1 总则 1.1 为了进一步完善西藏矿业发展股份有限公司（下称 "公司"） 的治理结构，促进公司的规范运作，维护公司整体利益，保障全体股东 特别是中小股东的合法权益不受损害，根据《中华人民共和国公司法》 （以下简称"《公司法》"）、《中华人民共和国证券法》、《上市公 司独立董事管理办法》（以下简称"《管理办法》"）、《深圳证券交 易所股票上市规则》（以下简称"《股票上市规则》"）《深圳证券交 易所上市公司自律监管指引第1号—主板上市公司规范运作》等法律、法 规、规范性文件以及《西藏矿业发展股份有限公司章程》（以下简称"《公 司章程》"）的有关规定，结合公司的实际情况，特制订本制度。 1.2 独立董事是指不在公司担任除独立董事外的任何其他职务，并 与公司及其主要股东、实际控制人不存在直接或者间接利害关系，或者 其他可能妨碍其进行独立客观判断的关系的董事。 1.3 独立董事应当独立履行职责，不受公司及主要股东、实际控制 人或者其他与公司存在利害关系的单位或个人的影响。若独立董事发现 所审议事项存在影响其独立性的情况，应当向公司申明并实行回避。独 立董事在其任职期间出现明显影响独立性情形的，应当及时通知公司， 提出 ...

西藏矿业发展股份有限公司 监事会 2023 年度工作报告 一、报告期内监事会工作情况 2023 年度，西藏矿业发展股份有限公司（以下简称 "公司"）监事会按照《公司法》和《公司章程》的规定，本着 对全体股东负责的精神，认真履行监督职能。报告期内共召开5 次监事会会议；监事会成员列席或出席了报告期内的 9 次董事 会，对公司重大的经济活动、董事及高级管理人员履行职责进 行有效监督，对企业的规范运作和发展起到积极作用。各次监 事会会议具体情况如下： | 召开时间 | 会议届次 | 审议议案名称 一、《公司监事会 2022 年度工作报告的议案》 | 决议情况 | | --- | --- | --- | --- | | | | 二、《公司 2022 年度财务决算报告的议案》 | | | | | 三、《公司 2022 年度利润分配预案的议案》 | | | | 七届监事会第 | 四、《公司 2022 年度报告及摘要的议案》 | | | 2023 年 4 月 25 日 | 十一次会议 | 五、《公司 2023 年一季度报告的议案》 | 全票通过 | | | | 六、《公司关于募集资金年度存放与使用情况 | | | | | ...

| | | | 一、非经营性资金占用及其他关联资金往来情况的专项 | | | | --- | --- | --- | | 审计说明…………………………………………………………第 | 1—2 | 页 | | 二、非经营性资金占用及其他关联资金往来情况汇总表…………… | 第 | 3 页 | | 三、附件………………………………………………………………第 | 4—7 | 页 | | （一）本所营业执照复印件……………………………………… | 第 | 4 页 | | （二）本所执业证书复印件……………………………………… | 第 | 5 页 | | （三）注册会计师执业资格证书复印件………………………第 | 6—7 | 页 | 非经营性资金占用及其他关联资金往来情况的 专项审计说明 天健审〔2024〕6-227 号 西藏矿业发展股份有限公司全体股东： 我们接受委托，审计了西藏矿业发展股份有限公司（以下简称西藏矿业公司） 2023 年度财务报表，包括 2023 年 12 月 31 日的合并及母公司资产负债表，2023 年度的合并及母公司利润表、合并及母公司现金流量表、合并及母公司所有者权 益变动表，以及财务报表附注， ...

西藏矿业发展股份有限公司 董事会提名委员会实施细则 1 总则 1.1 为规范公司领导人员的产生, 完善公司董事及高级管理人员的 提名程序，健全公司治理结构，根据《中华人民共和国公司法》《上市 公司治理准则》《上市公司独立董事管理办法》《深圳证券交易所上市 公司自律监管指引第1号—主板上市公司规范运作》等法律、法规、规范 性文件以及《公司章程》的有关规定，结合公司的实际情况，公司特设 立董事会提名委员会，并制定本实施细则。 1.2 提名委员会是董事会下设的专门工作机构，主要负责拟定公司 董事和高级管理人员的选择标准和程序，对董事、高级管理人员人选及 其任职资格进行遴选、审核并提出建议。 2 人员组成 2.3 提名委员会设主任委员（召集人）一名，在担任独立董事的委 员中选举产生，负责主持委员会工作，并报请董事会批准产生。 2.4 提名委员会任期与董事会任期一致，委员任期届满，连选可以 连任。 期间如有委员不再担任公司董事职务，自动失去委员资格，并由董 事会根据本细则第2.1条至第2.3条规定补足委员人数。 3 职责权限 3.1 提名委员会负责拟定董事、高级管理人员的选择标准和程序， 对董事、高级管理人员人选及其任 ...

