上海金茂凯德（北京）律师事务所 上海金茂凯德（北京）律师事务所（以下简称"本所"）接受中科创达软件股份 有限公司（以下简称"公司"）委托，根据《中华人民共和国证券法》（以下简称"《证 券法》"）、《中华人民共和国公司法》（以下简称"《公司法》"）、《上市公司 股东大会规则》（以下简称"《规则》"）、《深圳证券交易所上市公司股东大会网 络投票实施细则》（以下简称"《实施细则》"）等法律法规和规范性文件的要求， 就公司 2023 年年度股东大会（以下简称"本次股东大会"）的相关事宜出具本法律 意见书。 关于中科创达软件股份有限公司 为出具本法律意见书，本所律师对本次股东大会所涉及的有关事项进行了审 查，查阅了本所律师认为出具本法律意见书所必须查阅的文件，并对有关问题进 行了必要的核查和验证。 2023 年年度股东大会的法律意见书 本所律师同意将本法律意见书随本次股东大会决议一起予以公告，并依法对 本法律意见书承担相应的责任。 致：中科创达软件股份有限公司 本所律师根据《规则》第五条的要求，按照律师行业公认的业务标准、道德 规范和勤勉尽责精神，对公司提供的有关文件和有关事项进行了核查和验证，并 指派律师出席了本次股 ...

证券代码：300496 证券简称：中科创达 公告编号：2024-035 中科创达软件股份有限公司 2023 年年度股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示 一、会议召开和出席情况 6、 本次会议的召集、召开符合《中华人民共和国公司法》、《上市公司股 东大会规则》、《深圳证券交易所创业板股票上市规则》等有关法律、行政法规、 部门规章、规范性文件和《中科创达软件股份有限公司章程》的有关规定。 二、会议出席情况 （一）股东出席的总体情况 参加本次股东大会现场会议和网络投票表决的股东及股东代理人共 79 人， 代表有表决权的公司股份数合计为 155,583,495 股，占公司有表决权股份总数（不 计入公司持有的库存股）459,199,894 股的 33.8814%。其中：通过现场投票的股 东共 9 人，代表有表决权的公司股份数合计为 137,792,180 股，占公司有表决权 股份总数（不计入公司持有的库存股）459,199,894 股的 30.0070%；通过网络投 票的股东共 70 人，代表有表决权的公司股份数合计为 17,791 ...

Investment Rating - The investment rating for the company is "Outperform the Market" [2] Core Views - 2023 is a critical year for the company's strategic transformation, focusing on maintaining healthy business development while investing in innovative areas such as vehicle operating systems, industrial robots, and edge AI [5] - The company achieved a revenue of 5.242 billion yuan in 2023, a year-on-year decrease of 3.73%, and a net profit of 466 million yuan, down 39.36% year-on-year [5][7] - The company is expected to enter an investment return period in 2024 after making significant progress in product development [5] Summary by Sections Financial Performance - In 2023, the company reported a revenue of 5.242 billion yuan, with a year-on-year decline of 3.73% and a net profit of 466 million yuan, down 39.36% [7] - The operating cash flow increased by 51.89% year-on-year to 755 million yuan [5] - Forecasted revenues for 2024, 2025, and 2026 are 6.592 billion yuan, 8.013 billion yuan, and 9.868 billion yuan respectively, with corresponding net profits of 797 million yuan, 1.018 billion yuan, and 1.296 billion yuan [8][10] Business Segments - The smart automotive business generated 2.337 billion yuan in revenue in 2023, a growth of 30.34% year-on-year, with significant advancements in smart driving software [6] - The company's IoT business reported a revenue of 1.489 billion yuan, a decrease of 15.45% year-on-year, but showed signs of recovery in the second half of 2023 [6] - The robotics division was established in September 2023, focusing on intelligent mobile robots for logistics and manufacturing [6] Market Position and Valuation - The company is positioned well in the software-defined hardware trend, with a projected dynamic PE of 45-50 times for 2024, leading to a reasonable value range of 77.95-86.62 yuan [8] - The average PE ratio for comparable companies is 24.93 for 2024, indicating a competitive valuation [9]

