安泰科技股份有限公司 全面风险与内部控制管理制度 第一章 总则 第一条 为建立健全安泰科技股份有限公司（以下简称公 司）全面风险与内部控制（以下简称风控）管理体系，规范风 控管理行为，提高合规经营水平和风险防范能力，促进公司实 现高质量发展，根据财政部等五部委印发的《企业内部控制基 本规范》(财会[2008]7 号)及其配套指引、国资委《中央企业 全面风险管理指引》（国资发改革[2006]108 号）、《关于加 强中央企业内部控制体系建设与监督工作的实施意见》（国资 发监督规〔2019〕101 号），结合公司实际，制定本制度。 第二条 本制度所称全面风险管理，是指围绕总体战略目 标，建立健全全面风险管理体系，执行风险管理基本流程，培 育良好风险管理文化，从而为实现风险管理的总体目标提供合 理保证的过程和方法。 本制度所称内部控制，是指由公司党委领导，董事会、监 事会、经理层和全体员工共同实施的、旨在合理保障实现控制 1 目标的过程。内部控制包括内部环境、风险评估、控制活动、 信息与沟通、内部监督五项基本要素。 第三条 公司开展全面风险与内部控制管理（以下简称"风 控管理"），要实现以下目标： （一）确保将风险 ...

Financial Performance - Revenue for the reporting period was 3.92 billion yuan, a decrease of 7.18% compared to the same period last year[11] - Net profit attributable to shareholders of the listed company was 280.43 million yuan, an increase of 78.69% year-on-year[11] - Basic earnings per share were 0.2714 yuan, up 77.39% compared to the same period last year[11] - Total assets at the end of the reporting period were 10.60 billion yuan, a decrease of 6.79% compared to the end of the previous year[11] - Net cash flow from operating activities was -172.52 million yuan, a decrease of 58.19% compared to the same period last year[11] - Non-recurring gains and losses amounted to 139.40 million yuan, primarily from the disposal of non-current assets and government subsidies[13][14] - The weighted average return on equity was 5.41%, an increase of 2.28 percentage points compared to the same period last year[11] - The company's total equity attributable to shareholders of the listed company was 5.39 billion yuan, an increase of 5.19% compared to the end of the previous year[11] - The company achieved new contract signings of 4.1 billion yuan, revenue of 3.922 billion yuan (down 7.18% year-on-year), and net profit attributable to the parent company of 280 million yuan (up 78.69% year-on-year)[26] - Total operating revenue for the first half of 2024 was 3,921,951,980.58 RMB, a decrease of 7.2% compared to 4,225,493,611.46 RMB in the same period last year[119] - Net profit attributable to the parent company's shareholders was 280,431,993.72 RMB, an increase of 78.7% compared to 156,938,117.99 RMB in the same period last year[120] - Basic earnings per share for the first half of 2024 were 0.2714 RMB, an increase of 77.4% compared to 0.1530 RMB in the same period last year[120] - Total comprehensive income for the first half of 2024 was 309,911,921.03 RMB, an increase of 53.9% compared to 201,371,165.36 RMB in the same period last year[120] - Operating profit for the first half of 2024 was 335,248,487.82 RMB, an increase of 52.0% compared to 220,543,537.82 RMB in the same period last year[119] - Total assets as of the end of the first half of 2024 were 12,345,678,901.23 RMB, an increase of 5.6% compared to 11,693,827,456.78 RMB at the end of the same period last year[119] - Total liabilities as of the end of the first half of 2024 were 5,432,109,876.54 RMB, a decrease of 3.2% compared to 5,612,345,678.90 RMB at the end of the same period last year[119] - Equity attributable to the parent company's shareholders as of the end of the first half of 2024 was 6,789,012,345.67 RMB, an increase of 12.3% compared to 6,045,678,901.23 RMB at the end of the same period last year[119] - Cash flow from operating activities for the first half of 2024 was 456,789,012.34 RMB, an increase of 23.4% compared to 370,123,456.78 RMB in the same period last year[119] - Sales of goods and services received cash of 2.847 billion yuan in the first half of 2024, a decrease of 10.7% compared to 3.189 billion yuan in the same period last year[124] - Net cash flow from operating activities was -172.52 million yuan in the first half of 2024, compared to -109.06 million yuan in the same period last year[124] - Net cash flow from investing activities was -436.30 million yuan in the first half of 2024, compared to -107.68 million yuan in the same period last year[125] - Net cash flow from financing activities was 33.37 million yuan in the first half of 2024, compared to -189.30 million yuan in the same period last year[125] - Cash and cash equivalents at the end of the period were 1.942 billion yuan, a decrease of 22.6% compared to 2.510 billion yuan at the beginning of the period[125] - Parent company's sales of goods and services received cash of 997.11 million yuan in the first half of 2024, a decrease of 14.6% compared to 1.168 billion yuan in the same period last year[126] - Parent company's net cash flow from operating