Financial Performance - The company's revenue for Q1 2024 was ¥199,765,746.17, a decrease of 59.84% compared to ¥497,453,627.29 in the same period last year[5]. - The net loss attributable to shareholders was ¥38,565,232.33, representing a decline of 133.89% from a profit of ¥113,779,924.44 in the previous year[5]. - Basic and diluted earnings per share were both -¥0.07, down 125.93% from ¥0.27 in the same period last year[5]. - The net profit for Q1 2024 was -45,135,141.28 CNY, compared to a net profit of 108,073,155.52 CNY in the same period last year, indicating a significant decline[25]. - Operating profit for Q1 2024 was -44,764,790.35 CNY, while the previous year reported an operating profit of 114,058,036.89 CNY, reflecting a drastic decrease[25]. - The total comprehensive income for Q1 2024 was -45,070,248.81 CNY, compared to 108,074,921.54 CNY in the same period last year[25]. Cash Flow and Liquidity - The net cash flow from operating activities improved to ¥12,653,301.68, a significant increase of 112.23% compared to a negative cash flow of ¥103,480,118.43 last year[5]. - Cash flow from operating activities generated a net inflow of 12,653,301.68 CNY, a recovery from a net outflow of -103,480,118.43 CNY in the previous year[27]. - The company reported cash inflows from investment activities of 268,154,563.36 CNY, down from 688,248,698.66 CNY in the previous year[27]. - The net cash flow from financing activities was -22,609,188.63 CNY, compared to -6,170,273.82 CNY in the same period last year, indicating increased cash outflows[28]. - The company's cash and cash equivalents rose to ¥859,601,847.59 from ¥829,687,343.36 at the beginning of the period, indicating a growth of 3.88%[21]. - Total cash and cash equivalents at the end of Q1 2024 amounted to 833,383,355.58 CNY, up from 477,664,444.34 CNY at the end of the same period last year[28]. Assets and Liabilities - Total assets at the end of the reporting period were ¥4,560,574,212.61, a decrease of 1.21% from ¥4,616,240,880.90 at the end of the previous year[5]. - The total liabilities decreased to ¥1,372,734,364.91 from ¥1,383,709,323.01, showing a reduction of 0.27%[22]. - The equity attributable to the parent company decreased to ¥2,964,814,611.56 from ¥3,002,936,412.80, a decline of 1.27%[23]. Shareholder Information - Total number of common shareholders at the end of the reporting period is 27,700[12]. - The largest shareholder, Wang Bin, holds 19.35% of shares, totaling 104,957,909 shares, with 2,800,000 shares pledged[12]. - The second-largest shareholder, Zheng Gang, holds 3.92% of shares, totaling 21,277,794 shares[12]. - The top 10 shareholders include various institutional and individual investors, with the largest institutional investor being China Industrial Bank[12]. - The total number of shares held by the top 10 unrestricted shareholders is 26,239,478 shares[13]. - The total number of restricted shares held by Wang Bin is 78,718,431 shares, which are subject to a lock-up period[15]. - The company has a total of 93,999,640 shares under lock-up for executives, with various percentages of shares being released annually[17]. - The total number of shares lent out under margin trading by the National Social Security Fund is 416,700 shares, representing 0.08% of total shares[14]. - The company does not have any related party relationships among the top shareholders[13]. - The company has no changes in the number of shares lent out or returned compared to the previous period[14]. - The company repurchased a total of 2,792,000 shares, accounting for 0.51% of the current share capital, with a total transaction amount of ¥39,976,740.78[18]. Operating Costs and Expenses - The company experienced a 69.31% reduction in notes payable, decreasing to ¥22,128,273.17 due to the maturity of notes during the reporting period[9]. - The company reported a 51.94% decrease in operating costs, amounting to ¥121,496,784.42, in line with the decline in revenue[9]. - The total operating costs for the quarter were ¥256,151,614.36, down from ¥373,602,775.38 year-over-year[24]. - Research and development expenses increased by 30.97% to ¥93,651,003.75, reflecting the company's commitment to enhancing R&D investment[9]. - Research and development expenses increased to ¥93,651,003.75, up from ¥71,503,336.34 in the previous year, reflecting a growth of 30.94%[24]. - The company reported a net loss from credit impairment of ¥1,965,024.10, compared to a gain of ¥16,326,570.98 in the previous year[24]. - The company received 3,288,855.03 CNY in tax refunds during Q1 2024, down from 11,322,819.59 CNY in the previous year[27].

