申万宏源集团股份有限公司（以下简称"公司"）第五届董事会 第二十六次会议于 2024 年 5 月 27 日以通讯方式召开。2024 年 5 月 20 日，公司以书面方式向全体董事发出了召开董事会会议的通知。 会议应参加表决董事 11 人，实际参加表决董事 11 人，符合《公司 法》等法律、行政法规、部门规章和《公司章程》的有关规定。会 议经认真审议并以记名投票方式表决，形成决议如下： 一、同意《关于 2024 年度中期利润分配相关安排的议案》。 为更好回馈投资者对公司的支持，维护广大投资者的利益，提 振投资者长期投资的信心，便于投资者更早分享公司经营发展成果， 公司根据《中华人民共和国公司法》、《上市公司监管指引第 3 号— —上市公司现金分红（2023 年修订）》(证监会公告〔2023〕61 号)、 《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司 规范运作（2023 年 12 月修订）》（深证上〔2023〕1145号）等有关法 律、行政法规和部门规章的要求及《公司章程》的相关规定，结合 公司实际情况，拟定 2024 年度中期利润分配安排如下： 公司根据经审阅的 2024 年上半年财务报告，合 ...

FF301 本月底法定/註冊股本總額： RMB 25,039,944,560 | 2. 股份分類 | 普通股 | 股份類別 | A | | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 000166 | 說明 | | A股 (深圳證券交易所) | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 22,535,944,560 | RMB | | 1 | RMB | | 22,535,944,560 | | 增加 / 減少 (-) | | | 0 | | | | RMB | | 0 | | 本月底結存 | | | 22,535,944,560 | RMB | | 1 | RMB | | 22,535,944,560 | 致：香港交易及結算所有限公司 公司名稱: 申萬宏源集團股份有限公司 呈交日期: 2024年5月7日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份 ...

2024年第一季度报告 证券代码：000166 证券简称：申万宏源 公告编号：临2024-28 申万宏源集团股份有限公司 2024 年第一季度报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没 有虚假记载、误导性陈述或重大遗漏。 重要内容提示: 1.公司董事会、监事会及董事、监事、高级管理人员保证季度报告的真实、准确、 完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 2.公司法定代表人、总经理黄昊先生，财务总监任全胜女士及计划财务部总经理 张艳女士声明：保证季度报告中财务信息的真实、准确、完整。 3.本季度报告经公司第五届董事会第二十五次会议审议通过。会议应参加表决董 事11 人，实际参加表决董事 11人。 4.公司第一季度报告是否经过审计。 ...

股票代码：000166 股票简称：申万宏源 公告编号：临 2024-27 债券代码：149899 债券简称：22 申宏 04 （2）本次付息的债权登记日为 2024 年 4 月 25 日，凡在 2024 年 4 月 25 日（含）前买入并持有本期债券的投资者享有本次派发的利 息；2024年4月25日卖出本期债券的投资者不享有本次派发的利息。 由申万宏源集团股份有限公司（以下简称"本公司"）于 2022 年 4 月 26 日发行的申万宏源集团股份有限公司 2022 年面向专业投 资者公开发行公司债券（第二期）（品种二）（以下简称"本期债券"） 至 2024 年 4 月 26 日将期满 2 年。根据本期债券《募集说明书》和 《上市公告》有关条款的规定，在本期债券的计息期限内，每年付息 一次，为确保付息工作的顺利进行，现将有关事宜公告如下： 一、本期债券基本情况 1、债券名称：申万宏源集团股份有限公司 2022 年面向专业投资 者公开发行公司债券（第二期）（品种二）。 2、债券简称：22 申宏 04。 3、债券代码：149899。 申万宏源集团股份有限公司 2022年面向专业投资者公开发行公司债券（第二 期）（品种 ...