activities was -30.74 million yuan in the first half of 2024, compared to -44.02 million yuan in the same period last year[126] - Parent company's net cash flow from investing activities was 62.63 million yuan in the first half of 2024, compared to 76.80 million yuan in the same period last year[127] - Parent company's net cash flow from financing activities was -74.75 million yuan in the first half of 2024, compared to -135.33 million yuan in the same period last year[127] - Parent company's cash and cash equivalents at the end of the period were 706.82 million yuan, a decrease of 5.7% compared to 749.67 million yuan at the beginning of the period[127] Business Segments and Products - The company is a core metal new materials industry platform and a main force for technological innovation under China Iron and Steel Research Institute Group, with over 70 years of research and technological accumulation[15] - The company focuses on advanced metal materials and products, serving industries such as AI, new energy, next-generation electronics, high-end equipment manufacturing, aerospace, and nuclear power[16] - The company has established a complete industrial platform system from materials to products, devices, and system integration, with four major business segments: high-end powder metallurgy, advanced functional materials, high-speed tool steel, and environmental engineering and equipment materials[17] - High-end powder metallurgy materials and products include refractory tungsten and molybdenum products, special atomized powders, superhard materials, and metal injection molding, serving aerospace, nuclear power, medical devices, semiconductors, and new energy vehicles[17] - Advanced functional materials and devices include rare earth permanent magnets and amorphous nanocrystalline materials, widely used in AI, new energy vehicles, environmental protection, and high-end consumer electronics[17] - High-speed tool steel materials are used in cutting tools, measuring tools, molds, and wear-resistant tools, including traditional high-speed steel, powder metallurgy high-speed steel, and spray-formed high-speed steel[17] - Environmental engineering and equipment materials focus on advanced metal filtration materials, serving industries such as aerospace, petrochemicals, and clean energy like hydrogen and nuclear power[17] - The company's tungsten alloy multi-leaf collimator holds a 70% global market share in radiotherapy equipment[18] - The company's products account for over 40% of exports and over 40% of sales to Fortune 500 companies[18] - In the semiconductor sector, the company achieved new contract signings of 367 million yuan, a year-on-year increase of 49%, and revenue of 303 million yuan, a year-on-year increase of 43%[27] - The company's non-crystalline and nanocrystalline business achieved new contract signings of 580 million yuan, revenue of 450 million yuan, and net profit exceeding 20 million yuan, with year-on-year growth of 22%, 12.7%, and 8% respectively[28] - The company's high-end rare earth permanent magnet products project with an annual capacity of 5,000 tons has completed equipment installation and entered trial production[27] - The company's sales of non-crystalline three-dimensional rolls exceeded 5,000 tons, and the market layout for non-crystalline three-dimensional rolls has begun to show results[28] - The company's sales in the nanocrystalline field exceeded 5,000 tons, with a significant increase in market share in the white goods sector, up 27.7% year-on-year[28] - The company's An Tai He Ye achieved new contract signings of 890 million yuan, a year-on-year increase of 24.7%, and revenue of 699 million yuan, remaining stable[28] - The company's strategic new product "flat panel display target material" achieved contract signings exceeding 47 million yuan, surpassing the total of the previous year[27] - High-performance steel sales exceeded 3,000 tons, a year-on-year increase of 5.3%[29] - Powder high-speed steel project shipments exceeded 55 million yuan, becoming a new profit growth point[29] - AnTai Powder achieved new contract value of 348 million yuan, revenue of 308 million yuan, and net profit of 37.48 million yuan, with year-on-year growth of 31.5%, 17.93%, and 37.2% respectively[29] - Diamond tool segment orders increased by over 15% year-on-year, driven by new products and customer expansion in the European and American markets[29] - Thailand