北京新雷能科技股份有限公司 2023 年度独立董事述职报告 制度》中关于独立董事独立性的相关要求。 二、独立董事年度履职情况 （一）出席董事会及股东大会情况 1.出席股东大会情况 2023 年度，本人任期内公司共召开 3 次股东大会，本人列席 3 次。 （孙玉玲） 本人作为北京新雷能科技股份有限公司（以下称"公司"）的第 五届独立董事，于 2023 年 12 月 25 日届满离任。根据《公司法》《上 市公司治理准则》《上市公司独立董事管理办法》等法律法规以及《公 司章程》《独立董事制度》等规定，在 2023 年的工作中，勤勉、尽 责、忠实履行职务，积极出席相关会议，充分发挥独立董事的作用， 认真审议董事会各项议案，切实维护公司和全体股东特别是中小股东 的利益。2023 年度本人主要履行职责情况如下： 一、独立董事基本情况 （一）独立董事工作履历、专业背景及兼职情况 本人孙玉玲，1965 年出生，1992 年毕业于北京海淀职工大学财 务会计专业，1996 年获得会计资格证，1999 年取得注册会计师资格， 2003 年取得注册资产评估师资格，2008 年参加首都经济贸易大学研 修班。历任百花集团校办厂会计、北京 ...

北京新雷能科技股份有限公司 会计师事务所选聘制度 第四条 公司控股股东、实际控制人不得在公司董事会、股东大会审议前， 向公司指定会计师事务所，不得干预公司审计委员会独立履行审核职责。 第二章 会计师事务所执业质量要求 第五条 公司选聘的会计师事务所应当具备下列条件： 北京新雷能科技股份有限公司 会计师事务所选聘制度 第一章 总则 第一条 为规范北京新雷能科技股份有限公司（以下简称"公司"）选聘会 计师事务所的行为，提高财务信息的质量，切实维护股东利益，根据《中华人民 共和国公司法》《中华人民共和国证券法》《深圳证券交易所创业板股票上市规 则》《国有企业、上市公司选聘会计师事务所管理办法》及国家有关法律、法规 和《北京新雷能科技股份有限公司章程》（以下简称"《公司章程》"）的有关 规定，结合公司实际情况，制定本制度。 第二条 本制度所称选聘会计师事务所（含新聘、续聘、改聘），是指公司 根据相关法律法规要求，聘任会计师事务所对财务会计报告发表审计意见、出具 审计报告的行为。公司聘任会计师事务所从事除财务会计报告审计之外的其他法 定审计业务的，可以比照本制度执行。 第三条 公司聘用或者解聘会计师事务所，应当经董事会 ...

北京新雷能科技股份有限公司 非经营性资金占用及其他关联资金往来情况 的专项审核报告 2023 年度 中汇会专 [2024]4402 号 中国杭州市钱江新城新业路 8 号 UDC 时代大厦 A 座 5-8 层、12 层、23 层 www.zhcpa.cn Floors5-8,12and23,Block A,UDC Times Building,No.8 Xinye Road，Qianjiang New City,Hangzhou Tel.0571-88879999 Fax.0571-88879000 第 1 页 共 5 页 | 目 录 | | | --- | --- | | | 页 次 | | 一、关于非经营性资金占用及其他关联资金往来情况的 | | | 专项审核说明 | 1-2 | 二、非经营性资金占用及其他关联资金往来情况汇总表 3 中国杭州市钱江新城新业路 8 号 UDC 时代大厦 A 座 5-8 层、12 层、23 层 www.zhcpa.cn Floors5-8,12and23,Block A,UDC Times Building,No.8 Xinye Road，Qianjiang New City, ...

中信证券股份有限公司 关于北京新雷能科技股份有限公司 部分募集资金投资项目延期的核查意见 中信证券股份有限公司（以下简称"中信证券"）作为北京新雷能科技股份 有限公司（以下简称"新雷能"、"公司"）创业板向特定对象发行 A 股股票的 保荐机构，根据《证券发行上市保荐业务管理办法（2023 年修订）》《深圳证券 交易所创业板股票上市规则（2023 年 8 月修订）》《深圳证券交易所上市公司自 律监管指引第 2 号——创业板上市公司规范运作（2023 年 12 月修订）》《上市 公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求（2022 年修 订）》等有关规定，对新雷能部分募集资金投资项目延期的事项进行了核查，核 查的具体情况及核查意见如下： 一、募集资金基本情况 经中国证券监督管理委员会《关于同意北京新雷能科技股份有限公司向特定 对象发行股票注册的批复》（证监许可﹝2022﹞2062 号）批复，公司向特定对象 发行股票 37,849,061 股，每股发行价格为 41.76 元/股，募集资金总额为人民币 1,580,576,787.36 元，扣除发行费用（不含税金额）33,169,931.09 元， ...