股票代码：000166 股票简称：申万宏源 公告编号：临 2024-26 债券代码：149898 债券简称：22 申宏 03 申万宏源集团股份有限公司 2022年面向专业投资者公开发行公司债券（第二 期）（品种一）2024年付息公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 特别提示： （1）申万宏源集团股份有限公司 2022 年面向专业投资者公开发 行公司债券（第二期）（品种一）（债券简称：22 申宏 03，债券代 码：149898）将于 2024 年 4 月 26 日支付自 2023 年 4 月 26 日至 2024 年 4 月 25 日期间的利息 3.06 元（含税）/张。 （2）本次付息的债权登记日为 2024 年 4 月 25 日，凡在 2024 年 4 月 25 日（含）前买入并持有本期债券的投资者享有本次派发的利 息；2024年4月25日卖出本期债券的投资者不享有本次派发的利息。 由申万宏源集团股份有限公司（以下简称"本公司"）于 2022 年 4 月 26 日发行的申万宏源集团股份有限公司 2022 年面向专业投 资者公开发行公司债券（第 ...

证券代码：000166 证券简称：申万宏源 公告编号：临 2024-25 申万宏源集团股份有限公司 第五届董事会第二十四次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 申万宏源集团股份有限公司（以下简称"公司"）第五届董事会 第二十四次会议于 2024 年 4 月 19 日以通讯方式召开。2024 年 4 月 13 日，公司以书面方式向全体董事发出了召开董事会会议的通知。 会议应参加表决董事 11 人，实际参加表决董事 11 人，符合《公司 法》等法律、行政法规、部门规章和《公司章程》的有关规定。会 议经认真审议并以记名投票方式表决，形成决议如下： 一、通过《申万宏源集团股份有限公司 2024 年经营计划》。 表决结果：11 票同意，0 票反对，0 票弃权。 特此公告。 申万宏源集团股份有限公司董事会 二〇二四年四月十九日 ...

挖贝网4月18日，翰林汇（835281）近日发布公告，公司公开发行股票并在北交所上市辅导情况： 与申万宏源证券承销保荐有限责任公司签订书面辅导协议翰林汇信息产业股份有限公司（以下简称“公 司”），于2024年2月2日与申万宏源证券承销保荐有限责任公司（简称“申万宏源承销保荐”）签署了 《辅导协议》。 提交辅导备案材料公司于2024年2月2日向中国证券监督管理委员会北京监管局（以下简称“北京证监 局”）报送了向不特定合格投资者公开发行股票并在北京证券交易所（以下简称“北交所”）上市辅导备 案申请材料，辅导机构为申万宏源承销保荐。 完成辅导备案北京证监局于2024年2月5日受理了公司提交的辅导备案材料，公司辅导期自2024年2月5日 开始计算，公司现已终止了申万宏源承销保荐的辅导。 终止或撤回辅导备案因公司战略发展调整，经双方友好协商并达成一致，辅导机构申万宏源承销保荐终 止对公司拟向不特定合格投资者公开发行股票并在北交所上市的相关辅导工作。双方于2024年4月12日 签署了《翰林汇信息产业股份有限公司与申万宏源证券承销保荐有限责任公司辅导协议终止协议》，申 万宏源承销保荐于2024年4月12日向北京证监局报送了 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告之內容概不負責，對其準確性或完整性亦不發表 任何聲明，並明確表示，概不對因本公告全部或任何部分內容而產生或因倚賴該等內容而引致之任何損失承擔任 何責任。 於本公告日期，董事會成員包括執行董事劉健先生及黃昊先生；非執行董事任曉濤先生、張宜剛先生、朱志龍先 生、張英女士及邵亞樓先生；獨立非執行董事楊小雯女士、武常岐先生、陳漢文先生及趙磊先生。 申萬宏源集團股份有限公司（「本公司」）董事會（「董事會」）茲通告謹定於2024年4月29日 （星期一）舉行董事會會議，以考慮及批准本公司及其附屬公司截至2024年3月31日止三 個月的季度業績及其發佈，以及處理其他事項。 承董事會命 申萬宏源集團股份有限公司 中國，北京 2024年4月17日 6806 董事會召開日期 董事長 劉健 ...

