中信证券股份有限公司 关于上海艾为电子技术股份有限公司 增加募投项目实施主体的核查意见 中信证券股份有限公司（以下简称"中信证券"或"保荐机构"）作为上海艾为 电子技术股份有限公司（以下简称"艾为电子"或"公司"）首次公开发行股票并在 科创板上市项目的保荐机构和持续督导机构，根据《证券发行上市保荐业务管理 办法》、《上海证券交易所科创板股票上市规则》、《上海证券交易所上市公司 自律监管指引第 11 号——持续督导》等相关规定，对艾为电子增加部分募投项 目实施主体的事项进行了核查，具体情况如下： 一、募集资金基本情况 根据中国证券监督管理委员会于 2021 年 6 月 4 日出具的《关于同意上海艾 为电子技术股份有限公司首次公开发行股票注册的批复》（证监许可〔2021〕1953 号），公司首次向社会公开发行人民币普通股（A）股 4,180 万股，每股发行价 格为 76.58 元，募集资金总额为人民币 3,201,044,000 元；扣除发行费用后实际募 集资金净额为人民币 3,035,261,414.64 元。上述募集资金已于 2021 年 8 月 10 日 全部到账并经大信会计师事务所（特殊普通合伙）对公司首 ...

二、募集资金投资项目的基本情况 1 根据《上海艾为电子技术股份有限公司首次公开发行股票并在科创板上市招股 说明书》，公司首次公开发行人民币普通股（A 股）股票的募集资金在扣除发行费用 后将用于如下项目： 中信证券股份有限公司 关于上海艾为电子技术股份有限公司 使用暂时闲置募集资金进行现金管理的核查意见 中信证券股份有限公司（以下简称"中信证券"、"保荐机构"）为上海艾为 电子技术股份有限公司（以下简称"公司"、"艾为电子"、"发行人"）首次公 开发行股票并上市的保荐机构和持续督导机构。根据《上市公司监管指引第 2 号— —上市公司募集资金管理和使用的监管要求》、《上海证券交易所科创板上市公司 自律监管指引第 1 号——规范运作》等相关规定，对艾为电子使用暂时闲置募集资 金进行现金管理事项进行了核查，核查情况及核查意见如下： 一、募集资金基本情况 根据中国证券监督管理委员会（以下简称"中国证监会"）于 2021 年 6 月 4 日 出具的《关于同意上海艾为电子技术股份有限公司首次公开发行股票注册的批复》 （证监许可〔2021〕1953 号），中国证监会同意公司首次公开发行股票的注册申请。 公司首次向社会公众公开 ...

中信证券股份有限公司 关于上海艾为电子技术股份有限公司 使用自有资金支付募投项目部分款项后续以募集资金 等额置换的核查意见 中信证券股份有限公司（以下简称"中信证券"或"保荐机构"）作为上海艾为 电子技术股份有限公司（以下简称"艾为电子"或"公司"）首次公开发行股票并在 科创板上市项目的保荐机构，根据《证券发行上市保荐业务管理办法》、《上市 公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求》、《上海证 券交易所科创板股票上市规则》、《上海证券交易所科创板上市公司自律监管指 引第 1 号——规范运作》等相关规定，对艾为电子使用自有资金支付募投项目部 分款项后续以募集资金等额置换的事项进行了核查，核查情况如下： 一、募集资金基本情况 根据中国证券监督管理委员会于 2021 年 6 月 4 日出具的《关于同意上海艾 为电子技术股份有限公司首次公开发行股票注册的批复》（证监许可〔2021〕1953 号），公司首次向社会公开发行人民币普通股（A）股 4,180 万股，每股发行价 格为 76.58 元，募集资金总额为人民币 3,201,044,000 元；扣除发行费用后实际募 集资金净额为人民币 3,035 ...

证券代码：688798 证券简称：艾为电子 公告编号：2023-045 上海艾为电子技术股份有限公司 关于增加募投项目实施主体的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 上海艾为电子技术股份有限公司（以下简称"公司"或"艾为电子"）于 2023 年8月18日召开了第三届董事会第二十一次会议和第三届监事会第十八次会议， 审议通过了《关于增加募投项目实施主体的议案》，同意增加全资子公司上海艾 为微电子技术有限公司（以下简称"艾为微电子"）作为募投项目"智能音频芯 片研发和产业化项目"、"5G 射频器件研发和产业化项目"、"马达驱动芯片研发 和产业化项目"及"高性能模拟芯片研发和产业化项目"的实施主体。具体情况 如下： 一、募集资金基本情况 根据中国证券监督管理委员会于 2021 年 6 月 4 日出具的《关于同意上海艾 为电子技术股份有限公司首次公开发行股票注册的批复》（证监许可〔2021〕1953 号），公司首次向社会公开发行人民币普通股（A）股 4,180 万股，每股发行价格 为 76.58 元，募集资金总额为 ...

