证券简称：康力电梯 证券代码：002367 公告编号：202401 康力电梯股份有限公司 关于2023年度计提各项资产减值准备及核销资产的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、误 导性陈述或重大遗漏。 重要内容提示: 计提金额：康力电梯股份有限公司（以下简称"公司"）2023 年计提信用减值损失、 资产减值损失合计 236,485,763.95 元，上述减值计提将减少 2023 年公司利润总额 236,485,763.95 元。前述金额已包含 2023 年 1-10 月计提的各类资产减值准备 90,368,616.43 元，对公司 2023 年半年度、2023 年前三季度、2023 年 1-10 月利润总额的 相关影响已在同期半年度报告、同期三季度报告及相关公告中反映，详见公司历次公告（公 告编号：202357、202366、202367）。 风险提示：本次公告的各项资产减值准备及核销数据金额系公司财务部门初步测算 的结果，未经公司年审会计师事务所审计，最终年度减值准备计提情况以年审会计师事务 所、评估机构出具的年度审计、评估数据为准。敬请广大投资者注意投资风险。 公司 ...

证券简称：康力电梯 证券代码：002367 公告编号：202368 康力电梯股份有限公司 康力电梯股份有限公司 董 事 会 2023 年 12 月 30 日 1 耿成轩女士辞职将导致公司独立董事人数少于董事会成员的三分之一，且独 立董事中无会计专业人士。根据《上市公司独立董事管理办法》《深圳证券交易 所股票上市规则》、《深圳证券交易所上市公司自律监管指引第 1 号—主板上市公 司规范运作》以及《公司章程》等相关规定，耿成轩女士的辞职报告需在公司股 东大会选举产生新任独立董事后方能生效。在新任独立董事就任前，耿成轩女士 仍将按照有关法律法规和《公司章程》的规定，继续履行公司独立董事、审计委 员会主任委员、提名委员会委员的职责。公司将按照相关规定尽快完成新任独立 董事的补选工作，确保董事会构成符合法律规定。 耿成轩女士在任职公司独立董事期间，勤勉尽责，恪尽职守，为公司的规范 运作、健康发展方面发挥了积极作用。公司及董事会谨向耿成轩女士为公司发展 所做的贡献表示衷心的感谢！ 耿成轩女士辞去独立董事职务不会对公司生产、经营产生不利的影响。 特此公告。 关于独立董事辞职的公告 本公司及董事会全体成员保证信息披露内容的真 ...

证券简称：康力电梯 证券代码：002367 公告编号：202367 康力电梯股份有限公司 关于2023年1-10月计提各项资产减值准备及核销资产的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 重要内容提示： 计提金额：康力电梯股份有限公司（以下简称"公司"） 2023 年 1-10 月计提信用减值损失、资产减值损失合计 90,368,616.43 元，上述减值计提将减 少 2023 年 1-10 月公司利润总额 90,368,616.43 元。前述金额已包含 2023 年 1-9 月计提的各类资产减值准备 81,685,256.11 元，对公司 2023 年半年度、2023 年 前三季度利润总额的相关影响已在同期半年度报告、同期三季度报告中反映。详 见公司历次公告（公告编号：202357、202366）。 风险提示：本次公告的各项资产减值准备及核销数据金额系公司财务部 门初步测算的结果，未经公司年审会计师事务所审计，最终以会计师事务所年度 审计确认的金额为准，敬请广大投资者注意投资风险。公司注重经营发展风险管 控，将继续加大合同管理及债权催收，提高应收 ...

证券代码： 002367 证券简称：康力电梯 康力电梯股份有限公司投资者关系活动记录表 编号：2023-007 √ 特定对象调研 □ 分析师会议 □ 媒体采访 □ 业绩说明会 投资者关系活动 □ 新闻发布会 □ 路演活动 类别 □ 现场参观 □ 其他 参与单位名称及 兴业证券、大成基金、宁银理财等机构代表及分析师共4位。 人员姓名 时间 2023年11 月3日 地点 康力电梯总部 上市公司接待人 董事、副总经理、董事会秘书：吴贤女士 员姓名 公司 2023 年前三季度财报数据： 面对新梯市场下行压力，公司更加聚焦高质量发展主线；以 “高端化、数字化、场景化、智能化”为经营目标，积极开拓国 内各类客户需求、应对市场风险，以稳增长、调结构、控风险、 增效益为主导原则，加强应收账款及合同质量管理，统筹生产经 营工作；加大国外市场开拓力度，发力重要地区，争取重要项目、 高端项目，积极参与一带一路建设，促进业务增长。 2023 年前三季度期间，因新梯需求仍受抑制、地产行业处 ...

