根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司独立 董事管理办法》《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市 公司自律监管指引第 2 号——创业板上市公司规范运作》《光智科技股份有限公 司章程》（以下简称"《公司章程》"）以及《光智科技股份有限公司独立董事 工作制度》等相关法律法规、规章制度的规定，光智科技股份有限公司（以下简 称"公司"）于 2023 年 12 月 7 日以邮件的方式发出召开 2023 年第一次独立董 事专门会议的通知，并于 2023 年 12 月 8 日以通讯的方式召开。 光智科技股份有限公司 2023 年第一次独立董事专门会议审核意见 朱日宏 白 云 孙建军 独立董事对拟提交至第五届董事会第六次会议的相关事项进行了审核，并发 表意见如下： 1.《关于公司及控股子公司向关联方借款暨关联交易的议案》 本议案表决情况：同意票 3 票，反对票 0 票，弃权票 0 票。 公司及控股子公司拟向控股股东佛山粤邦投资有限公司借款，有利于公司业 务发展，符合公司实际经营情况，支付的利息费用参照银行等金融机构同期贷款 利率，遵循了公平、公正和诚实信用的交易原则，对公司本期以及未 ...

证券代码：300489 证券简称：光智科技 公告编号：2023-088 光智科技股份有限公司 二、董事会会议审议情况 1．审议通过了《关于公司及控股子公司向关联方借款暨关联交易的议案》 第五届董事会第六次会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 1.光智科技股份有限公司（以下简称"公司"）第五届董事会第六次会议通知已于 2023 年 12 月 7 日以邮件的形式送达各位董事，会议通知的时间及方式符合《公司章程》 的规定。 2.会议于 2023 年 12 月 8 日以通讯的方式在公司会议室召开。 3.本次会议应出席董事 7 名，实际出席董事 7 名，以通讯表决方式出席会议董事 7 名，分别为侯振富、朱世彬、刘留、童培云、朱日宏、孙建军、白云。 4.会议由董事长侯振富先生主持，公司监事、部分高级管理人员列席了会议。 5.本次会议的召开和表决程序符合《中华人民共和国公司法》等法律法规和《公司 章程》的有关规定。 光智科技股份有限公司 为满足公司生产经营需求，提高融资效率，公司及控股子公司拟向控股股东佛山粤 邦投资有限公司借 ...

证券代码：300489 证券简称：光智科技 公告编号：2023-090 光智科技股份有限公司 关于公司及控股子公司向关联方借款暨关联交易的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 光智科技股份有限公司（以下简称"公司"）于 2023 年 12 月 8 日分别召开第 五届董事会第六次会议、第五届监事会第五次会议，审议通过了《关于公司及控股子 公司向关联方借款暨关联交易的议案》，现将详细内容公告如下： 一、关联交易概述 为满足公司生产经营需求，提高融资效率，公司及控股子公司拟向公司控股股东 佛山粤邦投资有限公司（以下简称"粤邦投资"）借款累计不超过人民币 30,000 万 元（含），用于补充公司流动资金，借款额度有效期为本次董事会审议通过之日起至 2025 年 2 月底，借款利率参照金融机构同期贷款基准利率水平确定，借款利息按实 际借款额和用款天数计算，公司及控股子公司将根据实际需要在借款期限和借款额 度内分批次循环使用。 公司第五届董事会第六次会议审议通过了《关于公司及控股子公司向关联方借 款暨关联交易的议案》，关联董事侯振富、童培云已进行了回避表决 ...

证券代码：300489 证券简称：光智科技 公告编号：2023-089 光智科技股份有限公司 第五届监事会第五次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、会议召开情况 1.光智科技股份有限公司（以下简称"公司"）第五届监事会第五次会议的 通知已于 2023 年 12 月 7 日以电子邮件的形式送达各位监事。 2.会议于 2023 年 12 月 8 日上午以现场及通讯相结合的方式在公司会议室召 开。 3.本次监事会会议应出席监事 3 名，实际出席监事 3 名，其中肖溢、彭伟校 以通讯方式出席会议。 4.会议由监事会主席肖溢女士主持。 5.本次会议的召开及表决程序符合《中华人民共和国公司法》《公司章程》 及《监事会议事规则》的有关规定，会议合法有效。 监事会 二、会议审议情况 1.审议通过了《关于公司及控股子公司向关联方借款暨关联交易的议案》 经审核，监事会认为：公司及控股子公司向控股股东佛山粤邦投资有限公司 借款可以满足公司生产经营发展需要，提高融资效率，按照市场公平原则定价， 有利于维护全体股东利益，不存在损害公司及其他非关联股东利益的 ...

