中信证券股份有限公司 为了规范募集资金的管理和使用，保护投资者权益，本公司依照《中华人民共和国公 司法》《中华人民共和国证券法》《上市公司监管指引第 2 号——上市公司募集资金管理 和使用的监管要求（2022 年修订）》《深圳证券交易所股票上市规则（2024 年修订）》 《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》等法律法规， 结合公司实际情况，重新制定了《沈阳机床股份有限公司募集资金使用管理办法》，该管 理办法经本公司 2022 年第九届第二十四次董事会审议通过，并已经本公司 2022 年第三次 临时股东大会表决通过。公司按照管理制度的规定管理募集资金，对募集资金进行专户管 1 理，对募集资金的使用严格按规定审批，保证专款专用。 公司及保荐机构中信证券股份有限公司与中国建设银行股份有限公司沈阳铁西支行 签署了《募集资金三方监管协议》，明确了各方的权利和义务。募集资金监管协议与深圳 证券交易所三方监管协议范本不存在重大差异，公司、保荐人及商业银行能够按照《募集 资金三方监管协议》履行相关责任和义务。 关于沈阳机床股份有限公司 2024 年年度募集资金存放与使用情况的核查意见 中信证 ...

沈阳机床股份有限公司 二〇二四年度 内部控制审计报告 致同会计师事务所（特殊普通合伙） 内部控制审计报告 致同审字（2025）第 110A015529 号 沈阳机床股份有限公司全体股东： 致同会计师事务所（特殊普通合伙） 中国北京 朝阳区建国门外大街 22号 赛特广场 5层 邮编 100004 电话 +86 10 8566 5588 传真 +86 10 8566 5120 www.grantthornton.cn 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求， 我们审计了沈阳机床股份有限公司（以下简称沈阳机床公司）2024 年 12 月 31 日的财务报告内部控制的有效性。 一、企业对内部控制的责任 中国注册会计师 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企业 内部控制评价指引》的规定，建立健全和有效实施内部控制，并评价其有效 性是沈阳机床公司董事会的责任。 二、注册会计师的责任 我们的责任是在实施审计工作的基础上，对财务报告内部控制的有效性 发表审计意见，并对注意到的非财务报告内部控制的重大缺陷进行披露。 三、内部控制的固有局限性 内部控制具有固有局限性，存在不能防止和发 ...

沈阳机床股份有限公司董事会 2025年4月22日 沈阳机床股份有限公司董事会 关于对独立董事独立性自查情况的专项报告 根据《上市公司独立董事管理办法》《深圳证券交易 所上市公司自律监管指引第 1 号——主板上市公司规范运 作》等相关规定，公司现任独立董事哈刚先生、王英明先 生、袁知柱先生分别进行了独立性情况自查。经评估，现 就自查情况出具专项意见如下： 经核查独立董事哈刚先生、王英明先生、袁知柱先生 本年度的任职经历以及签署的相关自查文件等内容，公司 董事会认为上述人员未在公司担任独立董事以外的任何职 务，也未在公司主要股东担任任何职务，与公司以及主要 股东之间不存在利害关系或其他可能妨碍其进行独立客观 判断的关系，不存在其他影响独立董事独立性的情况。因 此，公司独立董事符合《上市公司独立董事管理办法》 《深圳证券交易所上市公司自律监管指引第 1 号——主板 上市公司规范运作》等相关法律法规及《公司章程》中对 独立董事独立性的相关要求。 特此公告。 ...

沈阳机床股份有限公司 2024 年度独立董事述职报告 作为沈阳机床股份有限公司的独立董事，2024 年度本人 任职期间严格按照《公司法》《上市公司独立董事管理办法》 《公司章程》等相关法律法规的规定和要求，勤勉尽责，积 极参加公司董事会、专门委员会会议及独立董事专门会议， 关注公司的经营业务及发展情况，充分执行了监督义务，现 将 2024 年度履行独立董事职责的情况汇报如下： 一、独立董事基本情况 （一）基本情况 王英明先生：1974 年出生，中共党员，硕士研究生学历， 副教授职称。曾任三橡股份有限公司独立董事、辽宁华信律 师事务所兼职律师，辽宁恒敬律师事务所兼职律师。现任辽 宁大学法学院副教授，辽宁观策律师事务所兼职律师，辽宁 省教育厅法律顾问，葫芦岛仲裁委员会仲裁员，沈阳仲裁委 员会仲裁员，沈阳机床股份有限公司、北方华锦化学工业股 份有限公司、沈阳惠天热电股份有限公司独立董事。 （二）是否存在影响独立性的情况说明 本人已对独立性情况进行自查并签署自查报告。经核查 本人任职经历,本人未在公司担任独立董事以外的任何职 务，也未在公司主要股东单位担任任何职务，与公司以及主 要股东之间不存在利害关系或其他可能妨碍 ...

