盈方微电子股份有限公司 2021 年半年度报告全文 盈方微电子股份有限公司 2021 年半年度报告 2021 年 08 月 1 盈方微电子股份有限公司 2021 年半年度报告全文 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的 真实、准确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和 连带的法律责任。 公司负责人张韵、主管会计工作负责人李明及会计机构负责人(会计主管人 员)李明声明：保证本半年度报告中财务报告的真实、准确、完整。 所有董事均已出席了审议本报告的董事会会议。 本半年度报告涉及未来计划等前瞻性陈述，不构成公司对投资者的实质承 诺，请投资者注意投资风险。公司在本报告第三节"管理层讨论与分析"之"十、 公司面临的风险和应对措施"相关内容，具体描述了公司可能存在的相关风险， 敬请投资者关注相关内容。 《中国证券报》《证券时报》《上海证券报》《证券日报》和巨潮资讯网 （www.cninfo.com.cn）为本公司的指定信息披露媒体，本公司所发布的信息均 以上述媒体及深圳证券交易所网站刊登的信息为准，敬请投资者注意投资风险。 公司计划不派发现金红利 ...

盈方微电子股份有限公司 2021 年第一季度报告全文 盈方微电子股份有限公司 2021 年第一季度报告 盈方微电子股份有限公司 2021 年第一季度报告全文 第二节 公司基本情况 2021 年 04 月 1 盈方微电子股份有限公司 2021 年第一季度报告全文 第一节 重要提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真 实、准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和 连带的法律责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人张韵、主管会计工作负责人李明及会计机构负责人(会计主管人 员)李明声明：保证季度报告中财务报表的真实、准确、完整。 2 一、主要会计数据和财务指标 公司是否需追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期 | 上年同期 | 本报告期比上年同期增减 | | --- | --- | --- | --- | | 营业收入（元） | 680,035,798.82 | 0.00 | | | 归属于上市公司股东的净利润（元） | 12,010,830.14 | -1,025,160.79 | 1,271.60% | | 归 ...

[Important Notice, Table of Contents, and Definitions](index=2&type=section&id=Item%201.%20Important%20Notice%2C%20Table%20of%20Contents%2C%20and%20Definitions) This section provides the company's assurance on report accuracy and outlines the 2020 profit distribution plan - The company's board of directors, supervisory board, and senior management guarantee the truthfulness, accuracy, and completeness of this annual report, free from false records, misleading statements, or major omissions[4](index=4&type=chunk) - The company's 2020 profit distribution plan is to not distribute cash dividends, bonus shares, or convert capital reserves into share capital[6](index=6&type=chunk) [Company Profile and Key Financial Indicators](index=6&type=section&id=Item%202.%20Company%20Profile%20and%20Key%20Financial%20Indicators) This chapter presents the company's basic information and key financial indicators, detailing the fundamental improvement in FY2020 with explosive revenue growth and profitability turnaround driven by major asset restructuring and electronic component distribution, alongside retrospective adjustments for prior accounting errors [Company Basic Information](index=6&type=section&id=I.%20Company%20Information) Overview of the company's basic information, with stock abbreviation “*ST Yingfang” indicating special treatment due to abnormal financial status, and the addition of electronic component distribution as a main business after a major asset restructuring in 2020 | Item | Information | | :--- | :--- | | Stock Abbreviation | *ST Yingfang | | Stock Code | 000670 | | Chinese Name | Yingfang Microelectronics Co., Ltd. | | Legal Representative | Zhang Yun | | Main Business Change | After completing major asset restructuring in 2020, new electronic component distribution business added | [Key Accounting Data and Financial Indicators](index=8&type=section&id=VI.%20Key%20Accounting%20Data%20and%20Financial%20Indicators) In 2020, the company's financial condition fundamentally improved, with revenue growing by 16,849.85% to approximately 700 million yuan and net profit attributable to shareholders turning profitable at 13.05 million yuan, while total assets increased significantly by 2,424.72%, primarily due to new business consolidation from major asset restructuring and retrospective adjustments for prior accounting errors Key Financial Indicators for 2020 | Indicator | 2020 | 2019 (Adjusted) | YoY Change | | :--- | :--- | :--- | :--- | | Operating Revenue (Yuan) | 699,966,125.52 | 4,129,630.93 | 16,849.85% | | Net Profit Attributable to Shareholders of Listed Company (Yuan) | 13,048,572.57 | -206,113,476.37 | 106.33% | | Net Profit Attributable to Shareholders of Listed Company (Excluding Non-recurring Gains and Losses) (Yuan) | 8,077,950.87 | -205,714,738.52 | 103.93% | | Net Cash Flow from Operating Activities (Yuan) | -99,790,350.47 | -26,005,033.49 | -283.73% | | Basic Earnings Per Share (Yuan/Share) | 0.0160 | -0.2524 | 106.34% | | Total Assets (Yuan) | 1,468,419,837.16 | 58,161,668.17 | 2,424.72% | | Net Assets Attributable to Shareholders of Listed Company (Yuan) | 15,769,789.16 | -23,790,940.09 | 166.28% | - The company retrospectively adjusted historical financial data due to prior accounting error corrections[22](index=22&type=chunk) Key Quarterly Financial Indicators for 2020 (Unit: Yuan) | Indicator | Q1 | Q2 | Q3 | Q4 | | :--- | :--- | :--- | :--- | :--- | | Operating Revenue | 0.00 | 900,858.68 | 58,179,573.55 | 640,885,693.29 | | Net Profit Attributable to Shareholders of Listed Company | -1,025,160.79 | -6,335,295.13 | 5,706,405.02 | 14,702,623.47 | [Company Business Overview](index=11&type=section&id=Item%203.%20Company%20Business%20Overview) This chapter describes the company's dual-main business model after the 2020 major asset restructuring, encompassing integrated circuit chip design and sales, and the newly added electronic component distribution business, while also analyzing the company's core competencies in technology, supplier and customer relationships, brand, supply chain services, and talent [Main Business and Operating Model](index=11&type=section&id=I.