中国国际金融股份有限公司 关于阿尔特汽车技术股份有限公司放弃参股公司优先认缴出资 权暨关联交易事项的核查意见 中国国际金融股份有限公司（以下简称"中金公司"或"保荐机构"）作为 阿尔特汽车技术股份有限公司（以下简称"阿尔特"或"公司"）2020 年度向特 定对象发行 A 股股票的保荐机构，根据《证券发行上市保荐业务管理办法》、《深 圳证券交易所创业板股票上市规则》（以下简称"《上市规则》"）、《深圳证券交易 所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等相关法律、法 规和规范性文件的规定，对阿尔特放弃参股公司优先认缴出资权暨关联交易事项 进行了核查，并出具本核查意见，具体核查情况如下： 深圳壁虎新能源汽车科技有限公司（以下简称"壁虎科技"）为阿尔特汽车 技术股份有限公司（以下简称"公司"、"阿尔特"）的参股公司，公司持有其 12.7517% 的股权。基于对壁虎科技发展前景的认可，深圳市深汕特别合作区领创东海智能 网联汽车私募股权投资基金合伙企业（有限合伙）（以下简称"领创东海"）拟对 壁虎科技进行增资，增资金额为人民币 100,000,000 元，其中 1,045,613.33 元计 入壁虎科 ...

一、监事会会议召开情况 1、本次监事会会议通知于 2023 年 8 月 31 日通过电子通讯方式送达至各位 监事。 2、本次监事会于 2023 年 9 月 5 日以现场结合通讯表决的方式召开，现场会 议地址为北京市北京经济技术开发区凉水河二街 7 号院阿尔特汽车技术股份有 限公司（以下简称"公司"）会议室。 证券代码：300825 证券简称：阿尔特 公告编号：2023-086 阿尔特汽车技术股份有限公司 第四届监事会第二十九次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 三、备查文件 1、第四届监事会第二十九次会议决议； 3、本次监事会应出席监事 4 名，实际出席监事 4 名，没有监事委托其他监 事代为出席或缺席本次会议，与会监事以记名投票表决方式对会议审议议案进行 了表决。 4、本次监事会由监事会主席李奎先生主持。 二、监事会会议审议情况 经与会监事认真审议，充分讨论，审慎表决，会议审议并通过了如下议案： 审议通过《关于放弃参股公司优先认缴出资权暨关联交易的议案》 公司本次放弃参股公司优先认缴出资权暨关联交易遵循了公开、公平、协商 一致的原则 ...

证券代码：300825 证券简称：阿尔特 公告编号：2023-083 阿尔特汽车技术股份有限公司 关于与 YAMATO 签署合作意向书暨关联交易的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 特别提示： 1、本意向书为双方进行相关合作达成的框架性、意向性约定，具体合作安 排以各方签署的正式协议为准，敬请广大投资者注意投资风险。 2、若本意向书正常履行，将对公司本年度及未来年度的经营成果产生积极 影响。 因公司董事、副总经理刘剑女士同时担任 YAMATO 董事，YAMATO 系公司 关联方，根据《深圳证券交易所创业板股票上市规则》及相关法律法规的规定， 其与公司签署《基本意向书》构成关联交易。但因本意向书为框架性协议，尚未 构成关联交易的实质，该事项无需提交公司董事会或股东大会审议，亦不构成《上 市公司重大资产重组管理办法》规定的重大资产重组。如后续存在签订实质协议 的情况，公司将按照相关法律法规的规定，及时履行相应的决策审议程序和信息 披露义务。 二、交易对手方介绍 （一）交易对手方基本情况： | 公司名称 | YAMATO INDUSTRY CO., ...

