证券投资基金

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国泰创业板新能源交易型开放式指数证券投资基金基金份额发售公告
Zhong Guo Zheng Quan Bao - Zhong Zheng Wang· 2025-05-08 03:04
Group 1 - The fund is named "Guotai ChiNext New Energy Exchange-Traded Open-Ended Index Securities Investment Fund" and has been approved for registration by the China Securities Regulatory Commission [15][1] - The fund is classified as an equity fund and operates as an exchange-traded open-ended fund [16][15] - The fund aims to closely track its benchmark index, minimizing tracking deviation and error [19] Group 2 - The initial fundraising cap for the fund is set at 5 billion RMB, excluding interest and subscription fees [2][1] - If the total valid subscription applications exceed 5 billion shares on the last day of subscription, a proportionate confirmation method will be used to control the scale [2][3] - The fund will be available for subscription from May 12, 2025, to May 23, 2025, with options for online and offline cash subscriptions [23][1] Group 3 - Investors must have a Shenzhen Stock Exchange A-share account or a securities investment fund account to subscribe to the fund [5][39] - The minimum subscription amount is 1,000 shares or multiples thereof, and there is no limit on the total subscription amount for individual investors during the fundraising period [5][28] - Subscription applications submitted cannot be revoked once submitted, and funds will be frozen upon application [6][29] Group 4 - The fund management company is Guotai Fund Management Co., Ltd., and the custodian is GF Securities Co., Ltd. [58][1] - The fund will be listed after the fundraising period, and unregistered fund shares can only be traded in the secondary market [7][1] - The fund's net asset value may fluctuate due to market conditions, and investors should be aware of the risks associated with investing in the fund [10][1]
平安鑫盛混合型发起式证券投资基金基金份额发售公告
Shang Hai Zheng Quan Bao· 2025-05-06 19:17
Group 1 - The fund being launched is named "Ping An Xin Sheng Mixed Initiated Securities Investment Fund," which has been registered with the China Securities Regulatory Commission (CSRC) [1] - The fund is categorized as a mixed securities investment fund and operates as a contractual open-end fund [15][16] - The fund aims to achieve long-term stable appreciation of assets while strictly controlling risks through various investment strategies [15] Group 2 - The fund will be publicly offered starting from May 12, 2025, and the fundraising period will not exceed three months [19] - The minimum subscription amount for individual investors through other sales institutions is set at RMB 1, while the minimum for direct sales is RMB 50,000 [2] - There is no upper limit on the subscription amount for individual investors, but if an individual investor's total subscription reaches or exceeds 50% of the total fund shares, the fund manager may impose restrictions [8][28] Group 3 - The fund's management is handled by Ping An Fund Management Co., Ltd., with China Postal Savings Bank as the custodian [1][59] - Investors must ensure that the funds used for subscription are legally sourced and free from any legal or contractual obstacles [10] - The fund's sales institutions may adjust subscription limits based on market conditions, and any changes will be announced in accordance with regulations [7][19] Group 4 - The fund offers two classes of shares: Class A, which charges a subscription fee, and Class C, which does not charge a subscription fee but deducts a service fee from the fund's assets [22][24] - The subscription fee for Class A shares is calculated based on the subscription amount, while Class C shares are calculated based on the total amount including interest [26][27] - Investors can subscribe multiple times during the fundraising period, but once a subscription application is accepted, it cannot be revoked [9][28]