第四条 内幕信息是指涉及公司经营、财务或者对公司证券市场价格有重大影响 的，尚未在证券监管部门指定的信息披露媒介上公开披露的信息。 第五条 内幕信息的范围包括但不限于： 发生可能对公司的股票交易价格产生较大影响的重大事件，包括： (一) 公司的经营方针和经营范围的重大变化； 江苏日久光电股份有限公司 第一章 总则 第一条 根据《中华人民共和国公司法》、《中华人民共和国证券法》、《上市 公司信息披露管理办法》、《深圳证券交易所股票上市规则》、《上市公司监管指引 第 5 号——上市公司内幕信息知情人登记管理制度》、《深圳证券交易所上市公司自 律监管指引第 1 号——主板上市公司规范运作》、《深圳证券交易所上市公司自律监 管指引第 5 号——信息披露事务管理》等相关法律、法规、规范性文件和《江苏日久 光电股份有限公司章程》（以下简称"《公司章程》"）、《信息披露管理办法》的 有关规定，结合本公司实际情况，特制定本办法。 第二条 董事会为公司内幕信息知情人登记管理工作的管理机构，应当按照相关 规则要求及时登记和报送内幕信息知情人档案，应当保证内幕信息知情人档案真实、 准确和完整，董事长为主要责任人。董事会秘书及其领导 ...

Core Points - The document outlines the insider information management system of Broadcom Integrated Circuit (Shanghai) Co., Ltd, emphasizing the importance of confidentiality and compliance with relevant laws and regulations [1][2][3] Group 1: General Principles - The purpose of the system is to standardize the management of insider information, enhance confidentiality, and protect investors' rights [1] - The board of directors is responsible for managing insider information, with the chairman as the main person in charge and the board secretary overseeing implementation [2][3] Group 2: Scope of Insider Information - Insider information includes any non-public information that could significantly impact the company's operations, finances, or stock market price [6] - Specific examples of insider information include major changes in business strategy, significant asset transactions exceeding 30% of total assets, and major losses or debts [6][7][8] Group 3: Registration and Record-Keeping - The company must maintain accurate and complete records of insider information and the individuals who are privy to it, retaining these records for at least ten years [4][7] - A memorandum of significant events must be created for major transactions, detailing key decision-making points and involved personnel [10][11] Group 4: Confidentiality Management - Insider information must be disclosed only to a limited number of individuals before public release, and confidentiality agreements must be signed [15][16] - The company must ensure that all insider information is kept confidential and not used for trading or advising others to trade [18][19] Group 5: Accountability and Penalties - The company is required to conduct self-inspections regarding insider trading and report any violations to regulatory authorities [11][12] - Violations of the insider information management system can result in disciplinary actions, including termination and legal consequences [12][13]

胜宏科技（惠州）股份有限公司 内幕信息知情人登记管理制度（草案） 胜宏科技（惠州）股份有限公司 内幕信息知情人登记管理制度（草案） （H股发行并上市后适用） 第一章 总 则 第一条 为进一步完善胜宏科技（惠州）股份有限公司（以下简称"公司"） 治理结构，维护信息披露的公平原则，防范内幕信息知情人员滥用知情权，泄露 内幕信息，进行内幕交易，根据《中华人民共和国公司法》（以下简称"《公司 法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、《深圳证券 交易所创业板股票上市规则》《上市公司治理准则》《上市公司信息披露管理办 法》《深圳证券交易所上市公司自律监管指引第2号——创业板上市公司规范运 作》（以下简称"《规范运作指引》"）《上市公司监管指引第5号——上市公司 内幕信息知情人登记管理制度》《证券及期货条例》（香港法例第571章）（以 下简称"《证券及期货条例》"）《香港联合交易所有限公司证券上市规则》和《胜 宏科技（惠州）股份有限公司章程》（以下简称"《公司章程》"）等有关法律、 法规及有关规定，并结合本公司的实际情况，制定本制度。 第二条 本制度适用于公司内幕信息及其知情人的管理事宜。本制度未规定 ...

