宁波东力股份有限公司独立董事 关于第六届董事会第十六次会议相关事项的事前认可意见 二〇二三年十二月八日 独立董事：楼百均、章勇敏、蒲一苇 根据《公司法》、《证券法》、《深圳证券交易所上市规则》、《深圳证券 交易所上市公司自律监管指引第 1 号——主板上市公司规范运作（2023 年修 订）》、《上市公司独立董事管理办法》、《上市公司治理准则（2018 年修订）》、 《公司章程》等相关规定，作为宁波东力股份有限公司(以下简称"公司")的独 立董事，召开了独立董事专门会议，对拟提交公司第六届董事会第十六次会议审 议的《关于签订厂房租赁合同暨关联交易的议案》进行了认真的事前审核，并发 表事前认可意见如下： 经核查，我们认为公司与关联方发生的关联交易事项是继续租赁宁波东力重 型机床有限公司厂房，是公司生产经营的需要，有利于公司的发展。公司关联交 易遵循市场定价原则进行交易，交易具有必要性和合理性，符合法律、法规及《公 司章程》等有关规定，关联交易价格公允、合理，不会影响公司的独立性，不存 在损害公司及股东特别是中小股东利益的情形。我们同意将该议案提交公司第六 届董事会第十六次会议审议。本次交易构成关联交易，董事会在对该 ...

投资者关系管理制度 （一）合规性原则。公司投资者关系管理应当在依法履行信息披露义务的基 础上开展，符合法律、法规、规章及规范性文件、行业规范和自律规则、公司内 部规章制度，以及行业普遍遵守的道德规范和行为准则。 （二）平等性原则。公司开展投资者关系管理活动，应当平等对待所有投资 者，尤其为中小投资者参与活动创造机会、提供便利。 （三）主动性原则。公司应当主动开展投资者关系管理活动，听取投资者意 见建议，及时回应投资者诉求。 （四）诚实守信原则。公司在投资者关系管理活动中应当注重诚信、坚守底 线、规范运作、担当责任，营造健康良好的市场生态。 第四条 投资者关系管理的目的： 宁波东力股份有限公司 投资者关系管理制度 第一条 为加强宁波东力股份有限公司（以下简称"公司"）与投资者及潜 在投资者（以下统称"投资者"）之间的信息沟通，增进投资者对公司的了解和 认可，促进公司与投资者之间建立长期、稳定的良好关系，切实保护投资者特别 是社会公众投资者的合法权益。根据《中华人民共和国公司法》、《中华人民共 和国证券法》、《股票上市规则》、《公司章程》及其他相关法律、法规和规定， 结合公司实际情况，制定本制度。 第二条 投资者 ...

宁波东力股份有限公司 独立董事工作制度 第一章 总 则 宁波东力 独立董事工作制度 第三条 独立董事对公司及全体股东负有忠实与勤勉义务，应当按照法律、 行政法规、中国证监会规定、证券交易所业务规则和《公司章程》的规定，认真 履行职责，在董事会中发挥参与决策、监督制衡、专业咨询作用，维护公司整体 利益，保护中小股东合法权益。 第四条 独立董事原则上最多在三家境内上市公司担任独立董事，并应当确 保有足够的时间和精力有效地履行独立董事的职责。 第五条 公司聘请独立董事占董事会成员的比例不得低于三分之一，且至少 包括一名会计专业人士。 公司应当在董事会中设置审计委员会。审计委员会成员应当为不在公司担任 高级管理人员的董事，其中独立董事应当过半数，并由独立董事中会计专业人士 担任召集人。 1 宁波东力 独立董事工作制度 第一条 为进一步完善宁波东力股份有限公司（以下简称"公司"）的法人 治理结构及公司董事会结构，保护公司及中小股东的利益，促进公司的规范运作， 规范独立董事行为，充分发挥独立董事在上市公司治理中的作用，根据《中华人 民共和国公司法》（以下简称"《公司法》"），《中华人民共和国证券法》（以 下简称"《证券法 ...

