东北证券股份有限公司 2024 年面向专业投资者 公开发行公司债券（第四期） 在深圳证券交易所上市的公告 东北证券股份有限公司 年 月 日 根据深圳证券交易所债券上市的有关规定，东北证券股份有限公司 2024 年 面向专业投资者公开发行公司债券（第四期）符合深圳证券交易所债券上市条件， 将于 2024 年 11 月 1 日起在深圳证券交易所上市，面向专业投资者中的机构投资 者交易，交易方式包括匹配成交、点击成交、询价成交、竞买成交和协商成交。 债券相关要素如下： （本页无正文，为《东北证券股份有限公司 2024 年面向专业投资者公开发 （以下无正文） 行公司债券（第四期）在深圳证券交易所上市的公告》之签章页） | 债券名称 | 东北证券股份有限公司 | | | 2024 | | | 年面向专业投资者公开发行公司 | | --- | --- | --- | --- | --- | --- | --- | --- | | | 债券（第四期） | | | | | | | | 债券简称 | 东北 24 04 | | | | | | | | 债券代码 | 148966 | | | | | | | | 信用评级 | 主体 ...

Summary of the Conference Call Industry or Company Involved - The conference call pertains to the **Jilin Province listed companies** and their efforts to enhance investor confidence and communication through an online collective reception day event in 2025 [1][10]. Core Points and Arguments - The event is organized by the **Jilin Securities Association** in collaboration with **Shenzhen Panorama Network Co., Ltd.**, aimed at improving the intellectual level of listed companies in the Jilin region and establishing a good communication mechanism between companies and investors [1][10]. - High-level executives from various listed companies, including chairpersons, general managers, financial directors, and board secretaries, participated in the online interaction with investors, addressing concerns regarding the **2024 annual reports**, risk prevention, investor protection, and sustainable development [1][10]. - The event utilized internet virtual space for face-to-face communication, allowing investors to gain a comprehensive understanding of the participating companies [3][10]. - A total of **872 questions** were answered by company representatives during the event, indicating a strong interaction between listed companies and investors [10]. Other Important but Possibly Overlooked Content - The event emphasized the importance of maintaining open channels for communication between listed companies and investors, encouraging ongoing dialogue even after the event concludes [10]. - The initiative reflects a broader trend in the industry towards enhancing transparency and responsiveness to investor inquiries, which is crucial for building trust and confidence in the market [1][10].

Summary of the Conference Call Industry or Company Involved - The conference call pertains to the **Jilin Province listed companies** and their efforts to enhance investor confidence and communication through an online event organized by the **Jilin Securities Association** and **Shenzhen Panorama Network Co., Ltd** [1][10]. Core Points and Arguments - The event titled **"Promoting High-Quality Development to Boost Investor Confidence 2025"** aims to improve the intellectual level of listed companies in Jilin and establish a good communication mechanism between companies and investors [1]. - High-level executives from various listed companies, including chairpersons, general managers, financial directors, and board secretaries, participated in the online interaction with investors, addressing concerns regarding the **2024 annual reports**, risk prevention, investor protection, and sustainable development [1][10]. - The event facilitated a total of **872 questions** answered by company representatives, showcasing effective interaction between listed companies and investors [10]. Other Important but Possibly Overlooked Content - The online format of the event allows for a more comprehensive understanding of the participating companies by investors, leveraging the advantages of internet-based face-to-face communication [3]. - Continuous communication channels will remain open post-event, allowing investors to raise further inquiries through the Panorama Network's platform [10]. - The list of participating companies includes notable names such as **Jilin Communication, Jilin Aodong, Jilin High-Speed, and others**, indicating a diverse representation from the Jilin province [2].

