国浩律师（南宁）事务所 关于广西农投糖业集团股份有限公司 2023 年度向特定对象发行股票的 补充法律意见书（五） 国浩律师（南宁）律意字（2023）第 5045-5 号 | 第一节 引言 | 5 | | --- | --- | | 第二节 正文 | 7 | | 一、本次发行的批准和授权 | 7 | | 二、本次发行的主体资格 | 7 | | 三、本次发行的实质条件 | 7 | | 四、发行人的设立 | 7 | | 五、发行人的独立性 | 7 | | 六、发行人的发起人和股东 | 8 | | 七、发行人的股本及演变 | 8 | | 八、发行人的业务 | 8 | | 九、关联交易及同业竞争 | 9 | | 十、发行人的主要财产 | 14 | | 十一、发行人的重大债权、债务 | 15 | | 十二、发行人的重大资产变化及收购兼并 | 18 | | 十三、发行人《公司章程》的制定与修改 | 18 | | 十四、发行人股东大会、董事会、监事会议事规则及规范运作 | 19 | | 十五、发行人董事、监事和高级管理人员及其变化 | 19 | | 十六、发行人的税务 | 19 | | 十七、发行人的环境保护和产品质量、技 ...

国海证券股份有限公司 关于 广西农投糖业集团股份有限公司 2023 年度向特定对象发行 A 股股票 之 发行保荐书 保荐机构（主承销商） 国海证券股份有限公司 （住所：广西壮族自治区南宁市滨湖路 46 号） 二〇二五年七月 广西农投糖业集团股份有限公司 证券发行保荐书 声 明 国海证券股份有限公司（以下简称"国海证券""保荐机构"或"本机构"） 接受广西农投糖业集团股份有限公司（以下简称"广农糖业""发行人"或"公 司"）的委托，担任广农糖业 2023 年度向特定对象发行 A 股股票（以下简称"本 次发行"）的保荐机构。 保荐机构及指定的保荐代表人已根据《中华人民共和国公司法》（以下简称 "《公司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）等法 律、法规和中国证监会及深圳证券交易所的有关规定，诚实守信，勤勉尽责，严 格按照依法制订的业务规则、行业执业规范和道德准则出具本发行保荐书，并保 证所出具文件的真实性、准确性和完整性。 本发行保荐书中所有简称和释义，如无特别说明，均与募集说明书一致。 3-1-1 | 声 | 明 | 1 | | --- | --- | --- | | 目 | 录 | 2 ...

Core Viewpoint - Guangxi is the largest sugarcane planting base and sugar production area in China, playing a crucial role in ensuring national sugar supply security. Guangxi Agricultural Investment Sugar Industry Group Co., Ltd. (Guangnong Sugar) emphasizes the integration of party building and production to demonstrate its responsibilities as a state-owned enterprise [1]. Group 1: Party Building and Community Engagement - Guangnong Sugar has signed cooperation agreements with 27 party branches and 29 village committees, focusing on community development and agricultural support, including road repairs and technical training for farmers [2][4]. - The company has established a "Party Building and Community Co-construction" initiative, which aims to enhance sugarcane production and farmer income, with expected increases of 5%-10% in total sugarcane yield for participating villages [2][3]. Group 2: Operational Strategies and Management - To address the challenges faced by sugar enterprises, Guangnong Sugar has implemented a "Sugar Industry Pioneer Grid Management" initiative, creating a structured network to support farmers and enhance production efficiency [3][4]. - The company has expanded its sugarcane planting area to 1.5256 million acres for the 2024/25 season, an increase of 160,300 acres compared to the previous season, ensuring a solid foundation for production growth [4]. Group 3: Workforce Development and Training - Guangnong Sugar focuses on strengthening its workforce by enhancing the capabilities of party organization leaders and improving the quality of party member development, particularly among frontline workers and technical experts [7][8]. - The company has adopted a dual training model for party personnel, combining internal training with external programs to improve their skills and effectiveness in supporting the company's goals [7]. Group 4: Market Expansion and Product Development - Guangnong Sugar's subsidiary, Guangxi Qiaowang Paper Mold Products Co., Ltd., has successfully entered international markets, showcasing its environmentally friendly paper tableware at a major trade fair in Dubai and establishing preliminary cooperation with over 20 international clients [8]. - The company is committed to market expansion and has formed a "Market Sales Assault Vanguard Team" to drive sales initiatives, leveraging the leadership of party members to enhance market outreach [8][9].