证券代码：300489 证券简称：光智科技 公告编号：2023-087 光智科技股份有限公司 关于控股股东增持公司股份计划的公告 本公司控股股东佛山粤邦投资有限公司保证向本公司提供的信息内容真实、 准确、完整，没有虚假记载、误导性陈述或重大遗漏。 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： ●光智科技股份有限公司（以下简称"公司"）于 2023 年 11 月 6 日收到控 股股东佛山粤邦投资有限公司（以下简称"粤邦投资"）的函告：粤邦投资计划 自本次增持计划公告之日起 6 个月内通过中国证券监督管理委员会和深圳证券 交易所交易系统允许的方式（包括但不限于集中竞价和大宗交易等）增持公司股 份，增持金额不低于人民币 2,000 万元，不超过人民币 4,000 万元（以下简称"本 次增持计划"）。 ●本次增持计划不触及要约收购，公司控股股东及实际控制人不发生变化。 ●本次增持计划可能存在因资本市场情况发生变化或目前尚无法预判的其 他风险因素导致增持计划的实施无法达到预期的风险。 一、本次增持计划主体的基本情况 1.增持主体：公司控股股东粤邦投资。 截 ...

Financial Performance - The company's operating revenue for Q3 2023 was ¥241,744,361, a decrease of 5.67% compared to the same period last year[5]. - Net profit attributable to shareholders for Q3 2023 was ¥30,143,511, representing a 19.19% increase year-on-year[5]. - The net profit for the year-to-date period decreased by 63.91% to ¥134,221,600 compared to the same period last year[5]. - The total revenue for the period was CNY 720,947,645.45, a decrease of 0.33% compared to CNY 727,186,073.11 in the previous period[24]. - The company's net loss increased to CNY -163,984,836.22 from CNY -29,763,173.87, highlighting a deterioration in profitability[22]. - The net profit for Q3 2023 was -134,221,662.35 CNY, compared to -81,888,577.85 CNY in Q3 2022, representing a year-over-year decline of approximately 64%[25]. - Total comprehensive income for the period was -134,301,856.93 CNY, compared to -81,853,520.57 CNY in the same quarter last year, indicating a decline of around 64%[26]. Assets and Liabilities - The company's total assets increased by 9.20% to ¥3,210,628,550.67 compared to the beginning of the year[5]. - The total liabilities increased to CNY 3,019,565,697.81 from CNY 2,641,694,796.23, reflecting a rise in financial obligations[22]. - The company's non-current assets totaled CNY 2,050,649,626.51, up from CNY 1,848,625,572.10, indicating investment in long-term resources[22]. - Cash and cash equivalents at the end of the period were 14,567,595.67 CNY, a significant decrease from 126,434,074.41 CNY at the end of Q3 2022[29]. Cash Flow - Cash flow from operating activities for the year-to-date period increased by 84.75% to ¥4,049,203[5]. - The total net cash flow from operating activities for the third quarter was -4,049,203.32 RMB, an improvement of 84.75% compared to -26,551,885.97 RMB in the same period last year[9]. - The net cash flow from financing activities decreased by 80.41% to 77,110,922.81 RMB from 393,657,075.02 RMB, primarily due to increased debt repayment expenditures[9]. - The total cash outflow from investing activities was -169,334,107.02 CNY, an improvement from -413,685,131.81 CNY in the same period last year[28]. Expenses - Operating costs increased to CNY 900,648,708.45, up from CNY 821,545,941.79 in the previous period, representing a significant rise[24]. - Research and development expenses increased by 110.84% to 163,792,408.88 RMB from 77,684,518.04 RMB year-on-year, reflecting a significant increase in R&D personnel and investment[9]. - Sales expenses rose by 53.93% to 13,624,770.65 RMB from 8,851,317.92 RMB, mainly due to an increase in the number of sales personnel and their compensation[9]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 14,630, with no preferred shareholders[11]. - The largest shareholder, Foshan Yuebang Investment Co., Ltd., holds 27.02% of the shares, amounting to 37,200,000 shares, with 29,105,000 shares pledged[11]. - The board of directors and senior management committed to not selling their shares for the next six months, reflecting confidence in the company's future[18]. Other Information - The company received government subsidies amounting to ¥14,905,707.57 related to specific projects[6]. - The company plans to invest up to 300 million RMB in the construction of dormitory buildings and the second phase of the infrared optical and radiation detector industrialization project[16]. - The company implemented new accounting standards starting January 1, 2023, which did not have a significant impact on its financial position and operating results[30]. - The adjustments to the financial statements included deferred tax assets of ¥775,869.22, deferred tax liabilities of ¥891,414.78, and retained earnings impact of -¥115,545.56[30]. - The third quarter report was not audited[31].

