平安证券股份有限公司 关于深圳市雄帝科技股份有限公司 2023 年半年度持续督导跟踪报告 | 保荐机构名称：平安证券股份有限公司 | 被保荐公司简称：雄帝科技 | | --- | --- | | 保荐代表人姓名：甘露 | 联系电话：0755-22625740 | | 保荐代表人姓名：王志 | 联系电话：0755-82734952 | 一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1．公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的 | 无 | | 次数 | | | 2．督导公司建立健全并有效执行规章 | | | 制度的情况 | | | （1）是否督导公司建立健全规章制度 | | | （包括但不限于防止关联方占用公司 | | | 资源的制度、募集资金管理制度、内 | 是 | | 控制度、内部审计制度、关联交易制 | | | 度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3．募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 每月 1 次 | | （2）公司募集资金项目进展 ...

证券代码：300546 证券简称： 雄帝科技 公告编号：2023 - 039 深圳市雄帝科技股份有限公司 关于变更注册资本及修订《公司章程》的公告 2023 年 6 月 7 日，公司完成了 2022 年年度权益分派实施，实施完毕后，公 司公司总股本由 142,711,301 股增至 185,524,691 股，公司注册资本由 142,711,301 元变更为 185,524,691 元。 二、《公司章程》修订对照表 公司拟对《公司章程》相应部分进行修订，具体如下：同时对《公司章程》 相应内容做出修订： | 修订前的内容 | 修订后的内容 | | --- | --- | | 第六条 公司注册资本为人民币 14,271.1301 | 第六条 公司注册资本为人民币 18,552.4691 | | 万元。 | 万元。 | | 第二十条 公司股份总数为 14,271.1301 万 | 第二十条 公司股份总数为 18,552.4691 万 | | 股，全部为普通股。 | 股，全部为普通股。 | 公司此次拟变更注册资本及修改《公司章程》事项，尚需提交公司股东大会 审议，公司将在股东大会审议通过相关事项后向工商机关申请办理工 ...

证券代码：300546 证券简称：雄帝科技 公告编号：2023 – 040 深圳市雄帝科技股份有限公司 关于增加闲置自有资金进行现金管理额度的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 深圳市雄帝科技股份有限公司（以下简称"公司"）根据《深圳证券交易所 创业板股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业 板上市公司规范运作》等有关法律法规的规定，为提高暂时闲置自有资金的使用 效率，合理利用暂时闲置自有资金，获取较好的投资回报，公司于 2023 年 8 月 21 日召开了第五届董事会第九次会议，会议审议通过了《关于增加闲置自有资 金进行现金管理额度的议案》，同意公司及子公司在不影响正常经营及确保资金 安全的情况下，将自有资金现金管理额度由原来已审批的不超过 33,000 万元增 加至 45,000 万元，该事项尚需提交股东大会审议，期限为自公司股东大会审议 通过之日起至 2024 年 4 月 24 日。在上述使用期限及额度范围内，资金可以滚动 使用。现将相关情况公告如下： 一、本次增加闲置自有资金进行现金管理额度的基本情况 1、 ...

胡皓华 安鹤男 漆韡 经事前审核，我们一致认为：天健会计师事务所（特殊普通合伙）具有证券 业从业资格，具有上市公司审计工作的丰富经验和职业素养，在担任公司审计机 构期间严格遵守财务审计的有关法律、法规及相关政策，勤勉尽责，遵照独立、 客观、公正的执业准则，较好地完成了公司委托的各项工作，为公司出具的审计 意见能够客观、真实地反应公司的财务状况和经营成果。且该会计师事务所的总 体实力、服务意识等各个方面均符合公司当前的审计工作要求，具备投资者保护 能力。我们同意公司续聘天健会计师事务所（特殊普通合伙）担任公司 2023 年 度财务报告审计机构，且同意将该议案提交董事会审议。 （以下无正文） （本页无正文，为《深圳市雄帝科技股份有限公司独立董事关于第五届董事 会第九次会议相关事项的事前认可意见》之签章页） 全体独立董事： 深圳市雄帝科技股份有限公司独立董事 关于第五届董事会第九次会议相关事项的事前认可意见 根据《中华人民共和国公司法》《中华人民共和国证券法》《深圳证券交易 所创业板股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号—— 创业板上市公司规范运作》及《关于在上市公司建立独立董事制度的指导意见 ...

证券代码：300546 证券简称：雄帝科技 公告编号：2023 –041 一、拟续聘会计师事务所的基本情况 （一）机构信息 1、基本信息 深圳市雄帝科技股份有限公司 关于拟续聘会计师事务所的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 深圳市雄帝科技股份有限公司（以下简称"公司"）于 2023 年 8 月 21 日召 开第五届董事会第九次会议，会议审议通过了《关于拟续聘会计师事务所的议案》， 同意续聘天健会计师事务所（特殊普通合伙）（以下简称"天健会计师事务所"） 担任公司 2023 年度审计机构，聘期一年，本议案尚需提交 2023 年第一次临时股 东大会审议。现将相关情况公告如下： | 事务所名称 | 天健会计师事务所（特殊普通合伙） | | | | | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 成立日期 | 2011 年 月 18 | 7 | 日 | 特殊普通合伙 | 组织形式 | | | | | | | 注册地址 | 浙江省杭州市 ...