证券代码：688798 证券简称：艾为电子 公告编号：2023-048 截至本公告披露日，公司通过集中竞价交易系统出售部分所持通富微电股票 8,753,527 股，交易金额 223,413,370.92 元。 本次交易标的在公司财务报表中列示为"交易性金融资产"，该金融资产按 照公允价值计量且其变动计入当期损益。本次交易累积产生收益 81,018,299.09 元 （扣除所得税等影响），包括（1）2022 年度公司已确认公允价值变动净收益 5,446,969.71 元（扣除所得税等影响），并已经体现在公司 2022 年度经审计财务 报表中；（2）2023 年第一季度已确认公允价值变动净收益 45,598,872.85 元（扣 除所得税等影响），并已经体现在公司 2023 年第一季度报告财务报表中；（3） 本次处置损益影响金额 29,972,456.53 元（扣除所得税等影响），占公司最近一期 （2022 年度）经审计的归属于上市公司股东的净利润绝对值的比例为 56.15%。 此次处置该部分股票将会对公司 2023 年损益产生积极影响。 上海艾为电子技术股份有限公司 关于处置部分金融资产的公告 本公司董事会及全 ...

证券代码：688798 证券简称：艾为电子 公告编号：2023-041 经中国证券监督管理委员会《关于同意上海艾为电子技术股份有限公司首次 公开发行股票注册的批复》（证监许可2021[1953]号）核准，上海艾为电子技术股 份有限公司（以下简称"公司"或"本公司"）采用公开方式发行人民币普通股 （A股）41,800,000股，发行价格为每股76.58元，募集资金总额为人民币 3,201,044,000.00元，扣除承销保荐费等发行费用（不含税）人民币165,782,585.36 元后，实际募集资金净额为人民币3,035,261,414.64元。上述资金到位情况业经大 信会计师事务所验证，并出具了大信验字[2021]第4-00042号的验资报告。 根据本公司与主承销商、上市保荐人中信证券股份有限公司签订的承销协议， 本公司支付中信证券股份有限公司的承销保荐费用（含税）合计人民币 150,058,795.06元；本公司募集资金扣除承销保荐费用（含税）后的人民币 3,050,985,204.94元已于2021年8月10日存入本公司在中国银行上海市吴中路支行 的439081861450银行账户。 （二）募集资金使用及 ...

上海艾为电子技术股份有限公司 章 程 第一章 总则 第一条 为维护上海艾为电子技术股份有限公司（以下简称"公司"或"本公 司"）、股东和债权人的合法权益，规范公司的组织和行为，根据《中华人民共和 国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以下简称"《证 券法》"）和其他有关规定，制订本章程。 第二条 公司系依照《公司法》和其他有关规定成立的股份有限公司。 第三条 公司系由上海艾为电子技术有限公司（以下简称"有限公司"）依法 整体变更，以发起设立的方式设立；并在上海市市场监督管理局注册登记，取得 营业执照。有限公司原有的权利义务均由本公司承继。 第四条 公司于 2021 年 3 月 29 日经上海证券交易所核准，于 2021 年 6 月 4 日经中国证券监督管理委员会（以下简称"中国证监会"）注册，首次向社会公 众发行人民币普通股 4,180 万股，于 2021 年 8 月 16 日在上海证券交易所上市。 第五条 公司注册名称（中文）：上海艾为电子技术股份有限公司 上海 2023 年 08 月修订 | 目录 | | --- | | 第一章 | 总则 | 1 | | --- | --- | ...

证券代码：688798 证券简称：艾为电子 公告编号：2023-039 上海艾为电子技术股份有限公司 截至 2023 年 8 月 17 日，公司已将用于临时补充流动资金的闲置募集资金 60,000 万元全部归还至募集资金专户，并将归还情况通知了保荐机构和保荐代 表人。 特此公告。 上海艾为电子技术股份有限公司董事会 2023 年 8 月 18 日 关于归还暂时补充流动资金的闲置募集资金的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 上海艾为电子技术股份有限公司（以下简称"公司"）于 2022 年 8 月 23 日 分别召开了第三届董事会第十四次会议和第三届监事会第十一次会议，审议通过 了《关于公司继续使用部分闲置募集资金暂时补充流动资金的议案》，同意公司 使用不超过人民币 60,000 万元（含本数）的闲置募集资金暂时补充流动资金，仅 用于公司的业务拓展、日常经营等与主营业务相关的生产经营，使用期限自公司 董事会审议通过之日起不超过 12 个月。具体内容详见公司于 2022 年 8 月 25 日 在上海证券交易所网 ...