Financial Performance - The company reported a total revenue of approximately ¥145.9 million in the first quarter, ¥189.5 million in the second quarter, and ¥147.5 million in the third quarter, demonstrating fluctuating performance throughout the year[126]. - The total revenue for the fourth quarter was approximately ¥338.1 million, showing a significant increase compared to previous quarters[126]. - The net profit attributable to shareholders for the fourth quarter was approximately ¥33.1 million, reflecting a strong performance[126]. - In 2020, the company's operating revenue was ¥821,045,368.83, a decrease of 7.27% compared to ¥885,410,404.07 in 2019[146]. - The net profit attributable to shareholders was ¥110,935,073.49, down 14.87% from ¥130,312,189.43 in the previous year[146]. - The net cash flow from operating activities was ¥60,846,675.99, showing a slight increase of 1.20% compared to ¥60,125,328.01 in 2019[146]. - The basic earnings per share decreased by 31.90% to ¥0.3871 from ¥0.5684 in 2019[146]. - The total assets at the end of 2020 were ¥2,105,618,468.32, an increase of 32.57% from ¥1,588,358,686.64 in 2019[146]. Shareholder Information - The total number of restricted shares after the IPO is 229,243,743, representing 75.00% of total shares[40]. - The total number of unrestricted shares is 76,415,000, accounting for 25.00% of total shares[40]. - The company has no foreign individual shareholders, with foreign institutional shareholders holding 11,979,475 shares, or 3.92%[40]. - Domestic institutional shareholders hold 149,831,926 shares, representing 49.02% of total shares[40]. - The largest shareholder, Altec (Beijing) Investment Co., holds 14.74% of the shares, totaling 45,053,020 shares[46]. - The second largest shareholder, Jiaxing Junwen Yinbao Investment Partnership, holds 7.26% of the shares, totaling 22,180,105 shares[46]. - The company has a total of 10 shareholders holding more than 5% of the shares, with the top three accounting for 26.04% of the total[46]. - The report indicates that there were no changes in the number of shares held by major shareholders during the reporting period[46]. - The company’s actual controller, Xuan Qiwu, directly holds 2,179,000 shares, representing 0.71% of the total share capital[52]. - The company has not experienced any changes in its controlling shareholder during the reporting period[32]. Investment and Capital Structure - The company completed a capital increase of 87 million Japanese yen to its wholly-owned subsidiary, changing its form from a limited company to a joint-stock company[18]. - The company signed a lease agreement with its controlling shareholder, with the first-year rent for Building 11 set at RMB 9,063,390.77 and the second-year rent totaling RMB 25,456,294.93, increasing by 5% annually thereafter[5]. - The company increased its investment in Liuzhou Lingtai by RMB 4 million, resulting in a 50% ownership stake, and later increased its stake to 70.07% after a capital reduction and additional investment of RMB 96 million[6]. - The company provided financial assistance of RMB 20 million to Liuzhou Lingtai, with an outstanding loan balance of RMB 1 million as of December 31, 2020[6]. - The company has not conducted any share buybacks or other forms of cash dividends in the past three years[90]. Research and Development - The company emphasizes innovation and R&D, with ongoing projects including intelligent driving technology and lightweight vehicle body development[77]. - The company is focusing on high-performance, low-energy, and universal innovation research in response to trends in component intelligence, integration, and lightweight[79]. - The company has engaged in the research and development of core components, including hybrid power systems and electric vehicle reducers, to enhance its product offerings[133]. - The company is actively engaged in internal research and development of new technologies, materials, and processes to improve overall research capabilities and work efficiency[156]. - The company has nearly 700 patents, indicating a strong enhancement in technical capabilities[164]. - The company has accumulated a total of 682 patents and 23 copyrights as of December 31, 2020, showcasing its strong R&D capabilities in automotive technology[190]. Market Position and Strategy - The company aims to strengthen its position in the automotive R&D market and expand its core component product sales[80]. - The company is committed to protecting its core technologies and enhancing its R&D capabilities through collaborations with well-known automotive enterprises[84]. - The company is actively expanding its business into core component manufacturing, which has become a new growth driver for its performance[178]. - The company has established strategic partnerships with other component manufacturers to promote products to automotive manufacturers, enhancing order acquisition[154]. - The company is positioned as a leading independent automotive design firm in China, pioneering "turnkey" services for vehicle R&D and engine/powertrain manufacturing[189]. Risk Management - The company is actively managing risks related to the COVID-19 pandemic, with measures in place for employee vaccination and adherence to health protocols[66]. - The automotive industry faces risks from market demand fluctuations, which could impact the company's operations if not properly anticipated[82]. - The company will monitor changes in automotive industry regulations and policies to adjust its business strategies accordingly[83]. - The company has established a risk warning mechanism to monitor changes in shareholder equity and governance structure[65]. Dividend Policy - The company has a clear profit distribution policy, ensuring that cash dividend standards and decision-making processes are transparent and compliant with regulations[70]. - The company has not made any adjustments to its cash dividend policy during the reporting period, ensuring the protection of minority shareholders' rights[71]. - The company did not distribute cash dividends for the years 2018, 2019, and 2020, with cash dividends amounting to 0.00 in each year[90]. - The net profit attributable to ordinary shareholders for 2020 was 110,935,073.49, with a cash dividend payout ratio of 0.00%[90]. Operational Efficiency - The company has maintained a consistent focus on improving its financial metrics and operational efficiency throughout the reporting period[126]. - The project management approach includes a structured process from planning to execution, ensuring quality and efficiency[136]. - The company maintains a project management model that emphasizes flexibility and efficiency in meeting project-specific needs[138]. Future Outlook - In 2021, the company plans to enhance service quality and product quality while improving management and cost control capabilities[80]. - The company plans not to distribute cash dividends or issue bonus shares, focusing on reinvestment strategies[115]. - The 2021 operational plan includes improving the overall competitiveness in the new energy vehicle market and nurturing the core component manufacturing business[98].

