证券代码：300323 证券简称：华灿光电 公告编号:2023-103 华灿光电股份有限公司 关于使用闲置募集资金进行现金管理的进展公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、误 导性陈述或重大遗漏。 华灿光电股份有限公司（以下简称"公司"）于 2023 年 8 月 15 日召开第五届董事会第二 十七次会议、第五届监事会第二十次会议审议通过《关于使用部分闲置募集资金进行现金管理 的议案》，同意公司及全资子公司华灿光电（广东）有限公司在不影响募集资金投资项目正常 实施的前提下，使用不超过人民币 40,000 万元的闲置募集资金进行现金管理，该资金额度自 董事会审议通过之日起 12 个月内可以滚动使用。具体内容详见公司于 2023 年 8 月 16 日在 巨潮资讯网（www.cninfo.com.cn）披露的《关于使用部分闲置募集资金进行现金管理的公告》 （公告编号：2023-090）。 | 委托方 | 受托人 | 产品名称 | 收益 | 金额 | 起息日 | 到期日 | 预计年化收 | 资金 | | --- | --- | --- | --- | --- | --- | --- ...

Environmental Compliance and Management - The company achieved a wastewater treatment capacity of 3,130 m³/d, ensuring compliance with the GB8978-1996 Class III standard for wastewater discharge[6]. - All solid waste is entrusted to qualified disposal companies, achieving zero discharge standards[7]. - The company has implemented a five-level membrane absorption system for exhaust gas treatment, with emissions from various processes meeting regulatory standards[5]. - Noise levels at the factory boundary were monitored and found to comply with the GB12348-2008 Class 3 standard during the reporting period[8]. - The company has invested in low-noise equipment and implemented sound insulation measures to minimize noise pollution[8]. - There were no instances of exceeding emission standards for air pollutants, with the highest concentration of unorganized emissions being ≤1.0 mg/m³[11]. - The company has established emergency response plans for environmental incidents, with relevant documentation filed with local environmental authorities[13]. - Environmental investments primarily focus on regular monitoring, maintenance, and upgrades of environmental facilities[15]. - The company has taken measures to reduce carbon emissions, including a 50% weight reduction in arsenic sludge through drying[16]. - The company is focused on environmental protection and has several projects aimed at waste reduction and resource recovery[196]. - The main pollutants from Huacan Optoelectronics include ammonia, dust, acetone, isopropanol, non-methane total hydrocarbons, ethanol, hydrogen chloride, fluorides, chlorine, nitrogen oxides, phosphine, arsine, methane, silane, and sulfuric mist[198]. - The total emissions of ammonia are 4.5139 tons/year, dust 2.104 tons/year, acetone 0.00055 tons/year, isopropanol 0.00113 tons/year, non-methane total hydrocarbons 4.1976 tons/year, ethanol 0.7198 tons/year, hydrogen chloride 0.1632 tons/year, fluorides 0.1313 tons/year, chlorine 0.0074 tons/year, nitrogen oxides 0.503 tons/year, phosphine 0.00033 tons/year, arsine 0.00007 tons/year, methane 1.03 tons/year, silane 0.103 tons/year, and sulfuric mist 0.065 tons/year[198]. - The wastewater pollutants include COD at 19.26 mg/L, SS at 7.05 mg/L, ammonia nitrogen at 7.02 mg/L, and total nitrogen at 10.77 mg/L[198]. Financial Performance - The company's operating revenue for the reporting period was ¥1,135,833,005.12, a decrease of 11.46% compared to the same period last year[68]. - The net profit attributable to shareholders was ¥101,145,580.55, reflecting a significant decline of 83.24% year-on-year[68]. - The company reported a gross margin decline due to high unit costs and underutilized capacity during the product transition phase[58]. - Total assets at the end of the reporting period were ¥10,504,312,809.48, down 5.19% from the previous year[68]. - The net assets attributable to shareholders decreased to ¥5,946,198,830.05, a decline of 5.34% year-on-year[68]. - The company has not reported any non-recurring gains or losses during the reporting period[46]. - The company reported a significant asset impairment loss of CNY 176,378,186.55, accounting for 40.33% of total profit[129]. - The company's financial expenses increased by 9.05% to ¥39,127,945.81 compared to the previous year[144]. - The net cash flow from operating activities decreased by 83.24% to ¥101,145,580.55, primarily due to a reduction in VAT refunds and government subsidies[144]. - The total amount raised from a specific stock issuance was ¥1,499,999,993.12, with net proceeds of ¥1,482,911,073.16 after deducting issuance costs[139]. - The total investment during the reporting period was ¥212,207,280.77, a significant decrease of 54.64% compared to ¥467,850,604.24 in the same period last year[151]. - Cash and cash equivalents at the end of the reporting period amounted to ¥1,000,846,492.51, accounting for 9.53% of total assets, a decrease of 1.12% from the previous year[146]. - Accounts receivable increased to ¥705,306,320.07, representing 6.71% of total assets, up by 1.76% year-on-year[146]. - Inventory decreased to ¥1,266,239,225.24, making up 