%20Main%20Businesses%20Engaged%20in%20During%20the%20Reporting%20Period) The company operates a dual-main business model, with its integrated circuit business following a Fabless model focused on smart image processor chip design and sales, while its electronic component distribution business provides product distribution, technical support, and supply chain services for active and passive components across various fields including mobile phones, IoT, and automotive electronics - During the reporting period, the company completed a major asset restructuring, transforming its main business into a dual-main business model of integrated circuit chip design and sales, and electronic component distribution[31](index=31&type=chunk) - The integrated circuit business adopts a Fabless (fabless) model, focusing on chip design and software development, with manufacturing, packaging, and testing outsourced[32](index=32&type=chunk) - The electronic component distribution business acts as an agent for products from multiple well-known domestic and international original manufacturers, with application areas including mobile phones, network communications, IoT, and automotive electronics[33](index=33&type=chunk) [Analysis of Core Competencies](index=13&type=section&id=III.%20Analysis%20of%20Core%20Competencies) The company's core competencies span multiple areas: technological expertise in SoC chip design and software development; strong market relationships with renowned suppliers and customers like Goodix, Samsung, and Xiaomi; a prominent brand presence through its subsidiary Huaxinke, ranked among top domestic distributors; flexible supply chain management and rapid response capabilities; and an experienced core management team - Technological Advantage: The company has deep expertise in SoC chip design and supporting software development, holding multiple software copyrights and patents[40](index=40&type=chunk) - Supplier and Customer Advantage: Established close cooperative relationships with industry leaders such as Goodix Technology, Samsung Electronics, Xiaomi, and Wingtech Technology[41](index=41&type=chunk) - Brand Advantage: Subsidiary Huaxinke ranked 15th in the “2019 China Electronic Component Distributors TOP35” list, indicating high industry recognition[42](index=42&type=chunk) [Management Discussion and Analysis](index=14&type=section&id=Item%204.%20Management%20Discussion%20and%20Analysis) This core chapter of the annual report details the company's 2020 operating results, business transformation, and future outlook, highlighting a fundamental operational turnaround and return to profitability achieved through successful major asset restructuring, which divested stagnant businesses and injected high-quality electronic component distribution assets amidst a stock suspension, further analyzing main business, financial condition, investment activities, asset sales, and future strategies and risks [Annual Operating Overview](index=14&type=section&id=I.%20Overview) 2020 marked a transformative year for the company, as it successfully restored its going concern ability by divesting stagnant assets and entering the electronic component distribution sector through a major asset restructuring amidst stock suspension, achieving a 16,849.85% year-over-year increase in operating revenue and a 106.33% increase in net profit attributable to shareholders, turning losses into profits - In 2020, the company successfully implemented a major asset restructuring, divesting stagnant assets and injecting electronic component distribution business, putting operations back on track[46](index=46&type=chunk)[49](index=49&type=chunk) Key Performance Indicators for 2020 | Indicator | Amount (10k Yuan) | YoY Growth | | :--- | :--- | :--- | | Operating Revenue | 69,996.61 | 16,849.85% | | Net Profit Attributable to Shareholders of Listed Company | 1,304.86 | 106.33% | - The company properly implemented prior accounting error corrections and recovered relevant performance compensation differences, effectively resolving historical issues[46](index=46&type=chunk)[51](index=51&type=chunk) [Main Business Analysis](index=15&type=section&id=II.%20Main%20Business%20Analysis) This section details the financial performance of the company's main businesses, noting significant changes in balance sheet and income statement items due to the consolidation of Huaxinke and World Style, with electronic component distribution becoming the absolute revenue pillar, accounting for 99.74% of total revenue, and high concentration among the top five customers and suppliers, while R&D investment significantly decreased due to the pandemic and business structure changes Operating Revenue Composition for 2020 | Business Segment | Revenue Amount (Yuan) | Proportion of Operating Revenue | | :--- | :--- | :--- | | Electronic Component Distribution Business | 698,163,931.62 | 99.74% | | Integrated Circuit Design and Sales Business | 1,802,193.90 | 0.26% | | **Total** | **699,966,125.52** | **100%** | - The top five customers accounted for **79.77%** of total annual sales, and the top five suppliers accounted for **93.69%** of total annual purchases, indicating high customer and supplier concentration[68](index=68&type=chunk)[69](index=69&type=chunk) - R&D investment amounted to **4.72 million yuan**, a year-over-year decrease of **62.88%**, primarily due to slowed R&D progress affected by the pandemic and a significant increase in main business revenue[72](index=72&type=chunk) - Net cash flow from operating activities was **-99.79 million yuan**, a significant difference from the **27.79 million yuan** net profit, mainly because some supplier purchases had no credit period, leading to a decrease in accounts payable and an increase in cash outflow[73](index=73&type=chunk)[76](index=76&type=chunk) [Analysis of Assets and Liabilities](index=23&type=section&id=IV.