Financial Performance - The company's operating revenue for the reporting period reached ¥612,031,752.28, representing an increase of 82.47% compared to the same period last year[28]. - Net profit attributable to shareholders was ¥103,565,517.98, a significant increase of 179.17% year-on-year[28]. - The net cash flow from operating activities improved to ¥141,288,474.82, compared to a negative cash flow of ¥169,266,112.21 in the previous year, marking an increase of 183.47%[28]. - Basic earnings per share rose to ¥0.3388, reflecting a growth of 144.27% compared to the previous year[28]. - The total assets of the company at the end of the reporting period were ¥2,334,212,304.61, an increase of 10.86% from the end of the previous year[28]. - The proportion of revenue from new energy vehicle design reached a historical high of 82.69%[36]. - Revenue from new energy vehicle R&D accounted for 82.69% of total revenue, with a year-on-year growth of 99.77%[57]. - The gross profit margin for the new energy vehicle design segment was 39.83%, with revenue growth of 99.77% year-on-year[103]. Research and Development - The company is focusing on R&D achievements and the performance of its subsidiaries in Japan and the USA, with plans for further overseas business expansion[4]. - The company plans to invest in cutting-edge technology R&D, with a focus on the development of V6 engines in response to the new energy trend[7]. - The company has been actively involved in R&D for new energy vehicles since 2009, leveraging its extensive technical experience[36]. - Significant investments are being made in R&D for intelligent driving technologies, with capabilities to provide solutions for low-speed autonomous driving and intelligent cockpit systems[72]. - The company has developed a complete hybrid powertrain industrialization team, enhancing its capabilities in engine design, development, and manufacturing[88]. - The company has made significant advancements in key technologies for electric vehicles, including battery management systems and fuel cell technology[86]. - The company is focused on enhancing its core competitiveness in electronic and electrical architecture through talent acquisition and technological breakthroughs[88]. - The company has established creative R&D centers in five major automotive cities globally, enhancing its design capabilities with a team of renowned experts[85]. Market Position and Strategy - The company has a strong market position, being the first independent vehicle R&D solution provider listed on A-shares in China[38]. - The company continues to expand its market presence, with significant progress in new customer acquisition and deepening cooperation with existing clients[39]. - The company is exploring the global third-party vehicle R&D market size and its competitive advantages in the automotive platform development trend[7]. - The automotive industry in China saw a production and sales increase of 24.2% and 25.6% respectively in the first half of 2021 compared to the previous year[54]. - The company aims to enhance its competitive advantage by increasing personnel investment in key automotive development areas such as electric vehicles and autonomous driving[73]. Investment and Fundraising - The IPO fundraising projects have commenced successfully, although there are risks that the implementation or effectiveness may not meet expectations, which the company aims to mitigate through professional talent allocation and market assessments[3]. - The total amount of funds raised by the company was RMB 40,266.33 million, with RMB 38,118.44 million already utilized as of June 30, 2021[129]. - The company reported a significant increase in investment, with a total investment of RMB 1,659,588,931.70 during the reporting period, representing a 100.06% increase compared to the same period last year[134]. - The company has temporarily used CNY 38,118.44 million of the raised funds, with a remaining balance of CNY 2,751.52 million as of June 30, 2021[141]. - The company has invested RMB 200,000,000.00 in Chengdu Zhongri Jifan Intelligent Manufacturing Industry Fund, holding a 24.94% stake[124]. Risk Management - The company is actively managing risks associated with its fundraising projects through careful feasibility studies and expert consultations[3]. - The company faces risks from global carbon neutrality initiatives, which could affect automotive demand and operational conditions due to policy changes[164]. - The automotive R&D industry is becoming increasingly competitive, with domestic companies improving their design capabilities, posing challenges for the company[165]. - The company emphasizes talent retention and has implemented various training and incentive mechanisms to mitigate the risk of talent loss[166]. Corporate Governance and Compliance - The company has established strict confidentiality measures to protect core technology and prevent leaks, with no significant incidents reported since its establishment[180]. - There were no significant lawsuits or arbitration matters during the reporting period, with minor cases totaling approximately 26.15 million yuan, which do not significantly impact operations[194]. - The company has no non-operating fund occupation by controlling shareholders or related parties during the reporting period[189]. - The company has not engaged in derivative investments or entrusted loans during the reporting period[159]. - The company has made commitments regarding share transfer restrictions for institutional and individual shareholders for 12 months post-listing[185]. Employee and Talent Development - The company has established a comprehensive talent development system, including recruitment, training, and incentive policies, to enhance employee engagement and retention[109]. - The company has a total of 1,722 employees, with 1,365 technical personnel, accounting for 79.27% of the total workforce[64][73]. - The company has established a core employee stock ownership plan to align the interests of shareholders, the company, and key team members[109].