12.05% of total assets, a decline of 0.45% compared to the previous year[146]. - Fixed assets rose to ¥5,011,414,036.57, which is 47.71% of total assets, reflecting an increase of 7.18% year-on-year[146]. - Short-term borrowings decreased to ¥1,229,218,075.31, accounting for 11.70% of total assets, down by 1.71% from the previous year[146]. Research and Development - R&D efforts are categorized into short-term marketable product development and long-term forward-looking technology research, ensuring resource allocation for both current and future needs[52]. - The company has established a group R&D center to manage overall technology planning and product development, enhancing its innovation capabilities[88]. - The company has obtained QC080000 certification for hazardous substances management, improving its market competitiveness[90]. - The company has established multiple research institutions to drive innovation in third-generation semiconductor materials and devices[113]. - The company has increased its capitalized R&D expenditures to CNY 133,654,105.22, reflecting a focus on innovation[132]. - The company plans to enhance its R&D capabilities in high-end LED chip products to strengthen its market position[163]. - The company is implementing competitive incentive systems and enhancing R&D capabilities to adapt to industry changes[182]. - The company has ongoing projects in LED technology development, including a new generation of full-color micro-displays and high-end plant lighting[196]. - The company is expanding its production capacity for Mini/MicroLED technology, with projects approved in 2022 and 2023[196]. Employee Welfare and Engagement - Employee training programs are in place to enhance skills and capabilities across various levels, contributing to operational efficiency[17]. - The company has implemented various employee welfare activities, including annual health check-ups and holiday gifts, to enhance employee engagement[18]. - All employees have signed labor contracts and are provided with social insurance and housing funds[18]. - The company is committed to supporting employment stability and skill enhancement for workers, particularly migrant workers[21]. - The company’s employee stock ownership plan and other incentive measures are being implemented, although specific details were not provided in the documents[192]. Market Position and Product Development - The company's main products include LED chips, epitaxial wafers, sapphire products, and GaN power electronic devices[48]. - The company is actively expanding its market for epitaxial wafers, which are used as raw materials for domestic and international chip manufacturers[49]. - The company emphasizes the importance of high-quality epitaxial wafers for the performance and quality of LED chips[49]. - The company is a leading supplier in the LED chip industry, focusing on high-end markets and maintaining a strong position in sapphire substrate supply[50]. - The company is expanding its product applications into Mini/Micro LED technology, targeting high-definition displays and smart lighting markets[74]. - The company has successfully delivered small batches of Micro LED pixel devices to leading display enterprises, indicating its capability for mass delivery[84]. - The outdoor market growth accelerated in the first half of 2023, with the company securing high-end projects in the ultra-bright market[83]. - The company has made significant progress in the development of plant lighting red light chips and expanded its LED plant lighting product portfolio[86]. - The automotive LED market saw an increase in shipment volumes, with new products successfully entering the market[107]. - The UVC LED products have shown industry-leading performance, with ongoing optimization for market expansion[108]. - The company is advancing in the GaN power electronics sector, with plans to expand product offerings from 650V to 1200V[109]. - The subsidiary Yunnan Blue Crystal has achieved a leading market position in sapphire substrate technology[110]. - The company's revenue from LED substrates, epitaxial wafers, and chips in the domestic market reached CNY 1,020,014,347.20, while the revenue from overseas markets was CNY 115,818,657.92[126]. - The production capacity for LED chips is 1,383.20 million pieces per year, with an actual output of 803.57 million pieces, resulting in a capacity utilization rate of 58.10%[127]. - The company has established a strong position in the plant lighting market, becoming a key supplier of LED chips globally[105]. - The Mini LED chip products have been recognized in the market and are being mass-produced, with expansion