SYDNEY, June 02, 2025 (GLOBE NEWSWIRE) -- FTI Consulting, Inc. (NYSE: FCN) today announced the appointment of Mark Gossington as a Senior Managing Director in the Risk & Investigations practice within the firm’s Forensic and Litigation Consulting segment. Mr. Gossington, who is based in Sydney, brings more than 25 years of experience leading complex risk engagements and remediation programmes that have helped companies strengthen resilience under regulatory scrutiny, recover from misconduct issues and build ...

Core Viewpoint - Wells Fargo & Company (WFC) is making progress in resolving regulatory issues, as evidenced by the termination of a 2015 agreement by the Office of the Comptroller of the Currency (OCC), which has positively impacted its stock price and moves the bank closer to lifting its $1.95-trillion asset cap [1][5]. Group 1: Regulatory Progress - The termination of the 2015 agreement is the 13th consent order resolved by Wells Fargo since 2019 and the seventh since the beginning of 2025, indicating a significant step forward in addressing regulatory challenges [2]. - The bank has faced scrutiny from regulators due to scandals, including the creation of millions of unauthorized accounts, leading to a $1.95-trillion asset cap imposed by the Federal Reserve since 2018 [3]. - CEO Charlie Scharf expressed confidence in the bank's regulatory improvements and highlighted ongoing efforts to strengthen compliance, including an annual allocation of $2 billion to enhance risk controls and operational processes [4]. Group 2: Impact of Asset Cap - The termination of the OCC's 2015 consent order brings Wells Fargo closer to lifting the asset cap, with the focus now on the remaining 2018 Federal Reserve board consent order [5]. - The asset cap has hindered the bank's growth potential, particularly affecting loan growth, which is crucial for the bank's asset base [6]. - Lifting the asset cap will enable Wells Fargo to offer loans without restrictions, supporting top-line expansion and positioning the bank for long-term growth [6]. Group 3: Stock Performance - Over the past year, WFC shares have gained 27.3%, compared to the industry's growth of 29.4%, reflecting a positive market response to the bank's regulatory progress [7].

证券代码：000563 证券简称：陕国投A 公告编号：2025-55 陕西省国际信托股份有限公司 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 陕西省国际信托股份有限公司（以下简称"公司"）董事会于 2025 年 5 月 23 日以电子邮件方式发出召开第十届董事会第二十八次会议的通知，并于 2025 年 议应出席董事 10 名，实际出席会议董事 10 名，全体董事均亲自出席了会议；公 司全体监事、部分高级管理人员等列席了会议。本次会议的召开符合《公司法》 等有关法律、行政法规、部门规章、规范性文件和《公司章程》的规定。 本办法是公司根据监管制度要求，结合公司实际而制定，规定了合规管理架 构和职责、合规管理保障、合规事项报告程序等内容，进一步提升了公司依法合 规经营能力。 本办法已经董事会合规管理委员会审议通过。 表决情况：同意 10 票，反对 0 票，弃权 0 票 本次会议由公司董事长姚卫东主持，经与会董事认真审议和表决，会议通过 了如下议案并形成决议。 二、董事会会议审议情况 根据公司总裁提名，经公司董事会提名委员会审核通过，董事会 ...

SINGAPORE, May 23, 2025 (GLOBE NEWSWIRE) -- Multi Ways Holdings Limited (“Multi Ways”, the “Company” or the “Issuer”) (NYSE American: MWG), a leading supplier of a wide range of heavy construction equipment for sales and rental in Singapore and the surrounding region, today announced the receipt of notification (the “Filing Deficiency Notification”) from New York Stock Exchange Regulation (“NYSE Regulation”) on May 16, 2025, indicating that, as a result of not having timely filed its Annual Report on Form 2 ...

系老牌投顾公司，频频更换企业名称 广东证监局近日公布的罚单显示，慧研智投广州分公司在开展证券投资顾问业务存在四方面违规行为： 一是未定期开展适当性自查工作，投资者适当性管理执行不到位；二是部分营销内容存在暗示保证收益 的情形；三是个别未在中国证券业协会注册登记为证券投资顾问的员工向客户提供投资建议；四是对客 户提供的投资建议存在缺少合理依据、未充分提示风险。 基于此，广东证监局对慧研智投广州分公司采取责令改正的监管措施，并要求其采取切实有效措施对存 在的问题进行整改，并在收到处罚决定书之日起30日内提交书面整改报告。 这是近一年慧研智投第五次"吃"罚单。今年1月10日，慧研智投武汉分公司被湖北证监局采取责令改正 并责令暂停新增客户的行政监管措施，原因包括：一是对客户营销过程中存在误导性陈述的情形；二是 对客户营销过程中存在虚假陈述和承诺保证收益的情形；三是营销服务存在留痕不全的情形；四是对客 户提供的投资咨询建议存在缺少合理依据、未进行充分的风险提示、未注明证券投资顾问的姓名及其登 记编码的情形；五是存在未取得投资咨询资格的工作人员向客户提供投资咨询建议的情形；六是对客户 提供投资咨询服务存在不够审慎的情形。 ...