%20Analysis%20of%20Assets%20and%20Liabilities) As of year-end 2020, total assets significantly increased to **1.47 billion yuan**, primarily comprising accounts receivable (**36.81%**) and goodwill from acquisitions, while short-term borrowings notably rose to **355 million yuan**, with **361 million yuan** in restricted assets, mainly pledged cash and factored accounts receivable Major Asset Composition as of Year-End 2020 | Asset Item | Amount (Yuan) | Proportion of Total Assets | | :--- | :--- | :--- | | Cash and Equivalents | 318,527,939.07 | 21.69% | | Accounts Receivable | 540,552,099.03 | 36.81% | | Goodwill | 454,564,147.76 | 30.95% | | Inventory | 87,509,946.62 | 5.96% | - As of the end of the reporting period, the company had **361 million yuan** in restricted assets, primarily consisting of pledged cash and equivalents (**229 million yuan**) and factored accounts receivable (**131 million yuan**)[83](index=83&type=chunk) [Investment Status](index=24&type=section&id=V.%20Investment%20Status) During the reporting period, the company's most significant investment was the **601 million yuan** cash acquisition of a 51% stake in Huaxinke and WORLD STYLE, successfully entering the electronic component distribution sector, with the transaction counterparties committing to a cumulative non-recurring net profit of no less than **330 million yuan** for the target companies from 2020-2022 Significant Equity Investment Details | Investee Company | Investment Method | Investment Amount (Yuan) | Shareholding Ratio | Business | | :--- | :--- | :--- | :--- | :--- | | Huaxinke and WORLD STYLE | Acquisition | 600,666,700.00 | 51.00% | Electronic Product Technology Development and Sales | [Significant Asset and Equity Sales](index=26&type=section&id=VI.%20Significant%20Asset%20and%20Equity%20Sales) The company sold 100% equity and related claims of its wholly-owned subsidiary Daikun Technology to related party Shaoxing Shunyuan for **61,401 yuan**, divesting the long-stagnant data center business and optimizing the company's asset structure - The company sold its 100% equity in Daikun Technology and related claims to related party Shaoxing Shunyuan for **61,401 yuan**, divesting the stagnant data center business[91](index=91&type=chunk)[93](index=93&type=chunk) [Outlook on the Company's Future Development](index=29&type=section&id=IX.%20Outlook%20on%20the%20Company%27s%20Future%20Development) The company is optimistic about integrated circuit industry opportunities driven by domestic substitution, with future strategy focusing on independent chip R&D and distribution business expansion for synergistic effects, planning to delve into IoT chips, expand distribution market share, and pursue acquisition of the remaining 49% equity in Huaxinke and World Style in 2021 to achieve stock relisting, while acknowledging risks such as the pandemic, high customer concentration, goodwill impairment, and delisting - Future Development Strategy: Adhere to independent chip R&D, expand SoC chip applications in IoT smart imaging; simultaneously intensify efforts in chip distribution business development to form a synergistic effect between design and distribution[101](index=101&type=chunk) - Key operating plans for 2021 include: 1) Developing consumer-grade IoT chips; 2) Expanding distribution product lines to enter smart home and new energy vehicle sectors; 3) Advancing the acquisition of the remaining 49% equity in Huaxinke and World Style; 4) Striving for stock relisting[102](index=102&type=chunk)[103](index=103&type=chunk)[104](index=104&type=chunk) - Key risks faced by the company include: high customer and supplier concentration (top five customers account for **79.77%** of sales, top five suppliers account for **93.69%** of purchases), goodwill impairment risk (goodwill book value of **455 million yuan**), accounts receivable recovery risk (accounts receivable account for **36.81%** of total assets), and stock delisting risk[106](index=106&type=chunk)[107](index=107&type=chunk)[108](index=108&type=chunk) [Significant Matters](index=33&type=section&id=Item%205.%20Significant%20Matters) This chapter discloses various significant matters during the reporting period, including the company's decision not to distribute profits due to continuous losses, detailed fulfillment of commitments made by relevant parties in share reform and asset restructuring, particularly the recovery of 2015 performance compensation differences, the over-fulfillment of 2020 performance commitments by newly acquired subsidiaries Huaxinke and WORLD STYLE, and the ongoing efforts to relist the company's stock, which has been suspended since April 7, 2020 [Profit Distribution Status](index=33&type=section&id=I.%20Profit%20Distribution%20of%20Common%20Shares%20and%20Capital%20Reserve%20Conversion%20to%20Share%20Capital) Given the company's severe accumulated losses from prior years, despite achieving profitability in 2020, its cumulative undistributed profits remain negative, thus not meeting dividend conditions; consequently, the company proposes no profit distribution or capital reserve conversion to share capital for 2020 - The company has not distributed cash dividends, bonus shares, or converted capital reserves into share capital in the past three years (2018-2020)[115](index=115&type=chunk)[117](index=117&type=chunk)[119](index=119&type=chunk) [Fulfillment of Commitments](index=34&type=section&id=III.%20Fulfillment%20of%20Commitments) This section details the fulfillment status of various commitments made by company shareholders and transaction counterparties in significant events like share reform and asset restructuring, notably the completion of the 2015 performance compensation difference recovery due to prior accounting error corrections, partly advanced by the largest shareholder, and the over-fulfillment of the 2020 performance target by newly acquired Huaxinke and WORLD STYLE, which achieved **112.88 million yuan** in performance against a **90 million yuan** commitment - The 2015 performance compensation difference, resulting from accounting error corrections, has been fulfilled by the original committing parties and partly advanced by the largest shareholder, Shunyuan Investment[121](index=121&type=chunk)[148](index=148&type=chunk) 2020 Performance Commitment Fulfillment Status (Unit: 10k Yuan) | Committing Party | Forecasted Performance | Actual Performance | Fulfillment Status | | :--- | :--- | :--- | :--- | | Huaxinke and WORLD STYLE | 9,000 | 11,288.28 | Over-fulfilled | [Changes in Consolidation Scope](index=63&type=section&id=VIII.