plans initiated to meet customer demand[104]. - The company's LED chip revenue reached approximately ¥650.26 million, with a year-on-year decrease of 6.74%[100]. - The gross margin for LED chips declined by 21.64% to -8.94% during the reporting period[100]. - The company has obtained 34 new invention patents in the reporting period, bringing the total to 825[98]. - The company has a total of 1,173 patents and software copyrights, with 910 authorized and 263 under review as of June 30, 2023[144]. Corporate Governance and Compliance - The company has no instances of non-operating fund occupation by controlling shareholders or related parties during the reporting period[26]. - There are no violations regarding external guarantees during the reporting period[27]. - The company has ensured that all financial reports are accurate and complete, with no misleading statements or significant omissions[31]. - The company’s independent directors expressed clear agreement on the conditions for granting the restricted stock, confirming that the qualifications of the incentive objects were legal and valid[189]. - The company’s board of directors approved the 2021 restricted stock incentive plan, which was supported by financial and legal advisors[187]. - The company’s monitoring committee confirmed the public announcement of the incentive objects for the restricted stock plan without any objections during the public notice period[188]. - The company’s 2021 restricted stock incentive plan has had portions declared void for unvested shares as of March 5, 2023[191].

Environmental Impact and Compliance - The main pollutants from Huacan Optoelectronics (Suzhou) Co., Ltd. include ammonia, dust, acetone, isopropanol, non-methane total hydrocarbons, ethanol, hydrogen chloride, fluorides, chlorine, nitrogen oxides, phosphine, arsine, methane, silane, and sulfuric mist[1]. - The total emissions of ammonia are 4.5139 tons/year, dust 2.104 tons/year, acetone 0.00055 tons/year, isopropanol 0.00113 tons/year, non-methane total hydrocarbons 4.1976 tons/year, ethanol 0.7198 tons/year, hydrogen chloride 0.1632 tons/year, fluorides 0.1313 tons/year, chlorine 0.0074 tons/year, nitrogen oxides 0.503 tons/year, phosphine 0.00033 tons/year, arsine 0.00007 tons/year, methane 1.03 tons/year, silane 0.103 tons/year, and sulfuric mist 0.065 tons/year[1]. - The wastewater treatment meets the standards of Zhangjiagang City North Sewage Treatment Plant, with COD at 19.26 mg/L, SS at 7.05 mg/L, and ammonia nitrogen at 7.02 mg/L[3]. - The company has invested in environmental protection measures, including regular monitoring and maintenance of facilities, and has implemented measures to reduce carbon emissions, such as drying arsenic sludge, which reduces weight by 50%[10]. - The company operates 16 emission outlets for waste gas, with 9 located on the roof of the extension plant and 7 on the chip plant roof[1]. - The wastewater is treated at three stations: nitrogen-phosphorus wastewater station, arsenic-phosphorus wastewater station, and comprehensive wastewater station, all complying with environmental assessment requirements[3]. - The company has no instances of exceeding emission standards during the reporting period, and all treatment facilities are operating well[2]. - The company has a total of 15 inorganic waste gas treatment facilities and 1 organic waste gas treatment facility[2]. - The company’s wastewater is treated and reused for cleaning nitrogen-containing materials, adhering to the surface water quality standards[3]. - The company has not faced any administrative penalties related to environmental issues during the reporting period[10]. Employee Management and Development - The company has implemented a comprehensive training program for employees at different levels, including a "Navigating Plan" for senior management and a "Sailing Plan" for new graduates, enhancing overall employee capabilities[20]. - All employees have signed labor contracts and are provided with social insurance and housing funds, along with various benefits such as holiday gifts and health check-ups[12]. - The company has established a "Salary Home" initiative to address employee inquiries related to daily living and human resources, ensuring better communication and support[12]. - The company is committed to improving employee satisfaction and maintaining a harmonious workplace environment through various initiatives[12]. Financial Performance - The company reported a total revenue of 4,790.79 million RMB for the first half of 2023, with a projected total of 8,100.00 million RMB for the year[59]. - The company's operating revenue for the first half of 2023 