成都硅宝科技股份有限公司 2021 年第一季度报告全文 成都硅宝科技股份有限公司 2021 年第一季度报告 2021 年 04 月 1 成都硅宝科技股份有限公司 2021 年第一季度报告全文 第一节 重要提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真 实、准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和 连带的法律责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人王有治、主管会计工作负责人李松及会计机构负责人(会计主管 人员)杜晓芳声明：保证季度报告中财务报表的真实、准确、完整。 2 成都硅宝科技股份有限公司 2021 年第一季度报告全文 第二节 公司基本情况 一、主要会计数据和财务指标 公司是否需追溯调整或重述以前年度会计数据 | --- | --- | --- | --- | --- | |-----------------------------------------------------|------------------|-------|------------------|--------------------------| | □ 是 ...

成都硅宝科技股份有限公司 2020 年年度报告全文 成都硅宝科技股份有限公司 2020年年度报告 1 2021 年 03 月 成都硅宝科技股份有限公司 2020 年年度报告全文 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完 整，不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 公司负责人王有治、主管会计工作负责人李松及会计机构负责人(会计主管人员)杜晓芳 声明：保证本年度报告中财务报告的真实、准确、完整。 所有董事均已出席了审议本报告的董事会会议。 1、宏观经济波动风险 新冠疫情和国际环境对国内经济形势的影响依然具有不确定性。若国内宏观经济增长不 及预期或行业政策出现重大调整，将对公司产品的市场需求产生不利影响，从而影响公司业 绩。 2、原材料价格波动风险 公司的生产成本主要由原材料成本构成，原材料价格的波动对公司利润的影响较大。如 果未来原材料的市场价格波动较大，而公司产品调价具有一定滞后性，势必影响公司产品的 毛利水平，对公司利润产生一定影响。公司与主要供应商建立了长期稳定的合作关系，确保 原材料稳定供应。 3、新领域拓展不 ...

成都硅宝科技股份有限公司 2020 年第三季度报告全文 成都硅宝科技股份有限公司 2020 年第三季度报告 2020 年 10 月 1 成都硅宝科技股份有限公司 2020 年第三季度报告全文 第一节 重要提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真 实、准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和 连带的法律责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人王有治、主管会计工作负责人李松及会计机构负责人(会计主管 人员)杜晓芳声明：保证季度报告中财务报表的真实、准确、完整。 2 成都硅宝科技股份有限公司 2020 年第三季度报告全文 第二节 公司基本情况 一、主要会计数据和财务指标 公司是否需追溯调整或重述以前年度会计数据 | --- | --- | --- | --- | --- | |-----------------------------------------------------|------------------|-------------------------|------------------|--------------- ...

[Important Notice, Table of Contents, and Definitions](index=2&type=section&id=Section%20I%20Important%20Notice%2C%20Table%20of%20Contents%2C%20and%20Definitions) - The company's board of directors, supervisory board, and all senior executives guarantee the truthfulness, accuracy, and completeness of this semi-annual report, free from false records, misleading statements, or major omissions; forward-looking statements regarding future plans do not constitute substantial commitments to investors[5](index=5&type=chunk) - The company explicitly identifies key risks including macroeconomic fluctuations, raw material price volatility, underperformance in new business expansion, and accounts receivable risk[6](index=6&type=chunk) - The company's 2020 semi-annual profit distribution plan proposes no cash dividends, no bonus shares, and no capitalization of reserves[7](index=7&type=chunk) [Company Profile and Key Financial Indicators](index=5&type=section&id=Section%20II%20Company%20Profile%20and%20Key%20Financial%20Indicators) [Summary of Core Financial Indicators](index=6&type=section&id=IV.%20Key%20Accounting%20Data%20and%20Financial%20Indicators) The company achieved strong performance growth in H1 2020, with significant increases in operating revenue, net profit, and a positive shift in operating cash flow, alongside substantial asset expansion Key Financial Data for H1 2020 | Indicator | Current Period | Prior Year Period | YoY Change | | :--- | :--- | :--- | :--- | | **Operating Revenue (CNY)** | 544,206,434.07 | 417,406,772.63 | 30.38% | | **Net Profit Attributable to Shareholders (CNY)** | 71,759,330.89 | 44,660,534.00 | 60.68% | | **Net Profit Attributable to Shareholders (Excluding Non-recurring Items) (CNY)** | 67,721,613.11 | 40,654,543.85 | 66.58% | | **Net Cash Flow from Operating Activities (CNY)** | 28,746,770.00 | -16,590,200.77 | 273.28% | | **Basic Earnings Per Share (CNY/share)** | 0.2169 | 0.1350 | 60.67% | | **Weighted Average Return on Net Assets** | 7.81% | 5.72% | Increased by 2.09 percentage points | | | **End of Current Period** | **End of Prior Year** | **YoY Change** | | **Total Assets (CNY)** | 1,615,891,026.24 | 1,146,747,113.27 | 40.91% | | **Net Assets Attributable to Shareholders (CNY)** | 916,544,117.11 | 891,522,092.22 | 2.81% | - During the reporting period, the company's total non-recurring gains and losses amounted to **CNY 4.0377 million**, primarily from government subsidies of **CNY 4.7476 million** recognized in current profit or loss[30](index=30&type=chunk) [Business Overview](index=8&type=section&id=Section%20III%20Business%20Overview) [Main Business Activities During the Reporting Period](index=8&type=section&id=I.%20Main%20Business%20Activities%20During%20the%20Reporting%20Period) The company specializes in organic silicone sealants, anticorrosive materials, and silane coupling agents, operating with a build-to-order model and a diversified sales network, maintaining a leading position in China's organic silicone rubber industry - The company's main business covers three segments: - **Organic Silicone Sealants**: Divided into construction and industrial types, serving as the company's core revenue source - **Anticorrosive Materials**: Primarily used in power anticorrosion, sewage treatment, and other fields - **Silane Coupling Agents**: Widely applied in sealants, artificial quartz stone, coatings, and various other sectors[34](index=34&type=chunk) - The company adopts a "build-to-order" production model and a diversified sales approach combining direct sales, distribution, engineering contracting, and e-commerce, establishing