宁波东力股份有限公司 章 程 二〇二三年十二月 | 第一章 | 总则 | | --- | --- | | 第二章 | 经营宗旨和范围 . | | 第三章 | | | 第一节 股份发行 . | | | 股份增减和回购 . | 第二节 | | 股份转让 | 第三节 | | 第四章 股东和股东大会 | | | 第一节 | | | 股东大会的一般规定 | 第二节 | | 股东大会的召集 . | 第三节 | | 股东大会的提案与通知 13 | 第四节 | | 股东大会的召开 . | 第五节 | | 股东大会的表决和决议 . | 第六节 | | 第五章 董事会 | | | 第一节 董事 22 | | | 第二节 董事会 | | | 第六章 | 总经理及其他高级管理人员 | | 第七章 | 监事会 | | 第一节 | 监事 . | | 第二节 | 监事会 31 | | 第八章 财务会计制度、利润分配和审计 32 | | --- | | 第一节 财务会计制度 | | 第二节 内部审计 . | | 第三节 会计师事务所的聘任 . | | 第九章 通知和公告 | | 第一节 通知 . | | 第二节 公告 . | | 第十章 合 ...

证券代码：002164 证券简称：宁波东力 公告编号：2023-018 一、股东股份质押基本情况 | 股东 | 是否为控股 股东或第一 | 本次质 | 占其所 持股份 | 占公司 总股本 | 是否为 | 是否为 补充质 | 质押起 | 质押到 | 质权人 | 质押 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 名称 | 大股东及其 | 押数量 | | | 限售股 | | 始日 | 期日 | | 用途 | | | 一致行动人 | | 比例（%） | 比例（%） | | 押 | | | | | | | | | | | | | | 办理解 | 交通银行 | 自身 | | 东力 | | 30,000, | | | | | 2023.10 | | 股份有限 | | | | 是 | | 21.66% | 5.64% | 否 | 否 | | 除质押 | | 生产 | | 集团 | | 000 | | | | | .27 | 手续止 | 公司宁波 | 经营 | | | | | | | | | | | 分行 | | （一）本次质押 ...

Revenue and Profitability - Revenue for Q3 2023 reached ¥383,408,657.35, an increase of 3.46% compared to the same period last year[4] - Net profit attributable to shareholders increased by 54.88% to ¥9,675,964.29 in Q3 2023, primarily due to a reduction in management expenses[7] - Net profit attributable to shareholders after deducting non-recurring gains and losses surged by 336.48% to ¥10,295,839.42 in Q3 2023[7] - Year-to-date net profit attributable to shareholders decreased by 92.56% to ¥30,353,335.04, mainly due to prior year judicial compensation received[9] - Year-to-date net profit after deducting non-recurring gains and losses fell by 47.21%, attributed to a decline in sales gross margin[9] - Basic and diluted earnings per share for Q3 2023 were both ¥0.02, a 100% increase from the previous year[4] - The company's net profit for the period was ¥31,439,965.59, a significant decrease from ¥386,187,727.88 in the previous period[17] - The net profit for Q3 2023 was CNY 30,413,176.06, a significant decrease from CNY 408,292,672.38 in the same period last year, representing a decline of approximately 92.56%[18] - The company reported a basic and diluted earnings per share of CNY 0.06, down from CNY 0.77 in the same quarter last year, reflecting a decrease of about 92.41%[18] Assets and Liabilities - Total assets as of the end of the reporting period were ¥2,321,011,431.66, reflecting a 0.48% increase from the end of the previous year[4] - Current assets totaled ¥1,154,275,753.38 as of September 30, 2023, compared to ¥1,129,513,033.19 at the beginning of the year, reflecting an increase of approximately 2.2%[14] - Total liabilities decreased to ¥1,000,408,819.88 from ¥1,019,749,199.28, a reduction of about 1.9%[15] - The company's cash and cash equivalents decreased to ¥109,467,808.47 from ¥174,267,462.24, a decline of approximately 37.2%[14] - Inventory levels decreased to ¥461,007,149.55 from ¥489,529,770.14, representing a decline of about 5.8%[14] - The total equity attributable to shareholders increased to ¥1,317,903,028.13 from ¥1,287,549,693.09, reflecting a growth of about 2.4%[15] Cash Flow and Financing - Operating cash flow for the year-to-date period improved by 72.58%, driven by digital transformation and reduced production cycles[9] - The net cash flow from operating activities was negative CNY 30,029,038.36, an improvement from negative CNY 109,511,870.73 in the same period last year[19] - The cash inflow from financing activities was CNY 290,000,000.00, down from CNY 480,000,000.00 in the previous year, a decline of approximately 39.58%[20] - The total cash outflow from financing activities was CNY 302,168,923.14, compared to CNY 495,412,404.68 in the same period last year, indicating a decrease of about 39.00%[20] - The company experienced a net cash flow from investing activities of negative CNY 24,309,291.28, an improvement from negative CNY 209,686,218.35 in the previous year[19] Research and Development - The company reported R&D expenses of ¥55,040,720.63, an increase from ¥47,858,323.23, indicating a growth of approximately 15%[17] Shareholder Information - The company reported a total of 45,403 common shareholders at the end of the reporting period[10] Other Information - The company has not reported any new product developments or market expansions during this quarter[21]

