广东君信经纶君厚律师事务所 关于东莞勤上光电股份有限公司 向特定对象发行 A 股股票的 法律意见书 $$\Xi{\bf O}\,{\bf\underline{{{=}}}}\,{\bf\underline{{{=}}}}\,{\bf\#}\rangle\langle{\bf\Psi}|{\bf\Psi}$$ | | | | 释 义 1 | | --- | | 第一部分 承诺和声明 5 | | 第二部分 正 文 6 | | 一、本次发行的批准和授权 6 | | 二、本次发行的主体资格 6 | | 三、本次发行的实质条件 6 | | 四、发行人的设立 15 | | 五、发行人的独立性 16 | | 六、发起人和股东 18 | | 七、发行人的股本及演变 19 | | 八、发行人的业务 21 | | 九、关联交易和同业竞争 21 | | 十、发行人的主要财产 28 | | 十一、发行人的重大债权债务 29 | | 十二、发行人的重大资产变化及收购兼并 29 | | 十三、发行人《章程》的制定和修改 30 | | 十四、发行人股东大会、董事会、监事会议事规则及规范运作 30 | | 十五、发行人董事、监事和高级管理人 ...

关于 东莞勤上光电股份有限公司 恒泰长财证券有限责任公司 向特定对象发行 A 股股票 之 发行保荐书 保荐机构（主承销商） 注册地址：吉林省长春市经济技术开发区卫星路以北,仙台大街以西仙台大街 3333 号润德大厦 C 区七层 717、719、720、721、723、725 室 东莞勤上光电股份有限公司 向特定对象发行 A 股股票之发行保荐书 声 明 恒泰长财证券受勤上股份的委托，担任发行人向特定对象晶腾达发行股票的保 荐机构。 根据《公司法》《证券法》《注册管理办法》《保荐管理办法》《上市审核规则》《保 荐人尽职调查工作准则》《发行证券的公司信息披露内容与格式准则第 27 号——发 行保荐书和发行保荐工作报告》等法律法规、中国证监会和深交所的有关规定，恒 泰长财证券和本次证券发行上市的保荐代表人本着诚实守信、勤勉尽责的原则，严 格按照依法制订的业务规则、行业执业规范和道德准则出具本发行保荐书，并保证 本发行保荐书的真实性、准确性和完整性。 如无特别说明，本发行保荐书中的释义与《东莞勤上光电股份有限公司向特定 对象发行 A 股股票募集说明书》中的释义一致。 3-1-1 | | | | 声 | 明 1 | | ...

恒泰长财证券有限责任公司 关于 东莞勤上光电股份有限公司 向特定对象发行 A 股股票 之 上市保荐书 保荐机构（主承销商） 注册地址：吉林省长春市经济技术开发区卫星路以北,仙台大街以西仙台大街 3333 号润德大厦 C 区七层 717、719、720、721、723、725 室 东莞勤上光电股份有限公司 向特定对象发行 A 股股票之上市保荐书 东莞勤上光电股份有限公司 向特定对象发行 A 股股票之上市保荐书 声明 本保荐机构及其保荐代表人已根据《公司法》《证券法》《注册管理办法》《股票 上市规则》等法律法规和中国证监会及深交所的有关规定，诚实守信，勤勉尽责， 严格按照依法制定的业务规则和行业自律规范出具上市保荐书，并保证所出具文件 真实、准确、完整。 如无特殊说明，本上市保荐书中的简称或名词释义与《东莞勤上光电股份有限 公司向特定对象发行 A 股股票募集说明书》一致。 3-3-1 | 声明 1 | | --- | | 目录 2 | | 一、发行人基本情况 3 | | 二、发行人本次发行情况 11 | | 三、本次证券发行上市项目保荐代表人、协办人及项目组其他成员情况 13 | | 四、保荐机构和发行人关联关系 ...