证券代码：300546 证券简称：雄帝科技 公告编号：2023 - 026 深圳市雄帝科技股份有限公司 关于举办2022年网上业绩说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 重要内容提示： 会 议 问 题 征 集 ： 投 资 者 可 于 2023 年 05 月 23 日 前 访 问 网 址 https://eseb.cn/141TKxX6ud2 或使用微信扫描下方小程序码进行会前提问，公司 将通过本次业绩说明会，在信息披露允许范围内就投资者普遍关注的问题进行回 答。 深圳市雄帝科技股份有限公司（以下简称"公司"）已于 2023 年 4 月 26 日 在巨潮资讯网上披露了《2022 年年度报告全文》及《2022 年年度报告摘要》。 为便于广大投资者更加全面深入地了解公司经营业绩、发展战略等情况，公司定 于 2023 年 05 月 23 日（星期二）15:00-16:30 在"价值在线"（www.ir-online.cn） 举办公司 2022 年网上业绩说明会，与投资者进行沟通和交流，广泛听取投资者 的意见和建议。 一、说明会召开的时间、地点和方 ...

Financial Performance - The company's revenue for Q1 2023 reached ¥112,663,942.44, a significant increase of 194.97% compared to ¥38,195,180.24 in the same period last year[5] - Net profit attributable to shareholders was ¥3,699,575.92, marking a turnaround from a loss of ¥17,068,001.38 in Q1 2022, representing a growth of 121.68%[5] - Basic earnings per share rose to ¥0.0259 from a loss of ¥0.1257, indicating a 120.60% improvement[5] - Total operating revenue for Q1 2023 reached CNY 112.66 million, a significant increase from CNY 38.20 million in Q1 2022, representing a growth of 194%[21] - The net profit for Q1 2023 was CNY 3.70 million, a turnaround from a net loss of CNY 17.20 million in Q1 2022[22] - Total comprehensive income for the first quarter was CNY 3,691,684.08, compared to a loss of CNY 17,194,488.60 in the same period last year[23] Cash Flow - The net cash flow from operating activities improved to ¥9,929,976.43, compared to a negative cash flow of ¥52,175,944.30 in the previous year, reflecting a 119.03% increase[11] - Net cash flow from operating activities was CNY 9,929,976.43, a significant improvement from a negative cash flow of CNY 52,175,944.30 in the prior year[25] - The net cash flow from investing activities was ¥171,348,188.04, a remarkable increase of 593.66% compared to the previous year[11] - Cash inflow from investment activities totaled CNY 442,488,020.45, compared to CNY 216,000.00 in the same period last year[26] - Net cash flow from investment activities was CNY 171,348,188.04, recovering from a negative cash flow of CNY 34,709,808.98 in the previous year[26] Assets and Liabilities - Total assets decreased by 4.33% to ¥1,304,361,299.38 from ¥1,363,441,165.35 at the end of the previous year[5] - The total assets decreased to CNY 1.30 billion in Q1 2023 from CNY 1.36 billion in Q1 2022, a decline of approximately 4.3%[19] - Total liabilities decreased to CNY 211.47 million in Q1 2023 from CNY 274.24 million in Q1 2022, a reduction of about 22.8%[19] Shareholder Information - The total number of common shareholders at the end of the reporting period is 21,991[12] - The largest shareholder, Gao Jing, holds 31.20% of the shares, totaling 44,526,040 shares[12] - The total number of restricted shares held by major shareholders at the end of the period is 42,684,940 shares[15] - The total number of shares held by the top ten shareholders accounts for a significant portion of the company's equity, indicating concentrated ownership[12] Operating Costs and Expenses - The company reported a significant increase in operating costs, which rose by 247.81% to ¥67,017,045.46, reflecting the increase in revenue[10] - Operating costs for Q1 2023 were CNY 116.27 million, up from CNY 65.80 million in the same period last year, indicating a rise of 77%[21] - Research and development expenses increased to CNY 21.42 million in Q1 2023, compared to CNY 19.25 million in Q1 2022, reflecting a growth of 11%[21] Investment Income - Investment income surged to ¥2,546,132.77, a 392.49% increase from a loss of ¥870,501.27 in the same quarter last year[10] - The company reported an investment income of CNY 2.55 million in Q1 2023, compared to a loss of CNY 0.87 million in Q1 2022[22] Other Financial Information - The company experienced a 70.50% decrease in other income, which fell to ¥2,847,696.44 from ¥9,651,683.12, primarily due to reduced government subsidies[10] - The company's cash and cash equivalents increased to ¥518,575,655.40 from ¥351,327,531.68 at the beginning of the year, representing a growth of approximately 47.5%[17] - Cash and cash equivalents at the end of the period amounted to CNY 486,525,137.46, up from CNY 445,530,745.35 at the end of the previous year[26] - The company reported a foreign exchange loss of CNY 7,891.84, impacting overall financial results[23] Strategic Outlook - The company plans to continue focusing on market expansion and new product development in the upcoming quarters[22] - There are no new strategies or significant market expansions mentioned in the report[16] - The company did not conduct any significant mergers or acquisitions during the quarter, focusing on organic growth strategies[27]