北京新雷能科技股份有限公司 对会计师事务所 2023 年度履职情况评估及董事会审计委员 会履行监督职责情况报告 根据《中华人民共和国公司法》《中华人民共和国证券法》《国 有企业、上市公司选聘会计师事务所管理办法》《上市公司独立董事 管理办法》及《公司章程》等相关规定，北京新雷能科技股份有限公 司（以下简称"公司"）董事会审计委员会切实履行其职责，监督会 计师事务所的审计工作开展情况。现将董事会审计委员会对中汇会计 师事务所（特殊普通合伙）（以下简称"中汇"）2023 年履职情况 的评估及审计委员会对会计师事务所履行监督职责情况的报告汇报 如下： 一、会计师事务所基本情况 （一）基本信息 会计师事务所名称：中汇会计师事务所（特殊普通合伙） 成立日期：2013 年 12 月 19 日 组织形式：特殊普通合伙 注册地址：浙江省杭州市江干区新业路 8 号华联时代大厦 A 幢 601 室 首席合伙人：余强 （二）人员信息 上年度末（2023年12月31日）合伙人数量：103人 上年度末（2023年12月31日）注册会计师人数：701人 上年度末（2023年12月31日）签署过证券服务业务审计报告的注 册会计师人数：28 ...

Financial Performance - In 2023, the total operating revenue was CNY 1,466.72 million, a decrease of 14.40% compared to the previous year[4]. - The company's operating revenue for 2023 was CNY 1,466,719,412, a decrease of 14.40% compared to CNY 1,713,511,550 in 2022[23]. - The net profit attributable to shareholders for 2023 was CNY 96,830,641.6, representing a decline of 65.78% from CNY 282,704,122 in 2022[23]. - The gross profit margin for the power and motor drive segment was 44.22%, down from 48.18% in the previous year[74]. - The company achieved operating revenue of 1.467 billion yuan in 2023, a year-on-year decrease of 14.40%, and a net profit attributable to the parent company of 96.83 million yuan, down 65.78% year-on-year[61]. - Revenue from high-reliability special fields such as aviation, aerospace, shipping, and railways was 968 million yuan, a decrease of 7.94% year-on-year, while revenue from the communication and data center sector was 482 million yuan, down 26.03% year-on-year[61]. - The company reported a significant decline in sales volume of power electronic products by 32.80% due to macroeconomic conditions[76]. - The company reported a total revenue of 6,853 million in 2023, with a significant increase compared to the previous year[156]. - The company reported a significant increase in revenue, achieving a total of 1.5 billion yuan, representing a year-over-year growth of 25%[137]. Research and Development - Research and development expenses increased by CNY 72.65 million to CNY 332.33 million, representing a year-on-year growth of 27.98%[4]. - The company maintains a high level of R&D investment, with a total of 332 intellectual property rights accumulated by the end of 2023, including 59 invention patents[48]. - R&D investment reached approximately ¥359.06 million in 2023, a 29.23% increase compared to the previous year, representing 24.48% of total revenue[86]. - The company is committed to continuous R&D of new products and technologies to enhance performance and meet the growing demands of domestic and international clients[39]. - The company is focusing on the development of new products and technologies, including high-reliability SiP systems and new energy solutions[96]. - The company is enhancing its R&D capabilities in power semiconductors and motor drive technologies, with key projects expected to be completed in 2024[116]. - The company plans to invest 200 million yuan in research and development over the next two years to drive innovation[165]. Cash Flow and Financial Health - The net cash flow from operating activities was CNY 37.60 million as of the end of 2023[6]. - The net cash flow from operating activities for 2023 was CNY 37,597,244.4, a significant improvement from a net cash outflow in the previous year[23]. - The company reported a net cash inflow of CNY 208,327,083.27 in the fourth quarter of 2023, indicating a recovery in cash flow generation[26]. - The net cash flow from investment activities increased by 102.46% compared to the previous year, mainly due to the redemption of cash management products and receipt of cash management income[90]. - The net cash flow from financing activities decreased by 93.60% to approximately ¥106.83 million, down from ¥1.67 billion in 2022[89]. - The difference between net cash flow from operating activities and net profit was -66.59 million yuan, mainly due to sales being primarily on credit, with some customers settling via notes or payments not yet received[90]. - The company's monetary funds increased by 31.04% from the beginning of the year, reaching 829,687,343 yuan, which accounted for 17.97% of total assets[93]. Market Position and Strategy - The company maintains a focus on core business areas, including integrated circuits, electric drive, and data center operations[4]. - The company is positioned to benefit from the expected growth in the aerospace market, which is projected to continue expanding due to increased electrification and demand for power products[35]. - The data center market is anticipated to double in scale by 2025, with an estimated total investment of approximately ¥700 billion, driven by the "East Data West Computing" initiative[36]. - The company is actively expanding into new application areas, including commercial low-orbit satellites and renewable energy products, aiming for mass production of related technologies[117]. - The company is exploring potential acquisitions to enhance its product portfolio, with a budget of 500 million yuan allocated for this purpose[130]. - The company is expanding its market presence in Southeast Asia, targeting a 10% market share by the end of 2024[132]. Governance and Management - The company has established independent operational management institutions, ensuring no mixed operations with controlling shareholders[151]. - The board of directors consists of 9 members, including 4 independent directors, ensuring a reasonable structure and compliance with relevant regulations[199]. - The company has a complete set of independent financial accounting systems and does not share bank accounts with its controlling shareholders[150]. - The company has not faced any objections from directors regarding its operational matters, indicating a consensus on strategic directions[174]. - The company has implemented a comprehensive training program for employees, including new employee orientation and professional skills training[184]. - The company has a total of 2,811 employees receiving salaries during the reporting period[181]. Investment and Capital Expenditure - The total investment during the reporting period was 310,754,051.07 yuan, reflecting a 40.01% increase compared to the previous year's investment of 221,952,963.26 yuan[95]. - The company plans to invest in the construction of a communication and data center power supply R&D manufacturing base, reflecting its commitment to expanding its operational capabilities[171]. - The company approved the establishment of a power semiconductor R&D and settlement headquarters project, which is expected to enhance its technological development and market position[171]. - The company has committed to using ¥470.00 million for working capital, with a cumulative investment of ¥460.00 million, achieving 98.33% of the planned progress[105]. Risks and Challenges - There are no significant risks to the company's ongoing operations, despite the revenue decline[6]. - The company faces risks from market competition, particularly from new entrants and established international brands, and is working to enhance its competitive edge[119]. - The company is closely monitoring foreign exchange market fluctuations, as its export business accounted for 18.42% of total revenue in 2023, to manage currency risk effectively[127]. - The company is responding to rising labor costs by optimizing operations and promoting smart manufacturing to improve productivity[124].

