证券代码：001236 证券简称： 公告编号：2024-021 根据日常经营业务开展需要，弘业期货股份有限公司（以下简称"公司"或"弘 业期货"）第四届董事会第二十一次会议审议通过了《关于审议公司与苏豪控股持续 关联交易的议案》，提请与江苏省苏豪控股集团有限公司（以下简称"苏豪控股"） 签订《金融服务框架协议》、《贸易框架协议》及《金融投资框架协议》，该事项尚 需提交股东大会审议。现将有关情况公告如下： 一、关联交易概述 本协议为框架协议，服务范围包括公司和/或其附属公司为苏豪控股和/或其附属公 司提供期货经纪服务、资产管理服务等金融服务。预计未来三年（2024年度至2026年 度），苏豪控股和/或其附属公司就前述服务向公司和/或其附属公司支付的金融服务费 上限分别为人民币260万元、260万元及260万元。实际发生金额以公司和/或其附属公 司与苏豪控股和/或其附属公司另行签订的具体金融服务协议为准。 2、《贸易框架协议》 （一）关联交易的主要内容 1 1、《金融服务框架协议》 （1）协议签署日期：公司股东大会审议通过后 （2）协议签署地点：中国江苏省南京市 （3）交易各方当事人名称 甲方：弘业期货 乙方：苏 ...

Business Performance - The company reported a steady growth in brokerage business, with asset management business improving steadily and risk management business developing rapidly[4]. - The company's operating revenue for 2023 was RMB 194,322 million, representing a 27.20% increase compared to RMB 152,775 million in 2022[76]. - Net profit attributable to shareholders for 2023 was RMB 779 million, a decrease of 37.07% from RMB 1,238 million in 2022[76]. - The total trading volume for the company was RMB 5,173.92 billion, down 21.25% from RMB 6,570.01 billion in 2022[44]. - The cumulative trading volume in China's futures market for 2023 was 8.501 billion contracts, with a total transaction value of RMB 56.851 trillion, marking a year-on-year increase of 25.60% and 6.28% respectively[71]. - The company experienced a significant cash outflow from operating activities amounting to RMB -161,715 million in 2023, compared to an inflow of RMB 192,509 million in 2022, indicating a 184.00% decline[76]. - The company’s total trading volume was 83.54 million lots, a decrease of 8.32% from 91.13 million lots in 2022[44]. - The company’s debt-to-asset ratio was reported at 1.24[38]. Market and Regulatory Environment - The company’s business performance is closely related to the trends in the securities and futures markets, influenced by macroeconomic factors and regulatory policies[42]. - The company reported a challenging economic environment in 2023, characterized by insufficient effective demand and industry overcapacity, with a focus on high-quality development as a priority for 2024[99]. - The company emphasizes the importance of long-term strategic planning to enhance confidence and stability in its development amidst rising external uncertainties[99]. Product Development and Innovation - The company launched 21 new futures and options products in 2023, bringing the total number of products to 131, covering key sectors of the national economy[160]. - The introduction of lithium carbonate futures and options in July 2023 marked a significant innovation, being the first physical delivery futures product globally in this category[160]. - The company has successfully launched low-sulfur fuel oil futures to support the transition in the shipping fuel market, aligning with the "dual carbon" strategy[160]. - The company has established a comprehensive yield curve for government bonds, covering key maturities from 2 to 30 years with the introduction of 30-year government bond futures[160]. - The company is actively enhancing its product system and optimizing product rules to attract more participants and improve market quality[161]. Financial Management - The company’s net capital ratio to total risk capital reserves was 266% as of December 31, 2023, up from 244% in 2022[64]. - The asset-liability ratio as of December 31, 2023, was 25%, an increase from 24% in the previous year[175]. - The company’s net assets attributable to shareholders increased by 0.55% to RMB 18.47 billion[175]. - As of December 31, 2023, the company's