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分众传媒: 国泰海通证券股份有限公司关于本次交易摊薄即期回报情况及填补措施的核查意见
Zheng Quan Zhi Xing· 2025-08-06 14:12
Core Viewpoint - The company plans to acquire 100% equity of Chengdu New Wave Media Group Co., Ltd. through a combination of issuing shares and cash payments, which may dilute the immediate earnings per share but aims to enhance long-term competitiveness in the outdoor advertising sector [1][6]. Group 1: Impact on Earnings - The transaction is expected to dilute the company's earnings per share in the short term, as the earnings will be affected until the integration of the acquired company is completed [1]. - The projected earnings per share before and after the transaction indicate a decrease in both basic and diluted earnings per share, reflecting the immediate impact of the acquisition [1]. Group 2: Measures to Mitigate Dilution - The company intends to accelerate the integration of the acquired company to enhance its competitive advantage and operational sustainability, which is expected to lead to steady growth in performance [2]. - A commitment to improve the profit distribution policy and optimize the investment return mechanism is outlined to protect shareholder interests post-transaction [2]. - The company will strengthen its governance structure and internal controls to enhance operational efficiency and manage costs effectively [3][4]. Group 3: Commitments from Stakeholders - The controlling shareholder and actual controller, along with the board of directors and senior management, have issued commitments regarding the measures to compensate for the potential dilution of immediate returns [4][5]. - These commitments include adherence to regulatory requirements and a willingness to compensate for any losses incurred by the company or investors due to non-compliance with the outlined measures [5]. Group 4: Independent Financial Advisor's Opinion - The independent financial advisor has assessed the company's analysis of the potential dilution and found it reasonable, affirming that the proposed measures align with regulatory requirements aimed at protecting minority investors [6].
分众传媒: 国泰海通证券股份有限公司关于本次交易符合《关于加强证券公司在投资银行类业务中聘请第三方等廉洁从业风险防控的意见》的相关规定之核查意见
Zheng Quan Zhi Xing· 2025-08-06 14:11
国泰海通证券股份有限公司 关于本次交易符合《关于加强证券公司在投资银行类业务中 聘请第三方等廉洁从业风险防控的意见》相关规定 的核查意见 二、本次交易中上市公司有偿聘请第三方的核查 本次交易中,上市公司聘请国泰海通证券股份有限公司、华泰联合证券有限 责任公司担任本次交易的独立财务顾问;聘请北京市通商律师事务所担任本次交 易的法律顾问;聘请立信会计师事务所(特殊普通合伙)担任本次交易的审计机 构、备考审阅机构;聘请中联资产评估咨询(上海)有限公司担任本次交易的评 估机构;聘请北京荣大科技股份有限公司、北京荣大商务有限公司北京第二分公 司提供申报咨询、材料制作支持及底稿电子化制作等服务。 除前述情况外,分众传媒本次交易不存在直接或间接有偿聘请其他第三方机 构或个人的行为。 上述第三方机构聘请行为合法合规,符合《关于加强证券公司在投资银行类 业务中聘请第三方等廉洁从业风险防控的意见》相关规定的要求。 经核查,本独立财务顾问认为:本次交易中独立财务顾问不存在直接或间接 有偿聘请第三方的行为;上市公司除聘请独立财务顾问、法律顾问、审计机构、 备考审阅机构及资产评估机构外,还聘请了北京荣大科技股份有限公司、北京荣 大商务 ...