Financial Performance - The company reported a significant increase in revenue, with total revenue reaching 1.2 billion RMB, representing a year-on-year growth of 15%[16]. - The company's operating revenue for 2022 was CNY 617,414,736.27, representing a 30.53% increase compared to CNY 472,998,867.89 in 2021[21]. - The net profit attributable to shareholders for 2022 was CNY 36,646,670.98, a significant increase of 236.14% from CNY 10,902,214.58 in 2021[21]. - The net profit after deducting non-recurring gains and losses was CNY 23,739,992.88, showing a remarkable growth of 2914.74% year-on-year[72]. - The company achieved total revenue of CNY 617.41 million in 2022, representing a year-on-year growth of 30.53%[72]. - The gross margin for the year was reported at 45%, a slight increase from 42% in the previous year[160]. - The company plans to provide revenue guidance of 1.8 billion RMB for the next fiscal year, indicating a projected growth of 20%[159]. Dividends and Capital Management - The company plans to distribute a cash dividend of 0.3 RMB per 10 shares to all shareholders, totaling approximately 42.81 million RMB based on 142,711,301 shares[3]. - The company has proposed a capital reserve conversion plan, issuing 3 additional shares for every 10 shares held[3]. - The total distributable profit for the year is 476,945,314.82 yuan, with the cash dividend representing 100% of the total profit distribution[178]. - The company plans to utilize the remaining raised funds for cash management purposes[119]. Research and Development - The company is investing in new product development, particularly in electronic identification technologies, with an R&D budget of 100 million RMB for the upcoming year[16]. - The company plans to enhance its R&D investment, focusing on AI capabilities and data security systems to improve core competitiveness and ensure sustainable development[32]. - Research and development (R&D) investment amounted to CNY 96,780,280.20 in 2022, representing 15.68% of operating revenue, a decrease from 18.23% in 2021[112]. - The company continues to increase R&D investment, establishing a four-in-one R&D structure to support rapid development in core business areas[133]. - The company has achieved significant R&D results, maintaining an industry-leading position, but faces risks if it fails to keep pace with technological advancements[139]. Market Expansion and Strategy - The company is focusing on expanding its market presence, particularly in the smart card technology sector, which is projected to grow by 20% annually[16]. - The company is expanding its market presence in overseas regions, particularly in the Belt and Road Initiative and East Asia, with a focus on security documents and election-related services[32]. - The company is actively pursuing the development of digital identity management solutions, responding to national strategies like the Belt and Road Initiative[49]. - The company is focusing on building a unified R&D data and resource platform to enhance product development efficiency[133]. - The company is considering strategic acquisitions to enhance its technology portfolio, with a budget of 300 million RMB allocated for potential deals[159]. Operational Efficiency and Risk Management - The company is facing potential risks related to supply chain disruptions, which could impact production timelines and costs[3]. - The company has implemented a flexible production model based on market orders, ensuring efficient production management and quality control[80]. - The company is committed to enhancing customer credit management and implementing measures to mitigate bad debt risks[140]. - The overall gross margin remains high, but there is a risk of decline due to increased competition; the company will enhance R&D efforts and optimize production processes to maintain margin stability[137]. Governance and Compliance - The company has established a complete internal management and control system, enhancing its governance structure[143]. - The audit committee, strategic committee, compensation and assessment committee, and nomination committee provide professional opinions to the board[145]. - The company emphasizes investor relations management, facilitating communication through various channels[146]. - The governance status of the company aligns with the requirements set by the Company Law and relevant regulations[148]. - The company has not engaged in any related party transactions that would result in unfair competition with its controlling shareholder[149]. Employee and Talent Management - The total number of employees at the end of the reporting period was 828, with 446 in the parent company and 382 in major subsidiaries[171]. - The company has implemented a performance and compensation management system to enhance market competitiveness and retain talent, linking salary adjustments to core talent identification[173]. - The annual performance bonus package has been increased to reward employees, especially those who significantly contribute to achieving or exceeding economic targets[173]. - Special incentive policies have been established to encourage contributions in new products, new markets, and strategic projects, enhancing the company's focus on innovation[174]. Social Responsibility and Community Engagement - The company is committed to social responsibility, participating in public welfare and charity projects, and contributing to poverty alleviation efforts[191]. - The company emphasizes a "customer-first" philosophy and aims to create value for customers while enhancing its corporate image and competitiveness[188]. - Employee welfare is prioritized, with a focus on health, safety, and professional development, including systematic safety training and competitive compensation[190].