net capital was RMB 841 million, a decrease of RMB 73 million compared to RMB 914 million at the end of 2022[158]. Corporate Governance and Strategy - The company emphasizes the importance of corporate governance and has undergone several structural changes since its establishment[22]. - The company is committed to ensuring the accuracy and completeness of its annual report, taking legal responsibility for any misleading statements or significant omissions[97]. - The company aims to enhance its core competitiveness and strengthen its core functions, focusing on three service ecosystems: industrial clients, institutional clients, and retail investors[125]. - The company plans to leverage historical opportunities during the new round of opening reforms to create greater value for clients and investors[125]. - The company is committed to high-quality development in 2024, which is a key year for completing the "14th Five-Year Plan" tasks[125]. - The company will adopt more pragmatic operational measures to achieve its strategic vision[125]. - The company emphasizes the importance of uniting all employees to accelerate the construction of a competitive domestic leading futures company[125]. - The company is focused on serving national strategies, local economies, and group development as its main work line[125]. - The company has established a platform filled with confidence and positive energy for its stakeholders[125]. Risk Management - The company is committed to risk management and financial innovation to support the real economy[4]. - The company acknowledges the need to address investment risks associated with its future plans and development strategies[98]. - The company’s risk control indicators are in compliance with regulatory requirements[158]. Shareholder Information - The company has a total of 249.7 million H shares outstanding[8]. - The company’s major shareholder is Jiangsu Suhao Holding Group Co., Ltd., a state-owned enterprise established in 1994[102]. - The company has a total of 227,000,000 H shares issued, with an additional 22,700,000 H shares sold by shareholders, listed on the Hong Kong Stock Exchange since December 30, 2015[102]. - The company issued 100,777,778 A shares, which were listed on the Shenzhen Stock Exchange on August 5, 2022, and has a total of 758,077,778 A shares outstanding as of the report date[101]. Honors and Recognition - The company received over 40 honors in 2023, including recognition as a "Leading Enterprise in High-Quality Development" in Jiangsu Province[88]. - The company received over 40 honors, including "Leading Enterprise in High-Quality Development" and "Outstanding Contribution Award for Rural Revitalization" in Jiangsu Province[162].

智通财经APP讯，弘业期货(03678)发布公告，该公司近日获悉，弘苏实业因司法强制执行而透过大宗交 易减持公司股份超过1%，且执行所涉股份的过半已处置，有关详情载列如下： 于2024年4月10日至2024年4月17日期间，弘苏实业持有的1344万股A股(占公司已发行股本总额约1.33%) 已由弘苏实业处置(股份减持)。于股份减持前，弘苏实业合共持有1.22亿股A股，占公司已发行股本总 额的约12.11%。紧随股份减持后，弘苏实业合共持有1.09亿股A股，占公司已发行股本总额的约 10.78%。 股份减持并无违反《中华人民共和国证券法》、《上市公司收购管理办法》及其他相关法律、行政法 规、部门规章、规范性文件及深圳证券交易所的业务规则。 ...

证券代码：001236 证券简称： 公告编号：2024-013 | 1．基本情况 | | | | | | | --- | --- | --- | --- | --- | --- | | 信息披露义务人 | 江苏弘苏实业有限公司 | | | | | | 住所 | 江苏省南京市中华路50号 | | | | | | 权益变动时间 | 2024年4月10日至2024年4月17日 | | | | | | 股票简称 | 弘业期货 | | 股票代码 | | 001236 | | 变动类型（可多 | 增加□ | 减少☑ | 一致行动人 | 有□ | 无☑ | | 选） | | | | | | | 是否为第一大股 | | | 是□ 否☑ | | | | 东或实际控制人 | | | | | | | 2．本次权益变动情况 | | | | | | 1 | 股份种类（A股、 | 减持股数（股） | 减持比例（%） | | | --- | --- | --- | --- | | B股等） | | | | | A股 | 13,440,000 1.3336 | | | | 合 计 | 13,440,000 1.3336 | | | | 本次 ...