Product Performance and Sales - The company achieved a total product sales volume exceeding 3.6 billion units in 2022, with over 1,000 product models and 42 subcategories[13] - The company has developed over 1,000 product models in high-performance analog mixed-signal chips, power management chips, and signal chain chips, indicating a comprehensive product portfolio[198] - The company is focused on expanding its product lines in response to domestic substitution demands, particularly in the AIoT and automotive sectors[197] - The company is expanding its product offerings in the AIoT and automotive sectors, targeting new applications for its audio and power management chips[69] - The company has successfully launched multiple haptic feedback and OIS optical stabilization products, quickly capturing market share among major smartphone brands[107] Financial Performance - In 2022, the company's operating revenue decreased by 10.21% year-on-year, primarily due to global economic slowdown, inflation in Europe and the US, and geopolitical conflicts affecting market demand[44] - The company's operating revenue for 2022 was ¥2,089,521,588.24, a decrease of 10.21% compared to ¥2,327,001,356.81 in 2021[55] - The net profit attributable to shareholders decreased by 118.51% year-on-year, while the net profit after deducting non-recurring gains and losses fell by 143.42%[44] - The net profit attributable to shareholders for 2022 was -¥53,382,798.75, representing a decline of 118.51% from ¥288,349,084.62 in the previous year[55] - The net cash flow from operating activities decreased by 235.08% year-on-year, attributed to increased procurement and project investments[44] Research and Development - Research and development expenses accounted for 28.54% of operating revenue, an increase of 10.63 percentage points from the previous year[44] - The company plans to continue investing in R&D to enhance product quality and innovation, focusing on high-performance mixed-signal chips and power management chips[69] - The company invested approximately $59.63 million in R&D in the current year, a 43.09% increase from the previous year, with R&D expenses accounting for 28.54% of total revenue[137] - The company has a robust R&D model that includes six stages: project initiation, concept, planning, design, verification, and lifecycle management, ensuring product quality and development efficiency[109] - The number of R&D personnel increased to 766, representing 64.59% of the total workforce, up from 621 and 63.05% respectively[145] Market Expansion and Strategy - The company is actively pursuing market expansion in the automotive sector, focusing on technology research and development for in-vehicle applications[13] - The company aims to strengthen its market position through strategic partnerships and collaborations with key industry players[69] - The company is focusing on improving its information management systems to enhance operational efficiency and decision-making processes[65] - The company is committed to digital transformation, utilizing big data to enhance management efficiency and reduce costs[77] - The company is focusing on expanding its product market applications and increasing R&D investment to enhance its competitive edge[139] Quality Management and Certifications - The company completed the integration of automotive quality management requirements into its existing ISO9001 quality management system, ensuring product quality and customer satisfaction[11] - The company received CNAS certification, ensuring the reliable operation of its laboratory and product quality assurance[11] - The company is committed to maintaining high standards of quality management, having received the Shanghai Quality Gold Award in 2021[64] - The company has established a reliable testing laboratory for automotive-grade systems, aiming to improve product safety and reliability[156] Employee and Talent Management - The company has implemented employee incentive policies to enhance productivity and retain talent in a competitive market[67] - The company’s workforce reached 1,186 employees, with 92.07% holding a bachelor's degree or higher, indicating a strong emphasis on talent development[103] - The R&D personnel's average salary decreased slightly to ¥46.31 million from ¥47.33 million[145] - The company has established a stable R&D team with 915 technical personnel, representing 77.15% of total employees, with an average of over ten years of experience[197] Risks and Challenges - The company faces risks related to the concentration of revenue in the consumer electronics sector, which is sensitive to market demand fluctuations[178] - The company is exposed to market competition risks due to the increasing number of players in the integrated circuit industry and the need for timely technological and product innovations[178] - The company experienced a significant decline in revenue due to macroeconomic factors, with a risk of continued performance decline if revenue does not recover[149] - The company faces risks related to inventory depreciation and exchange rate fluctuations, which could adversely affect profitability[186] - The company faces risks related to technological iteration and market demand misjudgment, which could impact its competitive position[199] Innovations and New Technologies - The company introduced the awinicSKTune® V6 algorithm, enhancing its DSP digital amplifier and high-performance digital amplifier product lines[13] - The company has developed a dual-stage AGC technology that can achieve a 10dB attenuation in a very short time to suppress clipping noise while enhancing sound volume[159] - The SKTune algorithm combines traditional audio processing with machine learning to dynamically enhance sound quality based on input signal characteristics[159] - The company is working on a low-power capacitive touch technology with an investment of 950 million, currently in the verification phase, aimed at creating a series of low-power touch button products[166] - The company is focused on maintaining a competitive edge through continuous innovation and timely product launches to meet industry and customer demands[177]