Summary of the Conference Call Industry or Company Involved - The conference call pertains to the **Jilin Province listed companies** and their efforts to enhance investor confidence and communication through an online collective reception day event in 2025 [1][10]. Core Points and Arguments - The event is organized by the **Jilin Securities Industry Association** in collaboration with **Shenzhen Panorama Network Co., Ltd.**, aimed at improving the intellectual level of listed companies in the Jilin region and establishing a good communication mechanism between companies and investors [1][10]. - High-level executives from various listed companies, including chairpersons, general managers, financial directors, and board secretaries, participated in the online interaction with investors, addressing concerns regarding the **2024 annual reports**, risk prevention, investor protection, and sustainable development [1][10]. - The event utilized internet virtual space for face-to-face communication, allowing investors to gain a comprehensive understanding of the participating companies [3][10]. - A total of **872 questions** were answered by company representatives during the event, indicating a strong interaction between listed companies and investors [10]. Other Important but Possibly Overlooked Content - The event emphasized the importance of maintaining open channels for communication between listed companies and investors, encouraging ongoing dialogue beyond the event [10]. - The initiative reflects a broader trend in the industry towards enhancing transparency and responsiveness to investor inquiries, which is crucial for building trust and confidence in the market [1][10].

Summary of the Conference Call Industry or Company Involved - The conference call pertains to the **Jilin Province listed companies** and their efforts to enhance investor confidence and communication through an online collective reception day event in 2025 [1][10]. Core Points and Arguments - The event is organized by the **Jilin Securities Industry Association** in collaboration with **Shenzhen Panorama Network Co., Ltd.**, aimed at improving the intellectual level of listed companies in the Jilin region and establishing a good communication mechanism between companies and investors [1][10]. - High-level executives from various listed companies, including chairpersons, general managers, financial directors, and board secretaries, participated in the online interaction with investors, addressing concerns regarding the **2024 annual reports**, risk prevention, investor protection, and sustainable development [1][10]. - The event facilitated a total of **872 questions** answered by company representatives, showcasing effective interaction between listed companies and investors [10]. Other Important but Possibly Overlooked Content - The event utilized multiple channels for real-time reporting, including video live streaming, text reporting, and on-site images, to ensure comprehensive coverage and engagement [1]. - The ongoing communication channels will remain open for investors to continue raising their concerns through the **Panorama Network** platform, indicating a commitment from Jilin listed companies to address investor information needs promptly [10].

Summary of the Conference Call Industry or Company Involved - The conference call pertains to the **Jilin Province listed companies** and their efforts to enhance investor confidence through an online collective reception day event in 2025 [1][10]. Core Points and Arguments - The event is organized by the **Jilin Securities Industry Association** in collaboration with **Shenzhen Panorama Network Co., Ltd.**, aimed at improving the intellectual level of listed companies in Jilin and establishing a good communication mechanism between companies and investors [1][10]. - High-level executives from various listed companies, including chairpersons, general managers, financial directors, and board secretaries, participated in the online interaction with investors, addressing concerns regarding the **2024 annual reports**, risk prevention, investor protection, and sustainable development [1][10]. - The event utilized internet virtual space for face-to-face communication, allowing investors to gain a comprehensive understanding of the participating companies [3][10]. - A total of **872 questions** were answered by company representatives during the event, indicating a strong interaction between listed companies and investors [10]. Other Important but Possibly Overlooked Content - The event emphasizes the importance of maintaining open channels for communication between listed companies and investors, suggesting that the interaction will continue beyond the event through platforms like **Panorama Network** [10]. - The initiative reflects a broader trend in the industry towards enhancing transparency and responsiveness to investor inquiries, which is crucial for building trust and confidence in the market [1][10].

各位嘉宾各位投资者各位网友大家下午好 推动高质量发展提振投资者信心2025年吉林辖区上市公司投资者网上集体接待日活动热情欢迎您的参与本次活动是由吉林省证券业协会主办深圳市全景网络有限公司协办感谢您的关注全景网全景路演将对本次活动进行全程关注利用视频直播文字报道现场图片等多渠道对活动进行现场实时报道 为切实提高吉林辖区上市公司智力水平建立公司和投资者良好沟通机制便于投资者全面深入了解辖区上市公司发展情况和经营成果由吉林省证券业协会联合深圳市全景网络有限公司共同举办的推动高质量发展提振投资者信心2025年吉林辖区上市公司投资者网上集体接待日活动 活动组织辖区各上市公司董事长总经理财务总监董事会秘书等高管人员利用投资者关系互动平台与广大投资者进行集中在线交流在本次活动中吉林辖区上市公司高管人员将通过网络在线交流形式就2024年年报防控风险投资者保护可持续发展等各位所关心的问题 通过互动平台和投资者进行一对多形式的沟通和交流下面请允许我向大家介绍出席今日活动的吉林辖区的49家上市公司他们是奥莱德奥普光电百克生物长白山长春高新长春燃气长春伊东迪瑞医疗东北证券富澳股份浩辰医疗华为电子 吉大通信 吉大证源 吉电股份吉林敖东 ...