a nationwide sales network[38](index=38&type=chunk)[39](index=39&type=chunk)[42](index=42&type=chunk) - The company is a leading enterprise in China's organic silicone rubber industry, possessing multiple advanced innovation platforms such as a national enterprise technology center, with a production capacity of **80,000 tons/year**, and its "Guibao" brand is a China Well-known Trademark[45](index=45&type=chunk)[47](index=47&type=chunk) - Performance growth during the reporting period was primarily driven by an increased market share in construction sealants and enhanced technical and market advantages in industrial sealants through the acquisition of Tuoli Technology, achieving dual growth in both segments[43](index=43&type=chunk) [Significant Changes in Major Assets](index=10&type=section&id=II.%20Significant%20Changes%20in%20Major%20Assets) Significant changes in major assets, including substantial increases in fixed assets, intangible assets, and construction in progress, were primarily driven by the acquisition of Tuoli Technology Major Asset Changes from Period-End to Period-Beginning | Major Asset | Change (%) | Primary Reason | | :--- | :--- | :--- | | Fixed Assets | +18.94% | Primarily due to the acquisition of wholly-owned subsidiary Tuoli Technology | | Intangible Assets | +83.42% | Primarily due to the acquisition of wholly-owned subsidiary Tuoli Technology | | Construction in Progress | +214.56% | Primarily due to the acquisition of wholly-owned subsidiary Tuoli Technology | | Long-term Equity Investments | -45.74% | Primarily due to the recovery of partial capital contributions as per partnership agreement | [Analysis of Core Competencies](index=11&type=section&id=III.%20Analysis%20of%20Core%20Competencies) The company's core competitiveness stems from its advanced technology, large-scale production capacity, strong brand recognition, diverse talent pool, and extensive sales channels - **Technological Advantage**: Possesses core technologies with independent intellectual property rights, reaching international advanced levels; as of June 30, 2020, it had accumulated **190** authorized patents, including **97** national invention patents, and led or participated in the formulation of **71** industry standards[53](index=53&type=chunk)[54](index=54&type=chunk) - **Scale Advantage**: Has established a high-end organic silicone sealant production base with an annual capacity of **80,000 tons**, featuring domestically leading fully automated production lines, ranking among the top in the industry for production scale[55](index=55&type=chunk) - **Brand Advantage**: The "Guibao" brand is a "China Well-known Trademark," and its products have received multiple international and domestic authoritative certifications, enjoying high market recognition[56](index=56&type=chunk) - **Channel Advantage**: Established a comprehensive channel network primarily based on distribution and direct sales, combined with retail and online sales, covering major regions nationwide[60](index=60&type=chunk) [Management Discussion and Analysis (MD&A)](index=13&type=section&id=Section%20IV%20Management%20Discussion%20and%20Analysis) [Overview](index=13&type=section&id=I.%20Overview) In H1 2020, the company achieved rapid performance growth by adopting a dual-driven strategy for construction and industrial sealants, further expanding its market share through acquisition and planning a private placement for capacity expansion - The company initiated a dual-driven growth model for construction and industrial sealants, solidifying its industry leadership[64](index=64&type=chunk) - In April 2020, the company completed the **CNY 255 million** cash acquisition of **100%** equity in Tuoli Technology, enhancing its technological and market advantages in industrial sealants for UHV power transmission, consumer electronics, and other fields[76](index=76&type=chunk) - The company plans a private placement of shares to raise no more than **CNY 840 million** for the "100,000 tons/year High-end Sealant Intelligent Manufacturing Project," "National Enterprise Technology Center Expansion Project," and to supplement working capital[77](index=77&type=chunk)[78](index=78&type=chunk) [Analysis of Main Business](index=16&type=section&id=II.%20Analysis%20of%20Main%20Business) Main business showed strong growth, with construction sealants increasing by **31.63%** and industrial sealants surging by **90.98%**, while silane coupling agents saw a slight decline, and overall gross margin remained stable Operating Revenue by Product (Unit: CNY) | Product or Service | Operating Revenue | Operating Cost | Gross Margin | Operating Revenue YoY Change | Operating Cost YoY Change | | :--- | :--- | :--- | :--- | :--- | :--- | | **Construction Sealants** | 414,170,127.68 | 281,069,221.90 | 32.14% | 31.63% | 29.00% | | **Industrial Sealants** | 66,567,793.31 | 45,044,013.28 | 32.33% | 90.98% | 108.22% | | **Silane Coupling Agents** | 48,750,780.51 | 37,558,170.92 | 22.96% | -5.97% | -8.97% | - Revenue from prefabricated building sealants performed exceptionally well, growing by **105.32%** year-on-year, becoming a significant growth driver for the construction sealant business[66](index=66&type=chunk) - Industrial sealants achieved breakthroughs in 5G communication, consumer electronics, power batteries, and other fields, becoming a supplier to ZTE and entering Huawei's material filing system[69](index=69&type=chunk) [Analysis of Assets and Liabilities](index=17&type=section&id=IV.