证券代码： 002367 证券简称：康力电梯 康力电梯股份有限公司投资者关系活动记录表 编号：2023-006 □ 特定对象调研 □ 分析师会议 □ 媒体采访 □ 业绩说明会 投资者关系活动 □ 新闻发布会 □ 路演活动 类别 □ 现场参观 √ 其他2023年三季度业绩交流电话会议 浙商证券、财通自营、源乘投资、农银人寿、睿亿资产、西 部利得基金、千合资本、富安达深圳、淡水泉投资、瑞银证券、 参与单位名称及 平安基金、国联基金、国信资管自营、中信证券、紫金财产保险、 人员姓名 华泰保险资管、源乐晟资管、于翼资产、中意资产、东方马拉松 投资、聚劲投资、中信建投自营、趣时投资、安信基金等机构代 表及分析师。 时间 2023年10 月27日 地点 线上：电话会议 上市公司接待人 董事、副总经理、董事会秘书：吴贤女士 员姓名 公司 2023 年前三季度财报数据： 面对新梯市场下行压力，公司更加聚焦高质量发展主线；以 “高端化、数字化、场景化、智能化”为经营目标，积极开拓国 内各类客户需求、应对市场风险，以稳增长、调结构、控风险、 ...

康力电梯股份有限公司 2023 年第三季度报告 证券代码：002367 证券简称：康力电梯 公告编号：202366 康力电梯股份有限公司 2023 年第三季度报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 重要内容提示： 1.董事会、监事会及董事、监事、高级管理人员保证季度报告的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 2.公司负责人、主管会计工作负责人及会计机构负责人(会计主管人员)声明：保证季 度报告中财务信息的真实、准确、完整。 3.第三季度报告是否经过审计 □是 否 注：报告期内，因 2020 年股票期权激励计划预留授予的激励对象自主行权 443,000 股，导致公司总股本增加 443,000 股，由 798,239,187 股增至 798,682,187 股。 2023 年以来，各地方政府因城施策，房地产市场呈修复态势，受"保交楼"政策影响， 房屋竣工面积较上年同比上升；7 月以来，中央定调房地产新形势，政策端积极信号不断 1 康力电梯股份有限公司 2023 年第三季度报告 一、主要财务数据 （一） ...

证券代码：002367 证券简称：康力电梯 公告编号：202364 康力电梯股份有限公司 具体情况公告如下： 1 | | | | | | | | 是否与公 | 是否 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 序 | 获得补助主 | 补助项目 | 补助依据 | 补助金额（元） | 收到补助时间 | 补助部门 | 司日常经 | 具有 | | 号 | 体 | | | | | | 营活动相 | 可持 | | | | | | | | | 关 | 续性 | | | 合计 | —— | —— | 30,659,749.54 | —— | —— | —— | —— | 二、补助的类型及其对上市公司的影响 关于收到政府补助的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、获得补助的基本情况 康力电梯股份有限公司（以下简称"公司"）及下属子公司自 2023 年 6 月 11 日至本公告披露日期间，累计收到各类政府补助资金共计人民币 3,065.97 万 元,占公司最近一期经审计的归属于上市公司 ...

证券代码：002367 证券简称：康力电梯 公告编号：202363 康力电梯股份有限公司 关于涉及诉讼的进展公告 2、上市公司所处的当事人地位：一审原告，二审被上诉人； 3、涉案金额：30,941,489.38 元； 4、对上市公司损益产生的影响：本次诉讼因二审法院裁定发回重审，尚未 开庭审理，诉讼结果存在不确定性，尚不能确定对公司本期利润或期后利润的影 响，公司前期已对本次诉讼涉及的投资款本金全额计提了减值准备。 近日，康力电梯股份有限公司（以下简称"公司"、"被上诉人"）收到江 苏省苏州市中级人民法院作出的《民事裁定书》[（2022）苏 05 民终 7520 号]， 现将有关情况公告如下： 一、本次诉讼的基本情况 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 重要内容提示： 1、案件所处的诉讼阶段：收到二审裁定书； 公司因按合约未能收到大通阳明 18 号一期集合资产管理计划到期的投资本 金及投资收益纠纷事宜，对三被告天津大业亨通资产管理有限公司（以下简称"大 业资管公司"）、光大兴陇信托有限责任公司（以下简称"光大兴陇公司"）、上海 谦宏实业发展有限公司 ...