Investment Rating - The report assigns a "Buy" rating for the company, with a target price of 61.85 CNY based on a 45x PE for 2024 [7][5]. Core Insights - The company is a global leader in intelligent operating systems, leveraging a "technology base provider" role and a "buy + self-research" strategy to establish a competitive ecosystem [2]. - The automotive industry is undergoing a transformation towards "software-defined vehicles," with significant growth expected in the automotive software market, projected to reach 3.44 trillion CNY by 2030 [3]. - The company is upgrading its strategy from "Smart to Intelligent," integrating AI technology with its operating systems through the development of the Rubik model, which aims to empower various industries [4]. Financial Forecasts - Revenue projections for 2024-2026 are 6.347 billion CNY, 7.889 billion CNY, and 9.955 billion CNY, with year-on-year growth rates of 21.08%, 24.30%, and 26.18% respectively [5][6]. - Net profit forecasts for the same period are 632 million CNY, 878 million CNY, and 1.211 billion CNY, with growth rates of 35.63%, 38.85%, and 37.89% respectively [5][6]. - The expected EPS for 2024-2026 is 1.37 CNY, 1.91 CNY, and 2.63 CNY per share [5][6]. Business Segments - Intelligent Software: Expected revenue for 2024-2026 is 1.571 billion CNY, 1.776 billion CNY, and 1.989 billion CNY, with growth rates of 11%, 13%, and 12% respectively [13]. - Intelligent Automotive: Projected revenue for 2024-2026 is 3.108 billion CNY, 4.196 billion CNY, and 5.665 billion CNY, with growth rates of 33%, 35%, and 35% respectively [13]. - Intelligent IoT: Expected revenue for 2024-2026 is 1.668 billion CNY, 1.918 billion CNY, and 2.301 billion CNY, with growth rates of 12%, 15%, and 20% respectively [13]. Market Trends - The global smartphone market is showing signs of recovery, with a 8% year-on-year growth in Q4 2023, indicating a potential resurgence in demand [32]. - The intelligent electric vehicle market in China is expected to grow rapidly, with sales projected to reach 12.203 million units by 2025 [36]. - The AIoT market is anticipated to expand significantly, with the global IoT connections expected to grow at a CAGR of 15.52% from 2022 to 2025 [41].

问题描述：公司于2024年3月19日披露《2023年年度报告》，报告中2021年加权平均 净资产收益率、2023年第四季度归属于上市公司股东的净利润、报告期内以权益结算的 股份支付确认的费用总额等数据披露不准确。上述事项违反了《上市公司信息披露管理 办法》（证监会令第182号）第三条的规定。王焕欣作为公司财务总监，未能勤勉尽责， 对公司相关违规行为负有主要责任，违反了《上市公司信息披露管理办法》（证监会令 第182号）第四条的规定。 二．整改措施 证券代码：300496 证券简称：中科创达 公告编号：2024-034 中科创达软件股份有限公司 关于《中国证券监督管理委员会北京监管局警示函》所涉问题整改报告的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 中科创达软件股份有限公司（以下简称"公司"）于2024年3月27日收到中国证券监 督管理委员会北京监管局出具的《关于对中科创达软件股份有限公司、王焕欣采取出具 警示函行政监管措施的决定》（以下简称"警示函"），具体内容详见公司披露于巨潮资 讯网的《关于收到中国证券监督管理委员会北京监管局警示函的公告》。 ...

Investment Rating - The report maintains a "Strong Buy" rating for the company, indicating an expectation to outperform the benchmark index by over 20% in the next six months [5][15]. Core Views - The company reported a revenue of 5.242 billion yuan in 2023, a year-on-year decrease of 3.73%, and a net profit attributable to shareholders of 466 million yuan, down 39.36% year-on-year [1][2]. - The automotive business continues to grow rapidly, achieving a revenue of 2.337 billion yuan, a year-on-year increase of 30.34%, driven by the trend of automotive intelligence [2]. - The company is focusing on AI and edge computing technologies to enhance its product offerings and expand its market presence in various intelligent applications [2]. Financial Summary - Total revenue for 2023 was 5.242 billion yuan, with a projected revenue of 6.308 billion yuan for 2024, reflecting a growth rate of 20.3% [3][10]. - The net profit for 2023 was 466 million yuan, with forecasts of 602 million yuan for 2024, indicating a growth rate of 29.2% [3][10]. - The company’s operating cash flow increased by 51.89% year-on-year to 755 million yuan, primarily due to increased sales collections [2][10]. Business Segments - The automotive segment is highlighted as a key growth area, with significant advancements in intelligent driving software contributing to its revenue growth [2]. - The smart IoT segment saw a revenue decline of 15.45% year-on-year, but there was a recovery in the second half of 2023 [2]. - The smart software segment experienced a revenue drop of 25.12% year-on-year, attributed to the maturity of the smartphone market [2]. Valuation and Price Target - The target price for the company's stock is set at 65.5 yuan per share, based on a projected PE ratio of 50 for 2024 [5][10]. - The current stock price is 51.27 yuan, indicating potential upside based on the target price [5].

