对外担保管理制度 第一章 总则 第一条 为规范胜通能源股份有限公司（以下简称公司）的对外担保行为， 严格控制公司对外担保风险，保护公司、股东合法权益，根据《中华人民共和国 公司法》《中华人民共和国证券法》《中华人民共和国民法典》《深圳证券交易所 股票上市规则》《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公 司规范运作》等有关法律、法规、规范性文件及《胜通能源股份有限公司章程》 （以下简称《公司章程》）制定本制度。 第二条 本制度适用于公司及控股子公司的对外担保行为。 第三条 本制度所称对外担保，是指公司为他人提供的担保，包括公司对控 股子公司的担保。 本制度所称公司及其控股子公司的对外担保总额，是指包括公司对控股子公 司担保在内的公司对外担保总额与公司控股子公司对外担保总额之和。 第二章 对外担保的基本原则 胜通能源股份有限公司 第四条 公司为他人提供担保应当遵循平等、自愿、公平、诚信、互利的原 则。任何单位和个人不得强令公司为他人提供担保，公司对强令其为他人提供担 保的行为有权拒绝。 第五条 全体董事应当审慎对待和严格控制对外担保产生的债务风险，并对 违规或失当的对外担保产生的损失依法承担连带 ...

Financial Performance - The company's revenue for Q1 2024 was ¥1,196,110,842.30, representing a 28.30% increase compared to ¥932,251,838.00 in the same period last year[5] - Net profit attributable to shareholders reached ¥19,331,861.87, a significant increase of 409.63% from ¥3,793,278.62 in the previous year[5] - The net profit excluding non-recurring gains and losses was ¥18,060,102.34, up 1,324.20% from ¥1,268,084.60 year-on-year[5] - The basic earnings per share for Q1 2024 was ¥0.1151, reflecting a 409.29% increase from ¥0.0226 in the same period last year[5] - Total operating revenue for Q1 2024 reached CNY 1,196,110,842.30, a 28.3% increase from CNY 932,251,838.00 in the same period last year[21] - Net profit for Q1 2024 was CNY 19,331,861.87, compared to CNY 3,793,278.62 in Q1 2023, marking a significant increase of 411.5%[23] - Basic and diluted earnings per share for the quarter were both CNY 0.1151, up from CNY 0.0226 in the previous year[24] - The total comprehensive income for Q1 2024 was CNY 12,781,846.78, significantly higher than CNY 3,793,278.62 in Q1 2023[24] Cash Flow and Investments - Cash flow from operating activities increased by 25.72% to ¥42,345,809.30 compared to ¥33,682,123.24 in the same period last year[5] - Cash flow from operating activities generated a net amount of CNY 42,345,809.30, compared to CNY 33,682,123.24 in the same quarter last year, indicating a 25.7% increase[24] - The net cash flow from investing activities was -¥498,038.38, an increase of ¥20,519,504.21 compared to the previous year, mainly due to payments for long-term asset acquisitions in the prior period[12] - The net cash flow from investment activities was -498,038.38, compared to -21,017,542.59 in the previous period, indicating a significant decrease in investment cash flow[25] - The total cash outflow from financing activities was 130,032,968.57, resulting in a net cash flow from financing activities of -130,032,968.57[25] - The net increase in cash and cash equivalents was -91,690,388.94, compared to an increase of 12,664,580.65 in the previous period[25] - The ending balance of cash and cash equivalents was 1,127,448,981.65, down from 1,173,885,424.97 at the end of the previous period[25] - The company reported a beginning cash balance of 1,219,139,370.59 for the quarter[25] - The impact of exchange rate changes on cash and cash equivalents was -3,505,191.29[25] Assets and Liabilities - The company's total assets decreased by 8.24% to ¥1,588,617,798.11 from ¥1,731,280,569.69 at the end of the previous year[5] - The company's total current assets decreased from CNY 1,583,169,832.50 at the beginning of the period to CNY 1,449,033,482.75 at the end[18] - Cash and cash equivalents decreased from CNY 1,308,963,160.60 to CNY 1,140,694,386.82, a decline of approximately 12.85%[18] - Total liabilities decreased from CNY 226,429,108.20 to CNY 67,363,514.89, a reduction of about 70.3%[19] - The company's total assets decreased from CNY 1,731,280,569.69 to CNY 1,588,617,798.11, a decline of approximately 8.23%[19] - The total non-current assets decreased from CNY 148,110,737.19 to CNY 139,584,315.36, a decrease of about 5.3%[19] - The company reported a significant reduction in short-term borrowings, from CNY 129,867,967.59 to zero[19] - Accounts payable decreased from CNY 11,832,845.41 to CNY 7,557,792.78, a decline of approximately 36.2%[19] Shareholder Information - Total number of common shareholders at the end of the reporting period is 16,185[16] - The largest shareholder, Wei Jisheng, holds 36.97% of shares, totaling 62,104,000 shares[16] - The company has no preferred shareholders or significant changes in the top ten shareholders' financing activities[17] Expenses - The company's management expenses for Q1 2024 were ¥5,178,195.08, a 35.69% increase from the previous year, primarily due to higher employee compensation and entertainment expenses[11] - Operating costs for the same period were CNY 1,172,787,539.12, up from CNY 929,162,320.25, reflecting a 26.2% increase[21] - Research and development expenses for the quarter were CNY 133,982.48, slightly up from CNY 126,114.76 year-over-year[21] Other Information - Other comprehensive income after tax for the quarter was CNY -6,550,015.09, compared to CNY 0.00 in the previous year[23] - The company reported a financial income of CNY 9,343,219.78, down from CNY 9,976,183.74 in the previous year[21] - The company did not receive any cash from financing activities during the first quarter[25] - The company has not undergone an audit for the first quarter report[26] - The company is implementing new accounting standards starting in 2024, which may affect financial reporting[26]