证券代码：002367 证券简称：康力电梯 公告编号：202362 康力电梯股份有限公司 关于2020年股票期权激励计划首次授予的股票期权 第三个行权期行权结果暨股份上市的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏 重要内容提示： 1、本次行权的股票期权数量为 6,292,000 份，占公司 2023 年 8 月 31 日股 本总额 798,537,187 股的 0.7879%，行权价格为 6.38 元/股； 2、本次行权的期权代码：037869，期权简称：康力 JLC1； 3、本次股票期权行权采用批量行权模式； 4、本次行权的股票来源是公司从二级市场回购的本公司人民币 A 股普通股 股票，行权后公司总股本不发生变化，公司股份仍具备上市条件； 5、本次行权股票上市流通时间为：2023 年 9 月 1 日。 康力电梯股份有限公司（以下简称"公司"）于 2023 年 7 月 3 日召开第六 届董事会第二次会议和第六届监事会第二次会议审议通过了《关于 2020 年股票 期权激励计划首次授予的股票期权第三个行权期及预留授予的股票期权第二个 行权期行权条件成就的 ...

[Item 1. Important Notice, Table of Contents and Definitions](index=2&type=section&id=Item%201.%20Important%20Notice%2C%20Table%20of%20Contents%20and%20Definitions) This section provides essential disclaimers, defines key terms, and outlines the report structure [Important Notice](index=2&type=section&id=Important%20Notice) The company's management assures the report's accuracy and completeness, with no plans for cash dividends or bonus shares for the first half of 2023 - Management guarantees the report's truthfulness, accuracy, and completeness, assuming legal responsibility[6](index=6&type=chunk) - The company plans no cash dividends, bonus shares, or capital increase from provident fund for the first half of 2023[7](index=7&type=chunk) [Definitions](index=5&type=section&id=Definitions) This chapter defines key terms used throughout the report, such as "Kangli Elevator," "CSRC," and "Reporting Period," providing a foundational understanding of the content [Item 2. Company Profile and Key Financial Indicators](index=6&type=section&id=Item%202.%20Company%20Profile%20and%20Key%20Financial%20Indicators) This section introduces Kangli Elevator's basic information and presents its key financial performance metrics for the reporting period [I. Company Profile](index=6&type=section&id=I.%20Company%20Profile) Kangli Elevator Co., Ltd. (stock code: 002367) is listed on the Shenzhen Stock Exchange, with Wang Youlin as its legal representative, and contact information remains unchanged Company Basic Information | Item | Content | | :--- | :--- | | Stock Abbreviation | Kangli Elevator | | Stock Code | 002367 | | Listing Exchange | Shenzhen Stock Exchange | | Legal Representative | Wang Youlin | [IV. Key Accounting Data and Financial Indicators](index=7&type=section&id=IV.%20Key%20Accounting%20Data%20and%20Financial%20Indicators) In the first half of 2023, the company's revenue slightly decreased by 2.43% to **2.28 billion RMB**, while net profit attributable to shareholders surged by **82.72%** to **229.60 million RMB**, and net cash flow from operating activities dramatically improved by **4,226.59%** to **357.39 million RMB**, indicating significant profitability and cash flow improvement Key Financial Data for H1 2023 | Indicator | Current Period | Prior Year Period | YoY Change | | :--- | :--- | :--- | :--- | | Operating Revenue (RMB) | 2,281,658,150.48 | 2,338,390,007.13 | -2.43% | | Net Profit Attributable to Shareholders (RMB) | 229,603,358.75 | 125,661,925.02 | 82.72% | | Net Profit Attributable to Shareholders (Excluding Non-recurring Gains/Losses) (RMB) | 192,966,083.91 | 105,745,103.01 | 82.48% | | Net Cash Flow from Operating Activities (RMB) | 357,391,924.75 | -8,660,706.70 | 4,226.59% | | Basic Earnings Per Share (RMB/share) | 0.2918 | 0.1596 | 82.83% | | Weighted Average Return on Net Assets | 6.95% | 3.90% | 3.05% | [VI. Non-recurring Gains and Losses and Amounts](index=8&type=section&id=VI.%20Non-recurring%20Gains%20and%20Losses%20and%20Amounts) Non-recurring gains and losses totaled **36.64 million RMB** during the reporting period, primarily from gains on financial assets and government subsidies Non-recurring Gains and Losses Items | Item | Amount (RMB) | Explanation | | :--- | :--- | :--- | | Disposal gains/losses of non-current assets | -193,802.41 | - | | Government subsidies | 5,106,884.00 | - | | Fair value changes and investment income from transactional financial assets/liabilities | 40,446,308.85 | Primarily income from wealth management products and fair value changes of other non-current financial assets | | Other non-operating income and expenses | -2,021,260.15 | - | | **Total** | **36,637,274.84** | - | [Item 3. Management Discussion and Analysis](index=9&type=section&id=Item%203.