一、监事会会议召开情况 深圳市南极光电子科技股份有限公司（以下简称"公司"）第二届监事会 第十五次会议于 2023 年 8 月 28 日在公司会议室以现场会议结合通讯的形式召 开。会议通知已于 2023 年 8 月 17 日以邮件、电话、书面等方式发出。本次会 议应出席监事 3 人，实际出席会议监事 3 人，其中胡星飞先生以通讯方式出席 会议。会议由监事会主席方荣华女士主持，公司董事会秘书和证券事务代表列 席了本次会议。本次会议的召集、召开程序及表决方式符合《中华人民共和国 公司法》《中华人民共和国证券法》等有关法律、行政法规、部门规章、规范性 文件和《公司章程》的有关规定，会议合法、有效。 二、监事会会议审议情况 经与会监事认真审议，充分讨论，审慎表决，会议审议通过了以下议案： 证券代码：300940 证券简称：南极光 公告编号：2023-041 深圳市南极光电子科技股份有限公司 第二届监事会第十五次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 表决结果：同意 3 票、反对 0 票、弃权 0 票。 具体内容详见公司同日披露于巨潮资讯网（www ...

股东 名称 是否为控股股东或 第一大股东及其一 致行动人 本次解除质押 股份数量 （股） 占其所持 股份比例 占公司总 股本比例 质押起始 日 质押解除 日 质权人 姜发明 是 3,200,000 6.38% 1.68% 2022 年 8 月 2 日 2023 年 8 月 22 日 深圳市中小 担 小 额 贷 款 有 限 公司 （一）本次股份解除质押基本情况 截至公告披露日，上述股东及其一致行动人所持质押股份情况如下： 股东名称 持股数量 （股） 持股比 例 本次解除 质押前质 押股份数 量 （股） 本次解除 质押后质 押股份数 量（股） 占其所 持股份 比例 占公司 总股本 比例 已质押股份情况 未质押股份情况 已质押股 份限售和 冻结、标 记数量 （股） 占已 质押 股份 比例 未质押股份 限售和冻结 数量（股） 占未 质押 股份 比例 姜发明 50,129,600 26.37% 10,900,0 00 7,700,000 15.36% 4.05% 7,700,000 100% 42,429,600 100% 潘连兴 50,129,600 26.37% 13,638,8 80 13,638,88 0 27 ...

Financial Performance - The company's revenue for Q1 2023 was ¥94,259,852.85, a decrease of 53.73% compared to ¥203,708,261.76 in the same period last year[4] - The net profit attributable to shareholders decreased by 357.40%, resulting in a loss of ¥30,240,815.40, compared to a profit of ¥11,726,925.96 in the previous year[4] - The net profit attributable to shareholders after deducting non-recurring gains and losses fell by 433.80%, amounting to a loss of ¥34,918,789.81[4] - Basic and diluted earnings per share both decreased by 357.42%, resulting in -¥0.1596 per share[4] - The company reported a net loss for the quarter, with total operating costs exceeding total operating revenue, leading to a challenging financial performance[19] - The company reported a net loss of CNY 30,240,815.40 in Q1 2023, compared to a net profit of CNY 11,748,617.32 in the same period last year, representing a significant decline[20] - Operating profit for the quarter was CNY -34,501,476.12, down from CNY 12,715,292.79 in Q1 2022, indicating a negative performance trend[20] - The company reported a total comprehensive loss of CNY -30,243,116.64 for the quarter, compared to a comprehensive income of CNY 11,752,234.19 in Q1 2022[21] Assets and Liabilities - Total assets at the end of the reporting period were ¥1,217,500,366.95, a decrease of 6.16% from ¥1,292,250,669.42 at the end of the previous year[5] - The total assets as of March 31, 2023, were RMB 1,217,500,366.95, down from RMB 1,297,382,379.97 at the beginning of the year, representing a decline of 6.2%[17] - The total liabilities