本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 杭州华塑科技股份有限公司（以下简称"公司"）第二届监事会第六次会议 通知已于 2024 年 10 月 24 日通过邮件方式送达。会议于 2024 年 10 月 28 日以现 场及通讯表决相结合的方式在公司会议室召开，其中李莹女士通过通讯表决方式 出席会议。本次会议应出席监事 3 名，实际出席监事 3 名。会议由监事会主席李 莹女士召集并主持。本次会议的召开和表决程序符合《中华人民共和国公司法》 等法律、法规、规范性文件和《公司章程》的有关规定，会议合法、有效。公司 监事审议通过如下议案： 二、监事会会议审议情况 1、审议通过《关于公司<2024 年第三季度报告>的议案》； 证券代码：301157 证券简称：华塑科技 公告编号：2024-037 杭州华塑科技股份有限公司 第二届监事会第六次会议决议公告 具体内容详见 2024 年 10 月 30 日在中国证监会指定创业板信息披露网站巨 潮资讯网（http://www.cninfo.com.cn）披露的《2024 年第三季度报告》。 表决结果： ...

Financial Performance - The company's revenue for Q3 2024 was ¥51,007,827.30, a decrease of 2.70% compared to the same period last year[3]. - Net profit attributable to shareholders for Q3 2024 was ¥4,523,234.66, down 35.29% year-on-year[3]. - The net profit after deducting non-recurring gains and losses was ¥1,210,204.82, an increase of 46.53% compared to the same period last year[3]. - Total operating revenue for the third quarter reached ¥191,166,033.88, an increase of 22.5% compared to ¥155,979,983.86 in the same period last year[16]. - The net profit for Q3 2024 was CNY 21,879,721.58, an increase of 12.2% compared to CNY 19,483,690.66 in the same period last year[17]. - The total comprehensive income for the period was CNY 21,884,751.00, up from CNY 19,523,981.59 year-over-year, reflecting a growth of 12.1%[18]. - Basic and diluted earnings per share for Q3 2024 were both CNY 0.3647, compared to CNY 0.3542 in Q3 2023, representing an increase of 3.9%[18]. Assets and Liabilities - Total assets as of September 30, 2024, were ¥1,193,414,586.60, a decrease of 5.29% from the end of the previous year[3]. - The company's total liabilities decreased to ¥120,430,259.56 from ¥199,940,148.26, a decline of 39.8%[15]. - The company's total equity attributable to shareholders increased by 1.22% to ¥1,072,984,327.04 compared to the end of the previous year[3]. - The total equity attributable to shareholders rose to ¥1,072,984,327.04 from ¥1,060,099,576.04, an increase of 1.8%[15]. Cash Flow - The company's cash flow from operating activities showed a net outflow of ¥1,813,426.55, a significant improvement of 96.98% year-on-year[3]. - The net cash flow from operating activities for the first nine months of 2024 was -1,813,426.55, a 96.98% improvement compared to -60,028,798.76 in the same period of 2023, attributed to better receivables management and reduced tax payments[8]. - The net cash flow from investing activities decreased by 71.50% to -132,692,628.80 from -465,654,312.14 year-on-year, mainly due to cash management of temporarily idle funds[8]. - The net cash flow from financing activities was -37,567,881.47, a significant decline of 104.89% from 768,936,334.91 in the previous year, primarily due to loan repayments for property purchases[8]. - The net increase in cash and cash equivalents was -172,366,301.73, reflecting a 170.73% decrease from an increase of 243,690,254.00 in the same period last year[8]. - The company reported a cash and cash equivalents balance of CNY 181,312,516.73 at the end of Q3 2024, down from CNY 283,783,342.21 at the end of Q3 2023[20]. Investments and Income - The company reported a 362.87% increase in receivables financing, amounting to ¥9,510,095.47, due to large bank acceptance bills[6]. - The company’s investment income increased by 31.03% to ¥8,290,528.92, attributed to cash management of temporarily idle funds[7]. - The company reported a significant increase in investment income to ¥8,290,528.92, compared to ¥6,327,193.18 in the previous year, reflecting a growth of 30.9%[16]. Shareholder Information - The total number of common shareholders at the end of the reporting period was 8,017, with the top ten shareholders holding a significant portion of shares[9]. - Hangzhou Pichula Holdings Co., Ltd. held 36.89% of the shares, making it the largest shareholder[9]. - Li Mingxing and Yang Dongqiang each held 8.57% of the shares, while Yang Dianxuan held 8.50%[9]. - The company has not reported any changes in the status of restricted shares for the top shareholders[11]. Operational Efficiency - The company is actively managing its cash flow and investments to improve financial stability and operational efficiency[8]. - Research and development expenses increased to ¥19,000,328.68, representing a rise of 23.5% compared to ¥15,429,186.18 in the previous year[16]. - Inventory levels rose to ¥110,513,768.66, up 10.7% from ¥99,813,211.76 at the beginning of the period[13]. - The company's cash and cash equivalents decreased to ¥189,388,018.89 from ¥371,146,358.97, reflecting a decline of 48.9%[13]. - The company incurred a credit impairment loss of CNY -160,931.90, compared to CNY -1,421,768.72 in the previous year, indicating a reduction in credit losses[17].