Core Points - The company has established a system for managing insider information to ensure compliance with relevant laws and regulations, protecting investors' rights [1][2][3] - The board of directors is responsible for managing insider information, with the chairman as the main person in charge and the board secretary handling the registration and reporting of insider information [1][2] - The company must maintain confidentiality regarding insider information and prevent insider trading or manipulation of stock prices [3][4] Insider Information Definition and Scope - Insider information refers to non-public information that could significantly impact the company's operations, finances, or stock prices, including major events that could affect trading prices [3][4] - Specific examples of insider information include significant asset transactions, changes in management, and financial performance indicators [3][4] Insider Information Recipients - Insider information recipients include company directors, senior management, and other personnel who have access to insider information due to their roles [4][5] - External parties such as regulatory agency staff and related stakeholders are also considered insider information recipients [5][6] Registration and Reporting - The company must register and report insider information recipients' details to the Shenzhen Stock Exchange within five trading days after the information is publicly disclosed [9][10] - The registration must include comprehensive details about the recipients, including their relationship with the company and the nature of the insider information [9][10] Confidentiality Management - The company must limit the number of individuals who have access to insider information and ensure that all materials containing such information are securely stored [14][15] - Insider information recipients are obligated to maintain confidentiality and are prohibited from disclosing or trading based on insider information before it is publicly disclosed [14][15] Accountability and Penalties - The company will impose penalties on individuals who leak insider information or engage in insider trading, which may include disciplinary actions or legal consequences [17][18] - Shareholders and other stakeholders who violate confidentiality obligations may also face repercussions, including potential legal action [17][18]

Core Viewpoint - The company, Shida Shenghua New Materials Group Co., Ltd., received an administrative regulatory decision from the Shandong Securities Regulatory Bureau regarding deficiencies in insider information management [1][2]. Group 1: Regulatory Decision - The company failed to timely revise and improve its insider information registrant management system [1][2]. - The company did not properly fill out insider information registrant files and create memorandums for significant events as required [1][2]. Group 2: Responsibilities and Measures - The chairman, Guo Tianming, and the board secretary, Lü Junqi, did not fulfill their duties as per the regulations, bearing primary responsibility for the company's actions [2]. - The regulatory measures include a directive for the company to rectify the issues and a warning letter issued to Guo Tianming and Lü Junqi, which will be recorded in the securities market integrity database [2]. Group 3: Company Response - The company emphasizes its commitment to addressing the issues highlighted in the decision and will submit a rectification report within 30 days [4]. - The company plans to enhance its understanding of securities laws and regulations to improve compliance awareness and operational standards [4].

Core Viewpoint - The document outlines the insider information management system of Shanghai Putailai New Energy Technology Co., Ltd, aimed at regulating insider information management and protecting investors' rights [1][2]. Group 1: Insider Information Definition - Insider information refers to non-public information that significantly impacts the company's operations, finances, or stock market prices, including major events that affect stock trading prices by over 30% or significant changes in assets [1][4]. - Specific events classified as insider information include major asset restructuring, high ratio share transfers, changes in actual controllers, and significant financial impacts [6][10]. Group 2: Insider Information Knowledge Person Scope - Insider information knowledge persons include company directors, senior management, shareholders with over 5% ownership, and individuals who can access insider information due to their roles or business relations [1][5]. - The scope also extends to external parties such as securities firms, regulatory bodies, and other relevant personnel who may gain access to insider information [1][5]. Group 3: Registration and Reporting Procedures - The company must maintain a record of insider information knowledge persons, detailing the time, method, and content of the information they accessed, and submit this information within 5 trading days after public disclosure [3][8]. - A significant event progress memorandum must be created for major transactions, documenting each step and key participants involved, and submitted within the same timeframe [4][10]. Group 4: Responsibilities and Compliance - The company is responsible for ensuring that insider information knowledge persons are aware of their confidentiality obligations and must confirm the accuracy of the information provided [9][10]. - Any violations of insider trading regulations by knowledge persons will lead to accountability measures, including potential compensation for damages caused to the company [10][11].