F&M Bank Promotes Eric D. Faust to EVP F&M announces the promotion of Eric D. Faust to Executive Vice President ARCHBOLD, Ohio, May 21, 2025 (GLOBE NEWSWIRE) -- F&M Bank (“F&M”), an Archbold, Ohio-based bank owned by Farmers & Merchants Bancorp, Inc. (Nasdaq: FMAO), is proud to announce the promotion of Eric D. Faust to Executive Vice President. Faust has served as the bank’s Chief Risk Officer since 2022, where he has led significant advancements in enterprise risk and regulatory compliance. In his rol ...

Core Viewpoint - Equus Total Return, Inc. has been notified by the NYSE of non-compliance with listing standards due to its Common Stock trading below $1.00 for a consecutive 30-day period, but this notice does not affect its current listing or trading status [1][4]. Group 1: Compliance Notification - The NYSE notified Equus on May 15, 2025, regarding the non-compliance with Section 802.01C of the NYSE Listed Company Manual [1]. - The notice is classified as a deficiency notice and does not imply immediate delisting [1][4]. Group 2: Plans for Compliance - The Company plans to inform the NYSE by May 25, 2025, of its intention to remedy the stock price deficiency and return to compliance [2]. - Equus can regain compliance within six months if it achieves a closing share price of at least $1.00 on the last trading day of any calendar month during the cure period [2]. Group 3: Potential Actions for Compliance - The Company is considering various alternatives to address the stock price non-compliance, including a reverse stock split, which will be proposed at the upcoming annual meeting on June 26, 2025 [3]. - If the Company takes action requiring stockholder approval, the price condition will be deemed cured if the stock price exceeds $1.00 and remains above that level for at least 30 trading days [3]. Group 4: Ongoing Operations - Equus's Common Stock will continue to be listed and traded on the NYSE during the compliance period, provided it meets other listing standards [4]. - The notice is not expected to impact the Company's ongoing business operations or its reporting obligations with the U.S. Securities and Exchange Commission [4]. Group 5: Company Overview - Equus Total Return, Inc. operates as a business development company and trades as a closed-end fund on the NYSE under the symbol "EQS" [5].

Leveraging Digital Technologies in Boosting Tax Collection Manabu Nose, Nicola Pierri, and Jiro Honda WP/25/89 IMF Working Papers describe research in progress by the author(s) and are published to elicit comments and to encourage debate. The views expressed in IMF Working Papers are those of the author(s) and do not necessarily represent the views of the IMF, its Executive Board, or IMF management. 2025 MAY © 2025 International Monetary Fund WP/25/89 IMF Working Paper Fiscal Affairs Department Leveraging D ...

深圳证监局相关负责同志表示，私募基金行业纳入证监会统一监管十余年，发展至今，已经占据我国资本 市场重要地位，成为不可或缺的一部分，行业发展应当与规范并重。根据证监会的统一工作部署，结合深 圳辖区私募基金行业发展特点，此次"筑牢合规防线，护航私募发展"合规建设年专项工作将在持续严厉打 击严重违法违规行为的前提下，重点关注私募机构及从业人员合规教育引导，"惩防并举"，强化辖区私募 基金行业合规文化培育，提升合规内控水平，夯实行业高质量发展基石。 采写：南都·湾财社记者 吴鸿森 私募协会相关负责同志介绍了协会公众号推出的"合规专栏"，计划通过构建"典型案例研学-法规政策精析- 内控体系优化-风险防控闭环"四位一体的信息平台，赋能辖区私募基金行业合规建设工作。 倡议书发布环节，深创投、华润资本、招商局资本、东方富海及英诺天使作为私募股权创投机构代表，诚 奇资产、凯丰投资、中欧瑞博、华安合鑫、善择投资作为私募证券投资机构代表，共同签署了行业自律倡 议书。 倡议书从合规、诚信、专业、稳健、社会责任等五个方面，引导辖区机构积极培育"诚实守信、以义取 利、稳健审慎、守正创新、依法合规"的中国特色金融文化，塑造健康积极向上的良 ...

会上，深圳证监局私募基金监管处负责人介绍了专项工作方案内容。本次专项工作将汇聚地方政府、行 业协会、托管机构、中介机构等多方力量，通过线上线下培训、发布监管通讯、合规指南、合规自查手 册、普法访谈等多种方式开展宣传教育，以教促改，有针对性地提升辖区私募机构及从业人员合规意 识，规范私募机构资金募集、投资运作等重点领域行为，切实保护投资者合法权益。私募协会相关负责 人介绍了协会公众号推出的"合规专栏"，计划通过构建"典型案例研学-法规政策精析-内控体系优化-风 险防控闭环"四位一体的信息平台，赋能辖区私募基金行业合规建设工作。 深圳商报·读创客户端记者 周良成 5月15日，深圳私募基金业协会（以下简称私募协会）举办深圳辖区私募基金行业合规建设年专项工作 启动仪式。深圳证监局、深圳市委金融办相关负责人，私募协会股权、创投、证券、托管、合规等专业 委员会委员单位代表以及辖区私募基金管理人、托管机构、中介机构主要负责人等近百人出席会议。 （图：深圳辖区私募基金行业合规建设年专项工作启动仪式现场。周良成/摄） 态，促进行业更好发挥促进创新资本形成、助力产业转型升级、完善社会财富管理重要作用，提升服务 实体经济质效。 深 ...