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拓荆科技: 中信证券股份有限公司关于拓荆科技股份有限公司股东向特定机构投资者询价转让股份相关资格的核查意见
Zheng Quan Zhi Xing· 2025-08-04 16:47
Core Viewpoint - CITIC Securities is conducting a qualification review for shareholders of Tuojing Technology Co., Ltd. regarding the transfer of shares to specific institutional investors before the company's initial public offering [1] Group 1: Delegation of Inquiry Transfer - CITIC Securities received a delegation from the shareholders of Tuojing Technology to organize and implement the inquiry transfer [2] Group 2: Qualification Review of Shareholders - CITIC Securities conducted a qualification review of the transferring shareholders, who provided a commitment letter regarding the transfer of shares [2] - The review process included interviews and inquiries with the shareholders, as well as the collection of relevant documents [2] - The review confirmed that the transferring shareholders are legally established limited partnerships and are in good standing [3][4][5][6][7][8][9][10][11][12][13][14][15][16][17][18][19][20][21][22] Group 3: Compliance with Regulations - The transferring shareholders have not violated any regulations regarding share reduction or made any commitments [3][4][5][6][7][8][9][10][11][12][13][14][15][16][17][18][19][20][21][22] - The shares intended for transfer are pre-IPO shares and are not subject to any pledges or judicial freezes [3][4][5][6][7][8][9][10][11][12][13][14][15][16][17][18][19][20][21][22] - The transferring shareholders are not the controlling shareholders or actual controllers of Tuojing Technology [3][4][5][6][7][8][9][10][11][12][13][14][15][16][17][18][19][20][21][22] Group 4: Review Opinion - CITIC Securities concluded that the transferring shareholders meet the qualifications required by the relevant regulations for the inquiry transfer and do not fall under any prohibitive circumstances outlined in the guidelines [22]
杭华股份: 中国国际金融股份有限公司关于杭华油墨股份有限公司股东向特定机构投资者询价转让股份的核查报告
Zheng Quan Zhi Xing· 2025-08-04 16:12
Overview - The report discusses the share transfer of Hanghua Ink Co., Ltd. by its shareholder T&K TOKA to specific institutional investors through a price inquiry process [1][10]. Group 1: Share Transfer Details - The seller TOKA holds more than 5% of the company's shares and is not the controlling shareholder or senior management [2]. - The maximum number of shares to be transferred is 12,603,855, representing 3.00% of the total share capital [2]. - The transfer price is set at a minimum of 70% of the average trading price over the last 20 trading days prior to the inquiry date [2][3]. Group 2: Pricing and Allocation Principles - The pricing and allocation will follow a priority system based on subscription price, quantity, and submission time [3][5]. - If the total valid subscriptions meet or exceed the maximum transfer amount, the lowest subscription price will determine the transfer price [5]. - In case of insufficient subscriptions, the broker will inquire if investors wish to increase their subscriptions at the determined price [6]. Group 3: Investor Participation - A total of 100 eligible investors were sent the subscription invitation, including various types of investment firms [8]. - During the subscription period, 14 valid subscription quotes were received from investors [8]. - The final transfer price was determined to be 7.09 yuan per share, with 12 investors confirmed as the recipients of the shares [9]. Group 4: Compliance and Verification - The transfer process was deemed legal and compliant with relevant laws and regulations, ensuring fairness and transparency [10][13]. - Both the seller and buyers were verified to meet the necessary qualifications for participation in the share transfer [11][12].