中 文 公 司 名 稱 弘 業 期 貨 股 份 有 限 公 司，在 香 港 以Holly Futures的 名 義 開 展 業 務） （「本公司」） （股 份 代 號：3678） 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內 容 概 不 負 責，對 其 準 確 性 或 完 整 性 亦 不 發 表 任 何 聲 明，並 明 確 表 示，概 不就因本公告全部或任何部分內容而產生或因依賴該等內容而引致的 任 何 損 失 承 擔 任 何 責 任。 Holly Futures （於 中 華 人 民 共 和 國（「中 國」）註 冊 成 立 的 股 份 有 限 公 司， 承董事會命 代行董事長兼執行董事 儲開榮先生 於 本 公 告 日 期，董 事 會 成 員 包 括 執 行 董 事 儲 開 榮 先 生；非 執 行 董 事 薛 炳 海 先 生 及 姜 琳 先 生；以 及 獨 立 非 執 行 董 事 黃 德 春 先 生、盧 華 威 先 生 及 張 洪 發 先 生。 董事會會議通知 本 公 司 董 事 會（「董事會」）謹 此 宣 佈，董 事 會 會 議 將 於2024年4月26日（星 期 五）舉 行，藉 以（其 中 ...

证券代码：001236 证券简称： 公告编号：2024-012 1 | 合 计 | 11,339,877 | | 1.1252 | | | --- | --- | --- | --- | --- | | 本次权益变动方 | 通过证券交易所的集中交易 | | ☑ | | | 式（可多选） | 通过证券交易所的大宗交易 | | ☑ | | | | 其他 | | □（请注明） | | | | 3．本次变动前后，投资者及其一致行动人拥有上市公司权益的股份情况 | | | | | 股份性质 | 本次变动前持有股份 | | 本次变动后持有股份 | | | | 股数(股) | 占总股本比例 | 股数(股) | 占总股本比例 | | | | (%) | | (%) | | 合计持有股份 | 133,371,300 | 13.2342 | 122,031,423 | 12.1090 | | 其中：无限售条 | 133,371,300 | 13.2342 | 122,031,423 | 12.1090 | | 件股份 | | | | | | 有限售条件股份 | 0 | 0 | 0 | 0 | | 4．承诺、计划等履行情况 | | ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 | 截至月份: | 2024年3月31日 | 狀態: 新提交 | | --- | --- | --- | | 致：香港交易及結算所有限公司 | | | | 公司名稱: | Holly Futures | | | 呈交日期: | 2024年4月2日 | | | I. 法定/註冊股本變動 | | | | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 03678 | 說明 | H股 | | | | | | | | | 法定/註冊股份數目 | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 249,700,000 RMB | | | 1 RMB | | 249,700,000 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 249,700,000 RMB | | ...

Company Capital and Structure - The registered capital of the company is RMB 100,777.78 million[3] - The net capital of the company stands at RMB 84,070.99 million[3] - The company has a total of 1,000 million registered capital after several capital increases and share transfers[18] - The company has a 43.09% equity stake held by Suhao Holdings after a share transfer in 2012[22] - The company has increased its registered capital in Hongye Capital to RMB 50 million and in Hongye International Financial to HKD 240 million[156] Business Operations and Licenses - The company holds a securities and futures business license issued by the China Securities Regulatory Commission on March 21, 2023[6] - The company has been approved for futures investment consulting business qualifications since September 14, 2011[7] - The company became a participant in the Shenzhen Stock Exchange options trading on December 11, 2020[8] - The company operates under the regulatory framework of the Securities and Futures Ordinance, allowing it to conduct securities trading and futures contract trading[6] - The company operates 43 futures branches, including 6 subsidiaries and 37 business offices[27] Financial Performance - Total revenue for 2023 reached ¥1,943,218,118.09, an increase of 27.20% compared to ¥1,527,746,679.22 in 2022[30] - Net profit attributable to shareholders was ¥7,791,496.31, down 37.07% from ¥12,381,909.10 in the previous year[30] - The company reported a net cash flow from operating activities of -¥1,617,150,871.75, a decrease of 184.00% compared to ¥1,925,086,936.60 in 2022[30] - Basic earnings per share decreased by 41.67% to ¥0.0077 from ¥0.0132 in 2022[30] - Total assets at the end of 2023 were ¥9,313,077,143.89, down 11.17% from ¥10,483,928,699.73 in 2022[30] Liabilities and Net Assets - Total liabilities decreased by 13.66% to ¥7,465,583,838.39 from ¥8,646,604,790.55 in 2022[30] - The company's net assets attributable to shareholders increased slightly by 0.55% to ¥1,847,493,305.50 from ¥1,837,323,909.18 in 2022[30] - The company's net capital at the end of 2023 was CNY 840.71 million, a decrease of 8.01% from the previous year, while net assets increased by 0.64% to CNY 1.87 billion[60] Market Position and Growth - The total transaction volume in China's futures market reached 8.501 billion contracts in 2023, with a total transaction value of CNY 56.851 trillion, representing year-on-year growth of 25.60% and 6.28% respectively[62] - The company has maintained a strong market position, ranking among the top in the industry, with 37 business outlets and 6 branches as of December 31, 2023[64] - The company has received an A-class rating from the China Securities Regulatory Commission for 15 consecutive years, indicating strong competitiveness in the futures