上海中洲特种合金材料股份有限公司 董事、监事和高级管理人员股份变动管理制度 第一章 总则 第一条 为加强上海中洲特种合金材料股份有限公司(以下简称"公司"或 "本公司")董事、监事和高级管理人员所持本公司股份及其变动的管理,维护证 券市场秩序,根据《中华人民共和国公司法》(以下简称"《公司法》")、《中 华人民共和国证券法》(以下简称"《证券法》")、《上市公司董事、监事和高 级管理人员所持本公司股份及其变动管理规则》、《上市公司股东、董监高减持 股份的若干规定》、《深圳证券交易所创业板股票上市规则》(以下简称"《创 业板股票上市规则》")、《深圳证券交易所上市公司自律监管指引第 10 号—— 股份变动管理》等有关法律法规、规范文件及《上海中洲特种合金材料股份有限 公司章程》（以下简称"《公司章程》"）的有关规定,结合公司实际情况,制定 本制度。 第二条 本制度适用于公司董事、监事和高级管理人员，包括其配偶、父母、 子女。公司董事、监事和高级管理人员所持本公司股份是指登记在其名下的所有 本公司股份及其衍生品种;公司董事、监事和高级管理人员从事融资融券交易的, 其所持本公司股份还包括记载在其信用账户内的本公司股 ...

证券代码：300963 证券简称：中洲特材 公告编号：2023-043 上海中洲特种合金材料股份有限公司 关于召开2023年第二次临时股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 一、召开会议的基本情况 1、股东大会届次：2023年第二次临时股东大会。 2、会议召集人：公司董事会。 3、会议召开的合法、合规性：公司第四届董事会第八次会议审议通过了《关 于召开2023年第二次临时股东大会的议案》，本次会议召开符合有关法律、行政 法规、部门规章、规范性文件、深交所业务规则和公司章程等的规定。 4、会议召开时间： （1）现场会议时间：2023年12月15日（星期五），下午2:30 （2）网络投票时间： 通过深圳证券交易所系统进行网络投票的具体时间为2023年12月15日上午 9:15至9:25、9:30至11:30，下午13:00至15:00； 通过深圳证券交易所互联网投票系统投票的具体时间为2023年12月15日9:15 至15:00期间的任意时间。 5、会议召开方式：本次股东大会采取现场表决和网络投票相结合的方式召开。 6、会议表决方式 （1） ...

上海中洲特种合金材料股份有限公司 股东大会议事规则 第一章 总 则 第一条 为规范上海中洲特种合金材料股份有限公司（以下简称"公司"或 "本公司"）行为，保证股东大会依法行使职权，根据《中华人民共和国公司法》 (以下简称"《公司法》")、《中华人民共和国证券法》(以下简称"《证券法》")、 《上市公司股东大会规则》、《上市公司章程指引》等法律、法规及《上海中洲 特种合金材料股份有限公司章程》（以下简称"《公司章程》"）的规定，制定 本规则。 第二条 公司应当严格按照法律、行政法规、本规则及《公司章程》的相关 规定召开股东大会，保证股东能够依法行使权利。 公司董事会应当切实履行职责，认真、按时组织股东大会。公司全体董事应 当勤勉尽责，确保股东大会正常召开和依法行使职权。 第三条 股东大会应当在《公司法》和《公司章程》规定的范围内行使职权。 第四条 股东大会分为年度股东大会和临时股东大会。年度股东大会每年召 开一次，应当于上一会计年度结束后的 6 个月内举行。临时股东大会不定期召开， 出现《公司法》第一百条规定的应当召开临时股东大会的情形时，临时股东大会 应当在 2 个月内召开。 公司在上述期限内不能召开股东大会 ...

证券代码：300963 证券简称：中洲特材 公告编号：2023-042 上海中洲特种合金材料股份有限公司 关于修订《公司章程》及部分治理制度的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 上海中洲特种合金材料股份有限公司（以下简称"公司"）于2023年11月 24日召开第四届董事会第八次会议，审议通过了《关于修订<公司章程>的议案》 《关于修订公司部分治理制度的议案》，上述议案尚需提交公司股东大会审议。 现将具体情况公告如下： 一、《公司章程》修订情况 根据中国证监会、深圳证券交易所近日对《上市公司独立董事管理办法》 《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自律监管 指引第2号——创业板上市公司规范运作》等相关法律法规及规范性文件的最新 修订，为进一步提升公司规范运作水平，完善公司治理结构，公司通过对照自 查，同时结合公司自身实际情况，对《公司章程》进行了系统性的梳理与修订， 具体修订对照情况如下： | 序号 | 修订前条款 | 修订后条款 | | --- | --- | --- | | 1 | 第十四条 经依法登记，公司的经营范 ...