%20Analysis%20of%20Assets%20and%20Liabilities) Total assets significantly increased due to the acquisition of Tuoli Technology and business expansion, while liabilities rose sharply, primarily driven by increased short-term borrowings and unpaid acquisition funds Major Balance Sheet Item Changes (Period-End vs. Prior Year Period-End) | Item | Change (%) | Primary Reason | | :--- | :--- | :--- | | Cash and Cash Equivalents | +127.16% | Increase in bank borrowings | | Accounts Receivable | +59.31% | Growth in operating performance and acquisition of Tuoli Technology | | Construction in Progress | +356.17% | Acquisition of Tuoli Technology | | Goodwill | +870.96% | Arising from the acquisition of Tuoli Technology | | Short-term Borrowings | +400.43% | Increase in bank borrowings | | Other Payables | +3598.95% | 65% of the acquisition payment for Tuoli Technology remained unpaid | [Analysis of Investment Status](index=20&type=section&id=V.%20Analysis%20of%20Investment%20Status) The company's key investment activities included the **CNY 255 million** acquisition of Tuoli Technology and **CNY 241.66 million** in short-term bank wealth management products - The company acquired **100%** equity in Chengdu Tuoli Technology Co., Ltd. for **CNY 255 million** in cash, with the industrial and commercial change registration completed on June 4, 2020[98](index=98&type=chunk)[178](index=178&type=chunk) - During the reporting period, the company used its own funds to purchase bank wealth management products totaling **CNY 241.66 million**, with no outstanding balance at period-end[102](index=102&type=chunk) [Risks Faced by the Company and Countermeasures](index=24&type=section&id=IX.%20Risks%20Faced%20by%20the%20Company%20and%20Countermeasures) The company faces risks from macroeconomic fluctuations, raw material price volatility, underperforming new business expansion, and accounts receivable, which it addresses through strategic adjustments and enhanced management - **Macroeconomic and Downstream Industry Cyclical Change Risk**: The company's products are widely applied, but the construction and automotive industries are significantly affected by macroeconomic conditions[112](index=112&type=chunk)[115](index=115&type=chunk) - **Raw Material Price Volatility Risk**: Raw material costs constitute a high proportion, and price fluctuations may impact product gross profit margins[116](index=116&type=chunk) - **Risk of New Business Expansion Falling Short of Expectations**: Slow R&D progress or unsuccessful market promotion of new products may prevent the formation of new performance growth points[117](index=117&type=chunk) - **Accounts Receivable Risk**: As the company expands, accounts receivable may increase, posing bad debt risks if customer operating conditions deteriorate[118](index=118&type=chunk) [Significant Matters](index=26&type=section&id=Section%20V%20Significant%20Matters) [Implementation of Equity Incentive Plans, Employee Stock Ownership Plans, or Other Employee Incentive Measures](index=29&type=section&id=XII.%20Implementation%20of%20Equity%20Incentive%20Plans%2C%20Employee%20Stock%20Ownership%20Plans%2C%20or%20Other%20Employee%20Incentive%20Measures) The company continued its 2019 restricted stock incentive plan, granting **500,000** reserved restricted shares to **23** core employees to strengthen long-term incentive mechanisms and retain key talent - The company's first employee stock ownership plan was listed for trading on August 14, 2019, and as of the end of the reporting period, **43.86%** of the shares had been reduced[140](index=140&type=chunk) - On May 22, 2020, the company granted **500,000** reserved restricted shares from the 2019 restricted stock incentive plan to **23** incentive recipients at a grant price of **CNY 5.03/share**[145](index=145&type=chunk) [Significant Matters of Company Subsidiaries](index=36&type=section&id=XVII.%20Significant%20Matters%20of%20Company%20Subsidiaries) The company completed two significant acquisitions: **CNY 255 million** for 100% of Tuoli Technology to boost industrial sealant capabilities, and the acquisition of minority interests in Chengdu Guite to achieve full ownership - The company and its wholly-owned subsidiary Guibao New Material acquired **100%** equity in Tuoli Technology for **CNY 255 million** in cash, with the industrial and commercial change registration completed on June 4, 2020[178](index=178&type=chunk) - The company acquired minority shareholder equity in Chengdu Guite Automation Equipment Co., Ltd. for **CNY 0.952 million** using its own funds, making it a wholly-owned subsidiary of the company[179](index=179&type=chunk) [Changes in Shares and Shareholder Information](index=37&type=section&id=Section%20VI%20Changes%20in%20Shares%20and%20Shareholder%20Information) [1. Share Fluctuation](index=37&type=section&id=1.