industry[64] Revenue Streams - The revenue from the bulk commodity trading and risk management business increased by 31.64% due to the growth in the scale of the subsidiary's basis trading business[80] - The revenue from futures brokerage and asset management business increased by 4.30% to ¥259,246,329.68, while operating expenses rose by 20.22%[105] - The revenue from bulk commodity trading and risk management business grew by 31.64% to ¥1,683,971,788.41, with operating expenses increasing by 29.57%[107] Research and Development - Research and development investment amounted to RMB 2.046 million, representing a year-on-year increase of 24.13%[86] - The number of R&D personnel increased from 7 in 2022 to 8 in 2023, representing a growth rate of 14.29%[101] - The proportion of R&D personnel in the company rose from 1.06% in 2022 to 1.17% in 2023, an increase of 0.11%[101] Corporate Governance and Compliance - The board of directors consists of 7 members, including 3 independent directors, ensuring compliance with relevant laws and regulations[192] - The company held 8 board meetings during the reporting period, adhering to legal and procedural requirements[192] - The company emphasizes the importance of risk compliance and governance modernization to support high-quality development[197] Strategic Initiatives and Future Plans - The company aims to enhance its service capabilities and risk management in response to regulatory changes in the futures industry[37] - The company aims to enhance its core competitiveness and service capabilities by building three service ecosystems: industrial clients, institutional clients, and retail investors[170] - The company is focusing on international business expansion, particularly in key investment products such as the Hang Seng Index and FTSE China A50, while enhancing cooperation with leading Hong Kong fund companies[173] - The company is committed to high-quality development and will promote key tasks to ensure stability and progress[185] Social Responsibility and Corporate Culture - The company is actively promoting a harmonious corporate culture and enhancing employee satisfaction through various initiatives and activities[181] - The company is leveraging its advantages in futures to support rural revitalization and contribute to various social responsibilities[181]

Financial Performance - The company's net cash flow from operating activities in 2023 was RMB -1.617 billion, a decrease of RMB 3.542 billion compared to RMB 1.925 billion in 2022[26]. - Operating revenue for 2023 reached RMB 194,322 million, an increase of 27.20% compared to RMB 152,775 million in 2022[139]. - Total profit for 2023 was RMB 1,047 million, a decrease of 34.17% from RMB 1,591 million in 2022[139]. - Net profit attributable to shareholders for 2023 was RMB 779 million, down 37.07% from RMB 1,238 million in 2022[139]. - Basic earnings per share for 2023 were RMB 0.0077, down from RMB 0.0132 in 2022[139]. - The weighted average return on net assets was 0.42% for 2023, compared to 4.84% in 2022[138]. - The company reported a net cash outflow from operating activities of RMB -161,715 million, a significant decline of 184.00% compared to RMB 192,509 million inflow in 2022[139]. - The company's total assets as of December 31, 2023, amounted to RMB 931,308 million, a decrease of RMB 117,085 million or 11.17% compared to 2022[159]. - The total liabilities were RMB 746,558 million, down by RMB 118,102 million or 13.66% from the previous year[159]. - The equity attributable to shareholders of the company was RMB 184,749 million, reflecting a slight increase of RMB 1,017 million or 0.55% year-on-year[159]. - The company's net capital as of December 31, 2023, was RMB 841 million, a decrease of RMB 73 million from RMB 914 million at the end of 2022[164]. - The company maintained a debt-to-asset ratio of 25% as of December 31, 2023, compared to 24% in 2022[159]. Business Operations - The company's securities brokerage business revenue increased by 164.73% year-on-year, with trading volume growing by 112.38%[36]. - The company has expanded its asset management business, becoming an investment advisor for multiple public funds and launching new fund products in collaboration with local brokers in Hong Kong[25]. - The group maintained its core business in futures