Financial Performance - Revenue for Q3 2024 reached ¥507,796,993.98, an increase of 0.99% year-over-year, while year-to-date revenue decreased by 2.02% to ¥1,410,900,152.75[3] - Net profit attributable to shareholders for Q3 2024 was ¥42,040,658.61, down 15.73% compared to the same period last year, with a year-to-date net profit of ¥120,678,385.94, a decrease of 12.96%[3] - Basic earnings per share for Q3 2024 was ¥0.2184, reflecting a 4.00% increase year-over-year, while diluted earnings per share was ¥0.2182, up 4.05%[3] - Total revenue for the third quarter was ¥1,410,900,152.75, a decrease of 2.0% compared to ¥1,439,983,612.03 in the previous year[19] - Operating income was ¥712,445,786.52, down from ¥747,237,863.64, indicating a decline of 4.6%[19] - The company reported a total comprehensive income of CNY 138,495,977.56 for Q3 2024, compared to CNY 155,854,382.54 in Q3 2023, indicating a decline of 11.1%[21] - Basic earnings per share for Q3 2024 were CNY 0.6254, down from CNY 0.7182 in Q3 2023, a decrease of 12.4%[21] Assets and Liabilities - Total assets as of September 30, 2024, were ¥3,841,374,527.18, a decrease of 2.10% from the end of the previous year[3] - The company's total equity remained stable at ¥3,290,993,775.73 compared to ¥3,290,789,343.28, showing minimal change[18] - Current liabilities decreased to ¥497,961,358.86 from ¥592,805,095.07, a reduction of 16.0%[18] - The company’s total liabilities decreased by 36.81% in accounts payable, reflecting reduced procurement and project payments[7] Cash Flow and Investments - Cash and cash equivalents decreased by 43.95% to ¥1,115,899,129.93 due to investments in financial products and share buybacks[7] - The net cash flow from operating activities for the first nine months of 2024 was ¥136,138,600.04, down 25.73% year-over-year[8] - The company incurred a net cash outflow of CNY 451,646,981.53 from investing activities, worsening from a net outflow of CNY 182,299,863.94 in Q3 2023[23] - The cash and cash equivalents at the end of Q3 2024 were CNY 815,658,649.40, down from CNY 994,435,010.67 at the end of Q3 2023, a decrease of 18.0%[23] Shareholder Information - The total number of common shareholders at the end of the reporting period is 18,942[9] - The largest shareholder, Shenzhen Zhongkong Times Investment Co., Ltd., holds 30.05% of shares, totaling 58,500,000 shares[10] - Shareholder Che Quan Hong holds 17.48% of shares, totaling 34,022,300 shares[10] - The total number of restricted shares at the beginning of the period was 128,327,159, with 8,634,958 shares released during the period, leaving 119,692,201 restricted shares at the end[14] - The released restricted shares represent 4.4355% of the company's total share capital[15] - The company has no shareholders participating in margin trading or securities lending[12] - The company has no changes in the top 10 shareholders due to securities lending or returning shares[13] - The company has a total of 2,230,000 shares held in the repurchase special account, accounting for 1.15% of the current total share capital[11] - The largest shareholder, Che Quan Hong, is also the controlling shareholder of Shenzhen Zhongkong Times Investment Co., Ltd., holding 76.02% of its shares[10] - The company has no known related party relationships among other shareholders[10] Operating Costs and Expenses - Total operating costs increased to ¥1,283,744,507.66, up from ¥1,262,912,308.23, reflecting a rise of 1.0%[19] - Research and development expenses for the period were ¥163,371,299.00, compared to ¥156,078,964.11 in the previous year, an increase of 4.1%[19] - The company reported a net interest income of ¥33,268,254.31, down from ¥45,417,933.63, a decline of 26.8%[19] Investment Income - Investment income increased by 384.97% to ¥4,917,886.48, primarily due to increased returns from financial products[8] - The investment income for Q3 2024 was CNY 4,917,886.48, a significant recovery from a loss of CNY 1,725,758.54 in Q3 2023[20] - The company reported an increase in other income to CNY 11,570,705.16, compared to CNY 8,430,892.85 in the previous year, reflecting a growth of 37.8%[20] Other Financial Metrics - Non-current assets increased to ¥1,009,554,555.84 from ¥899,869,384.55, reflecting a growth of 12.2%[17] - The company reported a significant increase in trading financial assets, which rose by 843.48% to ¥764,033,931.90, attributed to the increase in structured deposits[7]

