北京市中伦（深圳）律师事务所 关于深圳明阳电路科技股份有限公司 可转换公司债券提前赎回的 法律意见书 二〇二五年七月 关于深圳明阳电路科技股份有限公司 可转换公司债券提前赎回的 法律意见书 致：深圳明阳电路科技股份有限公司 北京市中伦（深圳）律师事务所（以下简称"本所"）接受深圳明阳电路科 技股份有限公司（以下简称"明阳电路"、"发行人"或"公司"）委托，担任明 阳电路本次可转换公司债券提前赎回事项（以下简称"本次赎回"）的专项法律 顾问。根据《中华人民共和国公司法》 （以下简称"《公司法》"）、 《中华人民共和 国证券法》 （以下简称"《证券法》"）、 《可转换公司债券管理办法》 北京市中伦（深圳）律师事务所 （以下简称"《可 转债管理办法》"）、《深圳证券交易所上市公司自律监管指引第 15 号——可转换 公司债券》（以下简称"《自律监管指引第 15 号》"）等法律、法规、规章、规范 性文件以及《深圳明阳电路科技股份有限公司创业板向不特定对象发行可转换公 司债券募集说明书》 （以下简称"《募集说明书》"）的相关规定出具本法律意见书。 对本法律意见书的出具，本所及本所律师作出如下声明： 本所及本所律师所做陈述 ...

提前赎回"明电转债"的核查意见 国泰海通证券股份有限公司 关于深圳明阳电路科技股份有限公司 国泰海通证券股份有限公司（以下简称"国泰海通"、 "保荐人"）作为深圳明阳电路 科技股份有限公司（以下简称"明阳电路"、 "公司"）2023 年向不特定对象发行可转换 公司债券的保荐人，根据《证券发行上市保荐业务管理办法》 《深圳证券交易所上市公司 自律监管指引第 13 号——保荐业务》《深圳证券交易所创业板股票上市规则》《深圳证 券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》《上市公司监管 指引第 2 号——上市公司募集资金管理和使用的监管要求》《深圳证券交易所上市公司 自律监管指引第 15 号——可转换公司债券》等有关规定，对公司提前赎回"明电转债" 事项进行了核查，核查情况及核查意见如下： 一、"明电转债"基本情况 （一）发行情况 "证监许可〔2020〕2981 号" 经中国证券监督管理委员会（以下简称"中国证监会"） 经深圳证券交易所（以下简称"深交所"）同意，公司 6.73 亿元可转换公司债券已 于 2021 年 1 月 5 日起在深交所挂牌上市交易，债券简称"明电转债"，债券代码"123 ...

证券代码：300665 证券简称：飞鹿股份 公告编号：2025-082 债券代码：123052 债券简称：飞鹿转债 株洲飞鹿高新材料技术股份有限公司 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 且当期利息含税）。扣税后的赎回价格以中国证券登记结算有限责任公司深圳分 公司（以下简称"中登公司"）核准的价格为准； 转债"，将按照 100.55 元/张的价格强制赎回，因目前"飞鹿转债"二级市场价 格与赎回价格存在很大差异，若被强制赎回，可能面临大额投资损失，特别提 醒"飞鹿转债"持有人注意在限期内转股； 照 100.55 元/张的价格被强制赎回，本次赎回完成后"飞鹿转债"将在深圳证券 交易所（以下简称"深交所"）摘牌。持有人持有的"飞鹿转债"存在被质押或 被冻结的，建议在停止转股日前解除质押或解除冻结，以免出现因无法转股而被 强制赎回的情形； 板股票适当性管理要求的，不能将所持"飞鹿转债"转换为股票，特提醒投资者 关注不能转股的风险。 自 2025 年 6 月 24 日至 2025 年 7 月 14 日，株洲飞鹿高新材料技术股份有限 公司（以下简称" ...

Core Viewpoint - The legal opinion letter confirms that Puyang Puna High-Temperature Materials (Group) Co., Ltd. has met the conditions for early redemption of its convertible bonds, in accordance with relevant laws and regulations [3][11]. Group 1: Redemption Conditions - The company has issued a total of 6,263,903 convertible bonds with a face value of 100 RMB each, amounting to a total issuance of 626.39 million RMB, which are set to mature on May 25, 2026 [6]. - The redemption conditions are based on the bond's market performance, specifically that the closing price must not be lower than 130% of the conversion price for at least 15 trading days [7][10]. - The initial conversion price was set at 4.43 RMB per share, which has been adjusted multiple times due to equity distribution plans, with the latest adjustment bringing it to 4.20 RMB per share [8][9]. Group 2: Internal Approval and Disclosure - The company’s board of directors approved the issuance of the convertible bonds on April 17, 2020, and the necessary resolutions were passed at the annual general meeting on April 15, 2021 [4][5]. - The company has fulfilled its internal approval procedures and has provided necessary disclosures regarding the potential redemption of the bonds [11][12]. - The company is required to disclose its decision to redeem or not redeem the bonds on the trading day following the board meeting where the decision is made [10][11]. Group 3: Legal Compliance - The legal opinion asserts that the company has complied with the relevant provisions of the Securities Law, the Management Measures for Convertible Bonds, and the Self-Regulatory Guidelines for Listed Companies [3][11]. - The law firm has verified that the company has provided all necessary documents and information required for the issuance of this legal opinion [2][3].