brokerage, asset management, commodity trading, risk management, and financial asset investment without significant changes[40]. - The company launched over 20 new futures and options products in 2023, enhancing its service capabilities for risk management[172]. - The company reported a decrease in client equity payable of RMB 123,306 million or 15.27% year-on-year, totaling RMB 684,087 million[159]. - The company's market share in futures brokerage was 0.46%, with total trading volume of RMB 5.17392 trillion, down 21.25% from RMB 6.57001 trillion in 2022[173]. - The company’s commission rate for domestic comprehensive futures and options brokerage increased by 5.56% to 0.0038% in 2023[173]. - The company plans to expand its futures business scope and enhance its derivative trading capabilities following the anticipated release of the 2024 Futures Company Supervision and Management Measures[170]. Risk Management and Governance - The company has established a comprehensive risk management system covering all business processes and departments[12]. - The company has implemented strict investor suitability management to control credit risk and enhance investor education[6]. - The company actively enhances data security management and has implemented multiple security measures to protect customer information[10]. - The company’s governance structure includes a board of directors and a supervisory board, ensuring compliance with corporate governance codes[62]. - The company has established a comprehensive governance structure, including various specialized committees such as the Audit Committee and the Risk Management Committee[9]. - The company is subject to regulations from the China Securities Regulatory Commission, which oversees its operations[62]. - The company is committed to transparency and corporate governance, as evidenced by its compliance with public interest entity auditor regulations[100]. Strategic Initiatives - The company is committed to ESG responsibilities, laying a solid foundation for sustainable development and long-term value creation[10]. - The company aims to enhance core competitiveness and strengthen core functions, focusing on serving national strategies and local economies[82]. - The company is dedicated to promoting high-quality development and seizing new development opportunities[82]. - The company plans to create three service ecosystems targeting industrial clients, institutional clients, and retail investors[82]. - Emphasis on technological innovation to enhance customer experience and support rural revitalization initiatives[82]. - The company is actively pursuing market expansion and new product development, although specific figures were not disclosed in the provided content[62]. Capital Structure - The company issued a total of 100,777,778 A-shares, with a registered capital of RMB 1,007,777,778 after the IPO[18]. - The registered capital of the company increased to RMB 100,777.78 million, focusing on commodity futures brokerage, financial futures brokerage, and asset management services[116]. - The company completed a capital increase in January 2023, raising registered capital from RMB 39,000 million to RMB 50,000 million[131]. - The company has undergone several capital increases, with the registered capital reaching RMB 3.8 billion in 2011, maintaining the same equity structure[124]. - The company was renamed Jiangsu Holly Futures Co., Ltd. in 1999, with a registered capital of RMB 30 million after a capital increase[104]. - The company has a significant ownership structure, with Jiangsu Craft holding 94% and Pengcheng International holding 6% after the 1999 capital increase[104]. Awards and Recognition - The group received over 40 honors, including "Leading Enterprise in High-Quality Development" in Jiangsu Province[58].

证券代码：001236 证券简称： 公告编号：2024-009 弘业期货股份有限公司（以下简称"公司"、"弘业期货"）于2024年3月28日召 开第四届董事会第二十次会议，审议通过了《关于拟变更公司名称、证券简称暨修订< 公司章程>的议案》，该议案尚需提交公司2023年度股东大会审议。现将相关情况公告 如下： 一、拟变更公司名称及证券简称的说明 | 拟变更事项 | 变更前 | 变更后 | | --- | --- | --- | | 中文名称 | 弘业期货股份有限公司 | 苏豪弘业期货股份有限公司 | | 证券简称 | 弘业期货 | 苏豪期货 | | 英文名称 | Holly Futures Co., Ltd. | Soho Holly Futures Co., Ltd. | | 英文简称 | Holly Futures | Soho Futures | 1 二、拟变更公司名称及证券简称的原因说明 鉴于公司拟变更公司名称及证券简称，根据《中华人民共和国公司法》及《上市 公司章程指引》等法律法规的有关规定，结合公司实际情况，公司拟对《公司章程》 的相应条款进行修改，具体修改内容如下： | 序号 | 修订前 | 修 ...