股票代码：000686 股票简称：东北证券 公告编号：2025-064 东北证券股份有限公司 2025 年第三次临时股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 2.本次股东大会不涉及变更以往股东大会已通过的决议。 一、会议召开和出席情况 1.会议召开时间： （1）现场会议召开时间：2025 年 11 月 28 日（星期五）14:30 时。 （2）网络投票时间：通过深圳证券交易所交易系统投票的时间为 2025 年 11 月 28 日（星期五）上午 9:15-9:25，9:30-11:30，下午 13:00-15:00；通过 深圳证券交易所互联网投票系统（http://wltp.cninfo.com.cn）进行投票的时 间为 2025 年 11 月 28 日（星期五）9:15-15:00 期间的任意时间。 2.现场会议召开地点：吉林省长春市生态大街 6666 号东北证券股份有限公 司 1118 会议室。 3.会议召开方式：本次股东大会采取现场表决与网络投票相结合的方式召开。 1.本次股东大会无否决或修改议案的情况。 4.会议召集人 ...

股票代码：000686 股票简称：东北证券 公告编号：2025-066 东北证券股份有限公司 第十一届董事会 2025 年第八次临时会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 1.东北证券股份有限公司（以下简称"公司"）第十一届董事会 2025 年第 八次临时会议于 2025 年 11 月 28 日以现场和视频会议结合的方式召开，会议召 开地点为吉林省长春市生态大街 6666 号东北证券股份有限公司 1118 会议室。 2.公司全体董事一致同意豁免本次会议提前通知的义务，同意于 2025 年 11 月 28 日召开本次会议。 3.会议应出席董事 13 人，实际出席并参加表决的董事 13 人。其中，现场参 会董事 8 人，视频参会董事 3 人，授权委托参会董事 2 人，其中：董事陈铁志先 生、曲国辉先生和独立董事李东方先生以视频方式参会，副董事长何俊岩先生因 公务原因书面委托董事长李福春先生代为出席并代为行使表决权，董事邢中成先 生因公务原因书面委托董事刘继新先生代为出席并代为行使表决权。 4.会议召集人和主持人：公司董 ...

北京德恒律师事务所 关于东北证券股份有限公司 2025 年第三次临时股东大会的 法律意见 北京市西城区金融街 19 号富凯大厦 B 座 12 层 电话:010-52682888 传真:010-52682999 邮编:100033 北京德恒律师事务所 关于东北证券股份有限公司 2025 年第三次临时股东大会的法律意见 北京德恒律师事务所 关于东北证券股份有限公司 2025 年第三次临时股东大会的 法律意见 德恒 DHLBJSEC000361-66 号 致：东北证券股份有限公司 北京德恒律师事务所（以下简称"本所"）受东北证券股份有限公司（以 下简称"公司"）委托，指派本所律师出席公司 2025 年第三次临时股东大会（以 下简称"本次股东大会"），对本次股东大会的合法性进行见证并出具法律意见。 本法律意见根据《中华人民共和国公司法》（以下简称"《公司法》"）、 《上市公司股东会规则》（以下简称"《股东会规则》"）等法律法规、规范性 文件以及《东北证券股份有限公司章程》（以下简称"《公司章程》"）、《东 北证券股份有限公司股东大会议事规则》（以下简称"《股东大会议事规则》"） 而出具。 本所及经办律师依据《中华人民 ...

Group 1: Investment Strategy and Business Focus - The company emphasizes a dual-driven business model combining proprietary investment and client services, enhancing asset allocation efficiency across various asset classes including domestic and international stocks, bonds, and commodities [2][5]. - The proprietary investment business aims to diversify profit models, focusing on dividend, value, and growth investment strategies while expanding non-directional investment areas [2][3]. - Future business focus includes wealth management transformation, targeting small and medium-sized innovative enterprises, and enhancing comprehensive service capabilities through agile teams [4][6]. Group 2: Asset Management and Product Development - The asset management business is centered around fixed income products, with a continuous expansion of product lines including quantitative, derivative, and fund of funds (FOF) products to meet diverse investor needs [8]. - The company aims to strengthen its investment banking services by focusing on small and medium-sized innovative enterprises, maintaining a top 10 position in the North Exchange [9]. Group 3: Corporate Governance and Shareholder Relations - The major shareholder's equity transfer is actively progressing, with ongoing communication with government and regulatory bodies [7]. - The company does not set direct performance indicators for management but emphasizes market competitiveness and compliance risk management in evaluations [11]. - A robust market-oriented mechanism for talent acquisition is in place, particularly in high-market areas like investment banking and IT, while also nurturing internal talent [10]. Group 4: International Expansion and Market Positioning - The company is preparing to establish a subsidiary in Hong Kong to capitalize on the integration of mainland and Hong Kong markets, having completed preliminary research and board approval [11]. - The company prioritizes enhancing its market value management capabilities as a key focus for 2025, implementing a comprehensive value management mechanism [11].