decreased to RMB 425,670,325.68 from RMB 481,629,984.36, a reduction of 11.6%[17] - The total equity attributable to shareholders was RMB 791,830,041.27, down from RMB 815,752,395.61, reflecting a decrease of 2.9%[17] - The equity attributable to shareholders decreased by 2.93%, amounting to ¥791,830,041.27 compared to ¥815,161,320.12 at the end of the previous year[5] Cash Flow and Operating Activities - The net cash flow from operating activities improved by 56.70%, reaching -¥13,741,161.84, compared to -¥31,731,178.39 in the same period last year[4] - Cash flow from operating activities showed a net outflow of CNY -13,741,161.84, an improvement from the outflow of CNY -31,731,178.39 in the same quarter last year[24] - The company’s cash and cash equivalents at the end of the period stood at CNY 252,701,495.07, down from CNY 313,812,770.79 at the end of Q1 2022[24] - Cash and cash equivalents at the end of Q1 2023 amounted to RMB 332,458,620.35, a decrease of 9.3% from RMB 366,552,910.99 at the beginning of the year[15] Costs and Expenses - The total operating costs for Q1 2023 were RMB 130,707,770.30, down from RMB 191,702,522.17, reflecting a reduction of 31.8% year-over-year[19] - The company incurred R&D expenses of CNY 8,550,577.10, which is an increase of 15.1% compared to CNY 7,427,633.00 in Q1 2022, reflecting a commitment to innovation[20] - The company’s financial expenses increased to CNY 836,071.22 from CNY 101,944.29 in the previous year, indicating rising costs[20] Market Conditions and Strategy - The company attributed the decline in revenue and profit to a sluggish terminal demand due to macroeconomic conditions and intense industry competition[10] - The company has not disclosed any new product launches or market expansion strategies during this reporting period[25] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 13,130[11] - The inventory at the end of Q1 2023 was RMB 38,827,852.36, slightly down from RMB 38,971,435.67, a decrease of 0.4%[16] - Accounts receivable decreased to RMB 197,020,226.15 from RMB 228,935,876.98, indicating a reduction of 13.9%[15]

证券代码：300940 证券简称：南极光 深圳市南极光电子科技股份有限公司 投资者关系活动记录表 编号：2023-001 | 投资者关系活 | □特定对象调研 □分析师会议 | | --- | --- | | 动类别 | □媒体采访 □√ 业绩说明会 | | | □新闻发布会 □路演活动 | | | □现场参观 | | | □其他 （请文字说明其他活动内容） | | 参与单位名称 | 通过"投资者关系互动平台"参与公司 2022 年度网上业绩说 | | 及人员姓名 | 明会的投资者 | | 时间 | 2023 年 4 月 12 日（星期三）15:30-16:30 | | 地点 | 全景网"投资者关系互动平台"（https://ir.p5w.net） | | 上市公司接待 | 董事长：姜发明先生 | | 人员姓名 | 财务总监：黄丽华女士 | | | 副总经理、董事会秘书：姜丽群女士 | | | 独立董事：偰正才先生 | | | 保荐代表人：谭璐璐女士 | | | 公司于 2023 年 4 月 12 日（星期三）15:30-16:30 在全景网 | | 投资者关系活 | "投资者关系互动平台"（https:// ...