证券代码：301157 证券简称：华塑科技 公告编号：2024-040 杭州华塑科技股份有限公司 关于控股孙公司购买资产的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、交易概述 杭州华塑科技股份有限公司（以下简称"公司"）于 2024 年 10 月 28 日召开了第二届董事会第六次会议、第二届监事会第六次会议，分别审议 通过了《关于控股孙公司购买资产的议案》。为实现公司中长期发展战略 和未来经营发展的需要，公司控股孙公司南京华塑数字能源技术有限公司 （以下简称"南京华塑"）拟用自有资金以现金方式向南京睿储科技有限 公司（以下简称"南京睿储"）购买其 PCS 产品的研发、生产和销售业务 相关的部分经营性资产，包括 PCS 产品相关的存货、固定资产、在建工程、 无形资产（以下统称"标的资产"）。 公司已聘请具有执业证券、期货相关业务评估资格的坤元资产评估有 限公司对上述标的资产进行了评估，出具了坤元评报〔2024〕785 号《杭州华 塑科技股份有限公司拟了解部分资产价值评估项目资产评估报告》。本次交易 的标的资产的评估价值为人民币 656.26 万元（ ...

证券代码：301157 证券简称：华塑科技 公告编号：2024-041 杭州华塑科技股份有限公司 关于公司向银行申请综合授信额度的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 杭州华塑科技股份有限公司(以下简称"公司")于 2024 年 10 月 28 日召开 第二届董事会第六次会议、第二届监事会第六次会议，审议通过了《关于公司向 银行申请综合授信额度的议案》，同意公司拟向宁波银行股份有限公司杭州分行 申请总额不超过人民币 1.00 亿元(含)的综合授信额度。现将有关情况公告如下： 一、综合授信的基本情况 为满足生产经营及业务发展的资金需要，公司拟向宁波银行股份有限公司杭 州分行申请总额不超过人民币 1.00 亿元(含)的综合授信额度，其担保方式为信 用授信，授信种类包括但不限于银行贷款、保函、信用证、承兑汇票、票据贴现、 保理等方式融资。具体业务品种、授信额度及授信期限最终以银行实际审批为准。 授权有效期限为自董事会审议通过之日起 12 个月内有效。在上述期限内，授信 额度可循环滚动使用。 本次申请的综合授信额度不等于公司的实际融资金额，实际融资金额 ...

二、董事会会议审议情况 证券代码：301157 证券简称：华塑科技 公告编号：2024-036 杭州华塑科技股份有限公司 第二届董事会第六次会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 杭州华塑科技股份有限公司（以下简称"公司"）第二届董事会第六次会议 通知已于 2024 年 10 月 24 日通过邮件方式送达。会议于 2024 年 10 月 28 日以现 场及通讯表决相结合的方式在公司会议室召开，其中聂孟建先生通过通讯表决方 式出席会议。本次会议应出席董事 8 名，实际出席董事 8 名。会议由董事长杨冬 强先生召集并主持，公司监事、高级管理人员列席了会议。本次会议的召开和表 决程序符合《中华人民共和国公司法》等法律、法规、规范性文件和《公司章程》 的有关规定，会议合法、有效。公司董事审议通过如下议案： 1、审议通过《关于公司<2024 年第三季度报告>的议案》； 经与会董事审议，公司《2024 年第三季度报告》的内容真实、准确、完整 地反映了公司 2024 年第三季度经营的实际情况，不存在任何虚假记载、误导性 陈述或者 ...