%20Management%20Discussion%20and%20Analysis) This section provides an in-depth analysis of the company's operational performance, financial condition, and strategic initiatives during the reporting period [I. Company's Main Businesses During the Reporting Period](index=9&type=section&id=I.%20Company's%20Main%20Businesses%20During%20the%20Reporting%20Period) Despite a slight revenue decrease, the company achieved significant net profit growth in H1 2023, driven by increased vertical elevator sales, improved gross margins from lower raw material costs, and strong overseas business expansion - The company's main business involves R&D, production, sales, installation, and maintenance services for elevators, escalators, and moving walks, forming an integrated operation model focused on complete machine production, supported by key component manufacturing and aftermarket services[39](index=39&type=chunk) H1 2023 Operating Results | Indicator | Amount (million RMB) | YoY Change | | :--- | :--- | :--- | | Operating Revenue | 2281.66 | -2.43% | | Net Profit Attributable to Parent | 229.60 | +82.72% | | Net Profit Attributable to Parent (Excluding Non-recurring) | 192.97 | +82.48% | | Asset-Liability Ratio | 54.57% | - | | Weighted Average Return on Net Assets | 6.95% | +3.05 percentage points | - As of June 30, 2023, the company holds **8.08 billion RMB** in effective orders, with an additional **2.25 billion RMB** in winning bids awaiting deposit confirmation, ensuring ample order reserves[50](index=50&type=chunk)[52](index=52&type=chunk) - Overseas market expansion yielded results, with overseas business revenue reaching **155.18 million RMB** in the first half, a **32.40%** year-on-year increase[57](index=57&type=chunk) [II. Analysis of Core Competencies](index=15&type=section&id=II.%20Analysis%20of%20Core%20Competencies) The company's core strengths include its customer-centric approach, integrated R&D, comprehensive sales and service network, intelligent manufacturing capabilities, and growing brand influence, recognized globally and nationally - The company has been listed among the "Global Elevator Manufacturers Top 10" for seven consecutive years, and in 2023, with a brand value of **13.69 billion RMB**, it became the only Chinese elevator brand on the "China's 500 Most Valuable Brands" list[71](index=71&type=chunk)[78](index=78&type=chunk)[80](index=80&type=chunk) - The company has established a nationwide marketing and after-sales service network and actively expands into overseas markets, with products exported to over 100 countries and regions worldwide[76](index=76&type=chunk) - The company possesses mature intelligent manufacturing capabilities and, relying on its complete self-production advantage for components, can quickly respond to customer demands and maintain cost competitiveness[77](index=77&type=chunk) [III. Analysis of Main Business](index=17&type=section&id=III.%20Analysis%20of%20Main%20Business) In H1 2023, main business revenue slightly declined by 3.01% to **2.24 billion RMB**, but gross margin improved by 5.53 percentage points to **28.20%** due to lower raw material costs and increased efficiency, with strong growth in elevator sales and overseas revenue Main Business Revenue and Gross Margin by Product | Product Type | Operating Revenue (RMB) | YoY Change | Gross Margin | Gross Margin YoY Change | | :--- | :--- | :--- | :--- | :--- | | Elevators | 1,530,910,146.81 | 44.89% | 30.86% | +5.70% | | Escalators | 215,611,985.13 | -72.46% | 22.48% | +1.09% | | Installation and Maintenance | 396,809,659.70 | 14.98% | 23.52% | +0.59% | Main Business Revenue and Gross Margin by Region | Region | Operating Revenue (RMB) | YoY Change | Gross Margin | Gross Margin YoY Change | | :--- | :--- | :--- | :--- | :--- | | East China | 790,457,804.95 | 1.41% | 29.64% | +5.30% | | Central-South China | 578,746,248.49 | -13.18% | 23.85% | +4.74% | | Overseas | 155,176,303.99 | 32.40% | 37.24% | +12.06% | - The primary reasons for the gross margin increase are: 1. A **15%-20%** year-on-year decrease in major raw material prices; 2. Increased elevator production and revenue, which reduced unit labor costs[93](index=93&type=chunk)[94](index=94&type=chunk) - The significant decline in escalator revenue is mainly due to the long and fluctuating execution cycles of rail transit projects; as of the end of the reporting period, the company holds approximately **2.2 billion RMB** in rail transit elevator and escalator project orders, ensuring revenue for the next three years[95](index=95&type=chunk)[97](index=97&type=chunk) [V. Analysis of Assets and Liabilities](index=20&type=section&id=V.