%20Explanation%20of%20Changes%20in%20Consolidation%20Scope%20Compared%20to%20Prior%20Year%27s%20Financial%20Report) In 2020, the company's consolidation scope underwent significant changes, adding 8 companies including Shenzhen Huaxinke, World Style, and their subsidiaries through acquisitions, reducing 2 companies like Shanghai Daikun Technology and INFOTM,INC. due to sales, and establishing 2 new subsidiaries - Eight new subsidiaries were added due to acquisitions, including Shenzhen Huaxinke Technology Co., Ltd. and World Style Technology Holdings Limited and their subsidiaries[155](index=155&type=chunk) - Two subsidiaries were removed due to sales: Shanghai Daikun Technology Development Co., Ltd. and INFOTM,INC.[155](index=155&type=chunk) [Explanation of Other Significant Matters](index=72&type=section&id=XIX.%20Explanation%20of%20Other%20Significant%20Matters) This section outlines other significant matters during the year, including the suspension of the company's stock trading since April 7, 2020, with ongoing efforts for relisting; completion of prior accounting error corrections and related performance compensation recovery; successful implementation of major asset purchases and sales; and disclosure of plans to issue shares in 2021 to acquire the remaining equity of the target companies - The company's stock was suspended from listing on April 7, 2020, due to continuous losses for three consecutive years from 2017-2019[191](index=191&type=chunk) - The company has completed a major asset restructuring, acquiring a 51% equity stake in Huaxinke and WORLD STYLE, and selling 100% equity in Daikun Technology[194](index=194&type=chunk) - The company plans to issue shares to acquire the remaining 49% equity in Huaxinke and WORLD STYLE, and raise supporting funds[195](index=195&type=chunk) [Share Changes and Shareholder Information](index=74&type=section&id=Item%206.%20Share%20Changes%20and%20Shareholder%20Information) This chapter discloses the company's share capital structure and shareholder information, noting no change in total share capital during the reporting period, but minor shifts between restricted and unrestricted shares due to judicial auctions and executive departures, with a dispersed equity structure, no controlling shareholder or actual controller, and Zhejiang Shunyuan Enterprise Management Co., Ltd. as the largest shareholder holding **15.19%** [Share Change Status](index=74&type=section&id=I.%20Share%20Change%20Status) During the reporting period, the company's total share capital of **816,627,360 shares** remained unchanged, while restricted shares decreased by **1,148,804 shares** due to judicial auctions and executive departures, with a corresponding increase in unrestricted shares Share Change Status | Share Type | Quantity Before Change | Quantity After Change | Reason for Change | | :--- | :--- | :--- | :--- | | Restricted Shares | 215,956,628 | 214,807,824 | Judicial Auction and Executive Departure Unlocking | | Unrestricted Shares | 600,670,732 | 601,819,536 | Corresponding Increase | | **Total Share Capital** | **816,627,360** | **816,627,360** | **No Change** | [Shareholder and Actual Controller Information](index=76&type=section&id=III.%20Shareholder%20and%20Actual%20Controller%20Information) As of the end of the reporting period, the company had **66,665 shareholders**, with a dispersed equity structure and no controlling shareholder or actual controller, and Zhejiang Shunyuan Enterprise Management Co., Ltd. as the largest shareholder holding **15.19%** - The company's equity structure is dispersed, with no controlling shareholder or actual controller[211](index=211&type=chunk)[213](index=213&type=chunk) Top Three Shareholders' Shareholding | Shareholder Name | Number of Shares Held | Shareholding Ratio | | :--- | :--- | :--- | | Shanghai Shunyuan Enterprise Investment Development Co., Ltd. | 124,022,984 | 15.19% | | Orient Securities Co., Ltd. | 69,000,000 | 8.45% | | Huarong Securities Co., Ltd. | 37,259,600 | 4.56% | [Directors, Supervisors, Senior Management, and Employees](index=82&type=section&id=Item%209.%20Directors%2C%20Supervisors%2C%20Senior%20Management%2C%20and%20Employees) This chapter outlines the composition, background, and compensation of the company's directors, supervisors, and senior management, noting stability in personnel during the reporting period, with no changes, and a total of **136 employees** at year-end, predominantly sales and technical staff [Changes in Shareholdings of Directors, Supervisors, and Senior Management](index=82&type=section&id=I.%20Changes%20in%20Shareholdings%20of%20Directors%2C%20Supervisors%2C%20and%20Senior%20Management) During the reporting period, none of the company's current directors, supervisors, or senior management held company shares, nor were there any changes in their shareholdings - At the beginning and end of the reporting period, all directors, supervisors, and senior management held **0 shares**[222](index=222&type=chunk) [Employee Information](index=86&type=section&id=V.%20Company%20Employee%20Information) As of the end of the reporting period, the company had **136 active employees**, with sales personnel being the largest group at **58**, followed by technical staff at **34**, and **58 employees** holding bachelor's degrees or higher, accounting for **42.6%** of the total Employee Professional Composition | Professional Composition | Number of People (Persons) | | :--- | :--- | | Sales Personnel | 58 | | Technical Personnel | 34 | | Financial Personnel | 17 | | Administrative Personnel | 27 | | **Total** | **136** | [Corporate Governance](index=88&type=section&id=Item%2010.