Financial Performance - The company's operating revenue for Q1 2023 was ¥384,478,021.22, representing a decrease of 35.41% compared to the same period last year[3]. - The net profit attributable to shareholders was a loss of ¥70,602,742.93, a decline of 222.77% year-over-year[3]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was a loss of ¥131,446,382.87, down 354.38% from the previous year[3]. - The company reported a net loss of ¥70,602,742.93 for Q1 2023, compared to a net profit of ¥57,509,350.87 in Q1 2022, representing a significant decline[32]. - Operating profit for Q1 2023 was ¥-92,394,372.10, down from ¥58,362,950.19 in the same period last year[32]. - Total revenue from operating activities decreased to ¥430,640,723.50 in Q1 2023, compared to ¥761,416,710.28 in Q1 2022, reflecting a decline of approximately 43.4%[35]. - The company reported a total comprehensive loss of ¥71,860,409.04 for Q1 2023, contrasting with a total comprehensive income of ¥56,804,817.69 in Q1 2022[33]. Revenue and Costs - Total operating costs for Q1 2023 were RMB 514,407,601.44, slightly down from RMB 534,573,977.05 in Q1 2022, representing a decrease of 3.1%[47]. - Tax and additional charges decreased significantly to RMB 802,516.22 in Q1 2023 from RMB 3,136,828.37 in Q1 2022, a reduction of 74.4%[47]. - Sales expenses rose to RMB 30,594,423.17 in Q1 2023, an increase of 9.9% compared to RMB 27,911,456.17 in Q1 2022[47]. - Management expenses increased to RMB 40,495,386.51 in Q1 2023, up 6.4% from RMB 37,960,425.91 in Q1 2022[47]. Assets and Liabilities - The total assets of the company as of the end of Q1 2023 amounted to ¥4,692,706,529.10, a slight decrease from ¥4,728,577,581.98 at the end of the previous period[13]. - The total liabilities amounted to 1,204,008,861.94 RMB, an increase from 1,193,280,879.65 RMB in the previous year[21]. - The total current liabilities included short-term borrowings of ¥538,046,529.79, up from ¥519,438,093.62 in the previous period[13]. - The total cash and cash equivalents at the end of the period amounted to 1,014,203,637.43 RMB, down from 1,674,033,468.73 RMB at the beginning of the period, reflecting a net decrease of 659,829,831.30 RMB[36]. - The total current assets were reported at 3,335,319,879.68 RMB, with cash and cash equivalents contributing significantly to this figure[38]. Research and Development - The company reported a significant increase in R&D expenses as part of its strategy to diversify its market applications[8]. - Research and development expenses totaled 163,730,782.48 RMB, accounting for 42.59% of operating revenue, an increase of 17.74 percentage points[21]. - Research and development expenses increased to RMB 163,730,782.48 in Q1 2023, up 10.7% from RMB 147,941,526.08 in Q1 2022[47]. - The company plans to continue focusing on R&D and market expansion strategies to improve future performance[53]. Cash Flow - The company's cash flow from operating activities decreased due to lower sales and a reduction in export tax rebates[8]. - The net cash flow from operating activities was -148,552,870.02 RMB, not applicable for comparison[21]. - The company experienced a cash outflow from operating activities of ¥-148,552,870.02 in Q1 2023, worsening from ¥-49,827,371.27 in Q1 2022[35]. - The company reported cash outflows from investment activities of ¥2,771,781,528.06 in Q1 2023, compared to ¥3,540,004,794.23 in Q1 2022, indicating a reduction in investment spending[35]. - The net cash flow from financing activities was 1,664,415.53 RMB, compared to 15,761,405.72 RMB in the previous period, indicating a significant decrease[36]. Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 6,310[10]. - The basic and diluted earnings per share were both -0.43 RMB, a decrease of 222.86% compared to the previous period[21]. - Other comprehensive income attributable to the parent company was ¥-1,257,666.11 in Q1 2023, compared to ¥-704,533.18 in Q1 2022[33]. - The total equity attributable to shareholders was 3,488,697,667.16 RMB, a decrease of 1.32% from the previous year[21].