Financial Performance - The company achieved operating revenue of 642.27 million yuan in 2022, a year-on-year decrease of 31.87%[4] - The net profit attributable to shareholders was -45.54 million yuan, primarily due to weak terminal demand and increased competition in the industry[4] - The company's operating revenue for 2022 was ¥642,273,396.20, a decrease of 31.87% compared to ¥942,759,604.71 in 2021[26] - The net profit attributable to shareholders for 2022 was -¥45,537,653.45, representing a decline of 208.32% from a profit of ¥42,039,484.73 in 2021[26] - The cash flow from operating activities increased by 32.51% to ¥91,960,829.48 in 2022, up from ¥69,400,171.30 in 2021[26] - The total assets at the end of 2022 were ¥1,292,250,669.42, down 8.59% from ¥1,413,750,234.91 at the end of 2021[26] - The basic earnings per share for 2022 was -¥0.2403, a decrease of 206.05% compared to ¥0.2266 in 2021[26] - The company reported a significant drop in net profit after deducting non-recurring gains and losses, with a loss of -¥48,757,150.86 in 2022 compared to a profit of ¥30,376,303.98 in 2021, marking a decline of 260.51%[26] - The company experienced a quarterly revenue decline, with Q4 2022 revenue at ¥81,311,233.55, down from Q1 2022 revenue of ¥203,708,261.76[30] - The company has faced uncertainty regarding its ability to continue as a going concern, as indicated by the negative net profit figures over the past three years[27] Research and Development - The company plans to maintain R&D investment and actively promote new technologies to enhance market competitiveness[4] - The company invested CNY 38.74 million in R&D, representing 6.03% of total revenue, with 180 R&D personnel accounting for 14.48% of the workforce[59] - The company completed several R&D projects, including ultra-thin high-brightness LED backlight technology and new Mini-LED backlight sources[70] - The company has developed new structures for Mini-LED and 5G mobile phone backlight sources, enhancing product competitiveness[72] - The company is focusing on R&D for new technologies such as Mini-LED and Micro-LED to maintain its competitive edge in the display market[112] Market Position and Strategy - The company aims to strengthen the marketing of new products and businesses to create new profit growth points[4] - The company has established itself as a qualified supplier for leading LCD module manufacturers, including BOE and Huaxing Optoelectronics[44] - The company operates in the LED backlight display module industry, which is supported by national policies aimed at promoting the development of the liquid crystal display sector[38] - The company has established a stable supplier relationship with leading LCD module manufacturers, including BOE and Huaxing Optoelectronics, enhancing customer loyalty[52] - The company will actively seek new customers and develop new technologies to strengthen its market position in the small and medium-sized backlight display module market[105] Operational Efficiency - The company will optimize management and supply chain processes to reduce costs and improve efficiency[4] - The company has implemented a comprehensive quality management system, including ISO9001 and IATF16949 certifications, ensuring product reliability and compliance with environmental standards[54] - The company has invested in advanced automated assembly lines and precision measurement equipment, enhancing production efficiency and product quality stability[54][55] - The company has a robust quality control system that encompasses all stages from product design to final inspection[48] - The company has a complete production process for backlight display modules, which allows effective control over production and reduces overall costs[53] Customer and Supplier Relations - The total sales amount from the top five customers is ¥489,108,120.31, accounting for 76.16% of the annual total sales[67] - The largest customer, Customer 1, contributed ¥173,065,673.86, representing 26.95% of the annual total sales[67] - The total purchase amount from the top five suppliers is ¥141,645,385.21, which is 35.67% of the annual total purchases[68] - The company aims to strengthen its sales team and align product development with downstream customer needs to enhance market adaptability and competitiveness[109] Governance and Management - The company has