沈阳机床股份有限公司 二〇二四年度独立董事述职报告 作为沈阳机床股份有限公司的独立董事，2024 年度本人 任职期间严格按照《公司法》《上市公司独立董事管理办法》 《公司章程》等相关法律法规的规定和要求，勤勉尽责，积 极参加公司董事会、专门委员会会议及独立董事专门会议， 关注公司的经营业务及发展情况，充分执行了监督义务，现 将 2024 年度履行独立董事职责的情况汇报如下： 一、独立董事基本情况 （一）基本情况 哈刚先生：1966 年出生，中共党员，本科学历，硕士学 位。辽宁中医药大学教授、硕士生导师，沈阳机床股份有限 公司独立董事。 （二）是否存在影响独立性的情况说明 本人已对独立性情况进行自查并签署自查报告。经核查 本人任职经历,本人未在公司担任独立董事以外的任何职 务，也未在公司主要股东单位担任任何职务，与公司以及主 要股东之间不存在利害关系或其他可能妨碍本人进行独立 客观判断的关系，不存在其他影响独立董事独立性的情况， 符合《上市公司独立董事管理办法》《深圳证券交易所上市 公司自律监管指引第 1 号——主板上市公司规范运作》等相 关法律法规及《公司章程》中对独立董事独立性的相关要求。 二、年度履职情况 ...

沈阳机床股份有限公司 二〇二四年度独立董事述职报告 作为沈阳机床股份有限公司独立董事，2024 年度本人任 职期间严格按照《公司法》《上市公司独立董事管理办法》 （一）基本情况 袁知柱，1981 年出生，中共党员，博士研究生学历，教 授职称，博士生导师。曾任东北大学工商管理学院会计系讲 师、副教授。现任东北大学工商管理学院会计系主任、教授， 本钢板材股份有限公司、沈阳机床股份有限公司独立董事。 （二）是否存在影响独立性的情况说明 本人已对独立性情况进行自查并签署自查报告。经核查 本人任职经历,本人未在公司担任独立董事以外的任何职 务，也未在公司主要股东单位担任任何职务，与公司以及主 要股东之间不存在利害关系或其他可能妨碍本人进行独立 客观判断的关系，不存在其他影响独立董事独立性的情况， 符合《上市公司独立董事管理办法》《深圳证券交易所上市 公司自律监管指引第 1 号——主板上市公司规范运作》等相 关法律法规及《公司章程》中对独立董事独立性的相关要求。 二、年度履职情况 《公司章程》等相关法律法规的规定和要求，勤勉尽责，积 极参加公司董事会、专门委员会会议及独立董事专门会议， 关注公司的经营业务及发展情况，充分 ...

沈阳机床（000410）公告，2025年第一季度营业收入3.72亿元，同比增长0.46%。净亏损3181.62万元， 去年同期净亏损4063.4万元。 ...

沈阳机床（000410）公告，2024年营业收入15.04亿元，同比增长0.16%；归属于上市公司股东的净利润 706.03万元，同比下降79.69%；基本每股收益0.0034元/股，同比下降79.76%。公司计划不派发现金红 利，不送红股，不以公积金转增股本。 ...