证券代码：300963 证券简称:中洲特材 公告编号：2023-040 上海中洲特种合金材料股份有限公司 关于为全资子公司向银行申请综合授信 提供担保的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏。 上海中洲特种合金材料股份有限公司（以下简称"公司"）于2023年4月20 日、2023年5月26日分别召开了第四届董事会第四次会议及2022年年度股东大会审 议通过《关于公司及子公司2023年度向银行申请综合授信额度并为其提供担保的议 案》，具体内容详见公司2023年4月24日在巨潮资讯网（www.cninfo.com.cn） 披露的《关于公司及子公司2023年度向银行申请综合授信额度并为其提供担保 的公告》（公告编号：2023-017）。 为满足全资子公司江苏新中洲特种合金材料有限公司（以下简称"江苏新 中洲"）生产经营需求，江苏新中洲向中国建设银行股份有限公司东台支行、 上海浦东发展银行股份有限公司盐城分行申请银团授信总计人民币21,500万 元，授信期限为96个月；另外江苏新中洲向中国建设银行股份有限公司东台支 行申请授信人民币8,000万元，授 ...

Financial Performance - The company's revenue for Q3 2023 reached ¥279,219,093.96, representing a 19.50% increase compared to the same period last year[5] - Net profit attributable to shareholders for Q3 2023 was ¥29,369,099.57, up 43.07% year-on-year[5] - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥24,377,997.79, reflecting a 20.49% increase from the previous year[5] - The company's basic earnings per share for Q3 2023 was ¥0.13, an increase of 44.44% compared to the same period last year[5] - The total operating revenue for Q3 2023 was CNY 796,734,829.59, representing a 33.5% increase from CNY 596,640,680.21 in the same period last year[23] - The net profit for Q3 2023 reached CNY 77,405,451.01, a 34.3% increase compared to CNY 57,666,939.15 in Q3 2022[24] - Basic and diluted earnings per share were both CNY 0.33, up from CNY 0.25 in the previous year[25] Assets and Liabilities - The total assets at the end of Q3 2023 amounted to ¥1,413,827,528.24, a 4.07% increase from the end of the previous year[5] - The company's equity attributable to shareholders at the end of Q3 2023 was ¥985,199,318.81, a 6.43% increase from the end of the previous year[5] - The total assets as of Q3 2023 were CNY 1,413,827,528.24, compared to CNY 1,358,578,255.94 at the end of the previous year[21] - The total liabilities decreased slightly to CNY 428,628,209.43 from CNY 432,912,543.94 year-over-year[21] Cash Flow - Operating cash flow net amount for the year-to-date was -¥46,286,270.45, a significant decrease of 98.69% compared to the previous year[9] - The net cash flow from operating activities was -46,286,270.45, compared to -23,295,714.21 in the previous period, indicating a decline in operational cash flow[28] - Cash inflow from operating activities totaled 443,573,101.60, up from 333,300,400.79 in the previous period, reflecting a growth of approximately 33.1%[28] - Cash outflow from operating activities increased to 489,859,372.05 from 356,596,115.00, representing a rise of about 37.2%[28] - The ending cash and cash equivalents balance was 80,796,745.57, down from 90,596,864.36 in the previous period[28] Research and Development - Research and development expenses for the first nine months of 2023 were ¥36,861,459.89, up 40.98% year-on-year due to increased salaries and business development costs[9] - Research and development expenses for Q3 2023 were CNY 36,861,459.89, up 40.8% from CNY 26,146,007.61 in the same quarter last year[24] Government Subsidies and Other Income - The company reported a significant increase in government subsidies, with other income rising to ¥7,882,528.78, a 791.95% increase compared to the previous year[9] Shareholder Information - The total number of shares held by the top 10 unrestricted shareholders is 129,970,912 shares, with the largest shareholder holding 35.42%[15] - The company has no new restricted shares released during the reporting period, maintaining the total restricted shares at 129,970,912[15] - The company’s stock structure shows significant holdings by natural persons, with the top three shareholders holding a combined 51.6%[15] Investment Strategy - The company plans to establish a new aerospace industry investment fund with a target fundraising of ¥500 million, with the company contributing ¥25 million, accounting for 5% of the total[16] - The company’s investment strategy aims to enhance its industrial layout and achieve reasonable investment returns through partnerships with various investment firms[16] - The company is focused on expanding its market presence and exploring new investment opportunities to drive growth[16] Inventory and Accounts Receivable - Accounts receivable increased to ¥373,481,317.14 from ¥315,354,544.57, showing a growth of about 18.4%[17] - The company reported an increase in accounts receivable financing to ¥88,148,380.49 from ¥109,228,424.58, indicating a decrease of approximately 19.3%[17] - The company's inventory increased to CNY 348,781,244.73 from CNY 308,923,330.28, indicating a 12.9% rise[20] Tax Payments - The company reported a significant increase in tax payments, totaling 25,187,600.54 compared to 15,848,047.94 previously, reflecting higher operational costs[28] Audit Status - The company has not undergone an audit for the third quarter report, which may affect investor confidence[29]