恒泰长财证券有限责任公司 关于 东莞勤上光电股份有限公司 向特定对象发行 A 股股票 之 上市保荐书 保荐机构（主承销商） 注册地址：吉林省长春市经济技术开发区卫星路以北,仙台大街以西仙台大街 3333 号润德大厦 C 区七层 717、719、720、721、723、725 室 3-3-1 | 声明 1 | | --- | | 目录 2 | | 一、发行人基本情况 3 | | 二、发行人本次发行情况 11 | | 三、本次证券发行上市项目保荐代表人、协办人及项目组其他成员情况 13 | | 四、保荐机构和发行人关联关系的说明 14 | | 五、保荐机构承诺 14 | | 六、本次证券发行上市履行的决策程序 15 | | 七、关于符合国家产业政策和板块定位（募集资金主要投向主业） 16 | | 八、保荐机构关于发行人本次证券上市符合上市条件的说明 17 | | 九、保荐机构关于发行人证券上市后持续督导工作的安排 17 | | 十、保荐机构认为应当说明的其他事项 18 | | 十一、保荐机构对本次股票上市的推荐结论 18 | 东莞勤上光电股份有限公司 向特定对象发行 A 股股票之上市保荐书 声明 本保荐机构及其保 ...

股票代码：002638 股票简称：勤上股份 上市地点：深圳证券交易所 东莞勤上光电股份有限公司 Dongguan Kingsun Optoelectronic Co., Ltd. （广东省东莞市常平镇横江厦工业四路 3 号） 向特定对象发行 A 股股票募集说明书 （申报稿） 保荐机构（主承销商） 注册地址：吉林省长春市经济技术开发区卫星路以北,仙台大街以西仙台大街 3333 号润德大厦 C 区七层 717、719、720、721、723、725 室 东莞勤上光电股份有限公司 向特定对象发行 A 股股票募集说明书（申报稿） 声 明 本公司全体董事、监事、高级管理人员承诺本募集说明书不存在任何虚假记 载、误导性陈述或重大遗漏，并保证所披露信息的真实、准确、完整。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证 本募集说明书中财务会计报告真实、完整。 证券监督管理机构及其他政府部门对本次发行所作的任何决定，均不表明其 对发行人所发行证券的价值或投资者的收益作出实质性判断或者保证。任何与之 相反的声明均属虚假不实陈述。 根据《证券法》的规定，证券依法发行后，发行人经营与收益的变化，由发 行人自行负 ...

Da Hua Certified Public Accountants (Special General Partnership) 6-1-1--1 (2022 年 1 月 1 日至 2022 年 12 月 31 日止) | | 1-7 | | --- | --- | | 合并资产负债表 | 1-2 | | 合并利润表 | 3 | | 合并现金流量表 | 4 | | 合并股东权益变动表 | 5-6 | | 母公司资产负债表 | 7-8 | | 母公司利润表 | 9 | | 母公司现金流量表 | 10 | | 母公司股东权益变动表 | 11-12 | | 财务报表附注 | 1-116 | 电话：86 (10) 5835 0011 传真： 86 (10) 5835 0006 我们审计了东莞勤上光电股份有限公司(以下简称东莞勤上)财 务报表，包括 2022 年 12 月 31 日的合并及母公司资产负债表，2022 年度的合并及母公司利润表、合并及母公司现金流量表、合并及母公 司股东权益变动表以及相关财务报表附注。 我们认为，后附的财务报表在所有重大方面按照企业会计准则的 规定编制，公允反映了东莞勤上 2022 年 ...