熵基科技股份有限公司（以下简称"公司"）于 2024 年 10 月 24 日以邮件方 式发出关于召开第三届监事会第十一次会议的通知。本次会议于 2024 年 10 月 28 日以现场及通讯方式召开。本次会议由公司监事会主席江文娜女士主持，会 议应到监事 3 名，实到监事 3 名，董事会秘书列席会议。本次会议的通知、召集、 召开和表决程序符合《中华人民共和国公司法》等有关法律、行政法规、部门规 章、规范性文件及《熵基科技股份有限公司章程》的规定。 二、监事会会议审议情况 证券代码：301330 证券简称：熵基科技 公告编号：2024-046 熵基科技股份有限公司 第三届监事会第十一次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 特此公告。 （一） 审议通过《关于〈公司 2024 年第三季度报告〉的议案》 熵基科技股份有限公司监事会 监事会认为：《公司 2024 年第三季度报告》的编制和审核程序符合法律法规、 中国证监会和深圳证券交易所的相关规定，《公司 2024 年第三季度报告》内容真 实、准确、完整地反映了公司 2024 ...

证券代码：301330 证券简称：熵基科技 公告编号：2024-044 熵基科技股份有限公司 关于注销及开立闲置募集资金现金管理专用结算账户的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 为提高闲置募集资金使用效率，合理利用暂时闲置的募集资金，增加公司投 资收益和股东回报，熵基科技股份有限公司（以下简称"公司"）于 2023 年 10 月 13 日召开第三届董事会第五次会议和第三届监事会第五次会议，审议通过了 《关于使用部分暂时闲置募集资金进行现金管理的议案》，同意在确保不影响募 集资金投资项目建设和公司正常经营的情况下，公司及子公司使用不超过人民币 80,000 万元（含本数）的部分暂时闲置募集资金（含超募资金）进行现金管理， 募集资金现金管理额度及授权的有效期自公司董事会审议通过之日起 12 个月内 有效，并在上述额度内滚动使用。公司独立董事、监事会、保荐机构均发表了明 确同意的意见。具体内容详见公司于 2023 年 10 月 13 日在巨潮资讯网 （http://www.cninfo.com.cn）披露的《关于使用部分暂时闲置募集资金进行现金 管 ...

瑞银证券有限责任公司 关于熵基科技股份有限公司 2024 年半年度持续督导跟踪报告 | 保荐机构名称：瑞银证券有限责任公司 | 被保荐公司简称：熵基科技 | | | --- | --- | --- | | 保荐代表人姓名：罗勇 | 联系电话：010 – | 58328888 | | 保荐代表人姓名：蔡志伟 | 联系电话：010 – | 58328888 | 一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 0 次 | | 2.督导公司建立健全并有效执行规章制度的情况 | | | （1）是否督导公司建立健全规章制度（包括但不 | | | 限于防止关联方占用公司资源的制度、募集资金管 | 是 | | 理制度、内控制度、内部审计制度、关联交易制 | | | 度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 每月 1 次 | | （2）公司募集资金项目进展是否与信息披露 ...

| --- | --- | --- | --- | |------------|--------|--------------------------------------------------------|---------------------| | | | | | | 证券代码： | 301330 | 证券简称：熵基科技 | 公告编号： 2024-043 | | | | 熵基科技股份有限公司 | | | | | 关于参加广东辖区 2024 年投资者 | | | | | 网上集体接待日活动的公告 | | | | | 本公司及董事会全体成员保证信息披露的内容真实、准确、完 | | | | | 整，没有虚假记载、误导性陈述或重大遗漏。 | | 为进一步加强与投资者的互动交流，熵基科技股份有限公司（以下简称"公 司"）将参加由广东证监局、广东上市公司协会联合举办的"坚定信心 携手共进 助力上市公司提升投资价值——2024 广东辖区上市公司投资者关系管理月活动 投资者集体接待日"。现将有关事项公告如下： 本次活动将采用网络远程的方式举行，投资者可登录"全景路演"网站 （http://rs.p5w.net）参 ...

证券代码：301330 证券简称：熵基科技 熵基科技股份有限公司投资者关系活动记录表 编号：2024-02 | --- | --- | --- | --- | --- | |-----------------------|----------------------------------------------------------------------------|---------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------| | | | | | | | 投资者关系 | 特定对象调研 | 分析师会议 | 媒体采访 业绩说明会 | 新闻发布会 | | 活动类别 | 路演活动 | 现场参观 | 其他（ | ） | | 参与单位名 称 | 线上参与公司 2024 | | 年半 ...