%20Corporate%20Governance) This chapter describes the company's governance structure and internal controls, asserting compliance with relevant laws and regulations and independence from its largest shareholder in business, personnel, assets, organization, and finance, with both the board's self-assessment and the accounting firm's internal control audit report concluding that the company maintained effective internal controls over financial reporting in all material respects as of December 31, 2020, with no material weaknesses found [Basic Status of Corporate Governance](index=88&type=section&id=I.%20Basic%20Status%20of%20Corporate%20Governance) The company continuously improves its corporate governance structure in accordance with relevant laws and regulations to ensure orderly business operations, maintaining independence from its largest shareholder in personnel, assets, finance, organization, and business, with no horizontal competition - The actual status of the company's corporate governance does not materially differ from the normative documents on corporate governance issued by the China Securities Regulatory Commission[242](index=242&type=chunk) - The company maintains independence from its largest shareholder in business, personnel, assets, organization, and finance, possessing independent operating capabilities[244](index=244&type=chunk)[245](index=245&type=chunk) [Internal Control Status](index=91&type=section&id=IX.%20Internal%20Control%20Status) The company conducted a self-assessment of internal controls, and Tianjian Certified Public Accountants issued an internal control audit report, both concluding that as of year-end 2020, the company maintained effective internal controls over financial reporting in all material respects, with no material weaknesses found in financial or non-financial reporting - Both the internal control evaluation report and the internal control audit report found no material weaknesses in financial or non-financial reporting[254](index=254&type=chunk)[255](index=255&type=chunk) - The accounting firm issued a standard unqualified audit opinion on the company's internal controls over financial reporting[255](index=255&type=chunk) [Financial Report](index=94&type=section&id=Item%2012.%20Financial%20Report) This chapter includes the audit report issued by Tianjian Certified Public Accountants and the company's 2020 consolidated and parent company financial statements, with the audit report providing a standard unqualified opinion but highlighting four key audit matters: revenue recognition, impairment of accounts receivable, impairment of goodwill, and recognition of provisions, reflecting the auditor's focus on these high-risk areas [Audit Report](index=94&type=section&id=I.%20Audit%20Report) Tianjian Certified Public Accountants issued a standard unqualified audit opinion on the company's 2020 financial statements, emphasizing four Key Audit Matters (KAMs): revenue recognition, impairment of accounts receivable, impairment of goodwill, and recognition of provisions, which were the most significant areas during the audit - Tianjian Certified Public Accountants issued a standard unqualified audit opinion[259](index=259&type=chunk)[260](index=260&type=chunk) - Key Audit Matters include: - **Revenue Recognition**: Due to operating revenue being a key performance indicator, there is an inherent risk of improper recognition by management - **Impairment of Accounts Receivable**: Accounts receivable are material in amount, and impairment provision involves significant management judgment - **Impairment of Goodwill**: Goodwill is material in amount, and impairment testing involves significant management judgment - **Recognition of Provisions**: Pending litigation involves material amounts, and judgment regarding outcomes and impacts involves significant management judgment[262](index=262&type=chunk) [Reference Documents Catalog](index=187&type=section&id=Item%2013.%20Reference%20Documents%20Catalog) This chapter lists documents available for reference, including signed financial statements, original audit reports, and all publicly disclosed documents and announcements from the reporting period - This chapter lists documents available for reference, including signed financial statements, original audit reports, and original copies of all publicly disclosed documents and announcements from the reporting period[628](index=628&type=chunk)

2020 年 10 月 盈方微电子股份有限公司 2020 年第三季度报告全文 第一节 重要提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真 实、准确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连 带的法律责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人张韵、主管会计工作负责人李明及会计机构负责人(会计主管人 员)李明声明：保证季度报告中财务报表的真实、准确、完整。 盈方微电子股份有限公司 2020 年第三季度报告 1 盈方微电子股份有限公司 2020 年第三季度报告全文 第二节 公司基本情况 一、主要会计数据和财务指标 公司是否需追溯调整或重述以前年度会计数据 √ 是 □ 否 追溯调整或重述原因 会计差错更正 | | 本报告期末 | | | 上年度末 | | | 本报告期末比上年度 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | | | | | | | 末增减 | | | | | | 调整前 | | 调整后 | | 调整后 | | | 总资产（元） | 2,913,864,476 ...

盈方微电子股份有限公司 2020 年半年度报告 2020 年 08 月 盈方微电子股份有限公司 2020 年半年度报告全文 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实、准确、 完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人张韵、主管会计工作负责人李明及会计机构负责人(会计主管人员)李明声明： 保证本半年度报告中财务报告的真实、准确、完整。 除下列董事外，其他董事亲自出席了审议本次半年报的董事会会议 | 未亲自出席董事姓名 | 未亲自出席董事职务 | 未亲自出席会议原因 | 被委托人姓名 | | --- | --- | --- | --- | | 李峰 | 董事 | 工作原因 | 王金华 | 本半年度报告涉及未来计划等前瞻性陈述，不构成公司对投资者的实质承诺，请投资者 注意投资风险。 《 中 国 证 券 报 》、《 上 海 证 券 报 》、《 证 券 时 报 》、《 证 券 日 报 》 和 巨 潮 资 讯 网 （www.cninfo.com.cn）为本公司的指定信息披露媒体，本公司所发布的信息均以上述媒体及 深圳证券交 ...