广东君信经纶君厚律师事务所 关于东莞勤上光电股份有限公司 向特定对象发行 A 股股票的 法律意见书 $$\Xi{\bf O}\,{\bf\underline{{{=}}}}\,{\bf\underline{{{=}}}}\,{\bf\#}\rangle\langle{\bf\Psi}|{\bf\Psi}$$ | | | | 释 义 1 | | --- | | 第一部分 承诺和声明 5 | | 第二部分 正 文 6 | | 一、本次发行的批准和授权 6 | | 二、本次发行的主体资格 6 | | 三、本次发行的实质条件 6 | | 四、发行人的设立 15 | | 五、发行人的独立性 16 | | 六、发起人和股东 18 | | 七、发行人的股本及演变 19 | | 八、发行人的业务 21 | | 九、关联交易和同业竞争 21 | | 十、发行人的主要财产 28 | | 十一、发行人的重大债权债务 29 | | 十二、发行人的重大资产变化及收购兼并 29 | | 十三、发行人《章程》的制定和修改 30 | | 十四、发行人股东大会、董事会、监事会议事规则及规范运作 30 | | 十五、发行人董事、监事和高级管理人 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥187,231,675.08, a decrease of 56.87% compared to ¥434,134,864.44 in the same period last year[21]. - The net profit attributable to shareholders of the listed company was ¥86,729,410.96, down 7.29% from ¥93,554,148.83 in the previous year[21]. - The basic earnings per share for the first half of 2023 was ¥0.0595, a decrease of 4.19% from ¥0.0621 in the same period last year[21]. - The company's operating profit was 84.52 million yuan, an increase of 0.71% year-on-year, while the total profit was 84.06 million yuan, a decrease of 2.40% year-on-year[29]. - The net profit attributable to ordinary shareholders was 86.73 million yuan, down 7.29% compared to the same period last year[29]. - The company's total profit for the first half of 2023 was ¥84,058,440.33, down from ¥86,125,008.47 in the previous year, reflecting a decrease of 2.4%[156]. - The net profit for the first half of 2023 was ¥86,721,536.54, down 7.8% from ¥93,543,589.29 in the same period of 2022[157]. - The company reported a significant increase in revenue for the first half of 2023, reaching a total of 1.5 billion RMB, representing a year-over-year growth of 25%[84]. Cash Flow and Liquidity - The net cash flow from operating activities increased by 45.67% to ¥74,270,573.95, compared to ¥50,984,979.92 in the same period last year[21]. - The net cash flow from investing activities surged by 274.40% to ¥124,510,859.12, mainly due to the recovery of principal and interest from bank financial products[39]. - The net increase in cash and cash equivalents reached ¥200,880,377.16, a significant increase of 660.84% compared to a decrease of ¥35,817,916.75 in the previous year[39]. - The cash inflow from sales of goods and services was ¥188,492,067.07, a decline of 55.2% compared to ¥420,666,902.21 in the first half of 2022[161]. - The total cash inflow from investment activities reached ¥1,356,564,173.34, significantly up from ¥282,315,650.90 in the first half of 2022, marking an increase of 380.5%[162]. - The cash and cash equivalents at the end of the period stood at ¥421,220,532.69, down from ¥694,856,964.46 at the end of the first half of 2022[162]. Assets and Liabilities - The total assets at the end of the reporting period were ¥2,974,293,599.21, a decrease of 0.77% from ¥2,997,382,933.59 at the end of the previous year[21]. - The total liabilities rose to CNY 281,242,061.39 from CNY 239,783,042.46, indicating an increase of approximately 17.3%[150]. - The equity attributable to shareholders decreased to CNY 2,692,809,832.91 from CNY 2,757,350,311.80, a decline of about 2.3%[150]. - The company's current assets totaled CNY 1,671,061,066.04, showing a marginal increase from CNY 1,668,384,835.48 at the start of the year[148]. - The company's total assets reached 3.9 billion RMB, with a total equity of 1.5 billion RMB[168]. Research and Development - Research and development