胜通能源股份有限公司 2023 年度监事会工作报告 2023 年度，胜通能源股份有限公司（以下简称"公司"）监事会严格按照 《中华人民共和国公司法》（以下简称"《公司法》"）《中华人民共和国证券 法》（以下简称"《证券法》"）《深圳证券交易所股票上市规则》《深圳证券 交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》等法律法规以 及《公司章程》《监事会议事规则》等公司制度的规定和要求，恪尽职守、勤勉 尽责地履行监事会职责，依法独立行使职权，以保障公司规范运作，切实维护公 司和股东的利益。积极列席董事会和出席股东大会，对公司生产经营、重大事项、 财务状况、董事和高级管理人员的履职情况进行监督，为公司规范运作和健康发 展发挥了积极作用。现将监事会在 2023 年度的主要工作报告如下： 一、2023 年度监事会召开会议情况 2023 年度监事会共召开了 5 次会议，监事会召开情况如下： | 序号 | 召开时间 | | 届次 | 审议内容 | | --- | --- | --- | --- | --- | | | | | | 1、《关于公司<2022 年年度报告>及其摘要的 | | | | | | 议案》 ...

Dividend and Capital Distribution - The company plans to distribute a cash dividend of 1 RMB per 10 shares to all shareholders, totaling 168 million shares[3]. - The company will increase its capital reserve by issuing 2 additional shares for every 10 shares held by shareholders[3]. - The total distributable profit for the year is reported at 133,041,688.51 yuan, with the cash dividend amounting to 100% of the profit distribution total[160]. - The company will not issue any bonus shares this year, but will increase its total share capital by 33,600,000 shares through a capital reserve conversion, raising the total share capital to 201,600,000 shares[162]. - The cash dividend policy aims to ensure a minimum distribution of 10% of the distributable profit, contingent on positive cash flow and no major investment plans in the next 12 months[155]. Financial Performance - The company's operating revenue for 2023 was ¥4,803,925,857.43, a decrease of 6.85% compared to ¥5,157,097,222.63 in 2022[22]. - The net profit attributable to shareholders for 2023 was -¥39,546,355.05, representing a decline of 122.98% from ¥172,086,740.35 in 2022[22]. - The basic earnings per share for 2023 was -¥0.2354, down 119.90% from ¥1.1827 in 2022[22]. - The weighted average return on equity for 2023 was -2.52%, a decrease of 20.15% compared to 17.63% in 2022[22]. - The total revenue for the reporting period was approximately ¥4.80 billion, a decrease of 6.85% compared to ¥5.16 billion in 2022[54]. LNG Market and Sales - LNG sales accounted for 98.53% of total revenue, amounting to approximately ¥4.73 billion, down 7.03% from ¥5.09 billion in the previous year[56]. - The average price of LNG in China for 2023 decreased by 26.17% to ¥5,112 per ton compared to the previous year[35]. - The company's LNG sales revenue for the reporting period was 473,379.75 million RMB, a decrease of 7.03% year-on-year[40]. - The company ranked fifth among LNG trading enterprises in China according to Jinlianchuang statistics for 2023[40]. - The company's LNG sales volume increased by 39.64% in 2023, reaching 1,065,266.26 tons compared to 762,870.56 tons in 2022[59]. Operational Efficiency and Costs - The net cash flow from operating activities for 2023 was ¥65,241,424.77, an increase of 13.53% from ¥57,464,828.28 in 2022[22]. - The transportation service revenue was approximately ¥48.77 million, representing 1.02% of total revenue, down 8.88% from the previous year[56]. - The company's LNG sales business procurement cost was ¥4,778,840.58, which accounted for 98.61% of the total operating cost[63]. - The transportation service costs decreased by 10.39% to ¥47,730,941.62, compared to the previous year[63]. - The company has implemented cost-cutting measures that are expected to save approximately $50 million annually[127]. Research and Development - The company's research and development expenses increased by 10.71% to ¥601,359.17 compared to the previous year[68]. - The company maintained a stable number of R&D personnel at 5, with no change from the previous year[70]. - The company’s R&D investment accounted for 0.01% of operating income, remaining unchanged from the previous year[70]. - The company is investing $200 million in R&D for new technologies aimed at enhancing operational efficiency[127]. - The company is investing