%20Analysis%20of%20Assets%20and%20Liabilities) As of June 30, 2023, total assets increased by **7.47%** to **7.24 billion RMB**, with total liabilities at **3.95 billion RMB** and an asset-liability ratio of **54.57%**, maintaining a stable financial structure Major Balance Sheet Item Changes | Item | End of Current Period (RMB) | End of Prior Year (RMB) | Change | | :--- | :--- | :--- | :--- | | Total Assets | 7,244,204,382.88 | 6,740,898,383.27 | +7.47% | | Net Assets Attributable to Shareholders | 3,280,907,932.06 | 3,220,153,340.47 | +1.89% | - As of the end of the reporting period, the company's financial assets measured at fair value totaled **652 million RMB**, primarily including wealth management products and equity investments[109](index=109&type=chunk) - Restricted assets at period-end mainly include bank acceptance bill margin deposits of **94.99 million RMB** and pledged notes receivable of **2.53 million RMB**[109](index=109&type=chunk) [VI. Analysis of Investment Status](index=23&type=section&id=VI.%20Analysis%20of%20Investment%20Status) The company established a new wholly-owned subsidiary, Kangli New Energy Development (Suzhou) Co., Ltd., with a **5 million RMB** registered capital for distributed rooftop photovoltaic power stations, and continued its strategic cornerstone investment in Jinmao Services (00816.HK) to support new elevator business - The company established a new wholly-owned subsidiary, Kangli New Energy Development (Suzhou) Co., Ltd., with an investment of **5 million RMB**, to develop distributed photovoltaic power station business, with the first 0.4MW project already connected to the grid[114](index=114&type=chunk) - The company, as a cornerstone investor, subscribed for shares in Jinmao Services (00816.HK), investing **79.83 million RMB**; this strategic investment has helped the company win the strategic centralized procurement project for elevators and escalators from China Jinmao[118](index=118&type=chunk) [VIII. Analysis of Major Holding and Participating Companies](index=26&type=section&id=VIII.%20Analysis%20of%20Major%20Holding%20and%20Participating%20Companies) During the reporting period, Suzhou Xinda Elevator & Escalator Components Co., Ltd. and Chengdu Kangli Elevator Co., Ltd. were key profit contributors, while Guangdong Kangli Elevator Co., Ltd. incurred a loss, and Kangli New Energy Development (Suzhou) Co., Ltd. was newly established for the new energy sector Operating Performance of Major Subsidiaries (Unit: million RMB) | Company Name | Operating Revenue | Operating Profit | Net Profit | | :--- | :--- | :--- | :--- | | Suzhou Xinda Elevator & Escalator Components Co., Ltd. | 338.94 | 2.52 | 4.48 | | Chengdu Kangli Elevator Co., Ltd. | 339.09 | 13.16 | 9.92 | | Guangdong Kangli Elevator Co., Ltd. | 28.99 | -5.09 | -3.76 | - During the reporting period, the company invested in and established Kangli New Energy Development (Suzhou) Co., Ltd. as the asset entity for its distributed rooftop photovoltaic power station project[131](index=131&type=chunk) [X. Risks Faced by the Company and Countermeasures](index=28&type=section&id=X.%20Risks%20Faced%20by%20the%20Company%20and%20Countermeasures) The company faces risks from macroeconomic fluctuations, intense competition, raw material price volatility, real estate adjustments impacting accounts receivable, and product quality, addressed by optimizing business structure, enhancing innovation, and strengthening risk management - Major Risks: - **Macroeconomic risk**: Downstream real estate industry prosperity affects product demand - **Increased industry competition risk**: Intense market competition may lead to performance decline - **Raw material price fluctuation risk**: Price fluctuations of major raw materials like steel affect gross margin - **Accounts receivable risk**: Liquidity crunch of downstream customers may lead to collection difficulties; net accounts receivable at period-end reached **1.50 billion RMB**, accounting for **20.69%** of total assets - **Product quality risk**: High safety management requirements for special equipment[135](index=135&type=chunk)[136](index=136&type=chunk)[137](index=137&type=chunk)[140](index=140&type=chunk)[141](index=141&type=chunk) - Countermeasures: - Optimize business structure, increase investment in the aftermarket, and create a second growth curve - Flexibly adjust procurement policies and pricing strategies, and improve supplier management system - Implement normalized high-pressure management for accounts receivable, strengthen customer credit assessment and collection process control - Build a scientific and rigorous quality management system, and strengthen full-process quality control[135](index=135&type=chunk)[138](index=138&type=chunk)[140](index=140&type=chunk)[141](index=141&type=chunk) [Item 4. Corporate Governance](index=30&type=section&id=Item%204.