证券代码：301330 证券简称：熵基科技 公告编号：2024-042 熵基科技股份有限公司 关于注销及开立闲置募集资金现金管理专用结算账户的公告 | 东莞银行股份有限公司樟 | 熵基科技（广东）有限公司 | 539000016542752 | | --- | --- | --- | | 开户银行 木头支行 | 账户名称 | 账户号码 | 根据《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要 求》及《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范 运作》等法律法规的相关规定，上述账户将仅用于闲置募集资金（含超募资金） 进行现金管理的专用结算，不会用于存放非募集资金或用作其他用途。 （http://www.cninfo.com.cn）披露的《关于使用部分暂时闲置募集资金进行现金 管理的公告》（公告编号：2024-040）。 一、注销闲置募集资金现金管理专用结算账户的情况 因购买理财产品的需要，公司全资子公司熵基科技（广东）有限公司（以下 简称"广东熵基"）在东莞银行股份有限公司樟木头支行开立了闲置募集资金现 金管理专用结算账户，用于对闲置募集资金进行现金管理，具体内容详见公 ...

Financial Performance - The company's operating revenue for the reporting period was ¥903,103,158.77, a decrease of 3.64% compared to ¥937,182,670.00 in the same period last year[13]. - Net profit attributable to shareholders was ¥78,637,727.33, down 11.40% from ¥88,754,335.62 year-on-year[13]. - The net profit after deducting non-recurring gains and losses was ¥67,172,205.06, representing a decline of 28.90% compared to ¥94,476,476.50 in the previous year[13]. - The net cash flow from operating activities was ¥66,632,321.85, a significant drop of 49.03% from ¥130,730,027.12 in the same period last year[13]. - The total assets at the end of the reporting period were ¥3,798,491,466.69, a decrease of 3.20% from ¥3,923,900,732.70 at the end of the previous year[13]. - The company's total revenue for the period was approximately 1.6 billion CNY, with a year-over-year decrease of 9.32% in domestic sales and a slight decrease of 0.87% in overseas sales[61][62]. - The gross profit margin for smart office products improved by 5.88% year-over-year, reaching 62.95%, despite a 10.34% decline in revenue[61]. - The overall R&D expenditure increased by 4.62% compared to the previous year, indicating a commitment to innovation[63]. - The total profit for the first half of 2024 was CNY 89.8 million, down from CNY 109.2 million in the same period of 2023, representing a decline of about 17.7%[154]. Risk Management - The company emphasizes the importance of risk factors and corresponding countermeasures in its management discussion[1]. - The company has detailed its future risk factors in the management discussion section of the report[1]. - The company acknowledges risks associated with the inability to achieve expected returns from fundraising investment projects due to potential changes in market demand, industry structure, and economic or political conditions[100]. - The company is exposed to foreign exchange risks due to its international operations, particularly with significant sales denominated in USD and EUR[99]. - The company faces increasing market competition, particularly in the biometrics industry, necessitating ongoing product optimization and brand enhancement[92]. Corporate Governance - The report outlines the company's governance structure and responsibilities[2]. - The financial report is guaranteed to be true, accurate, and complete by the company's responsible personnel[1]. - The company has established multiple communication channels with investors to ensure transparency and protect their rights[110]. - The company held its annual general meeting on May 15, 2024, with a participation rate of 71.15%, where several key resolutions were passed, including the approval of the 2023 annual report and profit distribution plan[104]. - The company has achieved ISO 45001:2018 certification for occupational health and safety management system, emphasizing a "safety first" approach[112]. Research and Development - Research and development investment increased by 4.62% to ¥105,650,008.20 compared to ¥100,984,101.72 in the previous year[59]. - The company is currently developing a multimodal AI model, BioCV VLM 3.0, aimed at enhancing accuracy in computer vision and biometric recognition algorithms[64]. - The company has developed a comprehensive technology system in biometric recognition, achieving recognition for its fingerprint recognition algorithm from regulatory authorities, being one of seven recognized manufacturers[47]. - The company is focusing on the development of multimodal biometric recognition technology, which enhances security and accuracy compared to single biometric recognition methods[44]. - The company employs 1,181 global R&D and engineering personnel and has established R&D centers in multiple locations including India[49]. Product Development - The company launched a new generation of multi-modal biometric recognition products, the zFace series, during the reporting period[20]. - The company has launched the InBioP3000 series smart access controllers, which support four-door and eight-door configurations, enhancing security for medium to large projects[21]. - The company is expanding its product lineup to include 20kW and 240kW DC charging piles, focusing on fast charging solutions for various applications[24]. - The company’s products support various payment methods, including card charging, QR code charging, and mobile payments, facilitating integrated management with smart parking services[24]. - The company is developing a multi-modal AI-based biometric access control terminal that supports high-precision palm and palm vein recognition, aiming to enhance overall technology and product upgrades in the cloud-connected era[9]. Market Presence - The company ranked 14th in the asmag "Global Security 50" list for 2023 and received multiple awards including "Top 50 Innovative Companies" and "Top 10 Smart Office Brands"[42]. - The company has achieved a significant presence in the market, being listed among the "Top 100 Global Security Companies" and winning multiple design awards[42]. - The company has established a global marketing service network with 28 branches, 14 subsidiaries, and 193 service points in China, and 49 subsidiaries in 31 countries, covering over 100 countries and regions[52]. - The company has been recognized as a "Top 15 Access Control Brand" in Latin America and received the "Technology Innovation Award" at the 2023 Security Festa in South Korea[42]. Financial Management - The company has a total of 901 patents, including 160 invention patents, indicating strong innovation capabilities[95]. - The company reported a fair value change gain of ¥4,288,802.32, representing 4.78% of total profit[72]. - The company’s financial liabilities remain at 0.00 yuan, indicating no financial debt[77]. - The company has not engaged in speculative derivative investments during the reporting period[89]. - The company has established a forward foreign exchange management system to mitigate risks associated with foreign currency transactions, ensuring compliance with internal controls[88]. Community Engagement - The company actively participates in community development and charity projects, contributing to rural revitalization and poverty alleviation efforts in Dongguan[115]. - The company has not faced any administrative penalties related to environmental issues and complies with national environmental protection laws[109]. Shareholder Information - The company has a total of 1,541.72 million yuan in ongoing litigation cases that do not meet the disclosure standards for significant lawsuits[120]. - The company has a total approved guarantee amount of 100 million yuan, with no actual guarantees issued during the reporting period[132]. - The company repurchased 2,230,000 shares, representing 1.1455% of the total share capital, with a total transaction amount of RMB 59,683,228.10[138]. - The largest shareholder, Shenzhen Zhongkong Times Investment Co., Ltd., holds 30.05% of the shares, amounting to 58,500,000 shares[139]. - The company has not identified any potential impact on financial indicators such as basic earnings per share or diluted earnings per share due to the share repurchase[138].