Financial Performance - The company's operating revenue for Q1 2020 was 0.00 yuan, a decrease of 100.00% compared to 759,434.65 yuan in the same period last year[7]. - The net profit attributable to shareholders was -1,025,160.79 yuan, representing a 95.60% improvement from -23,297,933.52 yuan year-on-year[7]. - The net cash flow from operating activities was -4,846,934.61 yuan, showing a 75.04% reduction compared to -19,415,851.70 yuan in the previous year[7]. - The basic earnings per share were -0.0013 yuan, an improvement of 95.44% from -0.0285 yuan in the same period last year[7]. - The net profit for the current period is -1.1052 million yuan, an increase of 22.52 million yuan or 95.32% compared to the same period last year, mainly due to cost control and recovery of receivables[14]. - Net loss for the first quarter was -1,105,240.14, compared to a net loss of -23,625,272.68 in the same period last year, showing an improvement[38]. - The total comprehensive income for Q1 2020 was -2,484,825.52, compared to -649,839.02 in the previous year[42]. Assets and Liabilities - Total assets at the end of the reporting period were 52,566,112.32 yuan, down 9.62% from 58,161,668.17 yuan at the end of the previous year[7]. - The company's total assets decreased from ¥58,161,668.17 to ¥52,566,112.32, reflecting a decline of about 9.7%[29]. - Total current assets decreased from ¥22,567,259.48 to ¥16,649,598.57, a reduction of approximately 26.2%[28]. - Total liabilities decreased from ¥89,880,590.69 to ¥86,599,651.12, a reduction of approximately 3.6%[30]. - The total liabilities as of March 31, 2020, were 37,454,922.25, compared to 28,294,415.55 at the end of the previous year, indicating an increase[34]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 66,667[10]. - The largest shareholder, Shanghai Shunyuan Enterprise Investment Development Co., Ltd., held 14.70% of the shares, totaling 120,022,984 shares[10]. - The company reported a net profit attributable to shareholders of the parent company for 2015 that did not meet the forecast, resulting in a compensation difference of ¥22,904,018.08[18]. - The company has communicated with shareholders regarding the performance commitments and has proposed measures to ensure compliance[18]. Cash Flow and Expenses - The ending balance of cash and cash equivalents is 4.1635 million yuan, a decrease of 481.30 thousand yuan or 53.62% compared to the end of the previous year, primarily due to a significant decline in revenue caused by the pandemic[14]. - The company's cash and cash equivalents decreased from ¥8,976,493.99 on December 31, 2019, to ¥4,163,533.47 on March 31, 2020, representing a decline of approximately 53.7%[28]. - The company incurred management expenses of 2,456,557.79, significantly higher than 647,435.17 in the previous year[40]. - The company's management expenses for the current period are 5.3096 million yuan, a decrease of 1.05938 million yuan or 66.61% compared to the same period last year, primarily due to cost control measures[14]. Credit and Impairment - The company reported a significant increase in credit impairment losses for the current period, amounting to 4.1789 million yuan, an increase of 395.67 thousand yuan or 1,780.72% compared to the same period last year[14]. - The company reported a credit impairment loss of 4,178,911.33 for the first quarter, compared to 222,197.11 in the previous year[37]. - The company experienced a credit impairment loss of -27,811.87, compared to -9.00 in the same period last year[40]. Regulatory and Compliance - The company’s stock was suspended from trading on April 7, 2020, due to consecutive negative net profits for three fiscal years (2017, 2018, 2019) as per the Shenzhen Stock Exchange regulations[15]. - The company corrected prior accounting errors as of April 27, 2020, following the approval of the board and supervisory committee, with relevant reports issued by the auditing firm[16]. - The company has not undergone an audit for the first quarter report, which may affect the reliability of the financial data presented[54]. - The company is implementing new revenue and leasing standards starting in 2020, which may impact future financial reporting[54]. Investor Relations - The company engaged in 42 interactions through its investor relations platform during the reporting period[22]. - There were no securities investments, entrusted wealth management, or derivative investments during the reporting period[19][20][21].

盈方微电子股份有限公司 2019 年年度报告全文 盈方微电子股份有限公司 2019 年年度报告 2020 年 04 月 1 盈方微电子股份有限公司 2019 年年度报告全文 第一节重要提示、目录和释义 重要提示： 公司已根据中国证券监督管理委员会《行政处罚决定书》（[2019]114 号）的要求，并根 据相关法律法规的规定对前期会计差错进行了更正。 公司董事会、监事会及董事、监事、高级管理人员保证公司 2019 年年度报告内容真实、 准确、完整，不存在任何虚假记载、误导性陈述或者重大遗漏。 公司负责人张韵、主管会计工作负责人李明及会计机构负责人(会计主管人员)李明声明： 保证年度报告中财务报告的真实、准确、完整。 所有董事均已出席了审议本报告的董事会会议。 亚太（集团）会计师事务所 （特殊普通合伙）为本公司出具了带强调事项段保留意见的 《审计报告》（亚会 A 审字[2020]0152 号），公司董事会、监事会、独立董事对相关事项已有 详细说明，请投资者注意阅读。 亚太（集团）会计师事务所 （特殊普通合伙）对本公司 2019 年度内部控制进行审计， 并出具了否定意见的《内部控制审计报告》（亚会 A 专审字[20 ...