established a complete governance structure, including a shareholders' meeting, board of directors, supervisory board, and senior management, ensuring compliance with relevant laws and regulations[119] - The company operates independently from its controlling shareholders in terms of assets, personnel, finance, and business, with no competition or unfair transactions with related parties[120] - The company has a complete financial department with independent financial decision-making capabilities and does not share bank accounts with controlling shareholders[122] - The company continues to focus on enhancing its governance and management practices to align with industry standards[125] - The company has established a commitment to fair trading practices with its controlling shareholders and related parties[183] Future Outlook - The company provided a positive outlook for the next fiscal year, projecting a revenue growth of 25% driven by new product launches and market expansion strategies[181] - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share within the next two years[181] - The company aims to launch three new products in the upcoming quarter, which are anticipated to contribute an additional 100 million yuan in revenue[181] - Future guidance includes a commitment to sustainability, with plans to invest 50 million yuan in eco-friendly technologies[181] Risks and Challenges - The company acknowledges potential risks in future plans and encourages investors to be aware of these risks[7] - The company acknowledges risks from macroeconomic fluctuations that could impact demand in various downstream industries, affecting profitability[111] - The company will enhance its management strategies to mitigate risks associated with customer concentration and macroeconomic volatility[111] Employee Management - The total number of employees at the end of the reporting period was 1,243, with 885 in production, 180 in technical roles, and 56 in sales[154] - The company has implemented a training system combining internal and external resources, focusing on various skill sets and enhancing employee capabilities[156] - The company emphasizes a performance-oriented compensation policy, aligning with market standards and focusing on job responsibilities and work achievements[155] Environmental and Social Responsibility - The company actively implements measures to reduce carbon emissions, optimizing key production equipment to decrease electricity and water consumption[174] - The company has obtained ISO14001:2015 certification for its environmental management system, demonstrating its commitment to environmental protection and pollution control[176] - The company is committed to enhancing its corporate social responsibility initiatives, reflecting a focus on sustainable business practices[134]

证券代码：300940 证券简称：南极光 公告编号：2023-016 深圳市南极光电子科技股份有限公司 关于举行 2022 年度网上业绩说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 深圳市南极光电子科技股份有限公司（以下简称"公司"）已于 2023 年 4 月 7 日在巨潮资讯网（www.cninfo.com.cn）披露了《2022 年年度报告》及《2022 年年度报告摘要》。 欢迎广大投资者积极参与本次网上业绩说明会。 特此公告。 为方便广大投资者更深入、全面了解公司经营情况，公司将于 2023 年 4 月 12 日（星期三）15:30-16:30 在全景网举办 2022 年度业绩说明会，本次年度业 绩说明会将采用网络远程的方式举行，投资者可登录全景网"投资者关系互动平 台"（http://ir.p5w.net）参与本次互动交流。 深圳市南极光电子科技股份有限公司 董事会 出席本次说明会的人员有：公司董事长姜发明先生，财务总监黄丽华女士， 副总经理、董事会秘书姜丽群女士，独立董事偰正才先生，保荐代表人谭璐璐女 士。具体以当天实际参会人员为准。 ...

证券代码：300940 证券简称：南极光 深圳市南极光电子科技股份有限公司 投资者关系活动记录表 编号：2021-002 | --- | --- | --- | --- | --- | --- | --- | |----------------|--------------------------------------------------------|--------------------------------------------|-------|-------|-------|--------------------| | | | | | | | | | | □特定对象调研 | □分析师会议 | | | | | | | □媒体采访 □业绩说明会 | | | | | | | 投资者关系活动 | □新闻发布会 □路演活动 | | | | | | | 类别 | □现场参观 | | | | | | | | □ √ 其他 2021 | 深圳辖区上市公司投资者网上集体接待日活动 | | | | | | 参与单位名称及 | 通过"全景•路演天下"网站或"全景财经"微信公众号，参 | | | | | | | ...

证券代码：300940 证券简称：南极光 公告编号：2022-076 深圳市南极光电子科技股份有限公司 关于参加深圳辖区上市公司 2022 年投资者网上集体接待日 活动的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 为进一步加强与投资者的互动交流，深圳市南极光电子科技股份有限公司 （以下简称"公司"）将参加由深圳证监局指导、深圳上市公司协会与深圳市全 景网络有限公司联合举办的"2022 年深圳辖区上市公司投资者集体接待日活 动"，现将相关事项公告如下： 本次活动将采用网络远程的方式举行，投资者可登录"全景路演"网站 （http://rs.p5w.net），或关注微信公众号：全景财经，或下载全景路演 APP, 参与本次互动交流，活动时间为 2022 年 11 月 9 日（周三）16:30-17:30。届时 公司董事长姜发明先生、副总经理、董事会秘书姜丽群女士和财务总监黄丽华 女士将在线就公司业绩、公司治理、发展战略、经营状况、融资计划、股权激 励和可持续发展等投资者关心的问题，与投资者进行沟通与交流，欢迎广大投 资者踊跃参与！ 特此公告。 深圳市南极光电 ...