Summary of Key Points Core Viewpoint The company, Puyang Pona High-Temperature Materials (Group) Co., Ltd., is set to redeem its convertible bonds ahead of schedule, following the fulfillment of specific conditions outlined in the bond's terms and regulations [1][9]. Group 1: Convertible Bond Issuance and Terms - The company issued 6,263,903 convertible bonds on May 26, 2021, with a total value of 62.63903 million yuan, each with a face value of 100 yuan [1][2]. - The bond's conversion period is from December 1, 2021, to May 25, 2026, with an initial conversion price of 4.43 yuan per share, which has been adjusted multiple times [2][3]. - The current conversion price is set at 4.20 yuan per share, effective from July 11, 2025 [3]. Group 2: Redemption Conditions - The bond has conditional redemption clauses, allowing the company to redeem the bonds if the stock price exceeds 130% of the conversion price for at least 15 trading days within a 30-day period [4]. - The company has triggered the redemption clause as the stock price met the required conditions from July 8 to July 28, 2025 [4][5]. Group 3: Redemption Implementation - The redemption price is set at 100.906 yuan per bond, which includes accrued interest calculated based on the bond's face value and interest rate [5]. - The redemption will be executed for all bondholders registered by the close of trading on August 20, 2025, with the bonds being delisted from the Shenzhen Stock Exchange thereafter [6][8]. Group 4: Shareholder Transactions - The company conducted an internal review and found that major shareholders, including the actual controller and board members, did not trade the bonds in the six months leading up to the redemption conditions being met [7][8]. Group 5: Other Considerations - Bondholders must process conversion requests through their respective securities firms, with a minimum conversion unit of one bond [8]. - The company’s board approved the early redemption of the bonds during a meeting held on July 28, 2025, ensuring compliance with relevant regulations [8][9].

Core Viewpoint - Ningbo Bohui Chemical Technology Co., Ltd. has decided to redeem its convertible bonds ahead of schedule, following the fulfillment of specific conditions outlined in the bond's prospectus [5][6][8]. Group 1: Convertible Bond Basic Information - The total issuance amount of the convertible bonds, known as "Bohui Convertible Bonds," is 397 million yuan, approved by the China Securities Regulatory Commission [3][4]. - The bonds were listed on the Shenzhen Stock Exchange on September 2, 2022, under the code "123156" [3][4]. - The conversion period for the bonds is from February 22, 2023, to August 15, 2028 [4]. Group 2: Redemption Conditions and Process - The bonds have a conditional redemption clause that allows the company to redeem them if the stock price meets certain criteria, specifically if the closing price is at least 130% of the conversion price for 15 out of 30 consecutive trading days [5][6]. - The company’s board approved the early redemption of the bonds on July 25, 2025, based on current market conditions [6][8]. - The redemption price is set at 100.02 yuan per bond, which includes accrued interest calculated based on the bond's face value and interest rate [7][8]. Group 3: Redemption Implementation - The redemption will be executed for all bondholders registered by the close of trading on August 19, 2025, and the bonds will be delisted from the Shenzhen Stock Exchange after the redemption [7][8]. - The funds from the redemption will be directly transferred to the bondholders' accounts through their custodial brokers [8]. Group 4: Compliance and Verification - The company has confirmed that all necessary decision-making procedures were followed for the early redemption, complying with relevant laws and regulations [8]. - The sponsor has no objections to the early redemption of the bonds, affirming that it meets the requirements set forth in the applicable regulations [8].

Group 1 - The law firm Beijing Zhonglun Law Firm has issued a legal opinion regarding the early redemption of convertible bonds by Shandong Liancheng Precision Manufacturing Co., Ltd [1][2] - The legal opinion is based on relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China, as well as the company's prospectus for the public issuance of convertible bonds [2][4] - The company has provided necessary documents and statements to the law firm, ensuring their completeness and accuracy, which are essential for the issuance of the legal opinion [3][4] Group 2 - The company has met the internal approval procedures for the public issuance of convertible bonds, including various resolutions that were submitted for shareholder approval [5][6] - The company publicly issued 2.6 million convertible bonds, which were listed on the Shenzhen Stock Exchange on August 17, 2020, with a maturity date from July 17, 2020, to July 16, 2026 [5][6] Group 3 - The redemption conditions for the convertible bonds are specified in the prospectus, allowing the company to redeem the bonds if certain stock price conditions are met [6][7] - The company has triggered the conditional redemption clause as the stock price has met the specified criteria over a continuous trading period [10][11] Group 4 - The company's board of directors has approved the early redemption of the convertible bonds, and the management has been authorized to handle all related matters [11][12] - The legal opinion concludes that the company has satisfied all necessary conditions for the redemption of the convertible bonds and must fulfill its information disclosure obligations as per regulatory guidelines [12]