盈方微电子股份有限公司 2019 年年度报告全文 盈方微电子股份有限公司 2019 年年度报告 2020 年 03 月 1 盈方微电子股份有限公司 2019 年年度报告全文 第一节重要提示、目录和释义 重要提示：根据中国证券监督管理委员会《行政处罚决定书》（[2019]114 号）的要求， 公司需对前期会计差错进行更正。本次会计差错更正后，公司将对《2019 年年度报告》中应 收账款等相关会计科目期初数进行调整，该调整不会对公司 2019 年度的盈亏性质产生影响。 根据中国证券监督管理委员会《行政处罚决定书》（[2019]114 号）的要求，公司需对前 期会计差错进行更正。本次会计差错更正后，公司将对《2019 年年度报告》中应收账款等相 关会计科目期初数进行调整。除前述相关科目存在调整的可能之外，公司董事会、监事会及 董事、监事、高级管理人员保证公司 2019 年年度报告内容真实、准确、完整，不存在任何虚 假记载、误导性陈述或者重大遗漏。 公司负责人张韵、主管会计工作负责人李明及会计机构负责人(会计主管人员)李明声明： 保证年度报告中财务报告的真实、准确、完整。 所有董事均已出席了审议本报告的董事会会议。 ...

[Important Notice](index=2&type=section&id=Section%201.%20Important%20Notice) The company's board and management affirm the accuracy and completeness of the quarterly report, with one director absent from the review meeting [Board Meeting and Statement](index=2&type=section&id=Board%20Meeting%20and%20Statement) The company's board and management affirm the quarterly report's accuracy and completeness, with one director absent and key executives guaranteeing financial statement authenticity - Director Zhu Peng was absent from the board meeting reviewing this quarterly report as the company did not receive his vote[3](index=3&type=chunk)[4](index=4&type=chunk) - Company management, including **Person in Charge Fang Xusheng** and **Chief Accountant Zhang Xuefang**, declared the financial statements in the quarterly report to be true, accurate, and complete[4](index=4&type=chunk) [Company Overview](index=3&type=section&id=Section%202.%20Company%20Overview) This section provides an overview of the company's key financial performance and shareholder structure as of the reporting period [Key Accounting Data and Financial Indicators](index=3&type=section&id=I.%20Key%20Accounting%20Data%20and%20Financial%20Indicators) As of Q3 2019, the company's financial position declined significantly, with total assets and net assets down over 21%, and year-to-date revenue sharply reduced by 96.09%, while net loss narrowed Key Financial Indicators | Indicator | As of Period End / Year-to-Date | Change from Prior Year-End / Prior Period | | :--- | :--- | :--- | | Total Assets (CNY) | 198,787,806.61 | -21.42% | | Net Assets Attributable to Shareholders (CNY) | 149,639,887.05 | -24.27% | | Operating Revenue (CNY) | 4,044,711.26 | -96.09% | | Net Profit Attributable to Shareholders (CNY) | -49,332,577.17 | 14.25% | | Net Cash Flow from Operating Activities (CNY) | -27,587,482.99 | 116.04% (Increased Outflow) | | Basic Earnings Per Share (CNY/share) | -0.0604 | 14.20% | - The company's year-to-date non-recurring gains and losses totaled **CNY 359,335.17**, primarily from gains/losses on disposal of non-current assets[8](index=8&type=chunk) [Shareholder Information](index=4&type=section&id=II.%20Total%20Shareholders%20and%20Top%20Ten%20Shareholders%20at%20Period%20End) As of the reporting period, the company had 78,683 common shareholders; the largest shareholder's 11.96% stake was largely pledged/frozen, leading to a control change - As of the reporting period end, the company had **78,683** common shareholders[11](index=11&type=chunk) Top Ten Shareholders | Shareholder Name | Shareholding Percentage | Number of Shares Held | Pledge or Freeze Status | | :--- | :--- | :--- | :--- | | Shanghai Yingfangwei Electronics Technology Co., Ltd. | 11.96% | 97,655,400 | Pledged 97,405,000; Frozen 97,655,400 | | Orient Securities Co., Ltd. | 8.45% | 69,000,000 | - | | Huarong Securities Co., Ltd. | 4.56% | 37,259,600 | - | - As of the report disclosure date, **87,405,000 shares** held by the former largest shareholder, Yingfangwei Electronics, have been transferred to Shun Yuan Investment, making Shun Yuan Investment the company's largest shareholder[12](index=12&type=chunk)[19](index=19&type=chunk) [Significant Matters](index=6&type=section&id=Section%203.%20Significant%20Matters) This section details significant events impacting the company, including financial data changes, ongoing investigations, and changes in control [Changes and Reasons for Key Financial Data and Indicators in the Reporting Period](index=6&type=section&id=I.%20Changes%20and%20Reasons%20for%20Key%20Financial%20Data%20and%20Indicators%20in%20the%20Reporting%20Period) Core financial data drastically changed due to a significant decline in operating revenue, impacting monetary funds and costs, while management expenses rose and R&D investment fell - Operating revenue for the current period was **CNY 4.04 million**, a year-on-year decrease of **96.09%**, primarily due to a substantial decline in revenue scale[16](index=16&type=chunk) - Management expenses for the current period were **CNY 38.51 million**, a year-on-year increase of **48.08%**, mainly due to data center depreciation and operation expenses being recognized as management expenses[16](index=16&type=chunk) - Research and development expenses for the current period were **CNY 8.47 million**, a year-on-year decrease of **54.08%**, primarily due to reduced R&D investment[16](index=16&type=chunk) - Net cash flow from operating activities was **-CNY 27.59 million**, a year-on-year decrease (increased outflow) of **116.04%**, mainly due to reduced cash received from sales of goods and provision of services[16](index=16&type=chunk) [Progress, Impact, and Solutions for Significant Matters](index=6&type=section&id=II.