11月28日晚间，永泰能源、海伦哲、海德股份均发布公告称，由于海德股份、王广西涉嫌信息披露违法违规，中 国证监会决定分别对其立案。 【导读】三家A股公司一同公告，中国证监会对海德股份、王广西立案 天眼查显示，王广西是永泰能源、海德股份的实际控制人，并且是海伦哲第一大股东海德资产管理有限公司的实 际控制人。 来源：天眼查 同时，王广西在永泰能源担任法人代表、董事长等职务，在海德股份担任法人代表、董事长等职务。 永泰能源、海伦哲均在公告中提到，此次中国证监会的立案主体是海德股份、王广西，涉及事项与永泰能源、海 伦哲无关。 海德股份公告称，经自查，公司存在历史非经营性资金占用问题。 2025年4月28日，海德股份收到海南证监局出具的《关于对海南海德资本管理股份有限公司、王广西采取出具警 示函措施的决定》。 海南证监局称，海德股份在债权投资及困境资产收购业务中，存在被控股股东或其关联方占用资金的情况，并且 未按规定予以披露。 根据海南证监局要求，海德股份进行自查发现，截至2024年12月31日被控股股东或其关联方占用的资金余额为 8.84亿元，2025年4月24日已经收回前述占款。 根据《上市公司信息披露管理办法》（ ...

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has initiated investigations against Haide Co., Ltd. and Wang Guangxi for suspected violations of information disclosure regulations, as announced by three A-share companies: Yongtai Energy, Hailun Zhe, and Haide Co. [2] Group 1: Company Announcements - Yongtai Energy, Hailun Zhe, and Haide Co. have all released announcements regarding the CSRC's investigation, clarifying that the investigation pertains specifically to Haide Co. and Wang Guangxi, and does not involve Yongtai Energy or Hailun Zhe [7]. - Haide Co. has acknowledged historical issues related to non-operating fund occupation, which were identified during a self-examination [9]. Group 2: Regulatory Actions - The Hainan Securities Regulatory Bureau issued a warning letter to Haide Co. and Wang Guangxi, citing the occupation of funds by the controlling shareholder or its affiliates without proper disclosure [11]. - As of December 31, 2024, the balance of funds occupied by the controlling shareholder or its affiliates was reported to be 884 million yuan, which was recovered by April 24, 2025 [11]. Group 3: Compliance and Future Actions - Haide Co. has emphasized its commitment to addressing the fund occupation issues by organizing training for its management and key personnel on relevant regulations and compliance practices [12]. - The company plans to cooperate fully with the CSRC and adhere to legal and regulatory requirements for timely information disclosure [12]. Group 4: Market Reaction - As of November 28, the stock price of Haide Co. was reported at 7.72 yuan per share, reflecting a 3.07% increase, with a total market capitalization of 15.09 billion yuan [12].

Core Points - Multiple listed companies received regulatory notices regarding suspected violations of information disclosure laws and regulations on November 28 [1][4][8][11][17] Group 1: Haide Co., Ltd. - Haide Co., Ltd. received a notice from the CSRC for suspected information disclosure violations, leading to an investigation of the company and its actual controller Wang Guangxi [1] - The company acknowledged historical non-operating fund occupation, which was fully returned by April 24, and has since implemented training and corrective measures to improve compliance and disclosure quality [1] Group 2: Tianfeng Securities - Tianfeng Securities also received a notice from the CSRC for suspected information disclosure violations and illegal financing [4] - The company stated that its operations are normal and it will cooperate with the investigation while adhering to disclosure obligations [4] Group 3: Yuanda Intelligent - Yuanda Intelligent received a preliminary penalty notice from the Liaoning Securities Regulatory Bureau for falsely recognizing elevator sales revenue using forged acceptance certificates, affecting multiple annual reports [8] - The bureau plans to issue a warning and impose a fine of 6 million yuan on the company [8] Group 4: Puli Pharmaceutical - Puli Pharmaceutical, which has been delisted, received a preliminary penalty notice for failing to disclose its 2024 annual report on time [11] - The company is facing a warning and a fine of 500,000 yuan from the Hainan Securities Regulatory Bureau [11] Group 5: ST Shenhua - ST Shenhua received an administrative penalty decision from the Liaoning Securities Regulatory Bureau for manipulating financial data from 2018 to 2021, resulting in false records in annual reports [17][18] - The company was fined 7 million yuan and received a warning, with penalties also proposed for other involved parties [17][18]