一、会议召开和出席情况 （一）会议的召开情况 1.会议召开时间： 证券代码：300489 证券简称：光智科技 公告编号：2023-085 光智科技股份有限公司 2023年第五次临时股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1.本次股东大会未出现否决议案的情形； 2.本次股东大会不涉及变更以往股东大会已通过的决议。 （1）现场会议召开时间：2023年9月19日（星期二）下午14:50 （2）网络投票的时间： A、通过深圳证券交易所（以下简称"深交所"）交易系统进行网络投票的 时间为：2023年9月19日9:15-9:25，9:30-11:30和13:00-15:00； B、通过深交所互联网投票系统进行网络投票的具体时间为2023年9月19日 9:15-15:00期间的任意时间。 2.会议召开地点： 哈尔滨市哈南工业新城核心区哈南第八大道5号光智科技股份有限公司（以 下简称"公司"）办公楼三楼会议室。 3.会议召开方式： 本次股东大会采取现场投票、网络投票相结合的方式召开。 4.会议召集人：公司董事会 5.会议主持人：公司董事白 ...

法律意见书 北京市盈科（哈尔滨）律师事务所 关于光智科技股份有限公司 2023 年第五次临时股东大会 关于光智科技股份有限公司 法律意见书 哈尔滨市南岗区中山路 193 号中实大厦 10 层 11 层 网址：www.yingkelawyer.com 电话：0451—82892133 邮编：150001 法律意见书 北京市盈科（哈尔滨）律师事务所 2023 年第五次临时股东大会 法律意见书 【2023】盈哈意字 09019 号 致：光智科技股份有限公司 受光智科技股份有限公司（以下简称"公司"）之委托，北京市盈科（哈尔滨）律师 事务所（以下简称"本所"）指派律师出席了公司 2023 年第五次临时股东大会（以下简称 "本次股东大会"），进行见证并出具法律意见。 本法律意见书根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共 和国证券法》（以下简称"《证券法》"）、《上市公司股东大会规则》（以下简称"《股东大会 规则》"）等有关法律、法规和规范性文件以及《光智科技股份有限公司章程》（以下简称 "《公司章程》"）而出具。 为出具本法律意见，本所律师审查了公司本次股东大会的有关文件和材料，并得到公 司 ...