西藏矿业发展股份有限公司 董事会 2023 年度工作报告 2023 年，西藏矿业发展股份有限公司（以下简称"公司"） 董事会严格按照《公司法》《证券法》等法律法规和《公司章程》 的相关规定，认真履行股东大会赋予的职责，本着对全体股东负 责的态度，以公司战略目标为导向，不断完善治理，提升规范运 作水平，严格管理，求真务实，高效运转，尽职尽责，较好地完 成了全年各项工作。现将 2023 年度董事会的工作情况报告如下： 一、2023年度经营情况 2023 年公司实现营业总收入 80,551.18 万元，较上年下降 63.54%；营业成本 25,747.23 万元，较上年增幅 29.24%；利润 总额 32,850.40 万元，较上年度减少 139,661.81 万元，下降 80.96%；归属于母公司股东的净利润 16,381.31 万元，较上年 度减少 63,152.25 万元，下降 79.40 %。 二、董事会工作情况 （一）报告期内，共计召开九次董事会会议。董事会会议召 开和披露情况见下表： 报告期内，公司董事会严格按照股东大会的决议及授权，全 面执行股东大会的各项决议，按照有关规定履行职责。 （三）公司董事会 ...

一、 日常关联交易基本情况 （一） 日常关联交易概述 西藏矿业发展股份有限公司（以下简称"公司""本公司" 或"西藏矿业"）于 2024 年 4 月 24 日召开第七届董事会第二十 次会议、第七届监事会第十三次会议，审议通过了《公司关于 2024 年度日常关联交易额度预计的议案》，对公司 2024 年拟与 西藏矿业资产经营有限公司（以下简称"资产经营公司"）、西 藏新鼎矿业大酒店（以下简称"新鼎酒店"）、上海宝信软件股 份有限公司（以下简称"宝信软件"）、宝武共享服务有限公司 （以下简称"宝武共享"）、上海欧冶采购信息科技有限责任公 司（以下简称"欧冶云商"）发生的日常关联交易金额进行了预 计。关联董事曾泰先生和张金涛先生进行回避表决。以上事项经 全体独立董事同意。 经初步测算，公司 2024 年度预计日常关联交易总金额为人 民币 1,323.8 万元（含税）。根据《深圳证券交易所股票上市规 则》和《公司章程》相关规定，本次关联交易预计额度未超过公 司最近一期经审计净资产的 5%未超过 3,000 万元，无需提交公 司股东大会审议。去年公司预计的日常关联交易发生金额为 本公司及董事会全体成员保证信息披露的内容 ...

西藏矿业发展股份有限公司 关于对宝武集团财务有限责任公司的 风险评估报告 按照证监会及深圳证券交易所信息披露要求，西藏矿业发展 股份有限公司（以下简称"公司"、"西藏矿业"）通过查验宝 武集团财务有限责任公司（以下简称"宝财公司"）《金融许可 证》《企业法人营业执照》等证件，根据《企业集团宝财公司管 理办法》等相关规定，在审阅宝财公司包括资产负债表、利润表、 现金流量表等在内的定期财务报表和内部控制制度的基础上，对 宝财公司经营资质、业务和风险状况进行了评估，具体风险评估 情况如下： 一、宝财公司基本情况 宝财公司是1992年6月经监管部门批准成立的全国性非银行 金融机构，是由国家金融监督管理总局监管的非银行金融机构。 法定代表人：陈海涛 企业法人统一社会信用代码：913100001322009015 宝财公司注册资本：68.40亿元（人民币，下同） 股权结构：中国宝武钢铁集团有限公司占24.32%、马鞍山钢 铁股份有限公司占22.36%、宝山钢铁股份有限公司占16.97%、太 原钢铁（集团）有限公司占12.58%、山西太钢不锈钢股份有限公 司占12.08%、武汉钢铁有限公司占9.48%、马钢（集团）控股有 ...