was ¥1,135,833,005.12, a decrease of 11.46% compared to ¥1,282,833,733.35 in the same period last year[75]. - The net profit attributable to shareholders was -¥363,816,667.53, representing a significant decline of 3,281.21% from ¥11,436,407.47 in the previous year[75]. - The net cash flow from operating activities was ¥101,145,580.55, down 83.24% from ¥603,607,167.64 in the same period last year[75]. - Total assets at the end of the reporting period were ¥10,504,312,809.48, a decrease of 5.19% from ¥11,079,124,304.40 at the end of the previous year[75]. - The net assets attributable to shareholders decreased by 5.34% to ¥5,946,198,830.05 from ¥6,281,507,216.25[75]. - The company reported a basic earnings per share of -¥0.29, a decline of 3,000.00% compared to ¥0.01 in the previous year[75]. - The company plans not to distribute cash dividends or issue bonus shares, focusing on reinvestment for growth[33]. Research and Development - The company is focusing on the development of new LED technologies, including Mini LED and Micro LED, to enhance product offerings[48]. - The company is committed to continuous research and development to innovate and improve its product lines[48]. - The company has established a third-generation semiconductor key laboratory and a joint R&D center for micro-display LED technology, enhancing its competitive edge through technological innovation[105]. - The R&D model combines "engineer culture + returning PhDs + experienced industry professionals," resulting in a high-quality technical innovation team with hundreds of domestic and international master's and doctoral graduates[102]. - The company has made significant advancements in UVC LED technology, focusing on optimizing performance for mid-power UVC chips, which are expected to expand into high-power UVC chips[160]. - The company has successfully completed small batch sampling and testing of 650V GaN products, with plans to develop products up to 1200V in the future[161]. - The company is actively investing in next-generation technologies and new products to secure its future market position and maintain industry leadership[105]. Market Position and Strategy - The company is a global leader in LED chips and advanced semiconductor solutions, focusing on the R&D, production, and sales of LED chips, LED epitaxial wafers, sapphire substrates, and GaN power electronic devices[96]. - The company is actively expanding its market for LED epitaxial wafers, which are crucial for the yield and performance of LED chips[98]. - The company has become a key supplier in the global plant lighting LED chip market, with significant improvements in product reliability and efficiency, and has expanded its product offerings in this segment[139]. - The automotive LED market has seen increased shipments, with the company leveraging its experience in flip-chip products to enhance market share in both aftermarket and OEM segments[142]. - The company is a leading supplier in the LED chip industry, maintaining a dominant position in the domestic market for sapphire substrates[101]. - The company has established a deep integration of production, education, and research, focusing on the development of third-generation semiconductor materials and devices, with successful completion of provincial key laboratory assessments[167]. Intellectual Property and Trademarks - The company holds a total of 1,173 patents and software copyrights, including 910 authorized patents, with 825 being invention patents[166]. - The company has registered 38 trademarks, ensuring brand protection and market presence[175]. - The company continues to expand its intellectual property portfolio, which may support future product launches and market strategies[200]. - The registration of trademarks is a strategic move to enhance competitive advantage in the market[200]. - All registered trademarks are currently in good legal standing, reflecting effective management of intellectual property[200]. Corporate Governance and Legal Matters - The company reported no significant litigation or arbitration matters during the reporting period, indicating a stable legal environment[29]. - The company has not experienced any non-operating fund occupation by major shareholders or related parties during the reporting period, reflecting sound financial governance[25]. - The company has not engaged in any asset or equity acquisitions or sales during the reporting period[60]. - The company has not reported any significant changes in daily operational related transactions during the reporting period[59]. - The company has no significant related party transactions during the reporting period[68].