Financial Performance - The company reported a revenue of RMB 100 million for the first half of 2022, representing a year-on-year increase of 15%[1]. - The net profit attributable to shareholders for the same period was RMB 20 million, up 10% compared to the previous year[1]. - The company's operating revenue for the current reporting period is ¥430,016,122.66, a decrease of 23.60% compared to the same period last year[23]. - The net profit attributable to shareholders for the current period is ¥8,669,073.40, reflecting a decline of 54.54% year-over-year[23]. - The basic earnings per share decreased by 56.38% to ¥0.0458 compared to ¥0.1757 in the previous year[23]. - The total comprehensive income for the first half of 2022 was CNY 8.65 million, down from CNY 19.07 million in the same period of 2021[167]. - The company reported a total revenue of CNY 412.39 million for the first half of 2022, reflecting a growth trend[180]. - The net profit attributable to the parent company was CNY 123 million, indicating a stable performance[180]. - The total revenue for the first half of 2022 was 1,071.55 million yuan, showing a significant increase compared to the previous period[183]. - The net profit attributable to shareholders was 629.67 million yuan, reflecting a strong performance in profitability[184]. Market Strategy and Expansion - The company plans to expand its market presence in Southeast Asia, targeting a 30% market share by 2025[1]. - The company is exploring potential acquisitions to enhance its product offerings and market reach[1]. - The company plans to enhance its R&D efforts in new display technologies such as Mini-LED, Micro-LED, and quantum dot technology to improve product competitiveness[81]. - The company is focusing on strategic partnerships and potential acquisitions to strengthen its market position[184]. Research and Development - The company is investing RMB 50 million in R&D for new product development, focusing on Mini LED technology[1]. - Research and development expenses amounted to CNY 20.08 million, a decrease of 4.87% compared to the previous year[51]. - The company aims to enhance its research and development capabilities to innovate new technologies and products[181]. Operational Efficiency - The company aims to improve its production capacity by 15% through technological upgrades in the next fiscal year[1]. - The company has implemented advanced vacuum compression mold technology, significantly improving production efficiency and product quality[44]. - The company has adopted a "make-to-order" production model, ensuring that production aligns with customer demand and minimizing inventory risks[40]. Financial Position and Assets - Total assets at the end of the reporting period increased by 1.90% to ¥1,440,554,978.63[23]. - The company's total assets as of June 30, 2022, amounted to CNY 1,440,554,978.63, compared to CNY 1,413,750,234.91 at the beginning of the year, indicating a slight increase of 1.9%[160]. - The company's cash and cash equivalents at the end of the reporting period were approximately ¥449.56 million, representing 31.21% of total assets[57]. - The company's long-term payables increased to approximately ¥76.69 million, accounting for 5.32% of total liabilities, up from 1.87% in the previous year[57]. Risks and Challenges - The management highlighted risks related to supply chain disruptions and increasing raw material costs[1]. - The company faces risks related to intensified market competition and potential technological obsolescence if it fails to maintain its R&D and operational management advantages[80]. - The company acknowledges the risk of OLED technology potentially disrupting its LED backlight business if it becomes more cost-effective and widely adopted[80]. - The company is exposed to risks from potential intellectual property litigation, with a current lawsuit seeking damages increased from 3.99 million yuan to 51.07 million yuan[83]. Shareholder Information - No cash dividends or stock bonuses will be distributed to shareholders for this period[4]. - The company approved the 2022 Restricted Stock Incentive Plan, granting 5.4552 million shares at a price of 9.4425 CNY per share to 122 eligible participants[92]. - The company has a total of 1,090,976 shares under stock incentive restrictions, which will be released according to the company's 2022 stock incentive plan[142]. Compliance and Governance - The company adheres to legal requirements to protect shareholder and creditor rights, ensuring transparency and timely information disclosure[99]. - The company has established a comprehensive quality management system, including ISO9001 and ISO14001 certifications[47]. - The financial statements are prepared based on the going concern principle, indicating a history of profitable operations and financial resources to support ongoing activities[194].