根据《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自 律监管指引第 2 号——创业板上市公司规范运作》及《公司章程》等有关规定， 本次对外投资设立控股孙公司事项无需提交董事会、股东大会审议。 公司本次对外投资设立控股孙公司资金来源于公司自有资金。本次对外投资 事项不涉及关联交易，亦不构成《上市公司重大资产重组管理办法》规定的重大 资产重组。 二、共同出资方介绍 证券代码：301157 证券简称：华塑科技 公告编号：2024-035 杭州华塑科技股份有限公司 关于投资设立控股孙公司并取得营业执照的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、对外投资概述 为进一步满足经营发展需要，拓展业务范围，落实战略规划，提高市场竞争 力，杭州华塑科技股份有限公司（以下简称"公司"）全资子公司杭州敦能科技 有限责任公司与杭州有邻能源科技合伙企业（有限合伙）共同投资设立了合资公 司南京华塑数字能源技术有限公司。杭州敦能科技有限责任公司以自有资金认缴 出资 350 万元人民币，出资比例为 70%；杭州有邻能源科技合伙企业（有限合伙） 认缴出资 150 万 ...

1 | 项目 | 工作内容 | | --- | --- | | （2）发表非同意意见所涉问题及结论意见 | 无 | | 7.向深圳证券交易所报告情况（现场检查报告除外） | | | （1）向深圳证券交易所报告的次数 | 无 | | （2）报告事项的主要内容 | 不适用 | | （3）报告事项的进展或者整改情况 | 不适用 | | 8.关注职责的履行情况 | | | （1）是否存在需要关注的事项 | 不适用 | | （2）关注事项的主要内容 | 不适用 | | （3）关注事项的进展或者整改情况 | 不适用 | | 9.保荐业务工作底稿记录、保管是否合规 | 是 | | 10.对上市公司培训情况 | | | （1）培训次数 | 0次 | | （2）培训日期 | 不适用 | | （3）培训的主要内容 | 不适用 | | 11.其他需要说明的保荐工作情况 | 无 | 中信证券股份有限公司 关于杭州华塑科技股份有限公司 2024年半年度跟踪报告 | 保荐机构名称：中信证券股份有限公司 | 被保荐公司简称：华塑科技 | | --- | --- | | 保荐代表人姓名：朱玮 | 联系电话：0571-8578 3757 | ...

第二届监事会第五次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 证券代码：301157 证券简称：华塑科技 公告编号：2024-028 杭州华塑科技股份有限公司 2、审议通过《关于公司<2024 年半年度募集资金存放与使用情况的专项报 告>的议案》； 经与会监事审议，公司《2024 年半年度募集资金存放与使用情况的专项报 告》真实、准确、完整的反映了公司 2024 年半年度的募集资金存放与使用情况。 公司 2024 年半年度募集资金的存放与使用均符合中国证券监督管理委员会、深 圳证券交易所对募集资金存放和使用的相关要求，不存在违规使用募集资金的行 为，亦不存在改变或者变相改变募集资金投向和损害股东利益的情形。 具体内容详见 2024 年 08 月 29 日在中国证监会指定创业板信息披露网站巨 潮资讯网（http://www.cninfo.com.cn）披露的公司《2024 年半年度募集资金 存放与使用情况的专项报告》。 表决结果：3 票赞成，0 票反对，0 票弃权。 3、审议通过《关于公司向银行申请综合授信额度的议案》。 ...