盛美上海: 国泰海通证券股份有限公司关于盛美半导体设备(上海)股份有限公司继续使用闲置募集资金进行现金管理的核查意见
Zheng Quan Zhi Xing· 2025-08-06 11:38
Core Viewpoint - The company intends to continue using idle raised funds for cash management, ensuring that it does not affect the normal operation of its fundraising projects and aims to enhance the efficiency of fund utilization [3][8]. Fundraising Basic Situation - The total amount of funds raised by the company is RMB 368,523.90 million, with a net amount of RMB 348,125.85 million after deducting issuance costs [2]. Fund Usage Situation - As of June 30, 2025, the company has disclosed its fundraising project and usage situation in a special report on the Shanghai Stock Exchange [2]. Previous Cash Management - The company previously approved the use of up to RMB 200 million of idle funds for cash management, focusing on high-security, liquid investment products with capital protection agreements [3]. Current Cash Management Plan - The company plans to use up to RMB 100 million of idle funds for cash management, with a validity period of 12 months from the board's approval date [4][5]. Investment Products - The company will invest in safe, liquid, and capital-protected financial products, including but not limited to guaranteed financial products, structured deposits, and time deposits [5]. Decision Validity - The decision is valid for 12 months from the board's approval date, allowing for rolling use within the specified limit [5]. Implementation Method - The board authorizes the chairman or designated personnel to make investment decisions and sign relevant contracts, with the finance department responsible for implementation [5]. Information Disclosure - The company will disclose cash management details in accordance with relevant regulations and will not change the purpose of the raised funds [5]. Cash Management Returns - Returns from cash management will be prioritized for supplementing investment project funding and daily operational liquidity needs [6]. Impact on Daily Operations - The planned use of idle funds for cash management will not affect the company's normal cash flow or the operation of fundraising projects [6]. Risk Control Measures - The company will select high-security, liquid investment products and will not use these funds for stock investments or pledging [6]. Review Process and Opinions - The board and audit committee have approved the cash management plan, confirming compliance with relevant regulations and ensuring no adverse effects on the company's operations [7][8].
峨眉山A: 国泰海通证券股份有限公司关于峨眉山旅游股份有限公司使用暂时闲置募集资金进行现金管理事项的核查意见
Zheng Quan Zhi Xing· 2025-08-06 10:17
Summary of Key Points Core Viewpoint The company plans to utilize temporarily idle raised funds for cash management to enhance the efficiency of fund usage while ensuring that the investment projects remain unaffected. Group 1: Fundraising and Investment Situation - The company has raised a total of 480 million yuan, with 467.52 million yuan utilized and 413.23 million yuan remaining as of June 30, 2025 [2]. - The remaining balance of the raised funds is 101.03 million yuan, which includes net interest income after deducting bank fees [2]. - The idle funds are a result of the gradual investment needs based on the actual progress of the fundraising projects [2]. Group 2: Cash Management Plan - The purpose of using idle funds is to improve the efficiency of fund usage without affecting the normal operation of the investment projects [3]. - The maximum amount for cash management is set at 110 million yuan, with a rolling usage plan and a maturity period not exceeding 12 months [3][6]. - The company will invest in low-risk, high-liquidity financial products, including but not limited to structured deposits, time deposits, and large certificates of deposit [3][5]. Group 3: Approval and Compliance - The board of directors approved the cash management plan on August 5, 2025, ensuring compliance with relevant regulations [6][7]. - The company has authorized the chairman to make investment decisions within the approved limits, with the finance department responsible for implementation [6]. - The cash management plan will not affect the normal operation of the company's main business or the fundraising projects [5][6]. Group 4: Sponsor's Verification Opinion - The sponsor believes that the cash management plan has followed necessary procedures and complies with relevant regulations, enhancing fund usage efficiency [7].
广钢气体: 国泰海通证券股份有限公司关于广州广钢气体能源股份有限公司首次公开发行战略配售限售股上市流通的核查意见
Zheng Quan Zhi Xing· 2025-08-06 09:09
国泰海通证券股份有限公司(以下简称"国泰海通"或"保荐机构")作为 广州广钢气体能源股份有限公司(以下简称"广钢气体"或"公司")首次公开 发行股票并在科创板上市持续督导保荐机构,根据《证券发行上市保荐业务管理 办法》 国泰海通证券股份有限公司 关于广州广钢气体能源股份有限公司 首次公开发行战略配售限售股上市流通的核查意见 《上海证券交易所上市公司自律监管指引第11号——持续督导》 《上海证券 交易所科创板股票上市规则》 《上海证券交易所科创板上市公司自律监管指引第1 号——规范运作》等有关规定,对公司首次公开发行战略配售限售股上市流通事 项(以下简称"本次上市流通")进行了审慎核查,具体情况如下: 一、本次上市流通的限售股类型 中国证券监督管理委员会于2023年7月4日出具了《关于同意广州广钢气体能 源股份有限公司首次公开发行股票注册的批复》 (证监许可〔2023〕1452号),广 州广钢气体能源股份有限公司(以下简称"公司"或"广钢气体")获准首次向 社会公开发行人民币普通股(A股)329,849,630股,并于2023年8月15日在上海 证券交易所科创板挂牌上市。公司首次公开发行后,总股本为1,319, ...