%20Corporate%20Governance) This section details the company's corporate governance structure, including shareholder meetings, changes in key personnel, and the implementation of equity incentive and employee stock ownership plans [I. Information on Annual and Extraordinary General Meetings Held During the Reporting Period](index=30&type=section&id=I.%20Information%20on%20Annual%20and%20Extraordinary%20General%20Meetings%20Held%20During%20the%20Reporting%20Period) During the reporting period, the company held two shareholder meetings, approving the 2022 annual report and related proposals, and completing the re-election of the board and supervisory board [II. Changes in Directors, Supervisors, and Senior Management](index=32&type=section&id=II.%20Changes%20in%20Directors%2C%20Supervisors%2C%20and%20Senior%20Management) Due to the expiration of the fifth board's term, independent director Ma Jianping resigned, Geng Chengxuan was elected as a new independent director, and Meng Qingdong was appointed Chief Engineer of the Technology Center [IV. Implementation of Equity Incentive Plans, Employee Stock Ownership Plans or Other Employee Incentive Measures](index=32&type=section&id=IV.%20Implementation%20of%20Equity%20Incentive%20Plans%2C%20Employee%20Stock%20Ownership%20Plans%20or%20Other%20Employee%20Incentive%20Measures) The company continued its 2020 stock option incentive plan, completing the exercise of the second vesting period for initial grants and the first vesting period for reserved grants, while its first and second employee stock ownership plans remained active, with the latter impacting H1 2023 pre-tax profit by **0.21 million RMB** - The second vesting period of the 2020 stock option incentive plan's initial grant was completed, with **4,602,000** options exercised at an exercise price of **6.38 RMB/share**[157](index=157&type=chunk) - The first vesting period of the 2020 stock option incentive plan's reserved grant concluded, with **58** incentive recipients exercising **586,500** options[156](index=156&type=chunk) - The amortization cost of the second employee stock ownership plan impacted the 2023 first half pre-tax profit by **0.21 million RMB**[161](index=161&type=chunk) [Item 5. Environmental and Social Responsibility](index=36&type=section&id=Item%205.%20Environmental%20and%20Social%20Responsibility) This section outlines the company's commitment to environmental protection and social responsibility, including pollution control measures, carbon reduction initiatives, and green factory certifications [I. Significant Environmental Issues](index=36&type=section&id=I.%20Significant%20Environmental%20Issues) The company is not a key polluting entity, had no environmental penalties, and effectively manages pollution while actively pursuing carbon reduction through solar power and heat recovery, earning provincial green factory status and seeking national recognition - The company is not classified as a key polluting entity and received no environmental administrative penalties during the reporting period[167](index=167&type=chunk) - The company actively promotes energy conservation and emission reduction, planning to build a 5MW photovoltaic power station with the first phase already connected to the grid, and implementing waste heat recovery modifications, showing significant energy-saving effects[174](index=174&type=chunk) - The company has been awarded the provincial "Green Factory" title and is currently applying for the national "Green Factory" designation[174](index=174&type=chunk) [Item 6. Significant Matters](index=38&type=section&id=Item%206.%20Significant%20Matters) This section covers significant events, including ongoing litigation related to overdue wealth management products, a strategic related-party investment in a digital economy fund, and major contract performance [VIII. Litigation Matters](index=41&type=section&id=VIII.