股票代码：000686 股票简称：东北证券 公告编号：2024-034 东北证券股份有限公司 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚 假记载、误导性陈述或者重大遗漏。 一、召开会议的基本情况 1.会议届次：公司 2024 年第一次临时股东大会 2.会议召集人：公司董事会。公司第十一届董事会 2024 年第五次临时会议 审议通过了关于提议召开本次股东大会的议案。 3.会议召开的合法、合规性：本次会议召开符合法律法规、深交所业务规 则和《公司章程》的规定。 4.会议召开的日期、时间： （1）现场会议时间：2024 年 11 月 1 日（星期五）14:30 时。 （2）网络投票时间：通过深圳证券交易所交易系统投票的时间为 2024 年 11 月 1 日（星期五）上午 9:15-9:25，9:30-11:30，下午 13:00-15:00；通过深圳 证券交易所互联网投票系统（http://wltp.cninfo.com.cn）进行投票的时间为 2024 年 11 月 1 日（星期五）9:15-15:00 期间的任意时间。 5.会议召开方式：本次股东大会采取现场表决与网络投票相结合的方式召开。 ...

Financial Performance - Total operating revenue for the third quarter reached ¥1,936,033,647.16, an increase of 49.76% compared to the same period last year[3] - Net profit attributable to shareholders was ¥341,486,991.71, reflecting a significant increase of 1059.65% year-on-year[3] - Net profit attributable to shareholders after deducting non-recurring gains and losses was ¥330,958,160.10, up 1103.28% from the previous year[3] - The net cash flow from operating activities amounted to ¥6,109,444,710.48, representing a 183.57% increase compared to the same period last year[3] - Total operating revenue for the current period is RMB 4,542,594,841.82, a decrease of 6.4% from RMB 4,854,615,643.40 in the previous period[25] - Net profit for the current period is RMB 522,053,003.23, down 12.8% from RMB 598,766,883.42 in the previous period[26] - Earnings per share (basic) for the current period is RMB 0.20, compared to RMB 0.25 in the previous period[27] - The company reported a decrease in net income from brokerage business fees, which fell to RMB 603,260,522.47 from RMB 723,459,239.39[25] - Investment income for the current period is RMB 1,126,511,495.72, slightly down from RMB 1,156,807,580.98 in the previous period[26] - The company experienced a decrease in total operating expenses, which were RMB 3,918,008,432.33, down from RMB 4,125,821,725.78 in the previous period[26] - The company reported a significant increase in other income, which rose to RMB 32,686,286.10 from RMB 21,873,593.71 in the previous period[26] Assets and Liabilities - Total assets at the end of the reporting period were ¥84,859,107,388.33, an increase of 1.83% from the end of the previous year[4] - Total liabilities at the end of the period amount to RMB 65,678,769,837.36, an increase from RMB 64,435,192,980.93 at the beginning of the period[24] - Total equity at the end of the period is RMB 19,180,337,550.97, up from RMB 18,899,163,560.62 at the beginning of the period[24] - The company's total assets as of September 30, 2024, were approximately 84.86 billion RMB, compared to 83.33 billion RMB at the beginning of the period[23] Shareholder Information - Jilin Yatai Group holds 30.81% of shares, totaling 721,168,744 shares[10] - Jilin Trust holds 11.80% of shares, totaling 276,073,582 shares[10] - The top 10 shareholders collectively hold significant stakes, with the largest being Jilin Yatai Group and Jilin Trust, accounting for 42.61% of total shares[11] - The total number of shares held by shareholders with over 5% ownership remains unchanged compared to the previous period[12] - The company has not engaged in any repurchase transactions among the top 10 shareholders during the reporting period[12] - The company has not issued any preferred shares, indicating no preferred