鼎通科技: 中信证券股份有限公司关于东莞市鼎通精密科技股份有限公司股东向特定机构投资者询价转让股份相关资格的核查意见
Zheng Quan Zhi Xing· 2025-07-31 16:26
Group 1 - The core viewpoint of the article is that CITIC Securities has conducted a qualification review for Dongguan Dinghong Junsheng Investment Co., Ltd. as part of the share transfer process for Dongguan Dingtong Precision Technology Co., Ltd. [1][6] - CITIC Securities was entrusted by the shareholder to organize the inquiry transfer of shares before the initial public offering [1][2] - The review process included interviews and document collection to ensure compliance with relevant regulations [2][6] Group 2 - Dongguan Dinghong Junsheng Investment Co., Ltd. is a limited liability company established on November 10, 2017, and is engaged in high-tech project investment and investment consulting services [2][3] - The company has not violated any regulations regarding share reduction or made any commitments that would prevent the transfer [3][4] - The shares to be transferred are pre-IPO shares and are not subject to any pledges or judicial freezes [4][6] Group 3 - The shareholder is a controlling shareholder of Dingtong Technology, holding more than 5% of the shares, and is subject to specific regulations regarding share transfers [3][5] - The inquiry transfer must comply with the window period regulations, which restrict certain individuals from initiating transfers during specific periods [5][6] - The review confirmed that Dingtong Technology's recent financial performance met the criteria for share transfer eligibility, including cash dividends exceeding 30% of net profit [4][6]
科兴制药: 中国国际金融股份有限公司关于科兴生物制药股份有限公司股东向特定机构投资者询价转让股份相关资格的核查意见
Zheng Quan Zhi Xing· 2025-07-30 16:37
中国国际金融股份有限公司 关于科兴生物制药股份有限公司 股东向特定机构投资者询价转让股份 相关资格的核查意见 中国国际金融股份有限公司(以下简称"中金公司")受科兴生物制药股份有限 公司(以下简称"科兴制药")股东深圳科益医药控股有限公司(以下简称"深圳科 益""出让方")委托,组织实施本次科兴制药股东向特定机构投资者询价转让(以 下简称"本次询价转让")。 根据《关于在上海证券交易所设立科创板并试点注册制的实施意见》《科创板上 市公司持续监管办法(试行)》《上海证券交易所科创板股票上市规则》《上海证券 交易所科创板上市公司自律监管指引第 4 号——询价转让和配售》(以下简称"《询 价转让和配售指引》")等相关规定,中金公司对参与本次询价出让方的相关资格进 行了核查。 本次询价转让的委托情况、出让方相关资格的核查情况及核查意见如下: 一、本次询价转让的委托 二、关于参与本次询价转让股东相关资格的核查情况 (一)核查过程 根据相关法规要求,中金公司已完成出让方相关资格的核查工作,包括核查出让 方提供的营业执照、《承诺及声明函》等,并通过公开信息渠道检索等方式对出让方 资格进行核查,同时收集了相关核查底稿。 (二 ...
纬德信息:股东拟询价转让4%股份
Xin Lang Cai Jing· 2025-07-29 11:39
纬德信息公告,股东魏秀君、广州纬腾投资合伙企业、陈锐、张春拟通过询价转让方式转让公司股份 335.09万股,占公司总股本的4%。其中,魏秀君拟转让207.14万股,纬腾合伙拟转让55.4万股,陈锐拟 转让39.46万股,张春拟转让33.09万股。本次询价转让不通过集中竞价或大宗交易方式进行,受让方为 具备定价能力和风险承受能力的机构投资者,受让后6个月内不得转让。出让方委托中信证券组织实施 本次询价转让。 ...
利扬芯片: 国泰海通证券股份有限公司关于广东利扬芯片测试股份有限公司股东向特定机构投资者询价转让股份相关资格的核查意见
Zheng Quan Zhi Xing· 2025-06-20 10:50
Core Viewpoint - The article discusses the qualification review conducted by Guotai Junan Securities for shareholders of Guangdong Liyang Chip Testing Co., Ltd. regarding the transfer of shares to specific institutional investors before the company's initial public offering [1][2]. Group 1: Shareholder Qualification Review - Guotai Junan Securities was commissioned by the shareholders of Liyang Chip to organize the inquiry transfer of shares [1]. - The review process included interviews and inquiries with the shareholders, as well as the collection of relevant documents [2]. - Huang Xing, a shareholder, has not violated any regulations regarding share reduction and is subject to the inquiry transfer window period regulations [2][3]. Group 2: Specific Shareholder Details - Huang Xing is a natural person with no overseas permanent residency and has complied with all share reduction regulations [3][4]. - Hainan Yangzhi Enterprise Management Partnership and Hainan Yanghong Enterprise Management Partnership are also involved, both of which are legal entities with no violations of share reduction regulations [4][5]. - The shares intended for transfer are pre-IPO shares and are not subject to any pledges or judicial freezes [5][6]. Group 3: Compliance with Regulations - The inquiry transfer must comply with the guidelines set forth in the "Inquiry Transfer and Allocation Guidelines" [9][10]. - Liyang Chip has met the requirements for the inquiry transfer, including maintaining a cash dividend amount exceeding 30% of the average annual net profit attributable to shareholders [9]. - The inquiry transfer does not fall within the restricted periods outlined in the guidelines, ensuring compliance with all regulatory requirements [10][11].