Group 1 - Zhongyuan Tong plans to establish a joint venture with Zhengzhou Zhengfang Technology with a registered capital of 10 million yuan, where Zhongyuan Tong will contribute 5.1 million yuan for a 51% stake [1] - Weiguang Co. reported a net profit of 172 million yuan for the first half of 2025, representing a year-on-year increase of 11.32%, with total revenue reaching 750 million yuan, up 10% [1] - Tianlu Technology's actual controller plans to reduce his stake by up to 2%, amounting to 220,640 shares [1][2] Group 2 - Igor received approval from the China Securities Regulatory Commission for a stock issuance to specific investors, valid for 12 months [2] - Hualing Cable also received approval from the China Securities Regulatory Commission for a similar stock issuance [2] - Hongchang Technology's employee stockholding platform plans to reduce its stake by up to 2.56%, equating to 331,630 shares [3][4] Group 3 - Saiyi Information intends to invest 10 million yuan in Douma Technology to acquire a 3.23% stake [5] - Meino Biological's major shareholder plans to reduce his stake by up to 1%, which is 140,780 shares [5] - New Light Optoelectronics' shareholder plans to reduce his stake by up to 3%, totaling 3 million shares [6] Group 4 - Shenzhen Energy plans to invest 7.897 billion yuan in the construction of the Shantou Honghaiwan offshore wind power project, with 1.581 billion yuan from its own funds [7][8] - Zhongqi Co. plans to reduce its stake by up to 3%, which amounts to 39,717,000 shares [9] - Yirui Technology's two shareholders plan to reduce their combined stake by up to 2%, equating to 400,440 shares [11] Group 5 - Wenkai Co. is planning debt restructuring involving approximately 2.22 billion yuan in receivables and 1.24 billion yuan in cash payments [12] - Guangnong Sugar's application for a stock issuance to specific investors has been approved by the Shenzhen Stock Exchange [13] - Dalian Shengya is planning a stock issuance that may lead to a change in control, resulting in continued trading suspension [15] Group 6 - ST Saiwei has received a court decision for pre-restructuring and appointed a management team for the process [18] - Gaozheng Minexplosion's major shareholder reduced his stake by 128,100 shares during a period of stock price fluctuation [19] - Zhongfu Information's chairman has been detained, with responsibilities temporarily assigned to the deputy general manager [20] Group 7 - Huayu Mining plans to adjust the valuation of its 40% stake in Guizhou Yatai Mining and acquire an additional 11% stake for a total transaction value of 809 million yuan [21] - ST Jinbi intends to invest 50 million yuan in Cangqiong Digital, acquiring a 2.56% stake [23] - Xinxing Casting is planning to publicly transfer its 51% stake in Xinjiang Mining with a starting price of 205 million yuan [25]

Core Viewpoint - Guangnong Sugar Industry has received approval from the Shenzhen Stock Exchange for its application to issue shares to specific investors, pending final approval from the China Securities Regulatory Commission (CSRC) [1] Fundraising Details - The company plans to raise a total of up to 26 million yuan, with net proceeds allocated to the "Yun'ao Logistics Sugar Storage Intelligent Distribution Center Phase II Expansion Project" and to supplement working capital and repay bank loans [1][2] - The total investment for the Yun'ao Logistics project is approximately 20.79 million yuan, while the amount for working capital and loan repayment is 6.6 million yuan, totaling 27.39 million yuan [2] Issuance Conditions - The issuance will target no more than 35 specific investors, including securities investment funds, securities companies, trust companies, financial companies, insurance institutional investors, and qualified foreign institutional investors [2] - The final list of investors will be determined after approval from the Shenzhen Stock Exchange and the CSRC [2][4] Share Issuance Specifications - The shares will be issued at a price not lower than 80% of the average trading price over the 20 trading days prior to the pricing date [4] - The number of shares issued will not exceed 30% of the total share capital before the issuance, which is estimated to be up to 120,095,945 shares [4] Control and Ownership - Guangxi Rural Investment Group, the controlling shareholder, holds 38.23% of the company’s shares, and the issuance will not change the control structure, as the ownership percentage will decrease to 29.41% post-issuance [4] - The actual controller of the company remains the Guangxi Autonomous Region State-owned Assets Supervision and Administration Commission [4] Underwriting Information - The lead underwriter for this issuance is Guohai Securities Co., Ltd., with representatives Jiang Yaping and Li Jinhai [5]

公司本次向特定对象发行股票事项在获得中国证监会同意注册后方 可实施，最终能否获得中国证监会作出同意注册的决定及其时间尚存在 不确定性。公司将根据该事项的进展情况，按照有关规定和要求及时履 行信息披露义务，敬请广大投资者注意投资风险。 特此公告。 广西农投糖业集团股份有限公司董事会 2025 年 7 月 24 日 广西农投糖业集团股份有限公司 关于向特定对象发行股票申请获得深圳证券交易所 上市审核中心审核通过的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 公司于 2025 年 7 月 23 日收到深圳证券交易所（以下简称深交所） 上市审核中心出具的《关于广西农投糖业集团股份有限公司申请向特定 对象发行股票的审核中心意见告知函》，深交所发行上市审核机构对公 司向特定对象发行股票的申请文件进行了审核,认为公司符合发行条件、 上市条件和信息披露要求，后续深交所将按规定报中国证券监督管理委 员会（以下简称中国证监会）履行相关注册程序。 证券代码：000911 证券简称：广农糖业 公告编号：2025-047 ...