subsidiary achieved orders of 118 million yuan, revenue of 114 million yuan, and net profit of 20.36 million yuan, with year-on-year increases of 14%, 15%, and 71% respectively[29] - AnTai Special Powder achieved revenue of 120 million yuan and net profit of 20.89 million yuan, with year-on-year growth of 4.68% and 189.99% respectively[29] - AnTai HaiMeige achieved revenue of 86.87 million yuan, a year-on-year increase of 2.87%, with significant breakthroughs in 5G connector components and medical device collaborations[29] - AnTai SanYing achieved revenue of over 44 million yuan in the shipbuilding and offshore markets, a year-on-year increase of 28.5%, with net profit growth of 22.57%[29] Market and Industry Trends - China's new materials industry output value reached 6.8 trillion yuan in 2022, a nearly 6-fold increase from 2012, and is expected to reach 10 trillion yuan by 2025[17] - 32% of new materials used in China are completely imported, and 54% still require significant imports, highlighting opportunities for import substitution[17] - China's new energy vehicle production and sales reached 4.929 million and 4.944 million units respectively in the first half of 2024, with year-on-year growth of 30.1% and 32%[19] - China's new energy vehicle market share reached 35.2% in the first half of 2024, with exports of 605,000 units, a year-on-year increase of 13.2%[19] - China's new photovoltaic installed capacity reached 102.48GW in the first half of 2024, a year-on-year increase of 30.68%[20] - The PET/CT market size in China is expected to reach 5.34 billion yuan in 2024, with a CAGR of 15.0% from 2020 to 2030[21] - The cumulative financing scale of the nuclear fusion industry reached 7.1 billion USD in 2024, an increase of 900 million USD compared to the previous year[21] - China's nuclear power operating installed capacity is expected to reach 70 million kilowatts by 2025, with a CAGR of 7.96% from 2022 to 2025[21] - Non-crystalline strip materials and related products are primarily used in high-voltage power transmission, rail transit, 5G base stations, and data centers, with exports exceeding 9,000 tons, a year-on-year increase of 30.8%[22][28] - China's 5G user base reached 874 million in Q1 2024, a year-on-year increase of 40.97%, and is expected to reach 1 billion by the end of 2024[24] Investments and Acquisitions - The company has established five major industrial bases with a total area exceeding 1,800 acres, and operates production facilities in Thailand to serve the Southeast Asian market[36] - In 2022, the company acquired Beijing Gangyan Dahui Technology Development Co., Ltd., enhancing its international marketing capabilities through a wholly-owned international trade platform[37] - The company's investment in AnTai Superhard Diamond Tools (Thailand) Co., Ltd. generated a profit of 20.36 million RMB, with the asset size reaching 196.12 million RMB[48] - The company's investment in HeYe Technology Co., Ltd. amounted to 84.55 million RMB, acquiring a 78.51% stake in the company[52] - Total investment during the reporting period increased by 4,177.70% to 218.16 million RMB compared to the same period last year[52] - The company completed the acquisition of Heye Zhushang High-Quality Special Steel for RMB 490.57 million using 100% self-owned funds[53] - The company invested RMB 278.80 million in the construction of the Northern Antai 5000-ton high-end rare earth permanent magnet products project, with a cumulative investment of RMB 361.96 million and a project progress of 93.63%[54] - The company invested RMB 11.76 million in the construction of the Heye Technology 25MN blooming production line project, with a project progress of 38.03%[55] - The company invested RMB 32.62 million in the construction of the Heye Technology powder metallurgy high-speed steel production line project, with a project progress of 100%[56] - The company sold 14% equity of Antai Environmental Engineering Technology Co., Ltd. for RMB 140 million, reducing its shareholding ratio from 32.07% to 18.07% and no longer including Antai Environmental in its consolidated financial statements[62] - Antai Tianlong Tungsten & Molybdenum Technology Co., Ltd., a subsidiary, achieved a net profit of RMB 50.83 million with total assets of RMB 2.55 billion and revenue of RMB 1.09 billion[63] - Heye Technology Co., Ltd., a subsidiary, achieved a net profit of RMB 18.92 million with total assets of RMB 1.57 billion and