%20Share%20Fluctuation) The company's total share capital remained unchanged at **330,901,951** shares, with a **500,000** share increase in restricted shares and a corresponding decrease in unrestricted shares due to an equity incentive plan Share Fluctuation (Unit: shares) | Share Type | Before Change | Change | After Change | | :--- | :--- | :--- | :--- | | I. Restricted Shares | 58,452,489 | +500,000 | 58,952,489 | | II. Unrestricted Shares | 272,449,462 | -500,000 | 271,949,462 | | III. Total Shares | 330,901,951 | 0 | 330,901,951 | [III. Number of Shareholders and Shareholding Status](index=38&type=section&id=III.%20Number%20of%20Shareholders%20and%20Shareholding%20Status) As of the reporting period, the company had **19,123** common shareholders, with Sichuan Development Leading Capital Management Co., Ltd. as the largest shareholder at **17.80%**, and the top ten shareholders exhibiting a relatively dispersed structure Top Ten Shareholders' Shareholding Status | Shareholder Name | Shareholder Type | Shareholding (%) | Number of Shares | | :--- | :--- | :--- | :--- | | Sichuan Development Leading Capital Management Co., Ltd. | State-owned Legal Person | 17.80% | 58,915,416 | | Guo Dimin | Domestic Natural Person | 13.18% | 43,605,472 | | Wang Youzhi | Domestic Natural Person | 9.62% | 31,835,825 | | Yang Limei | Domestic Natural Person | 9.30% | 30,771,360 | | Shenwan Hongyuan Fund - Leading Capital No. 1 | Other | 4.90% | 16,223,144 | | Cai Xianzhong | Domestic Natural Person | 3.67% | 12,160,000 | | Wang Youhua | Domestic Natural Person | 3.55% | 11,751,300 | | Li Buchun | Domestic Natural Person | 3.35% | 11,100,000 | | BOCOM Schroders Growth 30 Mixed Fund | Other | 1.65% | 5,454,600 | | BOCOM Schroders Economic New Power Mixed Fund | Other | 0.79% | 2,622,600 | [Preferred Shares](index=40&type=section&id=Section%20VII%20Preferred%20Shares) [7.1 No Preferred Stock](index=40&type=section&id=7.1%20No%20Preferred%20Stock) The company had no preferred shares during the reporting period - The company had no preferred shares during the reporting period[197](index=197&type=chunk) [Convertible Corporate Bonds](index=41&type=section&id=Section%20VIII%20Convertible%20Corporate%20Bonds) [8.1 No Convertible Bonds](index=41&type=section&id=8.1%20No%20Convertible%20Bonds) The company had no convertible corporate bonds during the reporting period - The company had no convertible corporate bonds during the reporting period[201](index=201&type=chunk) [Directors, Supervisors, and Senior Management](index=42&type=section&id=Section%20IX%20Directors%2C%20Supervisors%2C%20and%20Senior%20Management) [II. Changes in Directors, Supervisors, and Senior Management](index=42&type=section&id=II.%20Changes%20in%20Directors%2C%20Supervisors%2C%20and%20Senior%20Management) During the reporting period, there were no changes in the shareholdings of the company's directors, supervisors, and senior management, with Ms. Fang Li appointed as Vice General Manager on March 30, 2020 - The company appointed Ms. Fang Li as Vice General Manager on March 30, 2020[206](index=206&type=chunk) [Corporate Bonds](index=43&type=section&id=Section%20X%20Corporate%20Bonds) [10.1 No Corporate Bonds](index=43&type=section&id=10.1%20No%20Corporate%20Bonds) The company had no publicly issued and listed corporate bonds that were outstanding or not fully redeemed by the approval date of the semi-annual report - The company had no publicly issued and listed corporate bonds that were outstanding or not fully redeemed by the approval date of the semi-annual report[209](index=209&type=chunk) [Financial Report](index=44&type=section&id=Section%20XI%20Financial%20Report) [I. Audit Report](index=44&type=section&id=I.%20Audit%20Report) The company's 2020 semi-annual financial report was unaudited - The company's semi-annual financial report was unaudited[212](index=212&type=chunk) [II. Financial Statements](index=44&type=section&id=II.%20Financial%20Statements) The financial statements for H1 2020 show robust growth in total assets and revenue, significantly improved profitability, and enhanced operating cash flow, with increased liabilities primarily linked to strategic acquisitions and business expansion Consolidated Balance Sheet Summary (Unit: CNY) | Item | June 30, 2020 | December 31, 2019 | | :--- | :--- | :--- | | **Total Current Assets** | 915,880,875.24 | 640,353,844.45 | | **Total Non-current Assets** | 700,010,151.00 | 506,393,268.82 | | **Total Assets** | 1,615,891,026.24 | 1,146,747,113.27 | | **Total Current Liabilities** | 646,099,563.62 | 224,609,019.26 | | **Total Non-current Liabilities** | 53,247,345.51 | 29,438,868.22 | | **Total Liabilities** | 699,346,909.13 | 254,047,887.48 | | **Total Equity Attributable to Parent Company Owners** | 916,544,117.11 | 891,522,092.22 | | **Total Liabilities and Equity** | 1,615,891,026.24 | 1,146,747,113.27 | Consolidated Income Statement Summary (Unit: CNY) | Item | H1 2020 | H1 2019 | | :--- | :--- | :--- | | **I. Total Operating Revenue** | 544,206,434.07 | 417,406,772.63 | | **II. Total Operating Costs** | 461,727,371.46 | 369,723,312.75 | | Of which: Operating Cost | 371,716,554.28 | 291,422,282.27 | | **III. Operating Profit** | 81,460,225.01 | 47,875,622.94 | | **IV. Total Profit** | 82,395,648.05 | 50,621,502.82 | | **V. Net Profit** | 71,533,546.94 | 44,676,230.61 | | Net Profit Attributable to Parent Company Owners | 71,759,330.89 | 44,660,534.00 | Consolidated Cash Flow Statement Summary (Unit: CNY) | Item | H1 2020 | H1 2019 | | :--- | :--- | :--- | | **Net Cash Flow from Operating Activities** | 28,746,770.00 | -16,590,200.77 | | **Net Cash Flow from Investing Activities** | -89,321,899.87 | -7,578,307.71 | | **Net Cash Flow from Financing Activities** | 165,150,706.05 | -10,830,507.64 | | **Net Increase in Cash and Cash Equivalents** | 104,641,993.22 | -35,013,446.10 | [Documents for Reference](index=124&type=section&id=Section%20XII%20Documents%20for%20Reference) - Documents for reference include: 1. Financial statements signed and sealed by the company's legal representative, chief accounting officer, and head of the accounting department[593](index=593&type=chunk) 2. Originals of all company documents and announcements publicly disclosed on the website designated by the China Securities Regulatory Commission during the reporting period[594](index=594&type=chunk) 3. Original text of the 2020 semi-annual report signed by the company's legal representative[595](index=595&type=chunk)

[Important Notice](index=2&type=section&id=Section%20I%20Important%20Notice) This section confirms the management's assurance of the report's accuracy and completeness, along with their legal responsibility [Board of Directors' Statement](index=2&type=section&id=Board%20of%20Directors'%20Statement) The company's Board of Directors, Supervisory Board, and senior management ensure the truthfulness, accuracy, and completeness of this quarterly report, assuming legal responsibility for its content - Company management guarantees the **truthfulness, accuracy, and completeness** of this report and assumes legal responsibility[4](index=4&type=chunk) - Company head Wang Youzhi, accounting supervisor Li Song, and accounting department head Du Xiaofang all declare the **truthfulness, accuracy, and completeness** of the financial statements[5](index=5&type=chunk) [Company Basic Information](index=3&type=section&id=Section%20II%20Company%20Basic%20Information) This section provides an overview of the company's key financial performance indicators and shareholder structure for the reporting period [Key Accounting Data and Financial Indicators](index=3&type=section&id=I.%20Key%20Accounting%20Data%20and%20Financial%20Indicators) In Q1 2020, the company's performance declined due to the pandemic, with total operating revenue at **155.87 million Yuan**, down **13.75%** YoY, and net profit attributable to shareholders at **10.39 million Yuan**, down **27.44%** YoY, while net cash flow from operating activities improved by **24.38%** to **-26.38 million Yuan** Key Financial Indicators for Q1 2020 | Indicator | Current Period | Prior Year Period | YoY Change | | :--- | :--- | :--- | :--- | | Total Operating Revenue (Yuan) | 155,866,782.36 | 180,711,493.39 | -13.75% | | Net Profit Attributable to Shareholders (Yuan) | 10,391,770.31 | 14,320,917.57 | -27.44% | | Net Profit Attributable to Shareholders, Excl. Non-recurring Items (Yuan) | 9,134,847.25 | 13,638,622.42 | -33.02% | | Net Cash Flow from Operating Activities (Yuan) | -26,384,375.99 | -34,888,922.17 | 24.38% | | Basic Earnings Per Share (Yuan/share) | 0.0314 | 0.0433 | -27.48% | | Weighted Average Return on Net Assets | 1.16% | 1.87% | -0.71% | | Total Assets (Yuan) | 1,167,639,421.34 | 1,146,747,113.27 | 1.82% (Compared to end of prior year) | | Net Assets Attributable to Shareholders (Yuan) | 902,403,462.63 | 891,522,092.22 | 1.22% (Compared to end of prior year) | - During the reporting period, total non-recurring gains and losses amounted to **1.26 million Yuan**, primarily from government grants[9](index=9&type=chunk) [Shareholder Information](index=4&type=section&id=II.%20Total%20Shareholders%20and%20Top%20Ten%20Shareholders'%20Holdings%20at%20Period-End) As of the end of the reporting period, the company had **19,405** common shareholders, with Sichuan Development Leading Capital Management Co., Ltd., Guo Dimin, and Wang Youzhi as the top three, and some shareholders having related party or concerted party relationships - As of the end of the reporting period, the company had a total of **19,405** common shareholders[14](index=14&type=chunk) Top Ten Shareholders' Holdings | Shareholder Name | Shareholder Type | Shareholding Percentage | Number of Shares Held | | :--- | :--- | :--- | :--- | | Sichuan Development Leading Capital Management Co., Ltd. | State-owned Legal Entity | 17.80% | 58,915,416 | | Guo Dimin | Domestic Individual | 13.18% | 43,605,472 | | Wang Youzhi | Domestic Individual | 9.62% | 31,835,825 | | Yang Limei | Domestic Individual | 9.30% | 30,771,360 | | Shenwan Hongyuan-Leading Capital No.1 Major Shareholder Increase Single Asset Management Plan | Other | 4.90% | 16,223,144 | | Cai Xianzhong | Domestic Individual | 3.67% | 12,160,000 | | Wang Youhua | Domestic Individual | 3.55% | 11,751,300 | | Li Buchun | Domestic Individual | 3.35% | 11,100,000 | | Huaxia CSI Sichuan State-owned Enterprise Reform ETF | Other | 0.53% | 1,762,800 | | Ding Wei | Domestic Individual | 0.39% | 1,283,850 | - Shareholders Wang Youzhi and Guo Dimin are **concerted parties**, Sichuan Development Leading Capital Management Co., Ltd. holds shares through direct holdings and asset management plans, and some shareholders have **familial relationships**[17](index=17&type=chunk) [Significant Matters](index=6&type=section&id=Section%20III%20Significant%20Matters) This section details major changes in financial data, business operations, ongoing significant events, and the fulfillment of commitments during the reporting period [Significant Changes in Key Financial Data and Reasons](index=6&type=section&id=I.