肯特股份: 国泰海通证券股份有限公司关于南京肯特复合材料股份有限公司新增关联方及增加2025年度日常关联交易预计金额的核查意见
Zheng Quan Zhi Xing· 2025-08-06 09:09
国泰海通证券股份有限公司 关于南京肯特复合材料股份有限公司 新增关联方及增加 2025 年度日常关联交易预计金额的 核查意见 国泰海通证券股份有限公司(以下简称"国泰海通"或"保荐机构")作为 南京肯特复合材料股份有限公司(以下简称"肯特股份"或"公司")首次公开 发行股票并在创业板上市的保荐机构,根据《证券发行上市保荐业务管理办法》 《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自律监管指 引第 2 号——创业板上市公司规范运作》等相关规定,对肯特股份新增关联方及 增加 2025 年度日常关联交易预计金额的事项进行了核查,具体核查情况如下: (二)本次增加日常关联交易预计金额和类别 本次增加日常关联交易预计金额和类别如下: | | | | | 关联交 | | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 关联交易 | | 关联 | 关联交易 | | | 预计关联交 | | 加关联交易 | | 关联交易 | | | | | | 易定价 | | | | | | | | 类别 | 人 | ...
关于新增国泰海通证券股份有限公司为 建信沪深300红利交易型开放式指数证券投资基金的申购赎回代理券商的公告
■ 自2025年8月6日起,投资者可在以上销售机构的营业网点办理上述基金的业务,具体业务的办理请参照 本公司及以上销售机构的相关业务规则和流程。投资者欲了解基金产品的详细情况,请仔细阅读基金产 品的基金合同、招募说明书、基金产品资料概要等法律文件。 新增销售机构如下: 根据建信基金管理有限责任公司与国泰海通证券股份有限公司签署的销售协议,自2025年8月6日起,以 上证券公司将作为建信沪深300红利交易型开放式指数证券投资基金的申购赎回代理券商,现将相关情 况公告如下: 地址:中国(上海)自由贸易试验区商城路618号 客服电话:95521 网址:https://www.gtht.com/ 网址:http://www.ccbfund.cn 1.国泰海通证券股份有限公司 二、建信基金管理有限责任公司联系方式 客户服务热线:400-81-95533(免长途通话费)、010-66228000 风险提示:本公司承诺以诚实信用、勤勉尽责的原则管理和运用基金资产,但不保证基金一定盈利,也 不保证最低收益。投资者投资基金之前应认真阅读各基金的《基金合同》、《招募说明书》、《基金产 品资料概要》等文件。敬请投资者注意投资风险。 ...