Financial Performance - The company's revenue for Q1 2021 was CNY 201,606,455.70, representing a 38.16% increase compared to CNY 145,922,589.34 in the same period last year[10]. - Net profit attributable to shareholders was CNY 40,236,557.86, an increase of 86.42% from CNY 21,583,991.11 year-over-year[10]. - The net profit after deducting non-recurring gains and losses was CNY 38,786,597.34, up 89.75% from CNY 20,440,828.49 in the previous year[10]. - The basic earnings per share increased to CNY 0.1316, a rise of 39.70% compared to CNY 0.0942 in the same quarter last year[10]. - The company's operating revenue increased by 38.16% year-on-year, reaching CNY 201,606,455.70, primarily due to increased business volume and project acceptance[32]. - Operating profit reached 42.66 million RMB, up 98.07% year-on-year[34]. - Net profit attributable to shareholders was 40.24 million RMB, reflecting an 86.42% year-on-year growth[34]. Assets and Liabilities - The total assets at the end of the reporting period were CNY 2,208,757,437.79, reflecting a 4.90% increase from CNY 2,105,618,468.32 at the end of the previous year[10]. - The company's net assets attributable to shareholders at the end of the reporting period were CNY 1,519,806,704.44, a 3.27% increase from CNY 1,471,741,365.27 at the end of the previous year[10]. - Total liabilities increased to ¥461,812,748.67 from ¥403,829,731.35, which is an increase of about 14.3%[88]. - The company's total equity as of March 31, 2021, was ¥1,746,944,689.12, up from ¥1,701,788,736.97, indicating a growth of approximately 2.6%[92]. Cash Flow - The net cash flow from operating activities was negative CNY 126,452,517.39, an improvement of 18.23% compared to negative CNY 154,636,660.68 in the previous year[10]. - Cash flow from investment activities saw a significant increase of 2224.95% year-on-year, amounting to CNY 371,027,826.14, primarily from the redemption of financial products[33]. - Cash flow from financing activities decreased by 121.01% year-on-year, resulting in a net outflow of CNY 87,493,834.44, mainly due to bond repayments and no new stock issuance this period[33]. - The company's cash and cash equivalents increased by 111.64% year-on-year to CNY 295,964,759.39, primarily due to the redemption of financial products[28]. Research and Development - Research and development expenses surged by 56.45% year-on-year to CNY 15,373,597.37, reflecting higher investment in R&D projects[32]. - The company is focusing on independent third-party positioning and innovation in R&D to enhance competitiveness in the new energy vehicle market[37]. - Research and development expenses increased to CNY 15,373,597.37 from CNY 9,826,387.62, reflecting a commitment to innovation and product development[104]. Market and Contracts - Significant orders in the electric vehicle sector included a 560 million RMB contract with client N and a 421 million RMB contract with an international automotive manufacturer[34][38]. - The company signed a development agreement worth 56 million RMB for electric vehicle development with client N, currently in the design phase[38]. - The company signed a contract with Nanning Chuantou Automotive for a project it won on March 17, 2021[56]. - The company signed a development contract with an international automotive brand for a total amount of RMB 421.15 million[64]. Investments and Projects - The company plans to invest RMB 200 million as a limited partner in establishing an industrial fund[64]. - The project "Model Center Upgrade and Expansion" has an investment progress of 85.78%[67]. - The project "Whole Vehicle Engineering Development Center Upgrade and Expansion" has an investment progress of 66.98%[67]. - The project "Cutting-edge Technology R&D" has an investment progress of 68.16%[67]. Regulatory and Compliance - The company received a review inquiry letter from the Shenzhen Stock Exchange regarding its application for a specific stock issuance on January 18, 2021[47]. - The company plans to optimize its pandemic prevention measures in 2021 to minimize adverse impacts on project execution and delivery[50]. - There are no overdue commitments from the actual controller, shareholders, or related parties during the reporting period[65].