heavily in R&D, allocating 10% of its revenue to develop new technologies aimed at improving energy efficiency[189]. Corporate Governance and Compliance - The company has established a comprehensive internal control system, with no significant deficiencies reported during the fiscal year[166]. - The board of directors consists of 9 members, including 4 independent directors, ensuring compliance and effective governance[105]. - The company has established an independent financial department with a complete accounting system, ensuring autonomous financial decision-making[115]. - The company has committed to protecting the rights of minority shareholders during shareholder meetings[104]. - The company has complied with all relevant laws and regulations regarding information disclosure, ensuring transparency[109]. Future Outlook and Strategic Plans - The company provided guidance for the next fiscal year, projecting revenue growth of 10% to 12%[127]. - The company aims to expand its LNG transportation capacity and reduce upstream procurement costs to enhance business income and profits[95]. - The company plans to establish long-term cooperation agreements with CNOOC and Sinopec to ensure stable natural gas supply[96]. - The company intends to construct LNG refueling stations in key national areas to expand its retail business model[97]. - The company is considering strategic acquisitions to enhance its market position, targeting firms with a combined revenue of $200 million[185]. Employee and Management Information - The total number of employees at the end of the reporting period is 917, with 75 in the parent company and 842 in major subsidiaries[150]. - The company has a structured approach to remuneration linked to performance assessments for senior management[138]. - The total remuneration for directors, supervisors, and senior management amounted to 2.2241 million yuan[140]. - The company has established a year-end bonus assessment system to enhance external salary competitiveness and improve employee satisfaction[152]. - The company emphasizes employee rights protection and continuously improves employee welfare and development[173]. Environmental and Social Responsibility - The company is committed to environmental protection and sustainable development, enhancing safety management systems[175]. - The management emphasized a commitment to sustainability, aiming for a 40% reduction in carbon emissions by 2025[186]. - The company has not faced any administrative penalties related to environmental issues during the reporting period[172]. - The company has not engaged in poverty alleviation or rural revitalization efforts during the reporting period[176]. - The company acknowledges the necessity of adhering to regulatory requirements and social responsibilities in its operations[198].

胜通能源股份有限公司 关于公司及子公司开展 2024 年度外汇套期保值业务 可行性分析报告 一、开展套期保值的目的和必要性 随着胜通能源股份有限公司（以下简称"公司"）国际业务规模持续增长， 未来会有货币结汇及购汇的需求，存在一定的汇率敞口风险。公司及子公司开展 外汇套期保值业务目的在于增强公司财务稳健性，降低公司在开展国际业务和外 币贷款过程中的汇率波动风险，合理控制汇兑风险对公司经营业绩的影响。本次 投资不会影响公司主营业务的发展，资金使用安排合理。 二、开展外汇套期保值业务情况 1.交易目的：公司及子公司开展外汇套期保值业务目的在于增强公司财务稳 健性，降低公司在开展国际业务和外币贷款过程中的汇率波动风险，合理控制汇 兑风险对公司经营业绩的影响。本次投资不会影响公司主营业务的发展，资金使 用安排合理。 2.交易金额：在有效期内预计任意交易日持有的最高合约价值最高不超过 10,000 万美元或等值外币（约合 72,401 万元人民币），在授权有效期内拟投入 的最高授信占用规模最高不超过 1,500 万美元（约合 10,860 万元人民币）即在 期限内任一时点不超过 1,500 万美元（约合 10,860 ...

证券代码：001331 证券简称：胜通能源 公告编号：2024-011 胜通能源股份有限公司 关于公司及子公司 2024 年度向银行申请综合授信 暨担保额度预计的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 特别提示： 24,800 万元的连带责任保证。 根据《深圳证券交易所股票上市规则》《深圳证券交易所上市公司自律监管 指引第 1 号——主板上市公司规范运作》《公司章程》等规定，上述事项需提交 公司股东大会审议。本次申请银行综合授信额度及预计担保额度的授权有效期自 2023 年年度股东大会审议通过之日起至下一年年度股东大会授权日止，在有效 期内，综合授信额度可循环使用。在上述期限及额度内，公司董事会提请股东大 会授权董事长或其指定的授权代理人签署办理授信和担保事宜所产生的相关文 件，公司董事会或股东大会不再就每笔授信业务或担保业务履行审议程序。本事 项尚需提交公司 2023 年年度股东大会审议，因担保预计总额超过公司最近一期 经审计总资产的 30%，该事项需经 2023 年年度股东大会特别决议通过。 二、申请银行综合授信额度的情况 根据公司 2024 ...