证券代码：300496 证券简称：中科创达 公告编号：2024-032 中科创达软件股份有限公司 关于控股股东无偿捐赠部分公司股份完成过户的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 一．捐赠情况概述 中科创达软件股份有限公司（以下简称"公司"）控股股东、董事长赵鸿飞 先生将其通过达孜县创达汇咨询有限公司（公司员工持股平台，以下简称"创达 汇"）间接持有的公司169,044股股份无偿捐赠给北京理工大学教育基金会，用 于其母校北京理工大学的建设与发展，助力北京理工大学"双一流"建设。具体 内容详见公司于2024年3月13日在巨潮资讯网披露的《关于控股股东无偿捐赠部 分公司股份的公告》。 二．本次股份捐赠的进展情况 创达汇与北京理工大学教育基金会通过非交易过户的方式完成了169,044股 股份的过户登记手续，并于2024年3月29日收到中国证券登记结算有限责任公司 出具的《证券过户登记确认书》。 本次捐赠前，赵鸿飞先生直接持有公司股份122,351,063股,占总股本（剔除 公司回购专用账户中的股份数量）的26.64%；通过创达汇间接持有公司股份 169 ...

中科创达软件股份有限公司（以下简称"公司"）于2024年3月27日收到中国证券监 督管理委员会北京监管局出具的《关于对中科创达软件股份有限公司、王焕欣采取出具 警示函行政监管措施的决定》。 一．警示函主要内容 中科创达软件股份有限公司、王焕欣： 证券代码：300496 证券简称：中科创达 公告编号：2024-031 中科创达软件股份有限公司 关于收到中国证券监督管理委员会北京监管局警示函的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 公司收到上述警示函后高度重视，将认真吸取教训，加强对《上市公司信息披 1 露管理办法》等相关法律法规、规范性文件的学习，不断提高公司信息披露质量， 维护公司及全体股东利益。 本次监管措施不会影响公司正常的生产经营管理活动，公司将严格按照有关法 律法规的规定和要求，认真履行信息披露义务。敬请广大投资者注意投资风险。 特此公告。 中科创达软件股份有限公司董事会 经查，你公司于2024年3月19日披露《2023年年度报告》，报告中2021年加权平 均净资产收益率、2023年第四季度归属于上市公司股东的净利润、报告期内以权益 结算 ...

深 圳 证 券 交 易 所 关于对中科创达软件股份有限公司及相关 责任人的监管函 创业板监管函〔2024〕第 40 号 中科创达软件股份有限公司董事会及相关责任人： 2024 年 3 月 27 日，你公司披露《关于 2023 年年度报告 的补充更正公告》。公告显示，由于工作人员失误，导致《2023 年年度报告》中分季度主要财务指标等部分信息披露有误， 你公司对相关内容予以补充更正。本次补充更正的信息，不 改变本报告期你公司利润等各项财务数据。 1 我部提醒你公司：上市公司必须按照国家法律、法规和 本所《创业板股票上市规则》，认真和及时地履行信息披露 义务。上市公司的董事会全体成员必须保证信息披露内容真 实、准确、完整，没有虚假记载、误导性陈述或重大遗漏， 并就其保证承担个别和连带的责任。 特此函告。 深圳证券交易所 创业板公司管理部 2024 年 3 月 27 日 2 你公司的上述行为违反了本所《创业板股票上市规则 （2023 年 8 月修订）》第 1.4 条、第 5.1.1 条的规定。你公司 财务总监兼董事会秘书王焕欣未能勤勉尽责，违反了本所 《创业板股票上市规则（2023 年 8 月修订）》第 4.2.2 ...