一、本次解除质押基本情况 二、股东股份累计质押基本情况 截至公告披露日，上述股东及其一致行动人所持质押股份情况如下： | | | | | | 占公 | 已质押股份 | | 未质押股份 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | | | | 占其 | | 情况 | | 情况 | | | | | 持股 | | 所持 | 司总 | | | | | | 股东 | 持股 | 比例 | 累计质押 | 股份 | 股本 | 已质押 | 占已 | 未质押 | 占未 | | 名称 | 数量 | （%） | 股份数量 | 比例 | 比例 | 股份限 | 质押 | 股份限 | 质押 | | | | | | （%） | （%） | 售和冻 | 股份 | 售和冻 | 股份 | | | | | | | | 结数量 | 比例 | 结数量 | 比例 | | 东力控股 集团有限 | 138,500, | 26.03 | 95,000,000 | 68.59 | 17.85 | 0 | 0 | 0 | 0 | | 公司 | 000 | | | | | ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥721,890,557.15, representing a 4.39% increase compared to ¥691,545,794.38 in the same period last year[20]. - The net profit attributable to shareholders of the listed company decreased by 94.85% to ¥20,677,370.75 from ¥401,754,821.09 in the previous year[20]. - The net profit after deducting non-recurring gains and losses was ¥10,071,889.04, down 72.20% from ¥36,223,658.91 year-on-year[20]. - The basic earnings per share dropped by 94.67% to ¥0.04 from ¥0.75 in the same period last year[20]. - The total revenue for the first half of 2023 was approximately 4,842 million yuan, showing a growth of 21% compared to the same period last year[145]. - The net profit attributable to shareholders for the first half of 2023 was reported at 1,066 million yuan, representing a year-on-year increase of 38.29%[144]. - The total comprehensive income for the first half of 2023 was approximately 2,015 million yuan, a decrease of 786 million yuan compared to the previous period[145]. Cash Flow and Assets - The net cash flow from operating activities improved by 53.02%, reaching -¥69,483,287.96 compared to -¥147,901,873.88 in the previous year[20]. - Cash and cash equivalents decreased to 104,032,084.80, down 3.03% from the previous year[48]. - Accounts receivable increased to 411,094,391.05, representing 17.83% of total assets, up 3.26% year-over-year[48]. - Inventory decreased slightly to 476,846,847.02, accounting for 20.68% of total assets, down 0.51%[48]. - The total assets at the end of the reporting period were ¥2,305,618,182.00, a slight decrease of 0.19% from ¥2,309,938,635.00 at the end of the previous year[20]. - The total current assets as of June 30, 2023, are 1,122,424,289.62 CNY, compared to 1,129,513,033.19 CNY at the beginning of the year[117]. - The company's cash and cash equivalents decreased from 174,267,462.24 CNY at the beginning of the year to 104,032,084.80 CNY by June 30, 2023[117]. Investment and R&D - The company's R&D investment increased by 7.34% to CNY 35.51 million, reflecting a commitment to innovation and technology development[41]. - The company has allocated 10% of its revenue towards research and development for new technologies and product innovations[139]. - Research and development expenses for the first half of 2023 amounted to CNY 35,506,010.37, compared to CNY 33,076,833.77 in the same period of 2022, showing an increase of about 7.4%[126]. Market and Industry Conditions - The overall industrial revenue in China decreased by 0.4% year-on-year, with manufacturing profits down by 20.0%[28]. - The company faces risks related to industry demand slowdown, raw material price fluctuations, and potential bad debts from accounts receivable[4]. - The company faces risks from slowing industry demand, with plans to expand into emerging sectors such as environmental protection and pharmaceuticals[60]. - Fluctuations in raw material prices, primarily metals, could impact profitability, as product prices are closely tied to raw material costs[61]. Shareholder Information - The total number of shares is 532,173,689, with 90.37% being unrestricted shares[102]. - The total number of ordinary shareholders at the end of the reporting period is 53,258[104]. - Dongli Holding Group holds 26.03% of the shares, amounting to 138,500,000 shares, which are pledged[104]. - The company did not distribute cash dividends or issue new shares during the reporting period[68]. Legal and Compliance - The company is currently involved in litigation with investors, with a total claim amount of 35.51 million CNY, and has already paid 2.50 million CNY in compensation[63]. - The financial report for the first half of 2023 has not been audited[115]. - The financial statements were approved by the board of directors on August 30, 2023, ensuring compliance with accounting standards[150]. Future Outlook - The management has provided a performance guidance indicating a projected revenue growth of 25% for the next half of the year[138]. - The future outlook remains positive, with the company projecting a continued upward trend in revenue and profitability for the next fiscal year[145]. - The company plans to expand its market presence and invest in new product development to drive future growth[145].

