为主的金融机构进行间接融 资的行为，主要包括综合授信、流动资金贷款、固定资产贷款、信用证融资、票 据融资和开具保函等形式。 公司直接融资行为不适用本制度。 第三条 本制度所称对外担保，是指公司以第三人身份为他人提供保证、抵 押、质押或其他形式的担保，包括公司对控股公司的担保。 公司为自身债务提供担保不适用本制度。 第四条 公司融资及对外提供担保应遵循慎重、平等、互利、自愿、诚信原 则。控股股东及其他关联方不得强制公司为他人提供担保。 第五条 公司独立董事应在年度报告中，对公司累计和当期对外担保情况、 公司报告期末尚未履行完毕和当期发生的对外担保情况、执行上述规定情况进行 专项说明，并发表独立意见。必要时可以聘请会计师事务所对公司累计和当期对 外担保情况进行核查。如发现异常，应当及时向董事会和监管部门报告并公告。 第二章 公司融资的审批 对外担保管理制度 第一章 总则 第一条 为了规范苏州锴威特半导体股份有限公司（以下称"公司"）融资 和对外担保管理，有效控制公司融资风险和对外担保风险，保护公司财务安全和 投资者的合法权益，根据《中华人民共和 ...

苏州锴威特半导体股份有限公司 2023 年度独立董事述职报告 本人秦舒作为苏州锴威特半导体股份有限公司（以下简称"公司"）的独立董 事，2023 年度本人严格按照《中华人民共和国公司法》（以下简称《公司法》）、 《中华人民共和国证券法》（以下简称《证券法》）、《上市公司独立董事管理 办法》（以下简称《独董办法》）《上海证券交易所科创板股票上市规则》等法 律法规及《公司章程》、《独立董事工作制度》的有关规定，诚实、勤勉、独立 地履行独立董事职责，积极出席相关会议，认真审议董事会各项议案，对公司重 大事项发表了独立、客观、公正的独立意见，切实维护公司和全体股东的合法权 益，促进公司规范运作，充分发挥了独立董事的独立作用。现将 2023 年度公司 独立董事的述职情况报告如下： 一、独立董事的基本情况 （一） 个人工作履历、专业背景以及兼职情况 本人秦舒，1956 年出生，中国国籍，无境外永久居留权。西北电讯工程学院 （现更名为西安电子科技大学）半导体物理与器件专业学士，研究员级高级工程 师。1982 年 7 月至 1991 年 2 月任中国华晶电子集团公司双极电路总厂五分厂技 术员、工程师，1991 年 3 月至 ...

苏州锴威特半导体股份有限公司 募集资金管理制度 第一章 总则 第一条 为规范苏州锴威特半导体股份有限公司（以下简称"公司"）募集 资金管理，提高募集资金使用效率，根据《中华人民共和国公司法》《中华人 民共和国证券法》《上市公司监管指引第 2 号——上市公司募集资金管理和使 用的监管要求》《上海证券交易所科创板股票上市规则》等有关法律法规和规 范性文件及《苏州锴威特半导体股份有限公司章程》（以下简称"《公司章程》"） 的规定，结合公司实际情况，特制定本制度。 第二条 本制度所称募集资金是指公司通过向不特定对象发行证券（包括首 次公开发行股票、配股、增发、发行可转换公司债券、发行分离交易的可转换公 司债券等）以及向特定对象发行证券募集的资金，但不包括公司实施股权激励计 划募集的资金。 公司应当审慎使用募集资金，保证募集资金的使用与招股说明书或公开发行 募集文件的承诺相一致，不得随意改变募集资金的投向。公司变更募集资金运用 项目必须经过股东大会批准，并履行信息披露义务和其他相关法律义务。 公司应当真实、准确、完整地披露募集资金的实际使用情况，并在年度审计 的同时聘请会计师事务所对募集资金存放与使用情况进行鉴证。 第 ...

二、坚持规范运作，不断提升治理水平 苏州锴威特半导体股份有限公司 2024 年度"提质增效重回报"行动方案 为践行以"投资者为本"的上市公司高质量发展理念，维护全体股东利益，促 进公司可持续发展，基于对公司发展前景的信心和对公司长期投资价值的认可， 苏州锴威特半导体股份有限公司（以下简称"公司"）制定了 2024 年度"提质增效 重回报"行动方案，公司于 2024 年 4 月 10 日召开了第二届董事会第十二次会议， 审议通过了《关于 2024 年度"提质增效重回报"行动方案的议案》。具体方案如 下： 一、聚焦夯实主业，持续注重研发创新 公司作为功率半导体设计公司，始终坚持"自主创芯，助力核心芯片国产化" 的发展定位，专注于功率半导体的设计、研发与销售，深耕下游消费电子、工业 控制及高可靠市场并持续拓宽应用领域。2023 年，面对宏观复杂的环境影响以 及行业下游需求存在的一定波动，公司坚持把夯实主业根基作为应对风险、高质 量发展的重要保障，向管理要增长，深度挖掘客户需求，打造优质产品，深化客 户精细化运营，针对客户不同需求痛点，提供更加专业的产品和服务体验，真正 做到以专业的精神，满足客户需求，提升全方位价值 ...

苏州锴威特半导体股份有限公司 防范控股股东、实际控制人及关联方占用公司资金专项制度 第一章 总则 第一条 为了加强和规范苏州锴威特半导体股份有限公司（以下简称"公 司"）的资金管理，建立防止控股股东、实际控制人及关联方占用公司资金的长 效机制，杜绝控股股东、实际控制人及关联方资金占用行为的发生，保护公司、 股东及其他利益相关人的合法权益，根据《上市公司监管指引第 8 号--上市公司 资金往来、对外担保的监管要求》等相关法律、法规、规范性文件以及公司章程 的有关规定，制定本制度。 第二条 本制度所称资金占用包括经营性资金占用和非经营性资金占用。 经营性资金占用是指控股股东、实际控制人及其关联方通过采购、销售等生 产经营环节的关联交易产生的资金占用。 非经营性资金占用是指合并范围内各公司为控股股东、实际控制人及其附属 企业垫付的工资、福利、保险、广告费用和其他支出；代控股股东、实际控制人 及其附属企业偿还债务而支付的资金；有偿或无偿、直接或间接拆借给控股股东、 实际控制人及其附属企业的资金；为控股股东、实际控制人及其附属企业承担担 保责任而形成的债权；其他在没有商品和劳务对价情况下提供给控股股东、实际 控制人及其 ...

苏州锴威特半导体股份有限公司 章 程 | 目录 | | --- | | 第一章 总则 2 | | --- | | 第二章 经营宗旨和范围 3 | | 第三章 股份 3 | | 第一节 股份发行 3 | | 第二节 股份增减和回购 5 | | 第三节 股份转让 6 | | 第四章 股东和股东大会 7 | | 第一节 股东 7 | | 第二节 股东大会的一般规定 9 | | 第三节 股东大会的召集 12 | | 第四节 股东大会的提案与通知 13 | | 第五节 股东大会的召开 15 | | 第六节 股东大会的表决和决议 18 | | 第五章 董事会 21 | | 第一节 董事 21 | | 第二节 董事会 24 | | 第六章 总经理 30 | | 第七章 监事会 31 | | 第一节 监事 31 | | 第二节 监事会 32 | | 第八章 财务会计制度、利润分配和审计 34 | | 第一节 财务会计制度 34 | | 第二节 内部审计 38 | | 第三节 会计师事务所的聘任 38 | | 第九章 通知 39 | | 第十章 合并、分立、增资、减资、解散和清算 40 | | 第一节 合并、分立、增资和减资 ...