Financial Performance - The company's operating revenue for 2023 was ¥5,242,234,178.40, a decrease of 3.73% compared to ¥5,445,453,628.50 in 2022[12]. - The net profit attributable to shareholders for 2023 was ¥466,186,194.83, down 39.36% from ¥768,772,011.21 in 2022[12]. - The net profit after deducting non-recurring gains and losses was ¥340,218,174.66, a decline of 49.62% from ¥675,279,796.39 in 2022[12]. - The basic earnings per share for 2023 was ¥1.0171, a decrease of 42.68% compared to ¥1.7745 in 2022[12]. - Total revenue for 2023 was ¥5,242,234,178.40, a decrease of 3.73% compared to ¥5,445,453,628.50 in 2022[38]. - The intelligent automotive business generated revenue of 2.337 billion yuan, a year-on-year increase of 30.34%, with intelligent driving software revenue reaching 182 million yuan, marking a historic breakthrough[28]. - The company's intelligent IoT business reported revenue of 1.489 billion yuan, a decrease of 15.45% year-on-year, but showed signs of recovery in the second half of 2023[30]. - The company's intelligent software business generated revenue of 1.416 billion yuan, a decline of 25.12% year-over-year[32]. - The total cash inflow from operating activities for 2023 was ¥6,209,711,236.26, representing a year-on-year increase of 7.93% compared to ¥5,753,305,323.16 in 2022[57]. - The net cash flow from operating activities increased by 51.89% to ¥754,721,852.45 in 2023, up from ¥496,899,894.05 in 2022, primarily due to increased sales receipts[57]. - The total cash outflow from investment activities in 2023 was ¥5,570,751,258.72, a 104.42% increase from ¥2,725,116,134.19 in 2022[57]. - The company reported a significant increase in financial expenses by 342.61% to -¥57,379,464.75, attributed to increased interest income[50]. - The total investment during the reporting period was CNY 5,570,751,258.72, a substantial increase of 104.42% compared to the previous year[63]. R&D and Technological Development - The company reported a significant focus on the development of new technologies, including advancements in AI and automotive software solutions[6]. - The company is actively developing its vehicle operating system and middleware for software-defined vehicles (SDV) to meet market demands[6]. - The company's R&D investment for 2023 was 1.458 billion yuan, focusing on key areas such as vehicle operating systems and industrial robots[26]. - The company is focusing on hybrid AI technologies that integrate cloud and edge computing, enhancing AI capabilities across various applications[20]. - The company is focusing on the development of software-defined robots and has made significant progress in product development for industrial robots[26]. - The company is currently developing a next-generation intelligent vehicle operating system, which aims to enhance competitiveness in the smart automotive market[51]. - The company is focusing on mixed AI solutions that combine cloud and edge computing to meet diverse demands and challenges[33]. - The company aims to leverage generative AI to enhance user experiences in XR applications, allowing non-experts to create complex 3D content easily[24]. - The company is committed to continuous innovation in operating systems and chip technologies, driving product iteration and development in the smartphone industry[32]. - The company has established a new robotics team, Xiaowu Intelligent, and launched intelligent mobile robots for warehouse logistics and manufacturing, enhancing automation capabilities[27]. Corporate Governance and Compliance - The company has reported a strong commitment to corporate governance and transparency in its financial reporting practices[2]. - The company emphasizes the importance of protecting minority shareholders' rights and preventing the abuse of power by major shareholders[84]. - The company has established a comprehensive internal control system to ensure compliance and effective governance, enhancing operational efficiency[90]. - The company has a board of directors consisting of 9 members, including 3 independent directors, ensuring compliance with regulatory requirements[88]. - The company has a supervisory board with 3 members, ensuring oversight of financial and managerial compliance[89]. - The company is committed to strict adherence to corporate governance standards and legal regulations to protect shareholder interests[85]. - The company has established a dedicated audit committee responsible for overseeing internal and external audits, ensuring compliance with financial regulations[95]. - The company has implemented measures to mitigate financial risks, including pre-collection of payments and phased procurement strategies, to manage potential bad debts from accounts receivable[82]. - The company has maintained a complete independent operational capability, including research and development, procurement, and sales systems[93]. - The company has established an independent financial department with a dedicated accounting system and management policies[95]. Market Strategy and Growth - Future growth strategies include market expansion and potential mergers and acquisitions to enhance competitive positioning[6]. - The company is actively pursuing international expansion and strategic partnerships, including collaborations with Qualcomm and establishing joint ventures with major automotive manufacturers[28]. - The company aims to