证券代码：000911 证券简称：广农糖业 公告编号：2025-046 广西农投糖业集团股份有限公司 关于为控股子公司提供担保的进展公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 特别风险提示： 截至本公告日，公司及控股子公司对外担保总额已超过公司 2024 年 12 月 31 日经审计归母净资产 100%，敬请投资者关注担保风险。 一、担保情况概述 广西农投糖业集团股份有限公司（以下简称公司）分别于 2024 年 11 月 29 日、2024 年 12 月 16 日召开公司第八届董事会 2024 年第三次临 时会议和公司 2024 年第六次临时股东大会，审议通过了《关于 2025 年 度对控股子公司担保额度预计的议案》，同意公司 2025 年度为控股子公 司提供担保额度总计不超过人民币 353,300 万元(含存量），担保范围包 括但不限于申请综合授信、借款、承兑汇票或开展其他日常经营业务等。 担保主债务起始日在公司股东大会审议通过之日起一年内，担保的主债 务期限不超过 2026 年 12 月 31 日，担保期限为主债务到期日后三年。实 际担保金额及担 ...

二、股东股份累计质押基本情况 证券代码：000911 证券简称：广农糖业 公告编号：2025-045 广西农投糖业集团股份有限公司 关于控股股东部分股份解除质押的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、 误导性陈述或重大遗漏。 广西农投糖业集团股份有限公司（以下简称公司）近日接到控股股东广西 农村投资集团有限公司（以下简称农投集团）的通知，获悉农投集团将其所持 有的公司部分股份解除质押。具体事项如下： 注：截至目前，公司总股本为 400,319,818 股。 公司将持续关注控股股东股份质押变动情况及质押风险情况，并及时履行 信息披露义务，敬请广大投资者谨慎决策，注意投资风险。 截至公告披露日，农投集团所持质押股份情况如下： | | | | | | | | 已质押股份 | | 未质押股份 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | | | 本次解 | 本次解 | | | 情况 | | 情况 | | | | | | 除质押 | 除质押 | | 占公 | 已质押 | | ...

证券代码：000911 证券简称：广农糖业 公告编号：2025-044 广西农投糖业集团股份有限公司 关于全资子公司涉及诉讼的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 重要内容提示： ●相关案件所处的诉讼阶段：一审阶段尚未开庭 ●上市公司所处的当事人地位：被告 ●涉案金额：2,745 万元 ●对上市公司损益产生的影响：截至本公告披露日，案件尚未开庭 审理，后续审理及判决结果存在不确定性，本次诉讼事项对公司本期利 润或期后利润的影响暂无法判断。公司将就本次诉讼的进展情况及时履 行信息披露义务，敬请广大投资者理性投资，注意投资风险。 南宁云鸥物流股份有限公司（以下简称云鸥物流公司）是广西农投 糖业集团股份有限公司（以下简称广农糖业或公司）的全资子公司。近 日，中粮糖业(天津)有限公司（以下简称中粮公司）作为原告向云鸥物 流公司、广西南宁宝盈贸易有限公司(以下简称宝盈公司)提起仓储合同 纠纷之诉，南宁市邕宁区人民法院已立案受理，并向云鸥物流公司送达 了诉讼材料，现将诉讼相关事宜公告如下： 一、诉讼事项的基本情况 1.诉讼当事人： （1）请求判令被告一南宁 ...

Core Viewpoint - The company is currently involved in a legal dispute with Guangxi Siyuan Agricultural Development Co., Ltd., with significant financial implications for its future profits [1][2][3]. Group 1: Legal Proceedings - The lawsuit initiated by Guangxi Siyuan against the company and its subsidiary, Dongjiang Sugar Factory, began in April 2019, with a counterclaim filed by the company in August 2019 [2]. - The case has gone through multiple court rulings, with the latest judgment being a second-instance decision that has upheld certain aspects of the previous rulings while modifying others [4]. - The total amount involved in the litigation includes 4.5621 million yuan for the original lawsuit and 15.2055 million yuan for the counterclaim [1]. Group 2: Financial Impact - The company has recognized a provision for expected liabilities of 4.5621 million yuan in accordance with accounting standards, and an additional provision of 1.4332 million yuan has been made, which is expected to reduce the company's total profit for 2025 by approximately 1.4332 million yuan [1][6]. - The ongoing litigation and its outcomes present uncertainties regarding the company's future profits, and the company plans to apply for a retrial of the case [1][6]. Group 3: Court Rulings - The recent court ruling includes various financial obligations for the company, such as compensating Guangxi Siyuan for losses related to unharvested sugarcane and other damages, totaling significant amounts [4]. - Specific amounts ordered for compensation include 85,200.57 yuan for unharvested sugarcane, 1,346,682 yuan for other damages, and 8,515,166 yuan for production shortfalls [4].