Group 1 - Multiple listed companies received notices from regulatory authorities regarding suspected violations of information disclosure laws [1][4][7] - Haide Co. is under investigation by the CSRC for suspected information disclosure violations, with its actual controller Wang Guangxi being investigated [1] - Tianfeng Securities also received a notice from the CSRC for suspected information disclosure violations and illegal financing [4] Group 2 - Yuanda Intelligent received a pre-penalty notice from the Liaoning Securities Regulatory Bureau for falsely reporting sales revenue in multiple annual reports [7] - Puli Pharmaceutical, which has been delisted, received a pre-penalty notice for failing to disclose its 2024 annual report on time [10] - ST Shenhua was fined 7 million yuan for false records in its annual reports from 2018 to 2021, with the company correcting its financial data [13][14]

登录新浪财经APP 搜索【信披】查看更多考评等级 会计雅苑-会计审计资讯平台。本文来自公司公告，由会计雅苑收集整理，如需转载请联系来源。 上述违法事实，有相关公告、合同、财务资料、文件资料、情况说明、询问笔录等证据证明。 2024 年 4 月 30 日，沈阳远大智能工业集团股份有限公司（以下简称"公司"）收到中国证券监督管理委员会（以下简称"中国证监会"）下发的《中国证券 监督管理委员会立案告知书》（编号：证监立案字 0022024001 号），因公司涉嫌信息披露违法违规，根据《中华人民共和国证券法》《中华人民共和国 行政处罚法》等法律法规，中国证监会决定对公司立案。 2025 年 11 月 28 日，公司及相关当事人收到中国证券监督管理委员会辽宁监管局（以下简称"辽宁证监局"）出具的《行政处罚事先告知书》（[2025]6 号）。 经查明，远大智能涉嫌违法的事实如下： 一、涉嫌利用伪造的《验收证明》提前确认电梯销售收入，导致《2019 年年度报告》《2020 年年度报告》《2021 年年度报告》《2022 年半年度报告》存 在虚假记载 2019 年 3 月至 2022 年 6 月，远大智能在部分非买断式电梯产 ...

Core Viewpoint - The company, Hainan Haide Capital Management Co., Ltd., is under investigation by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws, involving both the company and its actual controller, Mr. Wang Guangxi [1]. Group 1 - The company received a notice of investigation from the CSRC on November 28, 2025, due to alleged violations of information disclosure regulations [1]. - The company had previously faced issues with historical non-operating fund occupation, which was fully returned by April 24, 2025, and received a warning letter from the Hainan Regulatory Bureau on April 28, 2025 [2]. - The company has taken measures to enhance compliance and governance, including training for key personnel on relevant regulations and establishing long-term corrective measures to prevent similar issues in the future [2]. Group 2 - The company assures that its production and operational activities are currently normal and orderly, and the investigation will not have a significant impact on its management and operations [2]. - The company is committed to cooperating with the CSRC and will fulfill its information disclosure obligations in accordance with relevant laws and regulations [2].