Financial Performance - The company reported a significant increase in revenue for the first half of 2024, reaching ¥500 million, representing a 20% growth compared to the same period last year[2]. - The company's operating revenue for the first half of 2024 was RMB 140,158,206.58, representing a 35.34% increase compared to RMB 103,557,361.43 in the same period last year[12]. - The net profit attributable to shareholders of the listed company was RMB 17,356,486.92, up 38.92% from RMB 12,493,795.90 in the previous year[12]. - The net profit after deducting non-recurring gains and losses was RMB 12,477,462.11, reflecting a 48.31% increase from RMB 8,413,302.70 in the same period last year[12]. - Basic earnings per share increased to RMB 0.2893, a rise of 21.55% compared to RMB 0.2380 in the same period last year[12]. - Total profit for the first half of 2024 was CNY 18,759,467.43, an increase of 43.3% from CNY 13,082,395.75 in the same period of 2023[131]. - The company reported a total of 101.99 million yuan in related party transactions, accounting for 9.91% of similar transaction amounts[99]. Market Expansion and Strategy - The company has provided a positive outlook for the second half of 2024, projecting a revenue growth of 25% year-over-year[2]. - The company is expanding its market presence in Southeast Asia, targeting a 10% market share by the end of 2025[2]. - A strategic acquisition of a local competitor is in progress, aimed at increasing production capacity by 30%[2]. - The company plans to focus on expanding its overseas business and has launched the GERCHAMP brand in international markets to enhance service quality[37]. - The company aims to enhance its market expansion strategies through continuous technological advancements and differentiated services[16]. - The company plans to continue expanding its market presence and investing in new technologies[143]. Research and Development - The company plans to invest ¥100 million in R&D for innovative energy solutions over the next year[2]. - Research and development investment amounted to ¥12,619,388.85, reflecting a 34.52% increase compared to the previous year, driven by the expansion of the energy storage lithium battery business[61]. - The company is actively developing new battery management systems for sodium-ion and nickel-zinc batteries, diversifying its product offerings[56]. - The company has established a comprehensive quality control system from research and development to after-sales service, ensuring high-quality product delivery[50]. Product Development and Innovation - New product development includes the launch of a next-generation battery management system, expected to enhance battery safety and efficiency[2]. - Hu塑科技 focuses on battery safety management, offering products like energy storage BMS, backup BMS, and power BMS, serving key sectors such as energy storage, data centers, and transportation[16]. - The HL-BS energy storage BMS system provides real-time monitoring and protection against overcharging, over-discharging, and short circuits, ensuring efficient and safe operation of energy storage systems[20]. - The company has a strong focus on technological innovation and product iteration, which has solidified its relationships with clients and expanded its market presence[16]. Financial Management - The company's net cash flow from operating activities improved to RMB -14,438,419.66, a 56.99% improvement from RMB -33,569,945.68 in the previous year[12]. - The company's total investment during the reporting period was 887,544,983.89 CNY, representing a 72.30% increase compared to the same period last year[69]. - The company's cash and cash equivalents decreased from ¥371,146,358.97 to ¥165,872,154.67, a decline of approximately 55.4%[123]. - The company's total liabilities decreased to CNY 128,986,850.44 from CNY 199,940,148.26, representing a decline of about 35.4%[128]. Risk Factors and Challenges - Risk factors identified include market competition and potential policy changes, with mitigation strategies outlined in the report[2]. - The company faces risks related to market competition in the energy storage lithium battery BMS sector, which is currently in its early development stage[83]. - The gross margin for energy storage battery BMS products has shown a decline compared to backup battery BMS products due to increased competition[84]. Corporate Governance and Compliance - The company has implemented an environmental management system and obtained ISO 14001:2015 certification[92]. - The company has established a complete quality management system and received ISO 9001:2015 certification[93]. - There were no significant legal disputes or administrative penalties during the reporting period[98]. - The company has not engaged in any non-operating fund occupation by controlling shareholders or related parties[97]. Shareholder Information - The company's total share capital is 60 million shares, with 75% being limited sale condition shares[112]. - The total number of shareholders at the end of the reporting period was 8,490[113]. - The largest shareholder, Hangzhou Piqiula Holdings Co., Ltd., holds 22,135,275 shares, representing 36.89% of total shares[114].

证券代码：301157 证券简称：华塑科技 公告编号：2024-032 杭州华塑科技股份有限公司 2024 年半年度募集资金存放与使用情况的专项报告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 根据中国证券监督管理委员会《上市公司监管指引第 2 号——上市公司募集资金管理和 使用的监管要求（2022 年修订）》（证监会公告〔2022〕15 号）和深圳证券交易所印发的 《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作（2023 年 12 月修订）》（深证上〔2023〕1146 号）的规定，将本公司募集资金 2024 年半年度存放与使 用情况专项说明如下。 一、募集资金基本情况 (一) 实际募集资金金额和资金到账时间 根据中国证券监督管理委员会《关于同意杭州华塑科技股份有限公司首次公开发行股票 注册的批复》（证监许可〔2022〕2505 号），本公司由主承销商中信证券股份有限公司采 用余额包销方式，向社会公众公开发行人民币普通股（A 股）股票 15,000,000 股，发行价 为每股人民币 56.50 元，共计募集资金 847,500, ...