Core Viewpoint - The company, China Shipbuilding Industry Group Emergency Warning and Rescue Equipment Co., Ltd. (referred to as "China Emergency"), is proceeding with the early redemption of its convertible bonds, known as "Emergency Convertible Bonds," following the necessary approvals and compliance with relevant regulations [1][6][7]. Summary by Sections Convertible Bond Basic Information - The company issued 8,189,312 convertible bonds on April 10, 2020, with a total amount of 818.93 million yuan and a maturity of six years [1][2]. - The bonds were listed on the Shenzhen Stock Exchange on May 11, 2020, under the name "Emergency Convertible Bonds" with the code "123048" [2]. Convertible Bond Conversion Period - The conversion period for the bonds started from the issuance date and will last until April 9, 2026 [2]. Conversion Price Adjustment - The conversion price was adjusted from 8.90 yuan to 8.88 yuan on July 21, 2021, and further adjusted to 8.86 yuan on July 19, 2022, due to cash dividends distributed to shareholders [2]. - The conversion price was subsequently adjusted to 7.06 yuan, effective from May 16, 2024, based on the average trading prices prior to the annual shareholders' meeting [3]. Conditional Redemption Clause - The company has the right to redeem the bonds if the stock price meets certain conditions, specifically if the closing price is at least 130% of the conversion price for at least 15 trading days within a 30-day period [4][5]. Redemption Implementation Arrangements - The redemption price is set at 100.77 yuan per bond, which includes accrued interest calculated based on a 2.00% annual interest rate [4][5]. - The redemption will be executed for all bondholders registered by the close of trading on August 27, 2025, with funds transferred to their accounts by September 4, 2025 [5]. Early Redemption Review - The board of directors has approved the early redemption of the convertible bonds, and the management is authorized to handle all related matters [5][6]. Underwriter's Review Opinion - The underwriter, CITIC Securities, has confirmed that the early redemption process complies with relevant laws and regulations, and there are no objections to the company's decision [6][7].

Summary of Key Points Core Viewpoint - The company, Celis Medical Technology Group Co., Ltd., has decided not to exercise the early redemption rights of its convertible bonds, known as "Celis Convertible Bonds," despite meeting the conditions for redemption. This decision is made to protect investor interests and will be reassessed after a specified period [7][9]. Group 1: Convertible Bond Issuance and Terms - The company issued 5.4331 million convertible bonds on August 21, 2020, with a total amount of RMB 543.31 million and a maturity of 6 years [1][2]. - The coupon rates for the bonds are structured to increase over the years, starting from 0.50% in the first year to 3.00% in the sixth year [1]. - The initial conversion price for the bonds was set at RMB 16.98 per share, with the conversion period from March 1, 2021, to August 20, 2026 [2][3]. Group 2: Redemption Terms and Conditions - The bonds have conditional redemption terms, which can be triggered if the stock price exceeds 130% of the conversion price for at least 15 out of 30 trading days or if the remaining unconverted bonds are less than RMB 30 million [6]. - The redemption condition was met between July 1, 2025, and July 21, 2025, as the stock price was above RMB 15.60 per share [7]. Group 3: Decision on Early Redemption - The board of directors decided not to exercise the early redemption rights for the bonds, considering current market conditions and the company's situation. This decision will remain in effect for three months, after which the board will reassess if the redemption conditions are met again [7][9]. - The company has ensured that major stakeholders have not traded the bonds in the six months prior to the redemption condition being met and have no plans to reduce their holdings in the near future [7]. Group 4: Sponsor's Review - The sponsor, Xinda Securities, has reviewed the decision and confirmed that the company has followed the necessary decision-making procedures and complied with relevant regulations and the terms outlined in the bond prospectus [8][9].

国元证券股份有限公司关于张家港广大特材股份有限公司 提前赎回"广大转债"的核查意见 国元证券股份有限公司作为张家港广大特材股份有限公司（以下简称"广 大特材"或"公司"）公开发行A股可转换公司债券的保荐人，根据《证券发 行上市保荐业务管理办法》《上海证券交易所股票上市规则》《可转换公司债 券管理办法》《上海证券交易所上市公司自律监管指引第1号——规范运作》《 上海证券交易所上市公司自律监管指引第12号——可转换公司债券》等相关法 律法规和规范性文件的规定，对广大特材提前赎回"广大转债"的情况进行了 核查，核查情况如下： 一、"广大转债"的发行上市情况 （一）发行上市情况 经中国证券监督管理委员会《关于同意张家港广大特材股份有限公司向不 特定对象发行可转换公司债券注册的批复》（证监许可〔2022〕2018号）注册， 广大特材于2022年10月13日公开发行15,500,000张可转换公司债券，每张面 值人民币100元，按面值发行，发行总额人民币155,000.00万元，期限6年， 票面利率为第一年0.30%、第二年0.50%、第三年1.00%、第四年1.50%、第五 年1.80%、第六年2.00%。经上海证券交 ...