Core Points - Yongtai Energy Group Co., Ltd. announced that its chairman and actual controller, Wang Guangxi, received a notice from the China Securities Regulatory Commission (CSRC) regarding an investigation for suspected information disclosure violations [1] - The company clarified that the investigation pertains to Wang Guangxi personally and is unrelated to Yongtai Energy, asserting that it will not impact the company's operational decisions or normal business activities [1] - Yongtai Energy emphasized that its current production and operational status remains normal and stable, and all relevant information will be disclosed through designated media [1] Company Information - Yongtai Energy's stock code is 600157, and its stock abbreviation is Yongtai Energy [1] - The company is committed to adhering to information disclosure regulations as a listed company [1] - The company has stated that all information should be verified through official announcements published in designated media outlets [1]

Core Viewpoint - Tianfeng Securities has been investigated by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure and illegal financing, potentially linked to historical issues with its former major shareholder, Contemporary Group [2][6]. Group 1: Company Overview - Tianfeng Securities was established in 2000 and is headquartered in Wuhan, Hubei Province, being the only provincial state-owned securities company in Hubei [7]. - The company went public on the Shanghai Stock Exchange in October 2018, with a registered capital of 10.074 billion CNY [7]. - As of December 31, 2024, Tianfeng Securities had total assets nearing 100 billion CNY, with 29 branches, 77 business offices, and over 3,000 employees [7]. Group 2: Financial Performance - In the first three quarters of 2025, Tianfeng Securities reported operating revenue of 2.112 billion CNY, representing a year-on-year increase of 57.53% [7]. - The net profit attributable to shareholders for the same period was 153 million CNY, showing a significant year-on-year growth of 128.55% [7]. Group 3: Stock Market Information - As of November 28, the stock price of Tianfeng Securities was 4.83 CNY per share, with a total market capitalization of approximately 48.7 billion CNY [8]. - The stock has experienced a 52-week high of 6.12 CNY and a low of 3.57 CNY [9].

Group 1 - The core viewpoint of the article indicates that Tianfeng Securities is currently operating normally and is cooperating with the China Securities Regulatory Commission (CSRC) during the investigation related to the previous major shareholder's fund occupation issue [3] - The investigation is linked to the fund occupation matter disclosed in Tianfeng Securities' 2022 annual report, where the funds and interest were fully repaid by the end of 2022 [3] - The report highlights that the original major shareholder, Wuhan Contemporary Technology Industry Group Co., Ltd., occupied funds through third parties, and the market had anticipated the investigation as a matter of time [3] Group 2 - The regulatory investigation, while causing short-term reputational impact, is expected to clarify responsibilities and reduce uncertainties, allowing Tianfeng Securities to move forward without historical burdens [4] - The investigation signifies a complete separation from the historical issues associated with the former major shareholder, Contemporary Group [4] - For the first three quarters of 2025, Tianfeng Securities reported a total revenue increase of 57.53% to 2.112 billion yuan, with a net profit increase of 128.55% to 153 million yuan [4] - Breakdown of revenue shows that brokerage business net income rose from 518 million yuan to 772 million yuan, investment banking net income increased from 494 million yuan to 587 million yuan, and self-operated business net income slightly increased to 1.267 billion yuan, while credit business net loss narrowed to -95.4 million yuan from -133.4 million yuan [4]

Group 1 - Tianfeng Securities received a notice from the China Securities Regulatory Commission (CSRC) regarding an investigation for suspected violations of information disclosure and illegal financing [1] - The company stated that its operations are currently normal and it will cooperate with the CSRC during the investigation while adhering to legal and regulatory disclosure obligations [1] - Tianfeng Securities was established in 2000 and is the only provincial state-owned securities company in Hubei, listed on the Shanghai Stock Exchange in October 2018 [4] Group 2 - As of the first three quarters of 2025, Tianfeng Securities reported revenue of 2.112 billion yuan, a year-on-year increase of 57.53%, and a net profit of 153 million yuan, marking a return to profitability [4] - The total assets of Tianfeng Securities reached 92.496 billion yuan, with total liabilities of 64.571 billion yuan as of the end of the third quarter of 2025 [4] - The company has faced multiple regulatory penalties this year for compliance issues, including warnings from the Shanghai Securities Regulatory Bureau for its asset management subsidiary [4][5] Group 3 - As of November 28, 2023, Tianfeng Securities' stock price was 4.83 yuan per share, with a market capitalization of 48.7 billion yuan [6]