证券代码：300963 证券简称：中洲特材 公告编号：2023-039 上海中洲特种合金材料股份有限公司 关于聘任证券事务代表的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 上海中洲特种合金材料股份有限公司（以下简称"公司"）于2023年10月 19日召开第四届董事会第七次会议，审议通过了《关于聘任证券事务代表的议 案》，同意聘任顾嘉意先生为公司证券事务代表，协助公司董事会秘书开展工 作，任期自本次董事会审议通过之日起至第四届董事会届满之日止。 顾嘉意先生已取得深圳证券交易所颁发的董事会秘书资格证书，任职资格 符合深圳证券交易所有关规定，其简历详见附件。 证券事务代表联系方式如下： 电 话：021-59966058 传 真：021-59966058 电子邮箱：gjy@shzztc.com 联系地址：上海市嘉定工业区世盛路580号 特此公告。 上海中洲特种合金材料股份有限公司董事会 2023年10月23日 附件：顾嘉意先生简历 顾嘉意先生，男，中国国籍，无境外永久居留权，1993 年 5 月出生，本科 学历，拥有注册会计师专业阶段证书、证券、基金从业资格 ...

第四届董事会第七次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 一、董事会会议召开情况 上海中洲特种合金材料股份有限公司（以下简称"公司"）第四届董事会 第七次会议通知已于2023年10月13日以电子邮件或其他方式送达至各位董事。 本次会议于2023年10月19日下午14:30在公司五楼会议室以现场结合通讯方式召 开。会议应到董事9人，实到9人，其中董事付峪先生、独立董事宋长发先生、 韩木林先生和袁亚娟女士以通讯方式出席会议。 本次会议由董事长冯明明先生主持，公司全体监事、高级管理人员列席了 本次会议。本次会议的召开符合有关法律、行政法规、部门规章、规范性文件 和公司章程的规定。 证券代码：300963 证券简称：中洲特材 公告编号：2023-038 上海中洲特种合金材料股份有限公司 为投入足够精力承担审计委员会的工作，徐亮先生不再担任提名委员会委 员。经公司董事长提名，选举冯晓航先生为第四届董事会提名委员会委员，任 期自本次董事会审议通过之日起至第四届董事会届满之日止，提名委员会其余 委员不变。 二、董事会会议审议情况 会议审议并通过如下议案 ...