证券代码：002164 证券简称：宁波东力 公告编号：2023-014 宁波东力股份有限公司 关于控股股东部分股份解除质押及质押的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或者重大遗漏。 宁波东力股份有限公司（以下简称"公司"）近日接到控股股东东力控股集团有 限公司（以下简称"东力集团"）通知，获悉其所持有本公司的部分股份办理了解除 质押及质押业务，具体事项如下： 一、股东股份解除质押及质押基本情况 | 股东名称 | 是否为控股 股东或第一 | 本次解除质押 | 占其所 | 占公司 | 起始日 | 解除 日期 | 质权人/ 申请人 | | --- | --- | --- | --- | --- | --- | --- | --- | | | 大股东及其 一致行动人 | /冻结/拍卖等 股份数量 | 持股份 比例（%） | 总股本 比例（%） | | | | | 东力集团 | 是 | 25,000,000 | 18.05% | 4.70% | 2022.10 .18 | 2023.8. 17 | 光大银行股份 有限公司宁波 | | | | | | | | | 分行 ...

Financial Performance - The company's operating revenue for 2022 was ¥1,468,410,958.32, a decrease of 9.06% compared to ¥1,614,661,779.52 in 2021[20]. - The net profit attributable to shareholders for 2022 was ¥328,118,277.90, down 1.36% from ¥332,656,350.55 in the previous year[20]. - The net profit after deducting non-recurring gains and losses was ¥55,799,698.57, a significant decline of 63.06% from ¥151,062,671.94 in 2021[20]. - The net cash flow from operating activities was negative at -¥18,825,804.63, a decrease of 109.20% compared to ¥204,691,901.81 in 2021[20]. - The basic earnings per share for 2022 was ¥0.62, a slight decrease of 1.59% from ¥0.63 in 2021[20]. - The total assets at the end of 2022 were ¥2,309,938,635.00, a decrease of 2.03% from ¥2,357,777,498.65 at the end of 2021[20]. - The net assets attributable to shareholders increased by 34.21% to ¥1,287,549,693.09 from ¥959,380,661.16 in 2021[20]. - The weighted average return on equity was 29.21%, down 12.75 percentage points from 41.96% in the previous year[20]. Subsidiary Performance - The subsidiary Dongli Transmission reported operating revenue of 1.326 billion yuan, a decline of 12.43%, and a net profit of 77 million yuan, down 77.48%[35]. - The subsidiary Onik achieved operating revenue of 179 million yuan, a decrease of 1.07%, with a net profit of 29 million yuan, down 22.16%[35]. - The company's subsidiary Dongli Transmission reported a net profit of approximately CNY 76.88 million, contributing over 10% to the overall net profit[71]. - The company's subsidiary Onik Technology achieved a net profit of approximately CNY 29.34 million, also contributing significantly to the overall net profit[71]. Revenue Breakdown - Revenue from the equipment manufacturing industry was ¥1,446,745,917.37, accounting for 98.52% of total revenue, with a year-on-year decrease of 8.74%[39]. - Sales of transmission equipment amounted to ¥1,275,228,552.87, representing 86.84% of total revenue, down 9.47% from the previous year[39]. - Revenue from the mainland region was ¥1,461,826,473.97, which is 99.55% of total revenue, reflecting an 8.78% decline year-on-year[39]. - Direct sales model generated ¥886,256,393.03, accounting for 60.35% of total revenue, a decrease of 10.06% compared to the previous year[39]. - Gross margin for the equipment manufacturing industry was 23.63%, down 3.66% from the previous year[39]. Research and Development - The company holds 106 patents, including 17 invention patents, and has established partnerships with renowned academic institutions for research and development[33]. - Research and development expenses were ¥66,557,680.19, a slight increase of 0.97% compared to ¥65,920,895.52 in 2021[47]. - R&D investment amounted to ¥66,557,680.19 in 2022, representing a 0.97% increase from ¥65,920,895.52 in 2021, and accounted for 4.53% of operating revenue, up from 4.08%[49]. - The number of R&D personnel increased to 212 in 2022, a 1.43% rise from 209 in 2021, with the proportion of R&D staff remaining stable at 11.80%[49]. Cash Flow and Investments - Operating cash inflow