证券代码：300825 证券简称：阿尔特 公告编号：2023-070 阿尔特汽车技术股份有限公司 关于 2023 年度向特定对象发行 A 股股票摊薄即期回报的风险提示及 填补措施的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 阿尔特汽车技术股份有限公司（以下简称"公司"）于 2023 年 8 月 25 日召 开第四届董事会第三十六次会议、第四届监事会第二十八次会议，审议通过了《关 于<公司 2023 年度向特定对象发行 A 股股票预案>的议案》等相关议案。根据 《国务院办公厅关于进一步加强资本市场中小投资者合法权益保护工作的意见》 （国办发[2013]110 号）、《国务院关于进一步促进资本市场健康发展的若干意见》 （国发[2014]17 号）和《关于首发及再融资、重大资产重组摊薄即期回报有关事 项的指导意见》（中国证券监督管理委员会公告[2015]31 号）等法律、法规和规 范性文件的相关要求，为保障中小投资者利益，公司就 2023 年度向特定对象发 行 A 股股票（以下简称"本次向特定对象发行"、"本次向特定对象发行 A 股"） 对即期回报摊薄的影 ...

证券代码：300825 证券简称：阿尔特 阿尔特汽车技术股份有限公司 （北京市北京经济技术开发区凉水河二街 7 号院） 2023 年度向特定对象发行 A 股股票预 案 二〇二三年八月 1 公司声明 1、公司及董事会全体成员保证预案内容真实、准确、完整，并确认不存在 虚假记载、误导性陈述或重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 2、本次发行完成后，公司经营与收益的变化由公司自行负责；因本次发行 引致的投资风险由投资者自行负责。 3、本预案是公司董事会对本次发行的说明，任何与之不一致的声明均属不 实陈述。 4、本预案所述事项并不代表审批机关对于本次发行相关事项的实质性判 断、确认或批准，本预案所述本次发行相关事项的生效和完成尚待取得有关审 批机关的批准或注册。 2 特别提示 1、本次发行相关事项已经2023年8月25日召开的本公司第四届董事会第三 十六次会议审议通过。根据《公司法》《证券法》以及《上市公司证券发行注 册管理办法》等相关法律、法规和规范性文件的规定，本次发行尚需获得公司 股东大会批准，深交所审核通过及中国证监会同意注册。 2、本次发行的发行对象为不超过35名符合中国证监会规定条 ...

证券代码：300825 证券简称：阿尔特 公告编号：2023-066 阿尔特汽车技术股份有限公司 二、董事会会议审议情况 经与会董事认真审议，充分讨论，审慎表决，会议审议并通过了如下议案： （一）审议通过《关于公司符合向特定对象发行 A 股股票条件的议案》 第四届董事会第三十六次会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 1、本次董事会会议通知于 2023 年 8 月 22 日通过电子通讯方式送达至各位 董事。 2、本次董事会于 2023 年 8 月 25 日以现场结合通讯表决的方式召开，现场 会议地址为北京市北京经济技术开发区凉水河二街 7 号院阿尔特汽车技术股份 有限公司（以下简称"公司"）会议室。 3、本次董事会应出席董事 7 名，实际出席董事 7 名，没有董事委托其他董 事代为出席或缺席本次会议，与会董事以记名投票表决方式对会议审议议案进行 了表决。 4、本次董事会由董事长宣奇武先生主持，公司监事和高级管理人员列席了 本次董事会。 5、本次会议的召集、召开和表决程序符合《中华人民共和国公司法》（以 下简称"《公 ...

证券代码：300825 证券简称：阿尔特 公告编号：2023-069 阿尔特汽车技术股份有限公司 前次募集资金使用情况报告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 根据中国证券监督管理委员会《监管规则适用指引——发行类第7号》的相关规定，本公 司将截至2023年6月30日止前次募集资金使用情况报告如下： 一、 前次募集资金基本情况 (一) 首次公开发行股票 经中国证券监督管理委员会《关于核准阿尔特汽车技术股份有限公司首次公开发行股 票的批复》（证监许可〔2019〕2974 号）核准，并经深圳证券交易所同意，本公司向社会 公众公开发行 76,415,000 股新股，每股面值人民币 1 元，每股发行价人民币 6.14 元。截至 2020 年 3 月 24 日止，本公司共募集资金 469,188,100.00 元，扣除发行费用 66,524,844.45 元，募集资金净额 402,663,255.55 元。 截止 2020 年 3 月 24 日，本公司上述发行募集的资金已全部到位，业经立信中联会计 师事务所（特殊普通合伙）以"立信中联验字[2020]C-00 ...