华灿光电股份有限公司 独立董事提名人声明与承诺 二、被提名人不存在《中华人民共和国公司法》第一百四十六条等 规定不得担任公司董事的情形。 √是 □否 如否，请详细说明：______________________________ 三、被提名人符合中国证监会《上市公司独立董事管理办法》和深 圳证券交易所业务规则规定的独立董事任职资格和条件。 √是 □否 如否，请详细说明：______________________________ 四、被提名人符合公司章程规定的独立董事任职条件。 提名人 华灿光电股份有限公司第五届董事会 现就提名 钟瑞庆 为华灿光电股份有限公司第 六 届董事会独立董事候选人发表公开声 明。被提名人已书面同意作为华灿光电股份有限公司第 六 届董事会独 立董事候选人。本次提名是在充分了解被提名人职业、学历、职称、详 细的工作经历、全部兼职等情况后作出的，本提名人认为被提名人符合 相关法律、行政法规、部门规章、规范性文件和深圳证券交易所业务规 则对独立董事候选人任职资格及独立性的要求，具体声明并承诺如下事 项： 一、被提名人已经通过 华灿光电股份有限公司第五届董事会 提名 委员会或者独立董事专门会议 ...

华泰联合证券有限责任公司 关于华灿光电股份有限公司使用部分闲置募集资金暂时补 充流动资金的核查意见 华泰联合证券有限责任公司（以下简称"华泰联合证券"、"保荐机构"）作 为华灿光电股份有限公司（以下简称"华灿光电"、"公司"）持续督导工作的保 荐机构，根据《证券发行上市保荐业务管理办法》《深圳证券交易所上市公司自 律监管指引第 13 号——保荐业务》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》及《上市公司监管指引第 2 号——上市公司募 集资金管理和使用的监管要求》等相关规定，对华灿光电拟使用部分闲置募集资 金暂时补充流动资金的相关事项进行了核查，具体情况如下： 一、募集资金基本情况 根据中国证券监督管理委员会（以下简称"中国证监会"）《关于同意华灿光 电股份有限公司向特定对象发行股票注册的批复》（证监许可[2023]1442号），华 灿光电股份有限公司向特定对象发行人民币普通股（A股）372,070,935.00股，发 行价格为5.60元/股，募集资金总额人民币2,083,597,236.00元，扣除不含税的发行 费用人民币16,639,845.23元，实际募集资金净额为人民币 ...

本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记载、 误导性陈述或重大遗漏。 鉴于华灿光电股份有限公司（以下简称"公司"）第五届监事会提前换届选举，为确 保监事会的正常运行，根据《公司法》及《公司章程》等相关规定，公司于 2023 年 8 月 14 日召开职工代表大会，一致同意选举祝文君女士（简历详见附件）为公司第六届 监事会职工代表监事。 祝文君女士将与公司 2023 年第三次临时股东大会选举产生的 2 名非职工代表监 事共同组成公司第六届监事会，任期与股东大会选举产生的 2 名非职工代表监事任期 一致，自公司股东大会审议通过之日起三年。 特此公告。 华灿光电股份有限公司监事会 二零二三年八月十五日 证券代码：300323 证券简称：华灿光电 公告编号：2023-095 华灿光电股份有限公司 关于选举产生第六届监事会职工代表监事的公告 1 附件：公司第六届监事会职工代表监事候选人简历 祝文君女士，1982年生，中国国籍，无境外永久居留权，本科学历，现任本公司职 工代表监事、监事会主席、公司人力资源副总经理。曾任中国贝卡尔特钢帘线有限公司 高级人事主管。祝文君女士于2014年02月加入本公 ...