decreased by 13.84% to ¥772,477,481.91 in 2022, while cash outflow increased by 14.37% to ¥791,303,286.54, resulting in a net cash flow from operating activities of -¥18,825,804.63[50]. - Investment cash outflow surged by 162.48% to ¥618,630,565.55, primarily due to cash payments for the acquisition of Dongli New Energy[51]. - Financing cash inflow rose by 138.50% to ¥613,936,987.25, mainly from the recovery of bank pledged loan deposits[51]. - The net increase in cash and cash equivalents fell by 177.41% to -¥261,163,469.31, largely due to cash payments for the acquisition of Dongli New Energy[51]. - Investment income significantly increased by 94.52% to ¥322,002,640.42, primarily due to received court execution payments[54]. Acquisitions and Strategic Moves - The company acquired 100% equity of Dongli New Energy in July 2022, which was included in the consolidated financial statements from August 1, 2022[44]. - The company has acquired Ningbo Dongli New Energy Equipment Co., optimizing production layout and expanding capacity[71]. - In July 2022, the company acquired 100% equity of Ningbo Dongli New Energy Equipment Co., Ltd. for cash consideration of 380 million yuan to optimize production layout and enhance competitiveness[152]. Governance and Compliance - The company has a governance structure with a board of directors, supervisors, and senior management, ensuring professional oversight and management[99]. - The total remuneration for directors, supervisors, and senior management in 2022 amounted to CNY 9.576 million, an increase from CNY 8.749 million in the previous year[101]. - The company faced disciplinary actions from the Shenzhen Stock Exchange on March 11, 2022, including a public reprimand for the company and certain executives[100]. - The company has committed to improving compliance with laws and regulations to ensure accurate and timely information disclosure[145]. - The company has not faced any administrative penalties due to environmental issues during the reporting period and has been recognized as a national-level green factory[124]. Shareholder Information - The total number of shareholders at the end of the reporting period was 51,773, with a significant concentration of shares held by major shareholders[170]. - Dongli Holding Group Co., Ltd. holds 26.03% of shares, totaling 138,500,000 shares, with 125,000,000 shares pledged[170]. - The limited sale shares were released on May 13, 2022, with no shares remaining under restriction post-release[168]. - The company did not engage in any repurchase transactions during the reporting period, indicating stable shareholder confidence[176]. Legal Matters - The company has received lawsuits totaling CNY 35.33 million from investors, with an estimated loss of CNY 3.5 million expected based on judicial practices[81]. - The total amount involved in the litigation is approximately 24,073.69 million RMB, with expected liabilities confirmed[140]. - The company faced disciplinary actions due to significant asset restructuring and information disclosure issues, leading to penalties for key executives[145]. Employee and Social Responsibility - The total number of employees at the end of the reporting period is 1,797, with 1,203 in production, 127 in sales, 212 in technical roles, 21 in finance, 78 in administration, and 156 in other categories[110]. - The company established a charity fund and donated a total of 1.6 million yuan during the reporting period to support various social initiatives[127]. - In 2022, the company contributed a total of 550,000 yuan to poverty alleviation and rural revitalization efforts[128].