%20Significant%20Changes%20in%20Key%20Financial%20Data%20and%20Indicators%20and%20Reasons%20in%20the%20Reporting%20Period) During the reporting period, the company experienced significant changes in financial indicators, including increased cash due to bank loans, decreased notes receivable due to settlement changes, increased short-term borrowings, and reduced operating revenue, costs, and selling expenses due to the pandemic - Balance Sheet item changes: **Cash and cash equivalents** increased by **35.03%** due to bank loans, **notes receivable** decreased by **54.25%** due to increased acceptance bill settlements, **inventories** increased by **22.27%** due to higher raw material stocking, and **short-term borrowings** increased by **915.54%** due to bank loans[25](index=25&type=chunk) - Income Statement item changes: **Operating revenue** decreased by **13.75%** YoY due to the pandemic, **operating cost** decreased by **11.42%** YoY in line with revenue, and **selling expenses** decreased by **34.80%** YoY due to reduced shipping volume[25](index=25&type=chunk) - Cash Flow Statement item changes: **Net cash flow from operating activities** increased by **8.50 million Yuan** YoY due to higher cash receipts from goods, and **net cash flow from financing activities** increased by **89.94 million Yuan** YoY primarily due to bank loans[25](index=25&type=chunk)[27](index=27&type=chunk) [Business Review and Outlook](index=7&type=section&id=II.%20Business%20Review%20and%20Outlook) In Q1 2020, the company's performance declined YoY due to COVID-19 and delayed construction starts, but sales have normalized with sufficient orders, and the company has identified macroeconomic and raw material price fluctuations as key risks, implementing strategies like product structure adjustment, R&D, market expansion, and cost control - Due to the COVID-19 pandemic, delayed downstream demand led to lower-than-expected Q1 shipments and a YoY decline in performance, though sales have now **normalized with sufficient orders**[28](index=28&type=chunk) - Key risks faced by the company include **macroeconomic fluctuations** and **slowing growth in downstream industries** (construction and automotive), and **raw material price volatility** which could impact gross profit margins[31](index=31&type=chunk)[32](index=32&type=chunk) - The company's risk mitigation measures include actively adjusting product structure, exploring niche market opportunities, strengthening R&D and market expansion, and maintaining reasonable inventory levels based on raw material price trends to control costs[31](index=31&type=chunk)[32](index=32&type=chunk) [Progress of Significant Matters](index=8&type=section&id=III.%20Analysis%20of%20Progress,%20Impacts,%20and%20Solutions%20for%20Significant%20Matters) During the reporting period, the company advanced a significant asset acquisition, with the Board approving on April 20, 2020, the proposed **255 million Yuan** cash acquisition of 100% equity in Chengdu Tuoli Technology Co., Ltd. by the company and its wholly-owned subsidiary to expand business layout - The company and its wholly-owned subsidiary, Chengdu Guibao New Material Co., Ltd., plan to acquire **100% equity** in Chengdu Tuoli Technology Co., Ltd. for **255 million Yuan** in cash[33](index=33&type=chunk) - The acquisition proposal was approved by the company's 5th Board of Directors' 11th meeting on April 20, 2020, with funding from **own or self-raised capital**[33](index=33&type=chunk)[34](index=34&type=chunk) [Fulfillment of Commitments](index=9&type=section&id=IV.%20Unfulfilled%20Commitments%20by%20Controlling%20Shareholders,%20Shareholders,%20Related%20Parties,%20Acquirers,%20and%20the%20Company%20During%20the%20Reporting%20Period) During the reporting period, the company and related parties strictly fulfilled all commitments, with ongoing commitments primarily related to the **2019 restricted stock incentive plan's** performance targets and share lock-up arrangements, while some earlier non-public issuance lock-up commitments have been completed - The company and relevant incentive recipients are strictly fulfilling commitments related to the **2019 restricted stock incentive plan**, which has a maximum validity period of **60 months**[37](index=37&type=chunk)[38](index=38&type=chunk) - The equity incentive plan sets phased performance targets, such as requiring cumulative operating revenue of no less than **2.152 billion Yuan** and cumulative net profit of no less than **165 million Yuan** for the first unlocking period from 2019-2020[37](index=37&type=chunk) - The **36-month lock-up commitments** made by the company, Guo Dimin, Wang Youzhi, Yang Limei, and others during the 2015 non-public issuance were fulfilled on **August 14, 2019**[38](index=38&type=chunk)[41](index=41&type=chunk) [Financial Statements](index=12&type=section&id=Section%20IV%20Financial%20Statements) This section presents the company's unaudited consolidated and parent company financial statements for the first quarter of 2020, including balance sheets, income statements, and cash flow statements [Financial Statements](index=12&type=section&id=I.