Financial Performance - The company's operating revenue for the reporting period reached ¥517,515,735.63, representing a 42.57% increase compared to ¥362,985,748.86 in the same period last year[27]. - The net profit attributable to shareholders was ¥48,036,351.44, up 29.34% from ¥37,138,528.75 year-on-year[27]. - The net profit after deducting non-recurring gains and losses was ¥45,489,269.61, reflecting a 25.28% increase from ¥36,309,833.07 in the previous year[27]. - The basic earnings per share increased to ¥0.21, a rise of 31.25% compared to ¥0.16 in the same period last year[27]. - The total assets at the end of the reporting period were ¥1,354,058,213.22, a slight decrease of 0.33% from ¥1,358,578,255.94 at the end of the previous year[27]. - The net assets attributable to shareholders increased by 3.17% to ¥954,982,063.44 from ¥925,665,712.00 at the end of the previous year[27]. - The company's total operating revenue for the first half of 2023 reached CNY 517.52 million, a significant increase of 42.6% compared to CNY 362.99 million in the same period of 2022[164]. - The total operating costs amounted to CNY 466.11 million, up 48.5% from CNY 313.91 million year-on-year[164]. - Net profit for the first half of 2023 was CNY 48.04 million, representing a 29.3% increase from CNY 37.14 million in the first half of 2022[166]. Corporate Governance - The financial report is guaranteed to be true, accurate, and complete by the company's management, including the legal representative and accounting head[3]. - All directors attended the board meeting to review the semi-annual report[4]. - The company held its annual general meeting on May 26, 2023, to approve changes in registered capital and business scope[26]. - The company’s financial report for the first half of 2023 was approved by the board of directors on August 15, 2023[191]. Risk Management - The company emphasizes the importance of risk awareness regarding forward-looking statements made in the report[4]. - The report includes a section on risks faced by the company and corresponding countermeasures[4]. - The company faced significant risks from raw material price fluctuations, particularly for cobalt and nickel, which constitute a large portion of procurement costs[93]. - To mitigate market competition risks, the company plans to enhance new product development and optimize product structure for differentiated sales[93]. Market Position and Strategy - The company specializes in the production of special alloy materials, including cobalt-based, nickel-based, and iron-based alloys[18]. - The company is engaged in the research, production, and sales of high-temperature corrosion-resistant alloy materials, with applications in various industries including aerospace, petrochemicals, and nuclear power[37]. - The high-temperature alloy market in China is projected to grow from approximately ¥220 billion in 2021 to over ¥300 billion by 2025, indicating significant market potential[36]. - The company has been increasing investments in the research and production of high-temperature corrosion-resistant alloy castings and deformed alloys to accelerate capacity expansion[36]. - The company has established stable partnerships with over 30 large state-owned enterprises and listed companies in China, including Sinopec and CRRC, and is the sole supplier of high-pressure oxygen valve castings and forgings for Sinopec[47]. - The company is recognized as one of the few global suppliers of high-temperature alloy castings and forgings for Shell and BP, with products sold to 16 Emerson factories, 11 Flowserve factories, and 11 GE factories worldwide[47]. Research and Development - The company has accumulated 111 national patents and possesses 12 core technologies in high-temperature corrosion-resistant alloy manufacturing, enhancing its R&D capabilities[50]. - Research and development expenses increased by 48.83% to ¥23,715,766.32, attributed to salary growth and increased business development costs[58]. - The company has initiated research and development for new products, aiming to enhance its competitive edge in the market[184]. Investment and Capital Management - The company reported a significant increase in equity, with total capital rising to ¥234,000,000.00, reflecting a 5.80% increase due to capital reserves being converted into share capital[65]. - The total amount of raised funds is CNY 31,032.41 million, with CNY 3,017.81 million invested during the reporting period and a cumulative investment of CNY 19,494.57 million[77]. - The company has committed to invest a total of 25,037 million CNY in fundraising projects, with an adjusted total of 27,874 million CNY, achieving 16,094 million CNY by the report date, which is 42.87% of the planned investment[80]. - The company has effectively controlled risks while managing idle raised funds, ensuring compliance with regulations[83]. Shareholder Information - The total number of common shareholders at the end of the reporting period is 14,298[142]. - The largest shareholder, Feng Mingming, holds 35.42% of the shares, totaling 82,877,450 shares[142]. - The company approved a cash dividend of RMB 1.2 per 10 shares, totaling RMB 18,720,000 for the year 2022[132]. - The total share capital after the rights distribution is 234,000,000 shares[137]. Environmental and Social Responsibility - The company achieved a reduction of 1,319 tons in carbon dioxide emissions through energy-saving technologies during the reporting period[105]. - There were no significant environmental penalties or violations reported during the period[104]. Compliance and Legal Matters - The half-year financial report has not been audited[113]. - The company reported no significant litigation or arbitration matters during the reporting period[116]. - The company has not engaged in any non-operating fund occupation by controlling shareholders or related parties during the reporting period[111].

安信证券股份有限公司关于 | 2、网络媒体搜索，核查是否有负面报告； | | | | --- | --- | --- | | 3、了解管理层、实际控制人、股东是否有不良诚信记录； | | | | 4、查阅定期报告、公司公告等资料。 | | | | 1.是否建立了防止控股股东、实际控制人及其关联人直接 | √ | | | 或者间接占用上市公司资金或者其他资源的制度 | | | | 2.控股股东、实际控制人及其关联人是否不存在直接或者 | √ | | | 间接占用上市公司资金或者其他资源的情形 | | | | 3.关联交易的审议程序是否合规且履行了相应的信息披露 | | √ | | 义务 | | | | 4.关联交易价格是否公允 | | √ | | 5.是否不存在关联交易非关联化的情形 | √ | | | 6.对外担保审议程序是否合规且履行了相应的信息披露义 | √ | | | 务 | | | | 7.被担保方是否不存在财务状况恶化、到期不清偿被担保 | √ | | | 债务等情形 | | | | 8.被担保债务到期后如继续提供担保，是否重新履行了相 | | √ | | 应的审批程序和披露义务 | | | | （ ...