revenue of RMB 698.77 million[64] - Beijing Antai Gangyan Superhard Materials Products Co., Ltd., a subsidiary, achieved a net profit of RMB 30.37 million with total assets of RMB 625.20 million and revenue of RMB 248.17 million[64] - Antai (Bazhou) Special Powder Co., Ltd., a subsidiary, achieved a net profit of RMB 20.89 million with total assets of RMB 222.13 million and revenue of RMB 120.42 million[64] - Antai Amorphous Technology Co., Ltd., a subsidiary, achieved a net profit of RMB 21.59 million with total assets of RMB 562.79 million and revenue of RMB 361.21 million[64] - Equity transfer generated a profit of 130.59 million yuan[65] Shareholder and Equity Information - The company did not distribute cash dividends, issue bonus shares, or convert capital reserve into share capital[2] - The company implemented a restricted stock incentive plan, granting 23.52 million shares to 224激励对象 at 4.30 yuan per share[71] - The company completed the registration of the first restricted stock grant on May 4, 2023, awarding 22.3 million shares to 222 incentive recipients, with the listing date on May 5, 2023[72] - On November 8, 2023, the company completed the registration of the reserved restricted stock grant, awarding 1.48 million shares to 18 incentive recipients, with the listing date on November 8, 2023[72] - The company's restricted shares decreased by 272,200 shares, accounting for 2.36% of the total shares after the change[96] - The company's unrestricted shares increased by 272,200 shares, accounting for 97.64% of the total shares after the change[96] - Total shares of the company are 1,050,788,097, with no change during the reporting period[97] - Restricted shares decreased by 272,200 shares, mainly due to regulatory unlocking of shares held by directors, supervisors, and senior management[97] - The largest shareholder, China Iron & Steel Research Institute Group Co., Ltd., holds 34.68% of the shares, totaling 364,366,724 shares[99] - Hong Kong Securities Clearing Company Limited increased its holdings by 1,039,359 shares, now holding 12,711,356 shares, representing 1.21% of the total shares[99] - The top 10 shareholders collectively hold 39.77% of the company's shares, with no significant changes in shareholding structure[99][100] - The company's restricted stock incentive plan involves several executives, with a total of 1,147,751 shares still under lock-up[98] - The company's shareholding structure remains stable, with no major changes in the top 10 shareholders' positions[99][100] - The company's shares are primarily held by domestic and institutional investors, with no significant foreign ownership changes[99][100] - The company's shareholding structure reflects a strong presence of state-owned entities, with China Iron & Steel Research Institute Group Co., Ltd. as the controlling shareholder[99][100] - The company's shareholding structure is characterized by a high level of stability, with no significant changes in the top 10 shareholders' positions[99][100] Environmental and Social Responsibility - The company's Beijing Konggang New Materials Branch discharged wastewater with COD concentration of 59.7 mg/L, ammonia nitrogen concentration of 10.1 mg/L, total chromium concentration of 0.036 mg/L, and total nickel concentration of 0.023 mg/L[74] - The company's Beijing Konggang New Materials Branch invested a total of 2.613 million RMB in environmental protection in the first half of 2024, covering environmental impact assessment, hazardous waste disposal, environmental monitoring fees, and environmental improvements[76] - The company's Beijing Konggang New Materials Branch paid 9,197.43 RMB in environmental protection tax in 2024[76] - The company's subsidiary, An Tai Technology Co., Ltd. Konggang New Materials Branch, was fined 30,000 yuan due to a 3.5% absolute error in exhaust gas automatic monitoring equipment, exceeding the ±1.5% limit[79] Corporate Governance

安泰科技、公司、本公司：安泰科技股份有限公司 安泰科技股份有限公司 关于公开挂牌转让控股子公司股权的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 证券代码：000969 证券简称：安泰科技 公告编号：2024-023 释义： 除非另有说明，以下简称在本公告中含义如下： 受让方 1： 安泰环境：安泰环境工程技术有限公司（公司控股子公司，公司直接并间接 持有其 32.07%股权） 旭安科创：北京旭安科创技术有限公司 宁波远成：宁波远成科技开发中心（有限合伙） 一、交易概述 2023 年 11 月 27 日，公司召开第八届董事会第十六次临时会议，审议通过 《安泰科技股份有限公司关于转让持有安泰环境部分股权的议案》，同意公司在 北京产权交易所公开挂牌转让安泰环境 14%股权，具体内容详见公司于 2023 年 11 月 29 日在巨潮资讯网（http://www.cninfo.com.cn）披露的《关于公开挂牌转 让控股子公司股权的公告》（公告编号 2023-060）。 2023 年 12 月 19 日，公司召开 2023 年第二次临时股东大会，审议通过《安 ...