证券代码：001331 证券简称：胜通能源 公告编号：2024-007 胜通能源股份有限公司 第二届监事会第十二次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 胜通能源股份有限公司（以下简称"公司"）第二届监事会第十二次会议的 会议通知已于 2024 年 4 月 15 日以专人送达的方式送达给全体监事，会议于 2024 年 4 月 26 日在公司会议室以现场方式召开，本次会议由公司监事会主席刘军先 生召集并主持，应出席监事 3 人，实际出席监事 3 人。本次监事会会议的召集、 召开和表决程序符合《中华人民共和国公司法》等法律、法规和《公司章程》的 规定。 二、监事会会议审议情况 公司《2023 年年度报告》同日披露于巨潮资讯网（www.cninfo.com.cn）； 公司《2023 年年度报告摘要》同日披露于《证券时报》《中国证券报》《上海 证券报》《证券日报》和巨潮资讯网（www.cninfo.com.cn）。 （二）审议通过《关于公司<2024 年第一季度报告>的议案》 经与会监事审议，形成决议如下： （一）审议通过 ...

内部控制审计报告 胜通能源股份有限公司 容诚审字[2024] 200Z0316 号 容诚会计师事务所（特殊普通合伙） 中国·北京 容诚会计师事务所（特殊普通合伙） 总所：北京市西城区阜成门外大街 22 号 外经贸大厦 15 层 / 922-926 (100037) TEL:010-6600 1391 FAX:010-6600 1392 E-mail:bj@rsmchina.com.cn https://www.rsm.global/china/ 内部控制审计报告 容诚审字[2024]200Z0316 号 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企业内部 控制评价指引》的规定，建立健全和有效实施内部控制，并评价其有效性是胜通 能源董事会的责任。 二、注册会计师的责任 我们的责任是在实施审计工作的基础上，对财务报告内部控制的有效性发表 审计意见，并对注意到的非财务报告内部控制的重大缺陷进行披露。 三、内部控制的固有局限性 内部控制具有固有局限性，存在不能防止和发现错报的可能性。此外，由于 情况的变化可能导致内部控制变得不恰当，或对控制政策和程序遵循的程度降低， 根据内部控制审计结果推测未来内部控 ...

本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、募集资金基本情况 （一）募集资金金额及资金到位时间 经中国证券监督管理委员会《关于核准胜通能源股份有限公司首次公开发行 股票的批复》（证监许可[2022]1333 号）核准，并经深圳证券交易所同意，公 司获准向社会公开发行人民币普通股（A 股）30,000,000 股，每股发行价格为人 民币 26.78 元，募集资金总额为人民币 803,400,000.00 元，扣除承销费用 80,000,000.00 元后的募集资金为 723,400,000.00 元，已由主承销商国元证券 股份有限公司（以下简称"国元证券"）于 2022 年 9 月 5 日汇入公司募集资金 监管账户。另减除审计费、律师费、信息披露费等与发行权益性证券直接相关的 发行费用 25,050,000.00 元（此处为不含税金额，包括审计费及验资费 8,373,461.25 元、律师费 11,320,754.72 元、信息披露费 5,113,207.55 元、发 行手续费 242,576.48 元），公司本次募集资金净额 698,350,000.0 ...

胜通能源股份有限公司 董事会审计委员会议事规则 第一章 总则 第一条 为强化胜通能源股份有限公司（以下简称公司）董事会决策功能， 实现对公司财务收支和各项经营活动的有效监督，公司特设董事会审计委员会 （以下简称审计委员会或委员会），作为负责公司内、外部的审计、监督和核查 工作的专门机构。 第二条 为确保审计委员会规范、高效地开展工作，公司董事会根据《中华 人民共和国公司法》（以下简称《公司法》）《上市公司治理准则》《上市公司独立 董事管理办法》等有关法律、法规、规范性文件以及《胜通能源股份有限公司章 程》（以下简称《公司章程》）的规定，制订本规则。 第三条 审计委员会根据《公司章程》和本规则规定的职责范围履行职责， 独立工作，不受公司其他部门干涉。 第二章 人员构成 第四条 审计委员会由三名不在公司担任高级管理人员的董事组成，其中独 立董事应当过半数，且至少应有一名独立董事是会计专业人士。 审计委员会委员应当具备履行审计委员会工作职责的专业知识和经验。 第五条 审计委员会委员由董事会选举产生，审计委员会设召集人一名，由 独立董事中的会计专业人士担任。 审计委员会召集人负责召集和主持审计委员会会议，当委员会召集 ...