Financial Performance - The company's revenue for Q1 2025 was ¥371,818,397.22, representing a slight increase of 0.46% compared to ¥370,131,605.02 in the same period last year[5] - The net profit attributable to shareholders was a loss of ¥31,816,207.32, an improvement of 21.70% from a loss of ¥40,634,006.08 in the previous year[5] - The company reported a net loss of ¥6,700,469,421.01, worsening from a loss of ¥6,669,181,613.69 in the previous period[17] - Net profit for the period was ¥-30.54 million, an improvement from ¥-39.72 million, reflecting a reduction in losses of about 23.5%[20] - Operating profit improved to ¥-30.72 million from ¥-40.22 million, indicating a decrease in operating losses of approximately 23.7%[20] - Total comprehensive income for the period was ¥-29.10 million, an improvement from ¥-39.61 million, reflecting a reduction in comprehensive losses of about 26.5%[21] - Basic and diluted earnings per share remained at ¥-0.02, consistent with the previous period[21] Cash Flow and Liquidity - The net cash flow from operating activities improved significantly, with a net outflow of ¥51,756,129.04, a 53.85% reduction from ¥112,139,354.87 in the same period last year[5] - Cash flow from operating activities showed a net outflow of ¥-51.76 million, an improvement from ¥-112.14 million, representing a 53.8% reduction in cash outflow[22] - Cash and cash equivalents at the end of the period stood at ¥367.80 million, up from ¥266.35 million, an increase of 38.1%[23] - The company's cash and cash equivalents decreased to ¥386,391,594.80 from ¥443,798,159.08, showing a decline of about 13.00%[15] Assets and Liabilities - The total assets at the end of the reporting period were ¥3,249,422,694.04, showing a marginal increase of 0.01% from ¥3,249,151,857.85 at the end of the previous year[5] - The total current assets amounted to ¥1,898,001,500.62, compared to ¥1,866,801,435.41 at the beginning of the period, indicating an increase of about 1.68%[16] - The total liabilities increased to ¥2,276,003,611.32 from ¥2,247,922,593.60, representing a rise of approximately 1.25%[17] - The total non-current assets decreased to ¥1,351,421,193.42 from ¥1,382,350,422.44, indicating a decline of approximately 2.24%[16] - The equity attributable to shareholders decreased by 2.77% to ¥1,023,996,232.64 from ¥1,053,154,794.41 at the end of the previous year[5] - The company's total equity attributable to shareholders decreased to ¥1,023,996,232.64 from ¥1,053,154,794.41, a reduction of about 2.79%[17] Operational Metrics - The company reported a 31.08% increase in accounts payable, rising to ¥44,312.65 million due to increased purchase obligations[9] - Accounts receivable rose to ¥360,968,432.84 from ¥316,640,346.31, marking an increase of approximately 14.00%[16] - Inventory levels increased to ¥615,437,739.39 from ¥565,681,610.40, reflecting a growth of about 8.77%[16] - Total operating revenue for the current period reached ¥371,818,397.22, a slight increase from ¥370,131,605.02 in the previous period, reflecting a growth of approximately 0.46%[19] - Total operating costs decreased to ¥404.60 million from ¥415.88 million, a reduction of approximately 2.9%[20] - The company reported an increase in sales revenue to ¥257.17 million from ¥231.77 million, a growth of approximately 10.9%[22] Research and Development - Research and development expenses increased by 238.57% to ¥200.99 million, reflecting a significant investment in new projects[9] - Research and development expenses increased significantly to ¥2.01 million from ¥0.59 million, marking a growth of 238.5%[20] Corporate Actions - The company is undergoing a significant asset restructuring, pending approval from the China Securities Regulatory Commission, which introduces uncertainty regarding the timing and outcome of the transaction[13] - The number of ordinary shareholders at the end of the reporting period was 81,770, with the largest shareholder holding 42.90% of the shares[11] - The company raised ¥53.83 million in borrowings, compared to ¥30.00 million in the previous period, indicating a 79.4% increase in financing activities[23] Gains and Losses - The company recorded a total of ¥4,595,621.00 in non-recurring gains, including government subsidies and asset disposal gains[6] - The weighted average return on equity improved to -3.07%, up from -3.97% in the previous year[5]