伟创电气: 国泰海通证券股份有限公司关于苏州伟创电气科技股份有限公司股东向特定机构投资者询价转让股份相关资格的核查意见
Zheng Quan Zhi Xing· 2025-06-16 12:18
Core Viewpoint - The article discusses the qualification verification of shareholders of Suzhou Weichuang Electric Technology Co., Ltd. for the transfer of shares to specific institutional investors prior to the company's initial public offering [1][2]. Group 1: Transfer Delegation - Guotai Junan Securities Co., Ltd. has been entrusted by the shareholders of Weichuang Electric to organize the inquiry transfer of shares [1]. - The transfer is conducted in accordance with relevant regulations, including the implementation opinions for the establishment of the Sci-Tech Innovation Board and the trial registration system [1]. Group 2: Qualification Verification Process - Guotai Junan conducted a qualification verification of the transferring shareholders, including interviews and collection of relevant documents [2]. - The transferring shareholders provided a commitment letter regarding their qualifications for the share transfer [2]. Group 3: Verification Results for Shareholders - Huai'an Weichuang Electric Technology Co., Ltd. is a legally existing company with no violations of laws or regulations that would terminate its status [2][3]. - The company has not violated any regulations regarding share reduction and is the controlling shareholder of Weichuang Electric [3][4]. - The shares to be transferred are pre-IPO shares and are not subject to any pledges or judicial freezes [4]. Group 4: Additional Shareholder Verification - Nantong Jinhaocheng Enterprise Management Partnership and Nantong Jinzicheng Enterprise Management Partnership are also verified as legally existing entities with no violations regarding share reduction [5][6]. - Both partnerships are consistent actors and employee stock ownership platforms for Weichuang Electric, with commitments not to reduce their holdings through this transfer [5][7]. Group 5: Compliance with Regulations - The transferring shareholders comply with the regulations regarding share reduction and have fulfilled necessary review or approval procedures [7][8]. - The inquiry transfer does not involve any prohibited circumstances as outlined in the relevant guidelines [9].
必易微: 中信证券股份有限公司关于深圳市必易微电子股份有限公司股东向特定机构投资者询价转让股份相关资格的核查意见
Zheng Quan Zhi Xing· 2025-06-15 10:17
Group 1 - The core viewpoint of the article is that CITIC Securities has conducted a qualification review for the shareholders of Shenzhen Biyi Microelectronics Co., Ltd. regarding the transfer of shares to specific institutional investors before the company's initial public offering [1][2] - CITIC Securities received a commission from the shareholder Yuan Chengjun to organize and implement the inquiry transfer of shares [1] - The review process included interviews and inquiries with the transferor, as well as the collection of relevant documents to ensure compliance with regulations [1][2] Group 2 - Yuan Chengjun is a Chinese national without permanent residency abroad, and has not violated any regulations regarding share reduction [2] - Yuan Chengjun is not a controlling shareholder or actual controller of Biyi Microelectronics [2] - The shares intended for transfer are pre-IPO shares and are not subject to any pledges or judicial freezes [2]
同益中: 中国国际金融股份有限公司关于北京同益中新材料科技股份有限公司股东向特定机构投资者询价转让股份相关资格的核查意见
Zheng Quan Zhi Xing· 2025-06-13 11:25
Overview - China International Capital Corporation (CICC) is organizing a share transfer inquiry for Beijing Tongyi New Materials Technology Co., Ltd. (Tongyi Zhong) on behalf of the shareholder, National Industrial Investment Fund Co., Ltd. (the seller) [1] Group 1: Inquiry Transfer Overview - The inquiry transfer is being conducted under the guidelines of the Shanghai Stock Exchange's Science and Technology Innovation Board [1] - CICC has completed the qualification verification of the seller as of June 10, 2025, including checks on business registration documents and compliance with relevant regulations [2] Group 2: Seller Qualification Verification - The National Industrial Investment Fund was established on December 24, 2018, with a business term until December 23, 2028, and is located in Beijing [2] - The fund holds more than 5% of shares in Tongyi Zhong and is not the controlling shareholder or involved in any prohibited circumstances as per the inquiry transfer guidelines [3][4] - The shares intended for transfer are pre-IPO shares and are not subject to any restrictions such as pledges or judicial freezes [5] Group 3: Verification Conclusion - CICC concludes that the National Industrial Investment Fund meets the necessary qualifications for participating in the share transfer inquiry, having adhered to all relevant regulations and procedures [7]
智明达: 中国国际金融股份有限公司关于成都智明达电子股份有限公司股东向特定机构投资者询价转让股份相关资格的核查意见
Zheng Quan Zhi Xing· 2025-06-11 12:35
Overview - The article discusses the share transfer inquiry by Chengdu Zhimingda Electronics Co., Ltd. (Zhimingda) initiated by its shareholder Wang Yong, who is the controlling shareholder and chairman of the company [1][5]. Group 1: Inquiry Transfer Overview - The inquiry transfer is organized by China International Capital Corporation (CICC) on behalf of Wang Yong [1]. - The transfer is subject to regulations including the implementation opinions for the Science and Technology Innovation Board and the self-regulatory guidelines for listed companies [1]. Group 2: Shareholder Qualification Verification - CICC completed the qualification verification of the transferring shareholder on June 9, 2025, ensuring compliance with relevant regulations [2]. - Wang Yong holds more than 5% of shares and is subject to specific regulations regarding the transfer window period [2][3]. - Wang Yong's shares are not subject to any restrictions such as pledges or judicial freezes, and he has not violated any regulations regarding share reduction [2][5]. Group 3: Compliance with Regulations - The verification confirmed that Wang Yong meets the requirements set forth in the inquiry transfer and allocation guidelines, including not being in violation of share reduction regulations [5][6]. - The inquiry transfer does not fall within the restricted periods defined by the guidelines, allowing it to proceed without issues [4][6].