光智科技股份有限公司 关于董事、高级管理人员承诺未来六个月内不减持 公司股份的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 证券代码：300489 证券简称：光智科技 公告编号：2023-084 基于对公司未来发展前景的信心及对公司内在价值的认可，为支持公司持续、 稳定、健康发展，同时为增强广大投资者信心，切实维护投资者权益和资本市场 的稳定，持有公司股份的董事及高级管理人员共同承诺：自 2023 年 9 月 14 日起 未来六个月内不以任何形式减持本人持有的公司股票；承诺期内如发生资本公积 转增股本、派送股票红利、配股、增发等产生的股份，亦遵守上述承诺。 二、上市公司董事会的责任 公司董事会将督促上述人员严格遵守承诺，并按照《中华人民共和国公司法》 《中华人民共和国证券法》以及中国证监会、深圳证券交易所相关法律法规的规 定，及时履行相关信息披露义务。 特此公告！ 光智科技股份有限公司 董事会 2023 年 9 月 14 日 光智科技股份有限公司（以下简称"公司"）近日收到持有公司股份的董事 及高级管理人员（侯振富先生、刘留先生、尹士平先生）出具的《关 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥479,203,283.69, representing a 1.76% increase compared to ¥470,914,783.92 in the same period last year[20]. - The net profit attributable to shareholders of the listed company was -¥104,078,145.44, a decrease of 133.42% from -¥44,588,127.20 in the previous year[20]. - The net profit after deducting non-recurring gains and losses was -¥109,137,279.75, reflecting a decline of 125.31% compared to -¥48,438,755.17 in the same period last year[20]. - The net cash flow from operating activities improved to ¥44,003,092.15, a significant increase of 137.65% from -¥116,876,356.49 in the previous year[20]. - The basic and diluted earnings per share were both -¥0.7646, a decrease of 133.39% from -¥0.3276 in the same period last year[20]. - The weighted average return on equity was -41.83%, down 30.14% from -11.69% in the previous year[20]. - The company reported a net loss of CNY 133,841,319.31, compared to a loss of CNY 29,763,173.87 at the beginning of the year, indicating a worsening of financial performance[142]. - The total comprehensive income for the first half of 2023 was -26,207,470.24 CNY, compared to -24,204,577.53 CNY in the same period of 2022, reflecting ongoing challenges in overall financial performance[154]. Assets and Liabilities - The total assets at the end of the reporting period were ¥3,043,462,580.71, marking a 3.51% increase from ¥2,939,435,298.46 at the end of the previous year[20]. - The total liabilities rose to CNY 2,824,602,434.77 from CNY 2,641,694,796.23, marking an increase of about 6.9%[142]. - The total owner's equity decreased to CNY 218,860,145.94 from CNY 298,516,371.45, reflecting a decline of about 26.7%[142]. - The company's short-term borrowings decreased to CNY 122,389,444.38 from CNY 254,409,841.63, a reduction of approximately 52.1%[142]. - The total equity attributable to the parent company at the end of the reporting period is 1,136,173,000 yuan, showing a decrease of 19,298,000 yuan compared to the previous year[161]. Research and Development - Research and development expenses increased significantly by 143.70% to ¥117.04 million, up from ¥48.03 million, primarily due to increased investment in products such as detectors[40]. - The company has established a strong technical research and development team with a total of 292 patents, including 52 invention patents, 233 utility model patents, and 7 design patents[34]. - The company has a strong emphasis on R&D, with a focus on both independent and collaborative development to meet market demands[31]. - Research and development expenses accounted for 7.2% of total revenue, highlighting the company's commitment to innovation[167]. Market and Operations - The company operates in the infrared optics and laser devices sector, with products widely used in aerospace, military, electronic information, and nuclear fuel processing industries[27]. - The company employs a direct sales model, focusing on customer needs through business negotiations and participation in trade shows to promote products[32]. - The company plans to expand its market presence by investing in new technologies and product development[162]. - The company is focusing on expanding its market presence and developing new technologies to enhance its competitive edge in the industry[141]. Risks and Challenges - The company emphasizes the potential risks including macroeconomic changes, exchange rate fluctuations, and raw material price volatility[3]. - The company faces risks from macroeconomic changes and export controls on germanium and gallium products, which may impact profitability[60]. - The company is exposed to foreign exchange risks due to currency fluctuations affecting export transactions[61]. - The company is at risk from raw material price volatility, particularly for germanium, aluminum, and copper, which significantly impact operating performance[62]. Corporate Governance and Shareholder Matters - The company plans not to distribute cash dividends or issue bonus shares[4]. - The company held three temporary shareholder meetings and one annual shareholder meeting during the reporting period, with investor participation rates of 15.63%, 41.34%, and 41.39% respectively[67]. - A total of 2.4523 million restricted shares were canceled due to performance criteria not being met and personal reasons of the incentive recipients[71]. - The company appointed a new general manager and deputy general manager on June 8, 2023, following the election of the fifth board of directors[69]. Environmental and Social Responsibility - The company actively implements the ISO14001 environmental management system and ISO45001 occupational health and safety management system to promote low-carbon and environmentally friendly practices[75]. - The company emphasizes its commitment to safety and environmental protection, having passed environmental management and occupational health and safety certifications, with no pollution incidents reported during the reporting period[76]. - The company is not classified as a key pollutant discharge unit by environmental protection authorities and has not faced any administrative penalties for environmental issues during the reporting period[74]. Financial Management - The company has not engaged in any entrusted financial management, derivative investments, or entrusted loans during the reporting period[53][54][55]. - The company has not utilized any raised funds during the reporting period[52]. - The company has not made any significant equity investments during the reporting period[51]. - The company has maintained a stable financial relationship with its controlling shareholder, with a loan of 44,303.69 million RMB and an interest rate of 4.35%[95].