XINJIANG KORLA PEAR CO.,LTD 香梨股份 内幕信息知情人登记管理制度 第一章 总则 第一条 为进一步规范公司内幕信息管理，加强内幕信息保密工作，维护公司信 息披露的公开、公平、公正原则，根据《中华人民共和国公司法》《中华人民共和 国证券法》（以下简称"《证券法》"）、《上市公司信息披露管理办法》《上市 公司监管指引第 5 号——上市公司内幕信息知情人登记管理制度》《上海证券交易 所股票上市规则》《上海证券交易所上市公司自律监管指引第 1 号——规范运作》 等相关法律、行政法规、规范性文件及《统一低碳科技（新疆）股份有限公司章程》 （以下简称"《公司章程》"）的规定和要求，结合公司实际情况，特制定本制度。 第二条 公司董事会是公司内幕信息的管理机构，应当按照本制度以及上海证券 交易所相关规则要求及时登记和报送内幕信息知情人档案，并保证内幕信息知情人 档案真实、准确和完整，董事长为主要责任人。 公司审计委员会应当对本制度实施情况进行监督。 第三条 董事会秘书负责办理公司内幕信息知情人的登记入档和报送事宜。公司 董事会办公室具体负责公司内幕信息的监管和披露以及对公司内幕信息知情人的登 记备案 ...

Core Points - The article outlines the insider information management system of Shenzhen Boshuo Technology Co., Ltd, aiming to regulate insider information management, enhance confidentiality, and maintain fair information disclosure principles [1][2][3] Summary by Sections General Principles - The system is established based on various laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1] - The board secretary is responsible for managing insider information, while the legal affairs department oversees daily management [1] Definition and Scope of Insider Information - Insider information refers to non-public information that significantly impacts the company's operations, finances, or stock prices [1] - Examples of insider information include major changes in business policies, significant asset transactions exceeding 30% of total assets, and major debt defaults [1][2][3] Insider Information Knowledgeable Persons - Insider information knowledgeable persons include company directors, senior management, and shareholders holding more than 5% of shares [4][5] - External parties such as securities regulators and service institutions may also be classified as knowledgeable persons if they have access to insider information [4][5] Registration and Filing System - The company must maintain a record of insider information knowledgeable persons and report to the Shenzhen Stock Exchange after public disclosure [5][6] - Major events such as asset restructuring and significant shareholder changes require the submission of insider information knowledgeable persons' records [6][7] Information Flow and Confidentiality - Insider information should be strictly controlled within departments and requires approval for inter-departmental flow [9][10] - Knowledgeable persons are obligated to maintain confidentiality and are prohibited from disclosing or trading based on insider information before public disclosure [10][11] Accountability - Violations of insider information confidentiality can lead to administrative and legal penalties, including potential criminal charges for severe breaches [11][12] - The company reserves the right to pursue responsibility against those who disclose insider information or manipulate stock prices [12][13]

晶澳太阳能科技股份有限公司 内幕信息知情人登记管理制度 （H股发行并上市后适用） 第一章 总则 第一条 为进一步规范晶澳太阳能科技股份有限公司（以下简称"公司"）内幕信息 管理行为，加强内幕信息保密工作，维护公司信息披露的公开、公平、公正原则，规范 公司行为，保证股东会依法行使职权，根据《中华人民共和国公司法》（以下简称"《公 司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、《上市公司监管 指引第5号——上市公司内幕信息知情人登记管理制度》《深圳证券交易所股票上市规 则》《香港证券及期货条例》、香港证券及期货事务监察委员会颁布的《内幕消息披露 指引》（以下简称"《内幕消息披露指引》"）、《香港联合交易所有限公司证券上市规 则》等法律、法规、规范性文件、公司股票上市地证券监管部门和证券交易所（以下统 称"公司股票上市地证券监管机构"）有关监管规则（以下统称"公司股票上市地证券监 管规则"）及《晶澳太阳能科技股份有限公司章程》（以下简称"《公司章程》"）的规 定，特制定本制度。 第二条 公司董事会是内幕信息的管理机构，董事长为主要负责人，董事会秘书负 责办理公司内幕信息知情人的登记入档事宜。 公司 ...