Financial Performance - The company's operating revenue for Q1 2022 was ¥203,708,261.76, a decrease of 33.51% compared to the same period last year[3] - Net profit attributable to shareholders increased by 48.40% to ¥11,726,925.96, driven by improved product gross margins and reduced sales expenses[7] - The net profit excluding non-recurring gains and losses surged by 707.10% to ¥10,439,427.07, reflecting enhanced operational efficiency[8] - Basic and diluted earnings per share rose by 36.04% to ¥0.0619, attributed to the increase in net profit[8] - Total operating revenue for Q1 2022 was CNY 203.71 million, a decrease of 33.5% compared to CNY 306.36 million in Q1 2021[21] - Net profit for Q1 2022 reached CNY 11.73 million, an increase of 48.5% compared to CNY 7.90 million in Q1 2021[22] Cash Flow and Liquidity - The net cash flow from operating activities improved by 42.72%, amounting to -¥31,731,178.39, due to lower procurement payments compared to the previous year[8] - Cash flow from operating activities for Q1 2022 was negative CNY 31.73 million, an improvement from negative CNY 55.40 million in Q1 2021[23] - Cash inflow from operating activities totaled CNY 163.38 million, while cash outflow was CNY 195.11 million in Q1 2022[23] - The cash and cash equivalents at the end of the period amounted to 313,812,770.79 CNY, down from 376,790,804.04 CNY at the beginning of the period[25] - The company reported a cash decrease of 62,978,033.25 CNY during the quarter[25] Assets and Liabilities - Total assets at the end of the reporting period were ¥1,378,061,156.90, a decrease of 2.52% from the end of the previous year[4] - The company had a total of 1,378,061,156.90 RMB in total assets as of March 31, 2022, down from 1,413,750,234.91 RMB at the beginning of the year, representing a decrease of approximately 2.5%[17] - The company's total liabilities decreased to CNY 504.80 million in Q1 2022 from CNY 552.22 million in Q1 2021[20] - The company’s total current liabilities decreased from 1,091,022,288.88 RMB to 1,023,898,498.15 RMB, a reduction of approximately 6.2%[18] Shareholder Information - The company reported a total of 13,018 common shareholders at the end of the reporting period[10] - The top two shareholders, Jiang Faming and Pan Lianxing, each hold 26.46% of the shares, totaling 31,331,000 shares[10] - Total equity attributable to shareholders increased to CNY 873.26 million in Q1 2022 from CNY 861.53 million in Q1 2021[20] - Shareholders' equity attributable to the parent company increased by 1.36% to ¥873,262,819.04[4] Expenses and Costs - Total operating costs for Q1 2022 were CNY 191.70 million, down 36.8% from CNY 303.23 million in the previous year[21] - The company experienced a significant reduction in sales expenses due to decreased sales volume, contributing to the overall profit increase[7] - Research and development expenses for Q1 2022 were CNY 7.43 million, a decrease of 30.5% from CNY 10.62 million in Q1 2021[21] Other Financial Activities - The company approved a cash management plan using part of the idle raised funds and self-owned funds during the board meeting on March 15, 2022[15] - The company plans to implement a restricted stock incentive plan in 2022, which was discussed and approved in the same board meeting[15] - The net cash flow from investment activities was -10,349,696.44 CNY, indicating a decrease compared to the previous period[25] - The total cash inflow from financing activities was 357,777,957.48 CNY, primarily from investments and loans[25] - The net cash flow from financing activities was -20,843,837.00 CNY, a significant decrease compared to the previous period[25] Audit and Reliability - The report for the first quarter was not audited, which may affect the reliability of the financial data presented[26]