挖贝网3月29日，一万节能（836161）的持续督导主办券商申万宏源承销保荐近日发布公告称，公司未 能规范履行信息披露义务。 申万宏源承销保荐系一万节能的持续督导主办券商。根据全国股转公司的要求，对公司涉嫌股份代持事 项进行核查，公司自查并经主办券商核查确认公司股东存在股权代持情形，具体情况如下： 股份代持的形成情况 2015年5月28日，江苏扬安集团有限公司（以下简称“扬安集团”）与王志明签订《股权转让协议书》， 将持有的江苏扬安集团扬州一万制冷设备有限公司（一万节能前身）30%股权（对应股改完成后的 2,726,480股）转让给王志明。 2018年2月6日，扬安集团与王志明私下签署《股权代持协议书》，约定由王志明代持一万节能24.453% 的股权（2,726,480股），扬安集团为该股权的实际持有人。 股份代持解除情况 截至本公告披露之日，公司上述股权代持事项已经全部完成解除，公司的上述股权代持事项后续发展及 解除具体情况如下： 2023年10月，扬安集团破产管理人发布一万节能2,726,480股股票的网络司法拍卖，2024年3月，公司董 事长、实际控制人顾有三等12人联合在网络拍卖中以最高价竞得上述股份 ...

Financial Performance - Revenue for the year reached 21.501 billion yuan, a year-on-year increase of 4.32%[2] - Total assets at the end of the year amounted to 635.437 billion yuan, a year-on-year increase of 3.64%[2] - Net profit for the year was 5.475 billion yuan, a year-on-year increase of 74.39%[2] - ROE for the year was 4.72%, an increase of 1.79 percentage points year-on-year[2] - Shenwan Hongyuan Securities achieved a net profit attributable to the parent company of 5.524 billion yuan, a year-on-year increase of 58.44%[2] - The board proposed an annual cash dividend of 0.56 yuan per 10 shares, with a dividend payout ratio of 30.44%[2] - The company plans to distribute a cash dividend of RMB 0.56 per share for both A-shares and H-shares, totaling RMB 1,402,236,895.36[7] - Revenue for 2023 reached RMB 21.5 billion, a 4.32% increase compared to 2022[29] - Net profit for 2023 was RMB 5.475 billion, a significant 74.39% increase from 2022[29] - Net profit attributable to shareholders of the listed company increased by 65.16% to RMB 4.606 billion in 2023[29] - Operating cash flow surged by 86.24% to RMB 69.247 billion in 2023[29] - Basic earnings per share (EPS) rose by 63.64% to RMB 0.18 in 2023[29] - Total assets grew by 3.64% to RMB 635.437 billion at the end of 2023[29] - Total liabilities increased by 2.06% to RMB 506.643 billion at the end of 2023[29] - Net assets attributable to shareholders of the listed company increased by 5.37% to RMB 100.145 billion at the end of 2023[29] - Parent company's revenue in 2023 was RMB 965.32 million, a 68.25% decrease compared to 2022[30] - Parent company's net profit in 2023 was RMB 732.47 million, a 72.99% decrease from 2022[30] - Core net capital increased by 11.45% to RMB 61.48 billion in 2023[34] - Subsidiary net capital rose by 15.91% to RMB 30.02 billion in 2023[34] - Total net capital grew by 12.88% to RMB 91.50 billion in 2023[34] - Total assets increased by 7.35% to RMB 558.55 billion in 2023[34] - Risk coverage ratio improved by 43.47 percentage points to 300.77% in 2023[34] - Capital leverage ratio increased by 0.39 percentage points to 11.28% in 2023[34] - Liquidity coverage ratio decreased by 42.51 percentage points to 169.61% in 2023[34] - Net stable funding ratio decreased by 6.27 percentage points to 130.47% in 2023[34] - Net capital to net assets ratio increased by 1.09 percentage points to 76.54% in 2023[34] - Net capital to liabilities ratio increased by 2.42 percentage points to 26.44% in 2023[34] - The company achieved consolidated operating revenue of RMB 21.501 billion, a year-on-year increase of 4.32%[73] - Net profit attributable to shareholders of the listed company was RMB 4.606 billion, a year-on-year increase of 65.16%[73] - Basic earnings per share were RMB 0.18 per share, a year-on-year increase of 63.64%[73] - Weighted average return on equity was 4.72%, an increase of 1.79 percentage points year-on-year[73] - The enterprise financial business segment achieved operating revenue of RMB 3.331 billion, a year-on-year increase of 6.87%[75] - Investment banking business revenue was RMB 1.953 billion, while principal investment business revenue was RMB 1.378 billion[75] - The company's personal financial business achieved revenue of RMB 7.686 billion, a year-on-year increase of 12.04%[90] - The company's securities brokerage business achieved net income of RMB 