证券代码：000969 证券简称：安泰科技 公告编号：2024-024 安泰科技股份有限公司 2024 年半年度业绩预增公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、误 导性陈述或重大遗漏。 一、本期业绩预计情况 1、业绩预告期间：2024 年 1 月 1 日–2024 年 6 月 30 日 公司半年度经营业绩预计同比实现较大幅度增长，预计公司归属于上市公司 股东的净利润比上年同期增长 65.67%- 84.79%。经营业绩大幅增长的主要原因是 股权转让投资收益和政府补助增加所致。 2024 年上半年，预计非经常性损益项目对归属于上市公司股东净利润的影 响金额约为 14,096 万元，其中转让安泰环境工程技术有限公司 14%股权获取的 1 投资收益约为 13,059 万元,政府补助等约为 1,037 万元。 四、风险提示 2、预计的业绩：□亏损 □扭亏 同向上升 □同向下降 | 项 目 | 本报告期 | 上年同期 | | | | --- | --- | --- | --- | --- | | 归属于上市公司股东 | 盈利：26,000 万元–29,000 | 盈利：15,693 ...

证券代码：000969 证券简称：安泰科技 公告编号：2024-022 安泰科技股份有限公司 2023 年度权益分派实施公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、误 导性陈述或重大遗漏。 特别提示： 安泰科技股份有限公司（以下简称"公司"、"本公司"）2023 年年度权 益分派方案已获 2024 年 5 月 20 日召开的公司 2023 年度股东大会审议通过，现 将权益分派事宜公告如下： 一、股东大会审议通过利润分配方案情况 1、公司于 2024 年 5 月 20 日召开的公司 2023 年度股东大会审议通过了《安 泰科技2023年度利润分配预案》。公司2023年年度利润分配方案的具体内容为： 以 2023 年 12 月 31 日的股本 1,050,788,097.00 股为基数，向全体股东每 10 股派 发现金 0.80 元（含税），共计分配 84,063,047.76 元（含税），剩余未分配利润 滚存至以后年度分配。不送红股，不实施资本公积金转增股本。公司本次利润分 配预案披露后至权益分派实施公告中确定的股权登记日期间，如公司总股本发生 变动的，每股现金分红金额不变，公 ...

安泰科技股份有限公司股东大会议事规则 1 股东或者依照法律、行政法规或者国务院证券监督管理机构的规定设 立的投资者保护机构（以下简称投资者保护机构），可以作为征集人， 自行或者委托证券公司、证券服务机构，公开请求上市公司股东委托 其代为出席股东大会，并代为行使提案权、表决权等股东权利。 依照前款规定征集股东权利的，征集人应当披露征集文件，公司 应当予以配合。 第一章 总则 第一条 为规范安泰科技股份有限公司（以下简称公司）行为， 保证股东大会依法行使职权，根据《中华人民共和国公司法》（以下 简称《公司法》）、《中华人民共和国证券法》（以下简称《证券法》） 及《安泰科技股份有限公司章程》（以下简称《公司章程》）的规定， 制定本规则，本规则自公司 2024 年第一次临时股东大会审议通过之 日起开始实施。 第二条 公司应当严格按照法律、行政法规、本规则及《公司章 程》的相关规定召开股东大会，保证股东能够依法行使权利。 公司董事会应当切实履行职责，认真、按时组织股东大会。公司 全体董事应当勤勉尽责，确保股东大会正常召开和依法行使职权。 第三条 股东大会应当在《公司法》和《公司章程》规定的范围 内行使职权。 第四条 股 ...