Financial Performance - The company's operating revenue for 2024 was CNY 1,503,850,639.32, a slight increase of 0.16% compared to CNY 1,501,401,473.96 in 2023[17]. - The net profit attributable to shareholders decreased significantly by 79.69% to CNY 7,060,291.79 from CNY 34,756,961.87 in the previous year[17]. - The net cash flow from operating activities turned negative at CNY -30,226,074.77, a decline of 120.42% compared to CNY 148,050,311.11 in 2023[17]. - The basic earnings per share dropped by 79.76% to CNY 0.0034 from CNY 0.0168 in the previous year[17]. - Total assets increased by 2.47% to CNY 3,249,151,857.85 at the end of 2024, compared to CNY 3,170,940,138.20 at the end of 2023[17]. - The net assets attributable to shareholders rose by 0.84% to CNY 1,053,154,794.41 from CNY 1,044,391,575.07 in 2023[17]. - The company reported a negative net profit after deducting non-recurring gains and losses, amounting to CNY -222,800,319.83 in 2024[17]. - The weighted average return on equity decreased to 0.67% from 3.38% in the previous year[17]. - The company achieved an annual revenue of CNY 1.504 billion, with a net profit attributable to shareholders of CNY 7.0603 million in 2024[31]. Revenue Breakdown - Total revenue for the fourth quarter reached ¥503,756,249.37, showing a significant increase compared to the third quarter's ¥259,236,710.03[22]. - The revenue from the industrial machine tools segment reached CNY 1.148 billion, accounting for 76.37% of total revenue, representing a year-on-year increase of 7.18%[33]. - The CNC machine tools segment generated CNY 999.25 million, which is 66.45% of total revenue, with a growth of 5.20% compared to the previous year[34]. - The company reported a significant increase in overseas revenue, achieving a new high, while domestic and international dual circulation development was emphasized[31]. Research and Development - The company has maintained a leading position in R&D, completing multiple national and provincial-level research projects in 2024[29]. - R&D expenses increased by 153.31% to ¥19,718,058.55, attributed to the capitalization of certain R&D project costs[41]. - Total R&D investment amounted to ¥81,100,794.89, reflecting a 34.24% increase compared to the previous year[44]. - The proportion of R&D investment to operating income rose to 5.39%, up from 4.02%[44]. - The number of R&D personnel increased by 8.10% to 227, with the proportion of R&D personnel in the company rising to 9.98%[44]. Operational Changes - The company integrated three subsidiaries, reducing the number of legal entities to five, and established new business divisions to streamline operations[37]. - The company has focused on talent development, successfully cultivating a skilled workforce through internal training and external recruitment in 2024[30]. - The company has absorbed and merged several subsidiaries, including Shenyang Zhigang Spindle Technology Co., Ltd., which may streamline operations[67]. Cash Flow and Financing - Operating cash inflow decreased by 16.85% to approximately ¥1.44 billion in 2024 from ¥1.74 billion in 2023[46]. - Financing cash inflow surged by 195.20% to approximately ¥767.53 million, resulting in a net cash flow from financing activities of approximately ¥155.23 million, a turnaround from a negative cash flow in the previous year[46]. - The company raised a total of RMB 1,499,999,996.46 through a non-public offering, with a net amount of RMB 1,489,046,782.57 after deducting issuance costs[58]. Shareholder Matters - The company plans not to distribute cash dividends or issue bonus shares for the year[5]. - The annual shareholders meeting approved the 2023 annual board and supervisory reports, as well as the annual financial statements and profit distribution plan[88]. - The company plans to propose a shareholder return plan for the next three years (2025-2027) as part of its future strategy[90]. Environmental Responsibility - The company has obtained pollution discharge permits for its subsidiaries, with the latest permit for Shenyang Machine Tool Co., Ltd. issued on January 3, 2024[126]. - The company’s wastewater and air emissions monitoring results comply with local standards, with no exceedances reported[129]. - The company invested 4.558651 million yuan in environmental protection fees in 2024, including costs for environmental technology upgrades, hazardous waste treatment, and equipment maintenance[131]. Corporate Governance - The company held 4 shareholder meetings during the reporting period, ensuring all resolutions were passed legally and effectively[76]. - A total of 12 board meetings were convened, adhering to legal and regulatory requirements, with all directors meeting qualification standards[76]. - The company maintains complete independence from its controlling shareholder in terms of assets, personnel, finance, and operations[80]. Related Party Transactions - The total amount of related party transactions for the reporting period reached 101,674.07 million CNY, with an approved transaction amount of 155,055.00 million CNY[150]. - The company’s related party transactions have been approved by the board and shareholders[150]. - The actual amounts of related party transactions did not exceed the annual estimated amounts[150].