2.82 billion from agency trading, with the number of new clients increasing by 34.66% year-on-year, and client custody assets reaching RMB 3.96 trillion, a year-on-year increase of 3.94%[92] - The company's principal investment business added 8 new equity investment projects and 1科创板 follow-on investment project, with 1 existing equity project achieving IPO on the科创板[89] - The company's financial advisory business completed 12 domestic financial advisory projects, ranking 5th in the industry, and added 15 overseas financial advisory projects[86] - The company's investment management business achieved revenue of RMB 11.68 billion, a year-on-year decrease of 24.37%[126] - The company's asset management scale reached RMB 2,017.45 billion, with active management assets accounting for RMB 1,816.87 billion, representing 90.06% of the total[128] - The company issued 45 "fixed income + derivatives" asset management plans with a total issuance scale of RMB 5.772 billion, an increase of 87.4% year-on-year[128] - The company's ABS business added management scale increased by 37.10% year-on-year, ranking 13th in the market by issuance count[128] - The company's public fund management business operates in a market with 145 public fund management institutions managing 11,528 public fund products, with a total net value of RMB 27.60 trillion[130] - The company's public fund investment advisory service has accumulated over 70,000 signed clients with a cumulative reinvestment rate exceeding 85%, and the average client usage duration is over 989 days[131] - Shenwan Lingxin's public fund management scale reached RMB 78.931 billion, a year-on-year increase of 7.04%, with non-monetary public fund management scale at RMB 71.161 billion, up 1.21% year-on-year[131] - Fullgoal Fund's total managed assets reached RMB 1.4 trillion, with public fund assets exceeding RMB 890 billion[131] - The company's private fund management scale exceeded RMB 15 billion, with Shenwan Investment's cumulative management scale surpassing RMB 17.5 billion and an average annualized return rate of approximately 12% for exited projects[134] - The company achieved total operating revenue of RMB 21.501 billion in 2023, with investment income accounting for 36.25% of total revenue, a significant increase of 74.85% year-on-year[138] - Brokerage business commission income decreased by 16.82% year-on-year to RMB 4.334 billion, accounting for 20.16% of total revenue[138] - Investment banking business commission income dropped by 23.14% year-on-year to RMB 1.445 billion, representing 6.72% of total revenue[138] - Asset management and fund management business commission income declined by 22.08% year-on-year to RMB 975.46 million, making up 4.54% of total revenue[138] - Net interest income surged by 259.16% year-on-year to RMB 331.5 million, accounting for 1.54% of total revenue[138] - Fair value change gains increased by 28.31% year-on-year to RMB 1.758 billion, representing 8.18% of total revenue[138] - Net fee and commission income decreased by RMB 1.527 billion (17.89%) to RMB 7.007 billion, with brokerage fee income dropping by RMB 877 million (16.82%) due to market decline and reduced trading activity[139] - Investment income and fair value change income increased by RMB 3.724 billion (63.91%) to RMB 9.551 billion, driven by improved performance in investment business[139] - Net interest income surged by RMB 240 million (259.16%) to RMB 332 million, primarily due to increased bond interest income[139] - Other income decreased by RMB 1.545 billion (25.10%) to RMB 4.611 billion, mainly due to reduced bulk commodity sales[139] - Operating expenses totaled RMB 15.344 billion, with business and management fees increasing by RMB 413 million (4.07%) to RMB 10.553 billion, driven by higher human resource costs[141] - Net cash flow from operating activities increased by RMB 32.066 billion to RMB 