Workflow
募集资金使用违规
icon
Search documents
监管“连击” 山东章鼓收行政监管后再遭证监会立案
在收到山东证监局行政监管措施仅十余日后,山东省章丘鼓风机股份有限公司(以下简称"山东章鼓", 002598.SZ)再迎监管重拳。 2025年12月31日,山东章鼓方面披露,公司近日收到中国证监会下发的《立案告知书》,因涉嫌定期报 告财务信息披露违法违规,公司被立案调查。 对于此次立案,山东章鼓在公告中强调,公司目前各项生产经营活动正常有序开展,并称本次立案不会 对公司生产、经营和管理造成重大影响。不过,短期内接连遭遇监管追责,仍让市场对公司的合规治理 能力产生置疑。 《中国经营报》记者梳理发现,此次立案并非无迹可循。此前,山东章鼓就因关联交易审议及信息披露 违规、募集资金使用违规、公司治理不规范等问题被中国证券监督管理委员会山东监管局(以下简 称"山东证监局")责令整改。 值得注意的是,合规风险持续发酵的同时,山东章鼓的经营业绩也尽显疲态,2023年、2024年公司归母 净利润连续两年下滑。 从"责令改正"到"立案调查" 中经记者 王登海 卢志坤 北京报道 2025年12月19日,山东章鼓公告披露,公司当日收到山东证监局出具的《关于对山东省章丘鼓风机股份 有限公司及相关责任人员采取责令改正措施的决定》(〔20 ...
协鑫能科因募集资金使用及信息披露违规收深交所监管函
Xin Lang Cai Jing· 2025-12-29 12:53
登录新浪财经APP 搜索【信披】查看更多考评等级 协鑫能源科技股份有限公司(以下简称"协鑫能科")12月29日公告称,公司及相关当事人收到深圳证券 交易所下发的监管函,涉及募集资金使用违规及信息披露违规两方面问题。时任公司董事会秘书沈强、 时任财务总监生育新及财务总监彭毅对相关违规行为负有责任。 点击查看公告原文>> 声明:市场有风险,投资需谨慎。 本文为AI大模型基于第三方数据库自动发布,任何在本文出现的信 息(包括但不限于个股、评论、预测、图表、指标、理论、任何形式的表述等)均只作为参考,不构成 个人投资建议。受限于第三方数据库质量等问题,我们无法对数据的真实性及完整性进行分辨或核验, 因此本文内容可能出现不准确、不完整、误导性的内容或信息,具体以公司公告为准。如有疑问,请联 系biz@staff.sina.com.cn。 此外,协鑫能科在信息披露方面存在不准确问题。公司在《2022年半年度募集资金存放与使用情况的专 项报告》《2023年度募集资金存放与使用情况的专项报告》和《2024年半年度募集资金存放与使用情况 的专项报告》中均存在信息披露不准确的情况。 协鑫能科的上述行为违反了深交所《股票上市规则( ...
山东章鼓(002598.SZ):山东证监局对公司及相关责任人员采取责令改正措施
智通财经网· 2025-12-18 09:43
Core Viewpoint - Shandong Zhanggu (002598.SZ) has received a corrective action decision from the Shandong Regulatory Bureau of the China Securities Regulatory Commission, highlighting several compliance issues related to related party transactions, fundraising, and corporate governance [1] Group 1: Related Party Transactions - The company has been found to have inaccuracies in the disclosure of related party transactions in the 2024 semi-annual report and annual report, with some transactions from 2020 to 2024 meeting the criteria for review but not undergoing timely review procedures and disclosure obligations [1] Group 2: Fundraising Violations - In 2024, the company used raised funds to purchase non-principal guaranteed financial products; four cash management products were not fully redeemed within the authorized management period set by the board [1] - The company replaced expenditures of certain fundraising projects with self-owned funds after the raised funds were received, and some project expenditures were not directly paid from the dedicated fundraising account [1] Group 3: Corporate Governance Issues - In some shareholder meetings, related shareholders acted as monitors during votes on related matters, raising concerns about governance practices [1] - The memorandum of significant progress regarding insider information in the 2023 annual report contained incomplete records of company participants, which were inconsistent with the insider information knowledge person files [1]
清越科技因多项财务违规收警示函,上市两年为何业绩变脸?