证券代码：301330 证券简称：熵基科技 公告编号：2024-039 熵基科技股份有限公司 2024 年半年度募集资金存放与使用情况专项报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 根据中国证监会《上市公司监管指引第 2 号——上市公司募集资金管理 和使用的监管要求》、深圳证券交易所《深圳证券交易所上市公司自律监管 指引第 2 号——创业板上市公司规范运作》及相关公告格式规定，将本公司 2024 年半年度募集资金存放与使用情况报告如下： 一、募集资金基本情况 （一）实际募集资金金额、资金到账时间 | 其中： 截至 2024 年 06 月 30 日止募投项目使用金额 | 601,947,104.89 | | --- | --- | | 银行收取账户管理费 | 2,455.49 | | 用节余募集资金永久补充流动资金 | --- | | 用超募资金对外投资 | --- | | 加：累计募集资金利息及理财产品收益 | 49,077,474.50 | | 尚未使用的募集资金余额 | 904,426,291.82 | 二、募集资金存放和管理情况 （一）募集资金 ...

证券代码：301330 证券简称：熵基科技 公告编号：2024-035 熵基科技股份有限公司 第三届董事会第十一次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 熵基科技股份有限公司（以下简称"公司"）于 2024 年 8 月 17 日以邮件方 式发出关于召开第三届董事会第十一次会议的通知。本次会议于 2024 年 8 月 28 日以现场结合通讯的方式召开。本次会议由公司董事长车全宏先生主持，会议应 到董事 7 名，实到董事 7 名。公司监事和高级管理人员列席了会议。本次会议的 通知、召集、召开和表决程序符合《中华人民共和国公司法》等有关法律、行政 法规、部门规章、规范性文件及《熵基科技股份有限公司章程》的规定。 表决结果：7 票同意，0 票反对，0 票弃权。 （三） 审议通过《关于使用部分暂时闲置募集资金进行现金管理的议案》 二、董事会会议审议情况 （一） 审议通过《关于公司〈2024 年半年度报告〉及其摘要的议案》 董事会认为：公司 2024 年半年度报告全文及其摘要的编制和审核程序符合 法律、行政法规和中国证监会的规 ...