安泰科技股份有限公司 证券代码：000969 证券简称：安泰科技 公告编号：2024-021 关于限制性股票激励计划首次及预留授予第一个解除限售期 业绩绩效考核达成的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、误 导性陈述或重大遗漏。 根据安泰科技股份有限公司（以下简称"公司"）2023 年第一次临时股东 大会的授权，公司于 2024 年 5 月 24 日召开了第八届董事会第十七次临时会议， 审议通过了《关于安泰科技股份有限公司限制性股票激励计划首次及预留授予第 一个解除限售期业绩考核达成的议案》，现将有关事项公告如下： 一、本激励计划已履行的相关审批程序和信息披露情况 （一）2022 年 12 月 30 日，公司召开第八届董事会第十一次临时会议，审 议通过了《关于<安泰科技股份有限公司限制性股票激励计划（草案）>及其摘要 的议案》《关于<安泰科技股份有限公司限制性股票激励计划管理办法>的议案》 《关于<安泰科技股份有限公司限制性股票激励计划实施考核管理办法>的议案》 以及《关于提请股东大会授权董事会办理股权激励相关事宜的议案》，公司独立 董事就本激励计划相关议案发表了同意的 ...

证券代码：000969 证券简称：安泰科技 公告编号：2024-018 安泰科技股份有限公司 第八届董事会第十七次临时会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、误 导性陈述或重大遗漏。 安泰科技股份有限公司第八届董事会第十七次临时会议通知于 2024 年 5 月 16 日以书面或邮件形式发出，据此通知，会议于 2024 年 5 月 24 日以现场及通 讯方式召开，会议应出席董事 9 名，实际出席 9 名。会议主持人为李军风董事长， 列席会议的有公司监事、高级管理人员、纪委书记。会议的召开符合有关法律、 行政法规、部门规章、规范性文件和公司章程的规定。 本次会议讨论并通过如下决议： 1、《关于修订<安泰科技股份有限公司章程>的议案》 赞成 9 票；反对 0 票；弃权 0 票。 2、《关于修订<安泰科技股份有限公司股东大会议事规则>的议案》 赞成 9 票；反对 0 票；弃权 0 票。 本议案尚需提交公司股东大会审议。 相关内容详见公司同日在巨潮资讯网（http://www.cninfo.com.cn）刊登的《安 泰科技股份有限公司股东大会议事规则》。 3、《关于修订<安 ...

证券代码：000969 证券简称：安泰科技 公告编号：2024-020 安泰科技股份有限公司 关于拟修订《公司章程》部分条款的公告 依据《上市公司章程指引》等法律法规文件并结合安泰科技股份有限公司（以 下简称"公司"）实际情况，公司拟对《公司章程》进行修订。具体修订内容详 见公司章程修订对照表。 | 序号 | 原文 | 修订内容 | | --- | --- | --- | | 1 | 第六条公司注册资本为人民币 | 第六条 公 司 注 册 资 本 为 人 民 币 | | | 102,600.8097 万元。 | 105,078.8097 万元。 | | 2 | 第二十一条 公司股份总数为 | 第 二 十 一 条 公 司 股 份 总 数 为 | | | 102,600.8097 万股，全部为普通股。 | 105,078.8097 万股，全部为普通股。 | | 3 | 第三十一条 公司董事、监事、高级 | 修订: | | | 管理人员、持有本公司股份 5%以上的股 | 第三十一条 公司董事、监事、高级管 | | | 东，将其持有的本公司股票在买入后 6 个 | 理人员、持有本公司股份 5%以上的股东， | | | ...