%20Litigation%20Matters) The company had no major litigation during the reporting period, but three ongoing cases involve **179 million RMB** in overdue wealth management products, with varying stages of legal proceedings, including awaiting criminal case disposition, second-instance judgment, and asset recovery Major Pending Litigation Cases | Litigation Content | Amount Involved (million RMB) | Progress | | :--- | :--- | :--- | | Liangzhuo Asset Stable and Far-reaching Bill Investment Fund overdue | 110 | Case is under execution, awaiting disposition of related criminal cases | | Datong Yangming No. 18 Phase I Asset Management Plan overdue | 30 | Company won in first instance, defendant appealed, awaiting second instance judgment | | Shanghai Hualing Asset Private Equity Wealth Management Product overdue | 39 | Hualing Asset suspected of fundraising fraud, principal perpetrator sentenced, awaiting asset disposal and fund return | [XI. Significant Related Party Transactions](index=43&type=section&id=XI.%20Significant%20Related%20Party%20Transactions) The company had no significant daily related-party transactions, but made a **40 million RMB** initial investment in the Junzhuo Digital Economy Industry Fund, a strategic move for its IoT business - The company invested up to **200 million RMB** to participate in the second phase of the IoT investment fund (Junzhuo Digital Economy Industry Fund), with an initial contribution of **40 million RMB** completed by the end of the period[208](index=208&type=chunk) [XII. Significant Contracts and Their Performance](index=44&type=section&id=XII.%20Significant%20Contracts%20and%20Their%20Performance) The company had no major trust, contracting, leasing, or guarantee matters, but faced overdue private wealth management products with significant impairment provisions, while successfully executing multiple large elevator and escalator procurement contracts with Chengdu Rail Transit Group totaling over **1.1 billion RMB** - The company has several overdue and unrecovered trust and other wealth management products, totaling **179 million RMB**, with impairment provisions of **162 million RMB** recognized[217](index=217&type=chunk)[220](index=220&type=chunk) - The company signed equipment procurement and installation contracts for 7 sections with Chengdu Rail Transit Group, totaling **1.14 billion RMB**, all of which have received deposits and are being executed normally[228](index=228&type=chunk) [Item 7. Changes in Shares and Shareholder Information](index=51&type=section&id=Item%207.%20Changes%20in%20Shares%20and%20Shareholder%20Information) This section details changes in the company's share capital, including increases due to equity incentive exercises, and provides an overview of shareholder structure and major shareholders [I. Changes in Shareholding](index=51&type=section&id=I.%20Changes%20in%20Shareholding) The company's total share capital increased from **798,002,177** to **798,239,187** shares due to the exercise of stock options from the 2020 equity incentive plan, also affecting restricted and unrestricted share structures - During the reporting period, the company's total share capital increased by **237,010** shares due to the exercise of equity incentives[237](index=237&type=chunk)[238](index=238&type=chunk) [III. Number of Shareholders and Shareholding Information](index=53&type=section&id=III.%20Number%20of%20Shareholders%20and%20Shareholding%20Information) As of the reporting period end, the company had **31,765** common shareholders, with the actual controller Wang Youlin holding **44.92%**, and the first employee stock ownership plan holding **3.77%**, while Hong Kong Securities Clearing Company increased its stake to **2.46%** Top Ten Shareholders' Shareholding | Shareholder Name | Shareholder Nature | Shareholding Ratio | Shares Held at Period-End | | :--- | :--- | :--- | :--- | | Wang Youlin | Domestic Natural Person | 44.92% | 358,591,306 | | Kangli Elevator Co., Ltd. - First Employee Stock Ownership Plan | Other | 3.77% | 30,084,286 | | Hong Kong Securities Clearing Company Limited | Overseas Legal Person | 2.46% | 19,669,345 | | Zhu Meijuan | Domestic Natural Person | 2.16% | 17,280,000 | | Shanghai Shouchang Private Equity Fund Management Co., Ltd. - Guiyuan Shouchang Tengfei No. 5 | Other | 0.69% | 5,470,627 | - Actual controller Mr. Wang Youlin and the fourth largest shareholder Ms. Zhu Meijuan are parties acting in concert[250](index=250&type=chunk) [Item 8. Information on Preferred Shares](index=56&type=section&id=Item%208.