%20Financial%20Statements) This section provides the company's unaudited consolidated and parent company balance sheets, income statements, and cash flow statements for Q1 2020, showing slight increases in total assets and net assets from the beginning of the year, but a YoY decline in Q1 revenue and profit [Consolidated Balance Sheet](index=12&type=section&id=1.%20Consolidated%20Balance%20Sheet) As of March 31, 2020, the company's total assets were **1.168 billion Yuan**, up **1.82%** from year-end, total liabilities were **264 million Yuan**, up **4.03%** driven by short-term borrowings, and equity attributable to parent company owners was **902 million Yuan**, up **1.22%** from year-end Consolidated Balance Sheet Summary (Unit: Yuan) | Item | March 31, 2020 | December 31, 2019 | | :--- | :--- | :--- | | Total Current Assets | 674,022,081.51 | 640,353,844.45 | | Total Non-current Assets | 493,617,339.83 | 506,393,268.82 | | **Total Assets** | **1,167,639,421.34** | **1,146,747,113.27** | | Total Current Liabilities | 235,490,561.41 | 224,609,019.26 | | Total Non-current Liabilities | 28,794,047.66 | 29,438,868.22 | | **Total Liabilities** | **264,284,609.07** | **254,047,887.48** | | Total Equity Attributable to Parent Company Owners | 902,403,462.63 | 891,522,092.22 | | **Total Equity** | **903,354,812.27** | **892,699,225.79** | [Consolidated Income Statement](index=17&type=section&id=3.%20Consolidated%20Income%20Statement) In Q1 2020, the company achieved total operating revenue of **155.87 million Yuan**, down **13.75%** YoY, and total operating costs of **140.61 million Yuan**, down **13.8%** YoY, resulting in a net profit attributable to parent company owners of **10.39 million Yuan**, down **27.44%** YoY, with basic earnings per share of **0.0314 Yuan** Consolidated Income Statement Summary (Unit: Yuan) | Item | Current Period Amount | Prior Period Amount | | :--- | :--- | :--- | | I. Total Operating Revenue | 155,866,782.36 | 180,711,493.39 | | II. Total Operating Cost | 140,614,984.57 | 163,136,388.28 | | Including: Operating Cost | 115,269,016.28 | 130,130,880.21 | | Selling Expenses | 10,301,176.53 | 15,799,980.35 | | R&D Expenses | 8,357,808.81 | 7,677,408.80 | | III. Operating Profit | 13,541,324.97 | 16,569,504.92 | | IV. Total Profit | 14,363,420.27 | 16,875,571.39 | | V. Net Profit | 10,165,986.38 | 14,262,453.27 | | Net Profit Attributable to Parent Company Owners | 10,391,770.31 | 14,320,917.57 | | VIII. Basic Earnings Per Share | 0.0314 | 0.0433 | [Consolidated Cash Flow Statement](index=21&type=section&id=5.%20Consolidated%20Cash%20Flow%20Statement) In Q1 2020, net cash flow from operating activities was **-26.38 million Yuan**, an improvement from the prior year's net outflow, net cash flow from investing activities was **0.38 million Yuan**, and net cash flow from financing activities significantly increased to **79.77 million Yuan** due to **80 million Yuan** in bank loans, providing liquidity, with cash and cash equivalents at period-end reaching **210 million Yuan** Consolidated Cash Flow Statement Summary (Unit: Yuan) | Item | Current Period Amount | Prior Period Amount | | :--- | :--- | :--- | | Net Cash Flow from Operating Activities | -26,384,375.99 | -34,888,922.17 | | Net Cash Flow from Investing Activities | 377,736.72 | -3,604,089.45 | | Net Cash Flow from Financing Activities | 79,774,628.21 | -10,164,913.19 | | Effect of Exchange Rate Changes on Cash and Cash Equivalents | 31,217.84 | -53,492.79 | | Net Increase in Cash and Cash Equivalents | 53,799,206.78 | -48,711,417.60 | | Cash and Cash Equivalents at End of Period | 209,513,523.47 | 93,889,813.33 | [Audit Notes](index=24&type=section&id=III.%20Audit%20Report) The company's Q1 2020 financial report is unaudited, and no retrospective adjustments to the financial statements were made as the company did not adopt new revenue or lease standards for the first time in this reporting period - The company's first-quarter report is **unaudited**[89](index=89&type=chunk) - The company did not adopt new revenue or new lease standards for the first time in Q1 2020, thus there are **no adjustments to the opening financial statements**[89](index=89&type=chunk)

成都硅宝科技股份有限公司 2019 年年度报告全文 成都硅宝科技股份有限公司 2019年年度报告 2020 年 03 月 1 成都硅宝科技股份有限公司 2019 年年度报告全文 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完 整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人王有治、主管会计工作负责人李松及会计机构负责人(会计主管人员)杜晓芳 声明：保证年度报告中财务报告的真实、准确、完整。 所有董事均已出席了审议本报告的董事会会议。 1、宏观经济波动和下游行业增速放缓的风险 公司产品广泛运用于建筑幕墙、中空玻璃、节能门窗、装配式建筑、电力环保、电子电 器、汽车制造、机场道桥、轨道交通、新能源等众多领域。其中建筑及汽车行业受到宏观经 济波动影响较大，增速放缓。公司将持续关注国家宏观政策、经济形势和市场动向，及时做 出准确判断和科学决策。公司将根据市场环境变化积极调整产品结构，从各个细分领域充分 挖掘市场机会，通过实施创新驱动，加强产品研发，提升产品品质，加大市场营销渠道开拓 力度，推行品牌战略等诸多措施来稳固市场地位。 ...

成都硅宝科技股份有限公司 2019 年第三季度报告全文 成都硅宝科技股份有限公司 2019 年第三季度报告 2019-078 2019 年 10 月 1 成都硅宝科技股份有限公司 2019 年第三季度报告全文 第一节 重要提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真 实、准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和 连带的法律责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人王有治、主管会计工作负责人李松及会计机构负责人(会计主管 人员)杜晓芳声明：保证季度报告中财务报表的真实、准确、完整。 2 成都硅宝科技股份有限公司 2019 年第三季度报告全文 第二节 公司基本情况 一、主要会计数据和财务指标 公司是否需追溯调整或重述以前年度会计数据 | --- | --- | --- | --- | --- | |-----------------------------------------------------|------------------|-------------------------|------------------|------ ...