expenses amounted to ¥8,647,649.63, down 14.04% from ¥10,059,940.81, indicating no significant changes in R&D activities[39]. - The company is investing heavily in R&D, with a budget increase of 25% for new technology development[86]. - Research and development investments increased by 30% in 2023, focusing on advanced LED technologies and smart lighting systems[84]. Market Position and Strategy - The company focuses on smart lighting, outdoor lighting, and landscape lighting, with a comprehensive product matrix and solutions for various lighting applications[30]. - The company has been recognized as one of the top four service providers in smart traffic outdoor lighting by Internet Weekly in 2022, indicating its strong market position in smart city construction[31]. - The company aims to enhance its comprehensive influence and competitive strength in the industry by focusing on quality and steady growth[32]. - The company is exploring potential mergers and acquisitions to enhance its product portfolio and market reach, with a budget of 500 million RMB allocated for this purpose[84]. - The company plans to expand its market presence by increasing production capacity and enhancing product offerings in the next quarter[167]. Shareholder and Equity Information - The company plans not to distribute cash dividends or issue bonus shares[5]. - The company plans to issue 433 million shares to consolidate control under Jingtengda, which will hold 46.00% of voting rights post-issuance[64]. - The company has not sold any significant assets or equity during the reporting period[60][61]. - The company has engaged in a share subscription agreement with various parties, ensuring compliance with the lock-up period[83]. - The total number of ordinary shareholders at the end of the reporting period was 54,751[134]. Legal and Compliance Issues - The company is currently involved in ongoing litigation, with a case pending in Dongguan Intermediate People's Court[99]. - The company has taken legal measures to protect its rights regarding a disputed industrial property, which has been under judicial seal since 2019[120]. - The company is actively pursuing compensation for performance commitments from ten parties, with ongoing litigation and enforcement actions initiated since September 2019[88]. - The company has not reported any non-operating fund occupation by controlling shareholders or related parties during the reporting period[89]. Future Outlook - The company provided a positive outlook for the second half of 2023, projecting a revenue growth of 20% to 30% based on current market trends and user acquisition strategies[84]. - Future guidance indicates an expected revenue growth of 10% for the second half of 2023, driven by new product launches and market expansion strategies[167]. - The company aims to improve operational efficiency through strategic investments in technology and innovation[170].

证券代码：002638 证券简称：勤上股份 东莞勤上光电股份有限公司投资者关系活动记录表 编号：2023-01 | 投资者关系活动 | □特定对象调研 分析师会议 □ | | --- | --- | | 类别 | 媒体采访 业绩说明会 □ √ | | | □ 新闻发布会 □ 路演活动 | | | □ 现场参观 | | | □ 其他 （请文字说明其他活动内容） | | 参与单位名称及 | 线上参与公司 2022 年度业绩说明会的投资者 | | 人员姓名 | | | 时间 | 2023 年 5 月 16 日 15:00-17:00 | | 地点 | 公司通过全景网"投资者关系互动平台"（https://ir.p5w.net） | | | 采用网络远程的方式召开业绩说明会 | | 上市公司接待人 | 董事长、总经理：梁金成 | | 员姓名 | 独立董事：金小刚 | | | 财务总监：邓军鸿 | | | 董事会秘书：房婉旻 | | | 问题 1. 下午好！据可靠消息:勤上股份成立人工智能，注册资 | | | 金 5000 万。信息是否属实。谢谢 | | | 回复：不属实，感谢关注！ | | | 问题 2. 请问咱们公 ...