Company Overview - Hai Xin Food (SZ 002702) announced that on November 27, 2025, it accepted a research visit from Northeast Securities, with participation from key executives including the Deputy General Manager and Board Secretary Zheng Ming, Chief Financial Officer Xiang Jinhong, and Securities Affairs Representative Yang Bin [1] Financial Performance - For the first half of 2025, Hai Xin Food's revenue composition was entirely from the food processing manufacturing industry, accounting for 100.0% [1] - As of the report date, Hai Xin Food's market capitalization stood at 3.7 billion yuan [1]

Core Viewpoint - Northeast Securities has confirmed that there are currently no plans for mergers or restructuring, and any future plans will be disclosed in accordance with legal regulations [1] Group 1 - Investors inquired about potential mergers or restructuring plans for Northeast Securities [1] - The company reassured that it will adhere to legal obligations for information disclosure if any related plans arise [1]

股票代码：000686 股票简称：东北证券 公告编号：2025-062 登录新浪财经APP 搜索【信披】查看更多考评等级 东北证券股份有限公司 关于申请开展账户管理功能优化试点业务 获得中国证券监督管理委员会监管意见书 的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导性陈述或重大遗 漏。 近日，东北证券股份有限公司（以下简称"公司"）收到中国证券监督管理委员会证券基金机构监管司 （以下简称"中国证监会机构司"）《关于东北证券股份有限公司申请开展账户管理功能优化试点业务的 监管意见书》（机构司函[2025]1630号）。根据监管意见书，中国证监会机构司对公司申请开展账户管 理功能优化试点业务相关事项无异议。 公司将严格按照法律法规及监管要求开展账户管理功能优化试点业务。 特此公告。 东北证券股份有限公司董事会 二〇二五年十一月二十七日 股票代码：000686 股票简称：东北证券 公告编号：2025-063 东北证券股份有限公司 关于召开2025年第三次临时股东大会 的提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假记载、误导性陈述或者重大 遗漏。 ...

Core Insights - The China Securities Regulatory Commission (CSRC) has approved several brokerages, including Guolian Minsheng, Western Securities, and Northeast Securities, to conduct pilot programs for optimizing account management functions, which are crucial for operational efficiency and customer investment experience [1][2] Group 1: Account Management Optimization - The approved pilot programs aim to enhance the account management system of brokerages to keep pace with the increasing diversity of financial products and services in the market [1] - The regulatory guidelines emphasize the importance of customer fund safety, proper management of fund transfers, and compliance with identity verification and risk management protocols [1][2] Group 2: Customer-Centric Approach - Guolian Minsheng plans to establish a comprehensive account core system to achieve unified identity recognition, risk management, and centralized asset management for clients, moving away from traditional isolated account management [2] - The optimization of account management functions is expected to improve customer experience by allowing for a panoramic view of various assets and facilitating easier fund transfers, thereby enhancing fund utilization efficiency [2][3] Group 3: Industry Trends - There is a growing demand for wealth management among Chinese residents, with a significant increase in new investor accounts, totaling 24.67 million in the first ten months of the year, reflecting a 9.32% year-on-year growth [3] - Brokerages are increasingly focusing on customer service efficiency and quality as key competitive factors in the wealth management sector, with firms like Northeast Securities and招商证券 implementing customer-centric organizational structures and service systems [3]

Core Viewpoint - Northeast Securities has received approval from the China Securities Regulatory Commission (CSRC) to conduct a pilot program for optimizing account management functions, indicating regulatory support for the company's initiatives [1]. Group 1 - Northeast Securities announced the receipt of a regulatory opinion letter from the CSRC regarding its application for the pilot program [1]. - The CSRC has no objections to Northeast Securities' application for the account management function optimization pilot [1]. - The company commits to strictly adhere to laws, regulations, and regulatory requirements while conducting the pilot program [1].

格隆汇11月26日丨东北证券(000686.SZ)公布，收到中国证券监督管理委员会证券基金机构监管司（简 称"中国证监会机构司"）《关于东北证券股份有限公司申请开展账户管理功能优化试点业务的监管意见 书》。根据监管意见书，中国证监会机构司对公司申请开展账户管理功能优化试点业务相关事项无异 议。 ...