翔丰华: 国泰海通证券股份有限公司关于上海市翔丰华科技股份有限公司2025年第三次临时受托管理事务报告
Zheng Quan Zhi Xing· 2025-08-05 16:33
Group 1 - The company has received approval from the China Securities Regulatory Commission to issue 8 million convertible bonds, with a total amount of RMB 800 million, net of issuance costs [2][3] - The bonds will be issued at a face value of RMB 100 each, with a maturity of 6 years, and will be listed on the Shenzhen Stock Exchange starting October 26, 2023 [2][3] - The coupon rates for the bonds are set to increase over the years, starting at 0.30% in the first year and reaching 3.00% in the sixth year [3][4] Group 2 - The initial conversion price for the bonds is set at RMB 33.63 per share, with provisions for adjustments based on stock performance and corporate actions [5][6] - The company has outlined specific conditions under which the conversion price can be adjusted downward, including if the stock price falls below 85% of the conversion price for a specified period [7][8] - The bonds will allow holders to convert into shares, with the conversion period starting six months after issuance and lasting until maturity [4][5] Group 3 - The company plans to use the proceeds from the bond issuance for the construction of an integrated production base, with a total investment of RMB 1.56 billion [16] - The bonds will not be secured by any collateral, and the company has established a management system for the raised funds [16][19] - The company reported a significant decline in net profit, with a loss of RMB 2.95 million, reflecting a 107.70% year-on-year decrease, attributed to increased competition and rising raw material costs [18][19]
北矿科技: 国泰海通证券股份有限公司关于北矿科技股份有限公司发行股份及支付现金购买资产并募集配套资金暨关联交易之发行股份购买资产限售股解禁上市流通的核查意见
Zheng Quan Zhi Xing· 2025-08-05 16:20
Group 1 - The core viewpoint of the article is that Guotai Junan Securities Co., Ltd. has conducted a review of the restricted shares of Beikong Technology Co., Ltd. that are set to be released for trading following a major asset restructuring transaction [1][9] - The type of restricted shares being listed for circulation is related to the issuance of shares and cash payment for asset acquisition, along with the fundraising for the associated transaction [1] - The company received approval from the China Securities Regulatory Commission on July 4, 2022, to issue shares for asset acquisition and to raise no more than 68 million yuan [1] Group 2 - A total of 12,117,610 new shares were registered with the China Securities Depository and Clearing Corporation on August 10, 2022 [2] - The lock-up period for the newly issued shares is set for 36 months from the date of issuance, during which the shares cannot be transferred [2][3] - The total share capital of the company has increased to 184,945,734 shares following the completion of the share issuance and registration [2] Group 3 - The controlling shareholder, Minmetals Technology Group Co., Ltd., and other related parties have made commitments regarding the lock-up period for the shares, agreeing to not transfer the shares for 36 months [3][4] - All parties involved have adhered to their commitments regarding the restricted shares, and there are no violations affecting the circulation of these shares [5] - The number of restricted shares being released for trading is 12,117,610 shares [5] Group 4 - The share structure before and after the release of restricted shares shows a decrease in restricted shares from 13,586,320 to 1,468,710, while unrestricted shares increased from 175,677,206 to 187,794,816 [7] - The independent financial advisor has confirmed that the release of restricted shares complies with relevant laws and regulations [8]
南极光: 国泰海通证券股份有限公司关于公司2025年半年度持续督导跟踪报告
Zheng Quan Zhi Xing· 2025-08-05 16:20
报告事项 说明 其保荐的公司采取监管措施的事项及整改情 无 况 五、其他说明 本报告不构成对上市公司的任何投资建议,保荐机构提醒投资者认真阅读上 市公司审计报告、年度报告等信息披露文件。 国泰海通证券股份有限公司 关于深圳市南极光电子科技股份有限公司 保荐人名称:国泰海通证券股份有限公司 被保荐公司简称:南极光 保荐代表人姓名:卢婷婷 联系电话:0755-25869830 保荐代表人姓名:谭璐璐 联系电话:0755-25869808 一、保荐工作概述 项目 工作内容 (1)是否及时审阅公司信息披露文件 是 (2)未及时审阅公司信息披露文件的次数 0次 情况 (1)是否督导公司建立健全规章制度(包括 但不限于防止关联方占用公司资源的制度、 是 募集资金管理制度、内控制度、内部审计制度、 关联交易制度) (2)公司是否有效执行相关规章制度 是 保荐代表人每月查询公司募集资金专户资金 (1)查询公司募集资金专户次数 变动情况和大额资金支取使用情况,共6次 (2)公司募集资金项目进展是否与信息披露 是 文件一致 项目 工作内容 (1)列席公司股东会次数 召开情况 (2)列席公司董事会次数 开情况 (3)列席公司监事会 ...