%20Progress%2C%20Impact%2C%20and%20Solutions%20for%20Significant%20Matters) The company faces significant uncertainties, including an ongoing CSRC investigation with a preliminary penalty notice, and a change in control due to judicial auction of shares - The company has been under investigation by the China Securities Regulatory Commission since October 2016 and received a **Preliminary Administrative Penalty and Market Prohibition Notice** in May 2019, with no final decision issued as of the report disclosure date[17](index=17&type=chunk)[18](index=18&type=chunk) - Due to judicial auction, **87,405,000 shares** of the company held by the former controlling shareholder, Yingfangwei Electronics, have been transferred to Shun Yuan Investment, resulting in a change of the company's controlling shareholder and actual controller, making Shun Yuan Investment the largest shareholder[19](index=19&type=chunk) - Portions of shares held by the former controlling shareholder and former actual controller face further judicial auction[20](index=20&type=chunk) [Other Significant Matters](index=7&type=section&id=Other%20Significant%20Matters) During the reporting period, the company had no overdue unfulfilled commitments, problematic investments, illegal guarantees, or controlling shareholder fund occupation, nor any investor relations activities - During the reporting period, the company had no overdue unfulfilled commitments, securities investments, wealth management, derivative investments, illegal external guarantees, or non-operating fund occupation by the controlling shareholder[22](index=22&type=chunk)[23](index=23&type=chunk)[25](index=25&type=chunk)[26](index=26&type=chunk)[28](index=28&type=chunk)[29](index=29&type=chunk) - The company did not conduct any investor relations activities such as surveys, communications, or interviews during the reporting period[27](index=27&type=chunk) [Financial Statements](index=9&type=section&id=Section%204.%20Financial%20Statements) This section presents the company's unaudited consolidated and parent company financial statements, including the balance sheet, income statement, and cash flow statement [Key Financial Statements](index=9&type=section&id=I.%20Financial%20Statements) This section presents the company's unaudited consolidated and parent company financial statements, showing total assets of approximately CNY 199 million, total liabilities of CNY 50 million, a net loss of CNY 49.89 million, and net cash outflow from operating activities of CNY 27.59 million as of September 30, 2019 Consolidated Balance Sheet Key Items (2019-09-30) | Item | Amount (CNY) | | :--- | :--- | | Total Assets | 198,787,806.61 | | Total Liabilities | 50,020,285.32 | | Total Equity Attributable to Parent Company Owners | 149,639,887.05 | Consolidated Income Statement Key Items (Year-to-Date) | Item | Amount (CNY) | | :--- | :--- | | Total Operating Revenue | 4,044,711.26 | | Total Operating Costs | 52,164,329.49 | | Net Profit | -49,893,088.70 | | Net Profit Attributable to Parent Company Owners | -49,332,577.17 | Consolidated Cash Flow Statement Key Items (Year-to-Date) | Item | Amount (CNY) | | :--- | :--- | | Net Cash Flow from Operating Activities | -27,587,482.99 | | Net Cash Flow from Investing Activities | 3,047,490.83 | | Net Increase in Cash and Cash Equivalents | -24,076,540.75 | [Notes on Financial Statement Adjustments](index=28&type=section&id=II.%20Notes%20on%20Financial%20Statement%20Adjustments) Effective January 1, 2019, the company adopted new financial instrument standards, reclassifying external equity investments to "Other Equity Instruments Investment," an adjustment that only reclassifies items and does not impact total assets or equity - The company began implementing new financial accounting standards on **January 1, 2019**[70](index=70&type=chunk) - According to the new standards, **CNY 21.20 million** of external equity investments previously under "Available-for-sale Financial Assets" were reclassified to "Other Equity Instruments Investment"[68](index=68&type=chunk)[70](index=70&type=chunk) [Audit Report](index=34&type=section&id=III.%20Audit%20Report) The company's 2019 third-quarter report is unaudited - The company's third-quarter report is unaudited[76](index=76&type=chunk)

盈方微电子股份有限公司 2019 年半年度报告全文 盈方微电子股份有限公司 2019 年半年度报告 2019 年 08 月 1 盈方微电子股份有限公司 2019 年半年度报告全文 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实、准确、 完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人方旭升、主管会计工作负责人张雪芳及会计机构负责人(会计主管人员)张雪 芳声明：保证本半年度报告中财务报告的真实、准确、完整。 所有董事均已出席了审议本报告的董事会会议。 本半年度报告涉及未来计划等前瞻性陈述，不构成公司对投资者的实质承诺，请投资者 注意投资风险。 《 中 国 证 券 报 》、《 上 海 证 券 报 》、《 证 券 时 报 》、《 证 券 日 报 》 和 巨 潮 资 讯 网 （www.cninfo.com.cn）为本公司的指定信息披露媒体，本公司所发布的信息均以上述媒体刊 登的信息为准，敬请投资者注意投资风险。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 2 | 第一节 重要提示、目录和释义 2 | | --- | | ...