deepen its involvement in the development of the Harmony operating system, achieving a business breakthrough from 0 to 1 in Harmony APPs[32]. - The company is committed to sustainable practices and has outlined its environmental and social responsibilities in the annual report[6]. - The company is focusing on expanding its user base and enhancing customer engagement through innovative product features[6]. - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share within the next two years[105]. - The company aims to enhance its core capabilities in operating systems and AI, focusing on technological innovation and global expansion[84]. - The company is positioned to capitalize on the rapid evolution of software technology in the IoT sector, addressing the growing demand for intelligent software solutions[31]. - The company is committed to becoming a global leader in edge intelligence, combining its existing operating system products with edge intelligence technologies to drive comprehensive intelligent transformation across products, technology, and organization[80]. Shareholder Engagement and Dividends - The company plans to distribute a cash dividend of 2.49 RMB per 10 shares (including tax) based on a total of 459,199,894 shares[3]. - The company repurchased a total of 808,400 shares, accounting for 0.18% of the total share capital, with a total expenditure of RMB 49.9851 million[84]. - The company approved a cash dividend of RMB 3.37 per 10 shares, totaling a distribution based on 457,478,344 shares[122]. - The cash dividend policy was implemented without any changes during the reporting period, ensuring shareholder interests were protected[123]. - The company conducted multiple investor communication activities, including phone calls and online platforms, to maintain transparency and engagement[83]. - The company held its first temporary shareholders' meeting of 2023 on January 11, with a participation rate of 40.05%[96]. - The annual shareholders' meeting for 2022 took place on March 20, 2023, with a participation rate of 39.19%[96]. - The second temporary shareholders' meeting of 2023 was held on September 28, with a participation rate of 35.98%[96]. - The third temporary shareholders' meeting of 2023 occurred on November 6, with a participation rate of 38.77%[96]. Employee and Talent Management - The total number of employees at the end of the reporting period is 13,119, with 233 in the parent company and 12,886 in major subsidiaries[118]. - The total employee compensation included in operating costs is CNY 1,434.20 million, accounting for 43.39% of the total operating costs[120]. - The core technical personnel account for approximately 6% of the total workforce, with their compensation representing about 12% of total employee compensation[120]. - The employee turnover rate for core personnel in 2023 is 19.5%[120]. - The company has implemented a growth-oriented salary system and offers various supplementary benefits to employees[119]. - The company has established a comprehensive human resource management strategy to support employee growth and career development[121]. - The company has implemented a leadership training system for employee development, focusing on various training formats[121]. Environmental and Social Responsibility - The company is committed to sustainable practices and has outlined its environmental and social responsibilities in the annual report[6]. - The company has established a comprehensive environmental protection management system and promotes energy conservation and emission reduction practices[138]. - The company has been actively involved in various charitable activities, focusing on helping vulnerable groups and promoting social responsibility[144]. - The company has not encountered any major environmental issues or received administrative penalties related to environmental problems during the reporting period[135]. Risk Management - The company emphasizes the importance of risk management and has outlined various risk factors and corresponding countermeasures in its annual report[2]. - The company is actively addressing the risks associated with the uncertain downstream market in the smart IoT sector by forming specialized market teams and enhancing communication with clients to better understand their needs[81]. - The company has established measures to compensate for any dilution of immediate returns resulting from stock issuance, ensuring compliance with regulatory requirements[149]. - The company has committed to preventing fund occupation by its controlling shareholder and related enterprises[152]. Leadership and Governance Changes - The company experienced a leadership change with the resignation of non-independent director and vice chairman Zou Pengcheng to focus on the development of the AI-native operating system, while he will continue as the chief scientist for this project[98]. - Independent director Huang Jie resigned due to work commitments, leaving no positions within the company[99]. - The company elected Xu Liang and Yang Lei as new directors on September 28, 2023[99]. - The current board includes professionals with backgrounds in technology, finance, and management, enhancing the company's strategic capabilities[100][101]. - The leadership changes are aimed at strengthening the company's focus on core business areas and improving operational efficiency[98][99].