69.247 billion, mainly due to increased cash inflows from financial instruments held for trading purposes[145] - Net cash flow from investing activities saw a net outflow of RMB 75.417 billion, an increase of RMB 57.478 billion in net outflow, primarily due to increased cash payments for investments[146] - Net cash flow from financing activities decreased by RMB 9.165 billion in net outflow to RMB 8.820 billion, mainly due to reduced cash payments for debt repayment[147] - Corporate finance segment achieved a 45.22% operating profit margin, with investment banking revenue decreasing by 14.87%[148] - Personal finance segment revenue increased by 12.04% to RMB 7.686 billion, with an operating profit margin of 30.96%[148] - Total revenue for 2023 reached RMB 215.01 billion, a year-on-year increase of 4.32%[149] - Revenue from overseas subsidiaries surged by 150.10% to RMB 537.44 million[149] - Operating profit in the Southwest region increased by 4.60% to RMB 2.69 billion[150] - The company's total operating profit for 2023 was RMB 61.57 billion, a significant increase of 96.98% compared to 2022[150] - Monetary funds decreased by 1.01 percentage points to 17.46% of total assets, primarily due to reduced customer funds[152] - Derivative financial assets increased by 0.27 percentage points to 1.61% of total assets, driven by changes in the scale and fair value of equity and interest rate derivatives[152] - Other equity instrument investments saw a substantial increase of 10.78 percentage points, reaching 11.11% of total assets[152] - The scale of other debt investments increased by 2.66 percentage points to 11.55% of total assets, mainly due to the growth in financial bonds, government bonds, and local bonds held for interest income and sale purposes[152] - Short-term borrowings decreased to 835,592,442.12, accounting for 0.16% of total liabilities, down by 0.19 percentage points compared to the previous year[153] - Short-term financing payables increased to 28,055,960,610.30, accounting for 5.54% of total liabilities, up by 1.10 percentage points due to the issuance of short-term corporate bonds and income certificates[153] - Repurchase financial assets sold increased to 163,215,332,852.98, accounting for 32.22% of total liabilities, up by 1.30 percentage points due to the growth in pledged repurchase and outright repurchase business[153] - Client margin deposits decreased to 96,870,504,341.28, accounting for 19.12% of total liabilities, down by 1.09 percentage points[153] - Bonds payable decreased to 137,228,904,790.73, accounting for 27.09% of total liabilities, down by 3.36 percentage points due to a reduction in the scale of corporate bonds issued[153] - The fair value of trading financial assets increased to 279,019,040,241.37, with a fair value change of 487,880,997.10 during the period[155] - The fair value of derivative financial assets increased to 8,197,281,520.04, with a fair value change of 1,616,913,111.37 during the period[155] - The fair value of other debt investments increased to 54,510,847,491.05, with a cumulative fair value change of 673,467,156.73 included in equity[155] - The fair value of other equity instrument investments increased to 2,029,729,506.75, with a cumulative fair value change of 1,368,871,802.47 included in equity[155] - The fair value of trading financial liabilities increased to 5,694,306,280.79, with a fair value change of -42,443,317.84 during the period[155] - Settlement reserves decreased by 30.67% to RMB 20.46 billion in 2023 from RMB 29.51 billion in 2022 due to reduced settlement reserves in futures and proprietary securities businesses[157] - Buyback financial assets dropped by 73.54% to RMB 4.61 billion in 2023 from RMB 17.44 billion in 2022, mainly due to a decline in bond and stock pledge repurchase business[157] - Other debt investments increased by 34.65% to RMB 73.40 billion in 2023 from RMB 