Financial Performance - The company's revenue for Q1 2023 was ¥88,929,676.19, a decrease of 66.56% compared to ¥265,949,519.03 in the same period last year[5] - Net profit attributable to shareholders was ¥129,766,897.73, an increase of 443.65% from a loss of ¥37,761,769.17 in the previous year[5] - The net cash flow from operating activities was ¥14,660,665.53, a significant improvement of 134.97% compared to a negative cash flow of ¥41,925,296.61 last year[5] - Basic and diluted earnings per share were both ¥0.0897, reflecting a 457.37% increase from a loss of ¥0.0251 per share in the same period last year[5] - Total operating revenue for Q1 2023 was ¥88,929,676.19, a decrease of 66.6% compared to ¥265,949,519.03 in the same period last year[28] - The net profit for Q1 2023 was ¥129,762,265.13, compared to a net loss of ¥37,765,793.51 in Q1 2022, indicating a significant turnaround[29] - The gross profit margin for Q1 2023 improved to 28.5%, compared to a negative margin in the previous year[28] - The total comprehensive income for Q1 2023 was ¥129,402,475.20, a significant recovery from a loss of ¥37,163,342.59 in Q1 2022[29] Cash Flow and Assets - Cash and cash equivalents decreased by 31.44% compared to the beginning of the period, primarily due to payments for goods[9] - The company's total current assets decreased from CNY 1,668,384,835.48 at the beginning of the year to CNY 1,592,380,219.93 by the end of March 2023, a reduction of approximately 4.56%[25] - Cash and cash equivalents decreased from CNY 257,652,536.27 to CNY 176,643,633.76, representing a decline of about 31.5%[25] - The company's inventory decreased from CNY 267,827,479.90 to CNY 237,877,658.24, a decrease of approximately 11.2%[25] - The company's non-current assets increased from CNY 1,328,998,098.11 to CNY 1,404,919,130.88, an increase of about 5.7%[25] - The cash and cash equivalents at the end of Q1 2023 amounted to ¥133,612,746.64, down from ¥450,021,585.25 at the end of Q1 2022[33] - The company’s net increase in cash and cash equivalents for Q1 2023 was -¥86,727,408.89, compared to -¥317,973,599.35 in Q1 2022[33] Shareholder Information - The total number of common shareholders at the end of the reporting period is 34,970[14] - Dongguan Qinsun Group holds 254,965,370 shares, accounting for 17.63% of the total share capital, with 253,025,000 shares pledged[14] - Huaxia Life Insurance holds 109,650,792 shares, representing 7.58% of the total share capital[14] - The company plans to issue 433,000,000 shares to specific targets, pending approval from the shareholders' meeting and regulatory authorities[17] - The actual controller of the company has changed to Mr. Li Junfeng, with the voting rights of 431,625,528 shares, accounting for 29.84% of the total share capital, being entrusted to Jingtengda[17] - The company’s major shareholders include Li Xuliang with 88,183,421 shares (6.10%) and Yang Yong with 82,081,128 shares (5.67%)[14] Legal and Regulatory Matters - The company is involved in a legal dispute regarding the equity transfer of Huaxia Life and Yang Yong, with the Supreme Court rejecting the company's retrial application, but the company can still participate in the distribution of proceeds from any future sale of Yang Yong's shares[20] - The company achieved significant progress in recovering performance compensation from Huaxia Life, having repurchased and canceled 59,661,376 shares as part of a settlement agreement signed in January 2023[18] - The company won a first-instance judgment against other performance compensation obligors in November 2022, which became effective in January 2023, and has since applied for enforcement[19] - The company is actively participating in litigation to protect its rights and interests related to the real estate transaction with Dongguan Weiliang Electric Co., Ltd., and has received a commitment from a specific investor to mitigate potential losses[22] - The company continues to monitor the progress of various legal matters and will fulfill its information disclosure obligations to protect shareholder interests[22] Research and Development - Research and development expenses increased by 61.94% compared to the previous year, indicating a focus on innovation and product development[10] - Research and development expenses for Q1 2023 were ¥1,920,354.02, up 62.0% from ¥1,185,870.46 in the same period last year, reflecting increased investment in innovation[28] Other Financial Metrics - The total liabilities as of the end of Q1 2023 were ¥263,030,107.04, an increase of 9.7% from ¥239,783,042.46 at the end of the previous year[28] - The total equity attributable to shareholders of the parent company was ¥2,734,024,297.04, a slight decrease from ¥2,757,350,311.80 year-over-year[28] - Total cash inflow from investment activities was ¥642,459,752.37, while cash outflow for investment activities was ¥743,343,338.73, resulting in a net cash flow of -¥100,883,586.36[32] - The total cash outflow from operating activities was ¥105,565,658.57, compared to ¥289,884,782.12 in Q1 2022, indicating a reduction in cash outflow[32] - The company did not report any cash inflow from financing activities in Q1 2023[33] - The impact of exchange rate changes on cash and cash equivalents was a decrease of ¥504,488.06 in Q1 2023[33] - The report for Q1 2023 was not audited[34]