Financial Performance - The company's operating revenue for Q1 2024 was CNY 147,774,688.94, representing a 64.13% increase compared to CNY 90,036,967.69 in the same period last year[13]. - Net profit attributable to shareholders was CNY 23,672,747.97, up 36.07% from CNY 17,397,653.72 year-on-year[13]. - The basic and diluted earnings per share increased to CNY 0.0454, a rise of 37.58% compared to CNY 0.033 in the same quarter last year[13]. - The company reported a significant increase in net profit excluding non-recurring gains and losses, which reached CNY 19,059,534.95, up 119.77% from CNY 8,672,352.02[13]. - The weighted average return on net assets improved to 0.82%, up from 0.59% in the previous year[13]. Cash Flow and Liquidity - The net cash flow from operating activities decreased significantly to CNY 28,078,437.38, down 91.95% from CNY 348,611,545.03 in the previous year[13]. - Cash and cash equivalents decreased by 27.68% from the beginning of the year, mainly due to the settlement of project payments[21]. - The cash and cash equivalents at the end of the period amounted to ¥1,109,986,826.20, down from ¥1,958,632,841.09 at the end of the previous period[54]. - Net cash flow from financing activities decreased by 130.94% year-on-year, primarily due to a reduction in loan inflows from financing activities[56]. - Net cash flow from investment activities decreased by 60.67% year-on-year, mainly due to increased payments for project costs[56]. Assets and Liabilities - The total assets at the end of the reporting period were CNY 7,621,493,977.40, a decrease of 6.41% from CNY 8,143,611,169.68 at the end of the previous year[13]. - The company's total liabilities and equity amounted to approximately 7.62 billion yuan, down from 8.14 billion yuan at the beginning of the year[35]. - Current liabilities decreased significantly from $1.24 billion to $670.68 million, a reduction of about 46%[58]. - Non-current liabilities increased slightly from $3.10 billion to $3.11 billion, reflecting a growth of approximately 0.02%[58]. - Total liabilities decreased from $4.34 billion to $3.78 billion, a decrease of around 12.9%[58]. Shareholder Information - The company’s major shareholder, Tibet Mining Asset Management Co., Ltd., holds a 20.86% stake, with 41,640,000 shares pledged[43]. - The top ten shareholders include various institutional investors, with the largest being Tibet Mining Asset Management Co., Ltd.[43]. Operating Costs and Expenses - Operating costs rose by 214.82% year-on-year, mainly due to the recognition of costs related to previous year's products and additional provisions for environmental restoration fees[22]. - Tax and additional charges increased by 48.62% year-on-year, driven by higher sales revenue[23]. - Other operating expenses surged by 334,073.76% year-on-year, mainly due to donations for poverty alleviation[23]. - R&D expenses decreased by 100% compared to the same period last year, primarily due to no R&D expenditures incurred during the period[41]. - Financial expenses decreased by 40.93% year-on-year, mainly due to increased interest income and reduced interest expenses[42]. Strategic Focus - The company is focusing on strategic expansions and potential acquisitions to enhance market presence[58]. - The company has not disclosed any new product or technology developments in the current report[46].