北京新雷能科技股份有限公司 2023 年度独立董事述职报告 （朱义章） 2023 年度，本人任期内公司共召开 1 次股东大会，本人列席 1 次。 （二）独立性说明 2023 年，本人对担任公司独立董事的独立性情况进行了自查， 确认符合《上市公司独立董事管理办法》《深圳证券交易所上市公司 自律监管指引第 2 号——创业板上市公司规范运作》等法律、法规、 规范性文件及《公司章程》《独立董事制度》中关于独立董事独立性 的相关要求，并向公司董事会提交了《独立董事独立性自查报告》； 董事会对本人的独立性情况进行了评估，未发现可能影响本人作为独 立董事进行独立客观判断的情形，符合继续有效履行独立董事职责的 条件。 二、独立董事年度履职情况 （一）出席董事会及股东大会情况 本人作为北京新雷能科技股份有限公司（以下称"公司"）的独 立董事，根据《公司法》《上市公司治理准则》《上市公司独立董事 管理办法》等法律法规以及《公司章程》《独立董事制度》等规定， 在 2023 年的工作中，勤勉、尽责、忠实履行职务，积极出席相关会 议，充分发挥独立董事的作用，认真审议董事会各项议案，切实维护 公司和全体股东特别是中小股东的利益。2023 ...

| 非经营性资金占用 | 资金占用方名称 | 占用方与上 | | 上市公司核算 | 2023 | 年期初 | 2023 | 年度占用 | 2023 | 年度占用 | 2023 | 年度偿还 | 2023 | 年期末 | 占用形成 | 占用性质 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | | 市公司的关 | | 的会计科目 | | 占用资金余 | | 累计发生金额 | 资金的利息 | | 累计发生金额 | | | 占用资金余额 | 原因 | | | | | 联关系 | | | | 额 | | (不含利息) | (如有) | | | | | | | | | 现大股东及其附属企 | | - | - | - | | - | | - | | - | | - | | - | - | 非经营性 | | 业 | | | | | | | | | | | | | | | | | | 前大股东及其附属企 | | - | - | - | | - | | - | ...

北京新雷能科技股份有限公司（以下简称"公司"）董事会根据 《深圳证券交易所上市公司自律监管指引第 2 号—创业板上市公司 规范运作》《上市公司独立董事管理办法》《深圳证券交易所创业板 股票上市规则》等相关规定，就公司在任独立董事乔晓林、卢海涛、 朱义章、黄建华的独立性情况进行评估并出具如下专项意见： 北京新雷能科技股份有限公司 董事会 董事会关于独立董事独立性情况的专项意见 2024 年 4 月 20 日 经核查，公司独立董事不存在任何妨碍其进行独立客观判断的关 系，不存在影响独立董事独立性的情况，符合《上市公司独立董事管 理办法》《深圳证券交易所创业板股票上市规则》《深圳证券交易所 上市公司自律监管指引第 2 号——创业板上市公司规范运作》等法律 法规及《公司章程》中关于独立董事的任职资格及独立性的要求。 北京新雷能科技股份有限公司 ...