成都硅宝科技股份有限公司 2019 年第一季度报告全文 成都硅宝科技股份有限公司 2019 年第一季度报告 2019-034 2019 年 04 月 1 成都硅宝科技股份有限公司 2019 年第一季度报告全文 第一节 重要提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真 实、准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和 连带的法律责任。 除下列董事外，其他董事亲自出席了审议本次季报的董事会会议 | --- | --- | --- | --- | |--------------------|--------------------|--------------------|--------------| | 未亲自出席董事姓名 | 未亲自出席董事职务 | 未亲自出席会议原因 | 被委托人姓名 | | 李铁军 | 董事 | 工作原因 | 王有治 | | 宋贵祥 | 董事 | 工作原因 | 王有治 | 公司负责人王有治、主管会计工作负责人李松及会计机构负责人(会计主管 人员)李松声明：保证季度报告中财务报表的真实、准确、完整。 2 成都硅宝科技股份有限公司 2019 年第一 ...

成都硅宝科技股份有限公司 2018 年年度报告全文 成都硅宝科技股份有限公司 2018年年度报告 2018年03月 1 成都硅宝科技股份有限公司 2018 年年度报告全文 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完 整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人王有治、主管会计工作负责人李松及会计机构负责人(会计主管人员)李松声 明：保证年度报告中财务报告的真实、准确、完整。 未亲自出席董事姓名 未亲自出席董事职务 未亲自出席会议原因 被委托人姓名 宋贵祥 董事 工作原因 李铁军 除下列董事外，其他董事亲自出席了审议本次年报的董事会会议 1、原材料价格波动的风险 近两年以来，受国家环保政策和供给侧结构性改革等影响，公司主要原材料价格波动较 大，直接影响公司生产经营成本。若原材料价格持续上涨，而公司产品价格调整具有一定滞 后性，势必影响公司产品的毛利水平，对公司利润产生较大影响。公司将根据原材料价格走 势保证合理库存，通过提升管理水平、提高生产效率等方式合理控制成本，通过开发高附加 值产品、开拓新应用领域等方式提 ...

Financial Performance - Operating revenue for the reporting period was ¥209,005,074.32, representing an 18.42% increase year-on-year[9]. - Net profit attributable to shareholders decreased by 34.68% to ¥10,115,566.41 for the reporting period[9]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥9,549,701.78, down 26.72% year-on-year[9]. - Basic earnings per share for the reporting period was ¥0.0306, a decrease of 34.62% compared to the same period last year[9]. - The weighted average return on net assets was 3.38%, a decrease of 1.23% compared to the previous year[9]. - The company reported a significant decrease in tax payable by 38.74% to ¥5,211,220.86 due to lower profits[17]. - Total operating revenue for the period reached ¥209,005,074.32, an increase of 18.38% compared to ¥176,488,900.84 in the previous period[34]. - Net profit for the period was ¥10,189,068.00, a decrease of 33.67% from ¥15,365,975.23 in the same period last year[35]. - Basic earnings per share decreased to ¥0.0306 from ¥0.0468, reflecting a decline of 34.76%[35]. - The company reported a net profit of ¥20,546,705.63 for the current period, down 38.7% from ¥33,544,730.33 in the previous period[42]. - The comprehensive income total for the current period is ¥20,724,635.63, a decrease of 38.3% from ¥33,544,730.33 in the previous period[43]. Assets and Liabilities - Total assets at the end of the reporting period reached ¥1,000,952,718.07, an increase of 2.37% compared to the end of the previous year[9]. - The total assets of Chengdu Silica Technology Co., Ltd. as of September 30, 2018, amounted to CNY 1,000,952,718.07, an increase from CNY 977,794,688.55 at the beginning of the year, reflecting a growth of approximately 2.4%[26]. - The company's current assets totaled CNY 501,583,042.93, up from CNY 467,017,257.94, indicating an increase of about 7.4%[26]. - Total liabilities amounted to CNY 264,435,033.43, compared to CNY 229,331,737.22 at the beginning of the year, reflecting an increase of about 15.3%[28]. - Total liabilities increased to ¥142,937,817.85 from ¥79,622,694.25, marking an increase of 79.53%[32]. Cash Flow - The net cash flow from operating activities for the year-to-date was ¥6,056,799.00, down 90.33% year-on-year[9]. - Operating cash inflow for the current period was CNY 322,116,379.75, an increase from CNY 309,265,490.71 in the previous period, reflecting a growth of approximately 4%[48]. - Net cash outflow from operating activities was CNY 6,056,799.00, a significant decrease compared to CNY 62,650,140.61 in the prior period[49]. - Cash outflow from investment activities totaled CNY 11,944,390.07, down from CNY 36,683,814.47 in the previous period, indicating a reduction of about 67%[49]. - Cash inflow from sales of goods and services was CNY 312,769,234.10, up from CNY 295,417,953.84, representing an increase of about 6%[48]. - Total cash outflow for operating activities was CNY 316,059,580.75, compared to CNY 246,615,350.10 in the previous period, marking an increase of approximately 28%[49]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 23,421[12]. - The top shareholder, Sichuan Development Guohong Modern Service Investment Co., Ltd., held 17.80% of the shares[13]. Inventory and Expenses - Inventory rose by 78.99% to ¥146,115,757.44 as a result of expanded business scale and increased stock of raw materials[17]. - Financial expenses increased by 307.41% to ¥644,886.63, mainly from higher interest expenses on bank loans[17]. - Other income decreased by 43.22% to ¥3,328,090.38 due to reduced government subsidies related to daily operations[17]. - The company reported a significant increase in research and development expenses to ¥10,426,160.54, up 33.73% from ¥7,789,315.53[34]. - The company’s research and development expenses for the current period are ¥14,049,722.40, a decrease of 22.1% compared to ¥18,037,751.50 in the previous period[45].