%20Information%20on%20Preferred%20Shares) This section confirms whether the company has issued any preferred shares [Preferred Shares](index=56&type=section&id=Preferred%20Shares) The company had no preferred shares during the reporting period [Item 9. Information on Bonds](index=57&type=section&id=Item%209.%20Information%20on%20Bonds) This section confirms whether the company has any outstanding bonds [Bonds](index=57&type=section&id=Bonds) The company had no bond-related matters during the reporting period [Item 10. Financial Report](index=58&type=section&id=Item%2010.%20Financial%20Report) This section presents the company's unaudited financial statements for the first half of 2023, including balance sheets, income statements, cash flow statements, and notes to the financial statements [I. Audit Report](index=58&type=section&id=I.%20Audit%20Report) The company's 2023 semi-annual financial report is unaudited [II. Financial Statements](index=58&type=section&id=II.%20Financial%20Statements) This chapter provides the company's consolidated and parent company balance sheets, income statements, cash flow statements, and statements of changes in owners' equity for the first half of 2023, comprehensively reflecting its financial position, operating results, and cash flows Consolidated Balance Sheet Summary (June 30, 2023) | Item | Amount (RMB) | | :--- | :--- | | **Total Assets** | **7,244,204,382.88** | | Total Current Assets | 5,387,152,000.42 | | Total Non-current Assets | 1,857,052,382.46 | | **Total Liabilities** | **3,953,101,450.51** | | Total Current Liabilities | 3,897,049,407.37 | | Total Non-current Liabilities | 56,052,043.14 | | **Total Owners' Equity** | **3,291,102,932.37** | | Total Owners' Equity Attributable to Parent Company | 3,280,907,932.06 | Consolidated Income Statement Summary (H1 2023) | Item | Amount (RMB) | | :--- | :--- | | Total Operating Revenue | 2,281,658,150.48 | | Total Operating Costs | 2,050,872,883.35 | | Operating Profit | 252,001,894.29 | | Total Profit | 249,656,712.37 | | **Net Profit** | **229,599,927.53** | | Net Profit Attributable to Parent Company Shareholders | 229,603,358.75 | [VII. Notes to Consolidated Financial Statements](index=109&type=section&id=VII.%20Notes%20to%20Consolidated%20Financial%20Statements) This chapter provides detailed explanations of consolidated financial statement items, highlighting accounts receivable of **1.66 billion RMB** (with **332 million RMB** impairment), inventory of **1.29 billion RMB**, and contract liabilities of **1.50 billion RMB**, indicating strong future revenue - Accounts receivable balance at period-end is **1.66 billion RMB**, with impairment provisions of **332 million RMB**, resulting in a book value of **1.32 billion RMB**[545](index=545&type=chunk) - Inventory book value at period-end is **1.29 billion RMB**, of which goods in transit account for **910 million RMB**[593](index=593&type=chunk) - Contract liabilities at period-end are **1.50 billion RMB**, a significant increase from **1.16 billion RMB** at the beginning of the period, indicating increased customer prepayments and secured future revenue[691](index=691&type=chunk) Operating Revenue by Product Type | Product Type | Revenue Amount (RMB) | | :--- | :--- | | Elevators | 1,530,910,146.81 | | Escalators | 215,611,985.13 | | Components | 101,790,436.10 | | Installation and Maintenance | 396,809,659.70 | [XVIII. Supplementary Information](index=175&type=section&id=XVIII.%20Supplementary%20Information) This chapter provides supplementary financial details, including non-recurring gains and losses, return on net assets, and earnings per share, with non-recurring net gains of **36.64 million RMB** primarily from financial asset fair value changes and government subsidies Net Assets Return and Earnings Per Share | Profit for the Period | Weighted Average Return on Net Assets | Basic Earnings Per Share (RMB/share) | Diluted Earnings Per Share (RMB/share) | | :--- | :--- | :--- | :--- | | Net Profit Attributable to Common Shareholders | 6.95% | 0.2918 | 0.2910 | | Net Profit Attributable to Common Shareholders (Excluding Non-recurring Gains/Losses) | 5.84% | 0.2452 | 0.2445 |