shareholders[13] - The company has made no changes in the top 10 shareholders due to margin lending or repayment reasons[12] Cash Flow - The net cash flow from operating activities for the current period is ¥8,127,761,566.16, compared to a negative cash flow of ¥3,082,448,536.72 in the previous period, indicating a significant recovery[28] - Total cash inflow from investment activities is ¥5,759,288,681.04, up from ¥4,818,944,884.12 in the previous period, while cash outflow for investment activities increased to ¥6,413,254,795.84 from ¥4,719,104,072.49[28] - The net cash flow from financing activities is negative at -¥4,116,249,436.42, compared to -¥1,453,096,772.00 in the previous period, reflecting increased debt repayment[29] - The total cash and cash equivalents at the end of the period is ¥25,264,040,305.97, an increase from ¥19,920,441,907.61 at the end of the previous period[29] - Cash inflow from sales of goods and services received is ¥10,576,853,721.87, slightly down from ¥11,047,018,021.00 in the previous period[28] - The company reported a significant increase in cash received from other operating activities, totaling ¥3,292,506,247.07, compared to ¥1,206,148,567.21 in the previous period[28] - Interest and commission cash received decreased to ¥2,693,403,763.04 from ¥3,170,769,694.27 in the previous period[28] - The company’s cash outflow for employee payments increased to ¥1,305,781,714.92 from ¥1,208,777,348.01 in the previous period[28] - The cash flow from financing activities includes cash received from bond issuance amounting to ¥7,340,000,000.00, down from ¥11,927,490,000.00 in the previous period[29] - The company experienced a cash inflow from the recovery of investments totaling ¥5,755,285,603.18, compared to ¥4,769,076,576.95 in the previous period[28] Business Operations - The company has completed the relocation of 9 business outlets during the reporting period[13] - The company’s business expansion includes the relocation of its offices to enhance operational efficiency[14] - The company reported a significant increase in derivative financial assets, which rose by 437.69% to ¥328,174,296.00 due to the addition of credit risk mitigation tools[7] - The company experienced a 32.70% increase in margin deposits, totaling ¥6,329,725,158.02, attributed to an increase in performance guarantees[7] Corporate Bonds - The company completed the issuance of corporate bonds (Phase II) on July 12, 2024, with a scale of 430 million RMB and an interest rate of 2.23%[15] - The company completed the issuance of corporate bonds (Phase III) on August 9, 2024, with a scale of 800 million RMB and an interest rate of 2.05%[15] - The company completed the issuance of corporate bonds (Phase IV) on October 24, 2024, with a scale of 480 million RMB and an interest rate of 2.44%[20]

股票代码：000686 股票简称：东北证券 公告编号：2024-032 东北证券股份有限公司 6.本次会议符合法律法规和《公司章程》的规定。 二、董事会会议审议情况 本次会议以记名投票表决的方式审议并通过了以下议案： 第十一届董事会 2024 年第六次临时会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 1.公司于 2024 年 10 月 25 日通过邮件方式向全体董事发出《关于召开东北 证券股份有限公司第十一届董事会 2024 年第六次临时会议的通知》。 2.公司第十一届董事会 2024 年第六次临时会议于 2024 年 10 月 28 日以通 讯表决的方式召开。 3.会议应出席董事 13 人，实际出席并参加表决的董事 13 人。 4.会议召集人和主持人：公司董事长李福春先生。 5.会议列席人员：公司 8 名监事、10 名高管人员列席本次会议。 （一）审议通过了《公司 2024 年第三季度报告》 表决结果：13 票同意，0 票反对，0 票弃权，审议通过本议案。 《公司 2024 年第三季度报告》已经公司第十一届董事会审计委 ...