Nan Fang Du Shi Bao· 2025-08-05 12:36
Group 1 - Company received a warning letter from Jiangsu Securities Regulatory Bureau due to three violations: improper use of raised funds, incorrect financial accounting for CTP+OLED products, and undisclosed related party transactions [2] - In 2023, the company misused raised funds by transferring them to a general settlement account to purchase bank wealth management products [2] - The financial accounting for CTP+OLED products was incorrectly recorded using the gross method instead of the net method, leading to a revenue and cost adjustment of 13.67 million yuan for Q3 2023 [2] Group 2 - Company reported significant revenue decline post-IPO, with revenues of 1.04 billion yuan in 2022, 661 million yuan in 2023, and projected 753 million yuan in 2024 [3] - The core reasons for continuous losses include weak demand in the consumer electronics market and intensified competition, resulting in declining product prices and increased inventory losses [3] - The gross margin dropped to 3% in 2023, improved to 8.7% in 2024, but still significantly lower than 18.35% in 2022 [3] Group 3 - Company is attempting to improve performance through cost-cutting and revenue-generating strategies [4] - Efforts include expanding market reach, increasing new customer development, and enhancing internal management to reduce various expenses [5] - Accounts receivable days improved from 102 days in 2023 to 80.55 days in 2024, while sales and management expense ratios showed slight improvements but remain below 2022 levels [5] Group 4 - In Q1 2025, the company reported revenue of 171 million yuan, a year-on-year increase of 4.83%, but continued to incur a net loss of 17 million yuan, a 70% increase in losses compared to the previous year [5]
三项行为违规,清越科技收警示函!
Ju Chao Zi Xun· 2025-08-02 03:47
Group 1 - The company received a warning letter from the Jiangsu Securities Regulatory Bureau due to several violations, including improper use of raised funds, non-compliance in financial accounting for CTP+OLED product trade, and undisclosed related party transactions [1] - In 2023, the company improperly transferred raised funds to a general settlement account to purchase bank wealth management products [1] - The company recognized revenue for CTP+OLED product trade using the gross method instead of the net method, leading to a correction in the third quarter report, reducing revenue and cost by 13.67 million yuan [1] Group 2 - The company specializes in the research, production, and sales of OLED and other new display devices [2] - In the 2024 annual report, the company achieved operating revenue of 753 million yuan, a year-on-year increase of 13.96%, while the net profit attributable to shareholders was a loss of 69.49 million yuan, which is a reduction in loss by 48.44 million yuan compared to the previous year [2] - In the first quarter of the current year, the company reported total revenue of 172 million yuan, a year-on-year growth of 4.83%, with a net profit loss of 15.99 million yuan, which is an increase in loss compared to 8.00 million yuan in the same period last year [2]
688496!收到江苏证监局警示函
Core Viewpoint - Qingyue Technology (688496) received a warning letter from Jiangsu Securities Regulatory Bureau due to multiple violations including improper use of raised funds, non-standard financial accounting for CTP+OLED product trade, and undisclosed related party transactions [1][2] Group 1: Violations - The company improperly transferred raised funds to a general settlement account to purchase bank wealth management products in 2023 [1] - For the CTP+OLED product trade, the company recognized revenue using the gross method instead of the net method, leading to a revenue and cost adjustment of 13.67 million yuan in the third quarter report [1] - Related party transactions with Zaozhuang Hongyuan Construction Engineering Company, controlled by a close relative of the actual controller, were not disclosed in the 2023 semi-annual report despite a payment of 3.63 million yuan [1] Group 2: Regulatory Response - Jiangsu Securities Regulatory Bureau stated that the company's actions violated multiple regulations including the Management and Use of Raised Funds and Information Disclosure Management Measures [2] - The chairman and general manager, Gao Yudi, along with the board secretary and financial director, Zhang Xiaobo, are held primarily responsible for the disclosure violations [2] Group 3: Company Performance - Qingyue Technology reported a revenue of 753 million yuan for 2024, a year-on-year increase of 13.96%, while the net profit attributable to shareholders was a loss of 69.49 million yuan, an improvement of 48.44 million yuan compared to the previous year [2] - In the first quarter of this year, the company achieved total revenue of 172 million yuan, a year-on-year growth of 4.83%, with a net loss of 15.99 million yuan, which is a decrease in loss compared to 8.00 million yuan in the same period last year [2]