Dividend Distribution - The company plans to distribute a cash dividend of 1.00 yuan (including tax) for every 10 shares, based on a total of 521,174,140 shares[5]. User Growth and Market Expansion - The company reported a significant increase in user data, with a year-over-year growth of 25% in active users[18]. - Market expansion efforts include entering two new provinces, aiming for a 10% increase in market share by the end of the next fiscal year[18]. Financial Performance - The company's operating revenue for 2023 was ¥805,511,794.40, a decrease of 63.54% compared to ¥2,209,194,199.05 in 2022[26]. - Net profit attributable to shareholders for 2023 was ¥163,813,140.71, down 79.40% from ¥795,335,687.31 in 2022[26]. - The net profit after deducting non-recurring gains and losses was ¥131,083,123.90, reflecting an 83.09% decrease from ¥775,325,337.17 in 2022[26]. - Basic and diluted earnings per share for 2023 were both ¥0.31, a decline of 79.74% from ¥1.53 in 2022[26]. - The weighted average return on equity for 2023 was 5.41%, down 31.39% from 36.80% in 2022[26]. - The company reported a net cash flow from operating activities of ¥380,359,374.22 in 2022, down 77.01% from ¥1,654,654,045.41 in 2021[26]. Research and Development - The company is investing in new technology development, with a budget allocation of 50 million yuan for R&D in lithium extraction technologies[18]. - The company has 8 patents related to lithium extraction technology, reflecting its commitment to R&D[80]. - Research and development expenses for 2023 were CNY 561,949.98, down from CNY 981,132.05 in 2022, indicating a reduction of about 42.7%[152]. Sustainability Initiatives - The company is committed to sustainability, with plans to reduce carbon emissions by 25% over the next five years[18]. Operational Efficiency - The management highlighted a 30% reduction in operational costs due to efficiency improvements in the production process[18]. Mergers and Acquisitions - The company is exploring potential mergers and acquisitions to enhance its resource base, targeting a 20% increase in production capacity[18]. Shareholder Information - The company had a total of 139,923 shareholders at the end of the reporting period[32]. - The largest shareholder, Tibet Mining Asset Management Co., Ltd., held 20.48% of the shares, totaling 106,726,583 shares[32]. - The top ten shareholders of the company include Tibet Mining Asset Management Co., Ltd. holding 20.86% of total shares, and the total shares held by the top ten shareholders decreased to 20.48% by the end of the reporting period[40]. Market Conditions - In 2023, lithium carbonate prices dropped from CNY 509,000/ton to CNY 179,000/ton, a decline of 64.83%[73]. - The chromium market showed strong demand, with high-carbon ferrochrome prices fluctuating between CNY 8,500 and CNY 9,200 per 50 basis tons[74]. Financial Audit and Compliance - The company’s financial report received a standard unqualified opinion from the auditing firm Tianjian[62]. - The company is responsible for ensuring the financial statements reflect a true and fair view, maintaining necessary internal controls to prevent material misstatements due to fraud or error[100]. - The audit aimed to provide reasonable assurance that the financial statements are free from material misstatement due to fraud or error[101]. Cash Flow and Investments - The total cash inflow from investment activities reached ¥1,054,372,075.55 in 2023, a substantial increase from ¥24,680,840.97 in 2022[161]. - The net cash flow from investment activities was ¥534,011,222.20, recovering from a negative cash flow of -¥412,125,705.22 in the previous year[161]. - The total cash inflow from operating activities in 2023 was ¥1,173,940,798.46, a decrease of 50.43% compared to ¥2,368,305,377.69 in 2022[5]. Inventory and Production - The company reported a significant reduction in inventory levels, with lithium concentrate inventory down 38.58% to 9,865.79 tons[114]. - The sales volume of lithium concentrate decreased by 16.46% to 126,927.87 tons, while production volume fell by 16.99% to 120,730.89 tons[113]. Strategic Partnerships - The company has established a strategic partnership with a leading technology firm to enhance its product offerings and innovation capabilities[18]. Financial Position - Total assets at the end of 2023 were ¥8,143,611,169.68, an increase of 8.38% from ¥7,513,946,450.56 at the end of 2022[26]. - Total liabilities rose to CNY 4,344,623,641.63 from CNY 3,452,027,180.64, indicating an increase of around 25.83%[141]. - The company's equity attributable to shareholders decreased to CNY 2,883,025,430.71 from CNY 2,959,646,141.93, a decline of about 2.57%[141].

西藏矿业发展股份有限公司 独立董事严洪 2023 年度独立董事述职报告 作为西藏矿业发展股份有限公司（以下简称"公司"）的独 立董事，本人 2023 年严格按照《公司法》《上市公司独立董事 管理办法》《深圳证券交易所上市公司自律监管指引第 1 号—主 板上市公司规范运作》以及《公司章程》《公司独立董事制度》 等有关规定，诚实守信、勤勉尽职地履行独立董事职责。 在 2023 年度中，本人及时关注公司的经营及发展情况，积 极出席公司 2023 年度相关会议，对公司董事会审议的相关事项 发表了独立客观的意见，忠实履行职责，充分发挥独立董事的独 立作用，维护了公司、全体股东尤其是中小股东的合法权益。 一、基本情况 严洪，男，1974 年 1 月出生，汉族，中共党员，西南财经 大学管理学博士、经济学博士后。曾任华夏银行成都分行和南宁 分行党委委员、副行长，广发银行成都分行党委委员、副行长， 平安银行现代农业事业部副总裁，平安信托列席执委、高级董事 总经理（SMD）、高级决策委员会委员、四川区域总裁。曾任红旗 连锁（002697.SZ）、帝欧家居（002798.SZ）、攀钢钒钛（000629.SZ） 独立董事，2021 ...