54.51 billion in 2022, driven by growth in holdings of financial bonds, government bonds, and local bonds[157] - Other equity instrument investments surged by 3,377.99% to RMB 70.59 billion in 2023 from RMB 2.03 billion in 2022, reflecting an increase in non-trading equity investments[157] - Short-term borrowings decreased by 51.40% to RMB 835.59 million in 2023 from RMB 1.72 billion in 2022, due to reduced bank short-term loans[157] - Interest income rose by 259.16% to RMB 331.50 million in 2023 from RMB 92.30 million in 2022, driven by higher bond interest income[157] - Investment income increased by 74.85% to RMB 7.79 billion in 2023 from RMB 4.46 billion in 2022, mainly due to gains from trading financial assets and other equity instruments[157] - Total liabilities as of December 31, 2023, amounted to RMB 168.56 billion, with 61.02% of the debt having a maturity of over one year and 38.98% within one year[159] - The company maintained sufficient liquidity reserves, with liquidity coverage and net stable funding ratios of its securities subsidiaries meeting regulatory standards[160] - The company's long-term and short-term financing capabilities remain strong, supported by diverse financing channels and good credit records[160] - The company's initial investment cost for the 21 Bank of Communications bond (2128013.IB) was 3,070,000,000.00 RMB, with a fair value of 3,317,947,528.29 RMB, resulting in a cumulative fair value change of 77,372.35 RMB[162] - The initial investment cost for the 21 Agricultural Bank bond (2128015.IB) was 2,960,000,000.00 RMB, with a fair value of 3,028,770,606.82 RMB, and a cumulative fair value change of -843,549.82 RMB[162] - The 20 China Development Bank bond (200205.IB) had an initial investment cost of 2,589,639,720.00 RMB, with a fair value of 2,729,138,170.17 RMB, and a fair value change of 24,513,180.00 RMB[162] - The 22 China Development Bank bond (220208.IB) had an initial investment cost of 2,288,714,692.70 RMB, with a fair value of 2,445,083,732.64 RMB, and a fair value change of 9,746,467.30 RMB[162] - The 23 Interest-bearing bond (230015.IB) had an initial investment cost of 2,129,771,550.00 RMB, with a fair value of 2,154,280,719.84 RMB, and a cumulative fair value change of 2,299,083.11 RMB[162] - The 21 China Everbright Bank bond (2128010.IB) had an initial investment cost of 1,590,000,000.00 RMB, with a fair value of 1,636,251,874.92 RMB, and a cumulative fair value change of 206,954.77 RMB[162] - The company's total assets for its wholly-owned subsidiary, Shenwan Hongyuan Securities Co., Ltd., were 556,529,828,871.02 RMB, with operating income of 128,881,324,985.49 RMB and a net profit of 19,099,378,794.00 RMB[166] - The total assets for Hongyuan Futures Co., Ltd., another wholly-owned subsidiary, were 15,555,089,951.13 RMB, with operating income of 1,346,688,503.78 RMB and a net profit of -206,315,816.52 RMB[166] - The total assets for Hongyuan Huifu Venture Capital Co., Ltd. were 603,509,591.96 RMB, with operating income of 123,908,088.83 RMB and a net profit of 42,001,908.96 RMB[166] - The total assets for Shenwan Hongyuan Western Securities Co., Ltd. were 259,670,007.35 RMB, with operating income of 38,856,067.67 RMB and a net profit of 29,261,908.80 RMB[166] - Total assets of Shenwan Hongyuan Securities underwriting and sponsorship reached RMB 1,866,467,275.12, with operating income of RMB 804,205,174.20[167] - Shenwan Hongyuan Futures' total assets amounted to RMB 30,411,061,973.74, with operating income of RMB 286,476,217.52[167] - Shenwan BNP Paribas Fund Management's total assets were RMB 1,626,206,422.00, with operating income of RMB 549,954,214.00[167] - Shenwan Hongyuan Innovation Investment's total assets reached RMB 2,840,808,889.22, with operating income of RMB 139,428,888.89[167] - Shenwan Hongyuan Investment's total assets were RMB 1,203,356,202.50, with a net loss of RMB 22,