上海君澜律师事务所 关于 华灿光电股份有限公司 2021 年限制性股票激励计划 作废部分已授予尚未归属的限制性股票相关事项 之 法律意见书 二〇二三年八月 上海君澜律师事务所 法律意见书 上海君澜律师事务所 作废部分已授予尚未归属的限制性股票相关事项之 法律意见书 致：华灿光电股份有限公司 上海君澜律师事务所（以下简称"本所"）接受华灿光电股份有限公司 （以下简称"公司"或"华灿光电"）的委托，根据《上市公司股权激励管理 办法》（以下简称"《管理办法》"）《深圳证券交易所创业板股票上市规则》 （以下简称"《上市规则》"）《深圳证券交易所上市公司自律监管指南第 1 号—业务办理》（以下简称"《监管指南》"）《华灿光电股份有限公司 2021 年限制性股票激励计划》（以下简称"《激励计划》"或"本次激励计划"） 的规定，就华灿光电本次激励计划作废部分已授予尚未归属的限制性股票（以 下简称"本次作废"）相关事项出具本法律意见书。 对本法律意见书，本所律师声明如下： （一）本所律师依据《中华人民共和国证券法》《律师事务所从事证券法 律业务管理办法》和《律师事务所证券法律业务执业规则（试行）》等规定及 本法律意见书出具日 ...

证券代码：300323 证券简称：华灿光电 公告编号：2023-084 华灿光电股份有限公司 第五届董事会第二十七次会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记 载、误导性陈述或重大遗漏。 一、 董事会会议召开情况 1. 华灿光电股份有限公司（以下简称"公司"）第五届董事会第二十七次会议通 知于 2023 年 8 月 11 日以电话、邮件方式向全体董事送达。 2. 本次董事会于 2023 年 8 月 15 日在公司会议室以现场会议方式召开，会议由与 会董事长郭瑾女士主持。 3. 本次董事会会议应到董事9名，实到董事9名。监事会成员及部分高管列席了本 次会议。 4. 本次董事会会议的召开符合有关法律、行政法规、部门规章、规范性文件和《公 司章程》的相关规定。 二、 董事会会议审议情况 1. 审议通过《关于董事会提前换届选举暨提名第六届董事会非独立董事候选人的 议案》 公司第五届董事会原定任期为 2021 年 5 月 6 日至 2024 年 5 月 5 日，鉴于京东方 科技集团股份有限公司（以下简称"京东方"）与公司签署了《华灿光电股份有限公司 附生效条件的向特定对象发行 A ...

华灿光电股份有限公司 2023年半年度非经营性资金占用及其他关联资金往来情况汇总表 | | | 占用方与本公司 | 本公司核算的 | 2023年初占用 | 2023年半年度 | 2023年半年度占 | 2023年半年度偿 | 2023年半年度末 | | 占用性质 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 非经营性资金占用 | 资金占用方名称 | 的关联关系 | 会计科目 | 资金余额 | 占用累计发生金 | 用资金的利息 | 还累计发生金额 | 占用资金余额 | 占用形成原因 | | | | | | | | 额(不含利息) | (如有) | | | | | | 现大股东及其附属企业 | | | | | | | | - | | | | 小计 | | | | - | - | - | - | - | | | | 前大股东及其附属企业 | | | | | | | | - | | | | 小计 | | | | - | - | - | - | - | | | | 总计 | | | | - | - | - | - | - ...

华灿光电股份有限公司 关于2023年半年度募集资金存放与使用情况的专项报告 证券代码：300323 证券简称：华灿光电 公告编号：2023-086 华灿光电股份有限公司 关于公司2023年半年度募集资金存放与使用情况的专项报告 根据《深圳证券交易所上市公司自律监管指引第2号——创业板上市公司规范运作》及 《深圳证券交易所创业板上市公司自律监管指南第2号——公告格式》的规定，华灿光电股 份有限公司（以下简称"公司"或"本公司"） 将2023年半年度募集资金存放与使用情况报告 如下： 一、募集资金基本情况 华灿光电股份有限公司 关于2023年半年度募集资金存放与使用情况的专项报告 （一）实际募集资金金额、资金到账时间 根据中国证券监督管理委员会于2020年10月14日签发的证监许可[2020]2575 号文 《关于同意华灿光电股份有限公司向特定对象发行股票注册的批复》，本公司获准向特定 对象发行人民币普通股148,075,024股，每股发行价格为人民币10.13元，股款以货币缴足， 募集资金总额人民币1,499,999,993.12元，扣除承销及保荐费用（不含税）、发行登记费 （不含税）以及其他发行费用（不含税） ...