募集资金使用违规
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监管“连击” 山东章鼓收行政监管后再遭证监会立案
Zhong Guo Jing Ying Bao· 2026-01-05 14:24
在收到山东证监局行政监管措施仅十余日后,山东省章丘鼓风机股份有限公司(以下简称"山东章鼓", 002598.SZ)再迎监管重拳。 2025年12月31日,山东章鼓方面披露,公司近日收到中国证监会下发的《立案告知书》,因涉嫌定期报 告财务信息披露违法违规,公司被立案调查。 对于此次立案,山东章鼓在公告中强调,公司目前各项生产经营活动正常有序开展,并称本次立案不会 对公司生产、经营和管理造成重大影响。不过,短期内接连遭遇监管追责,仍让市场对公司的合规治理 能力产生置疑。 《中国经营报》记者梳理发现,此次立案并非无迹可循。此前,山东章鼓就因关联交易审议及信息披露 违规、募集资金使用违规、公司治理不规范等问题被中国证券监督管理委员会山东监管局(以下简 称"山东证监局")责令整改。 值得注意的是,合规风险持续发酵的同时,山东章鼓的经营业绩也尽显疲态,2023年、2024年公司归母 净利润连续两年下滑。 从"责令改正"到"立案调查" 中经记者 王登海 卢志坤 北京报道 2025年12月19日,山东章鼓公告披露,公司当日收到山东证监局出具的《关于对山东省章丘鼓风机股份 有限公司及相关责任人员采取责令改正措施的决定》(〔20 ...
协鑫能科因募集资金使用及信息披露违规收深交所监管函
Xin Lang Cai Jing· 2025-12-29 12:53
登录新浪财经APP 搜索【信披】查看更多考评等级 协鑫能源科技股份有限公司(以下简称"协鑫能科")12月29日公告称,公司及相关当事人收到深圳证券 交易所下发的监管函,涉及募集资金使用违规及信息披露违规两方面问题。时任公司董事会秘书沈强、 时任财务总监生育新及财务总监彭毅对相关违规行为负有责任。 点击查看公告原文>> 声明:市场有风险,投资需谨慎。 本文为AI大模型基于第三方数据库自动发布,任何在本文出现的信 息(包括但不限于个股、评论、预测、图表、指标、理论、任何形式的表述等)均只作为参考,不构成 个人投资建议。受限于第三方数据库质量等问题,我们无法对数据的真实性及完整性进行分辨或核验, 因此本文内容可能出现不准确、不完整、误导性的内容或信息,具体以公司公告为准。如有疑问,请联 系biz@staff.sina.com.cn。 此外,协鑫能科在信息披露方面存在不准确问题。公司在《2022年半年度募集资金存放与使用情况的专 项报告》《2023年度募集资金存放与使用情况的专项报告》和《2024年半年度募集资金存放与使用情况 的专项报告》中均存在信息披露不准确的情况。 协鑫能科的上述行为违反了深交所《股票上市规则( ...
山东章鼓(002598.SZ):山东证监局对公司及相关责任人员采取责令改正措施
智通财经网· 2025-12-18 09:43
Core Viewpoint - Shandong Zhanggu (002598.SZ) has received a corrective action decision from the Shandong Regulatory Bureau of the China Securities Regulatory Commission, highlighting several compliance issues related to related party transactions, fundraising, and corporate governance [1] Group 1: Related Party Transactions - The company has been found to have inaccuracies in the disclosure of related party transactions in the 2024 semi-annual report and annual report, with some transactions from 2020 to 2024 meeting the criteria for review but not undergoing timely review procedures and disclosure obligations [1] Group 2: Fundraising Violations - In 2024, the company used raised funds to purchase non-principal guaranteed financial products; four cash management products were not fully redeemed within the authorized management period set by the board [1] - The company replaced expenditures of certain fundraising projects with self-owned funds after the raised funds were received, and some project expenditures were not directly paid from the dedicated fundraising account [1] Group 3: Corporate Governance Issues - In some shareholder meetings, related shareholders acted as monitors during votes on related matters, raising concerns about governance practices [1] - The memorandum of significant progress regarding insider information in the 2023 annual report contained incomplete records of company participants, which were inconsistent with the insider information knowledge person files [1]
清越科技因多项财务违规收警示函,上市两年为何业绩变脸?
Nan Fang Du Shi Bao· 2025-08-05 12:36
Group 1 - Company received a warning letter from Jiangsu Securities Regulatory Bureau due to three violations: improper use of raised funds, incorrect financial accounting for CTP+OLED products, and undisclosed related party transactions [2] - In 2023, the company misused raised funds by transferring them to a general settlement account to purchase bank wealth management products [2] - The financial accounting for CTP+OLED products was incorrectly recorded using the gross method instead of the net method, leading to a revenue and cost adjustment of 13.67 million yuan for Q3 2023 [2] Group 2 - Company reported significant revenue decline post-IPO, with revenues of 1.04 billion yuan in 2022, 661 million yuan in 2023, and projected 753 million yuan in 2024 [3] - The core reasons for continuous losses include weak demand in the consumer electronics market and intensified competition, resulting in declining product prices and increased inventory losses [3] - The gross margin dropped to 3% in 2023, improved to 8.7% in 2024, but still significantly lower than 18.35% in 2022 [3] Group 3 - Company is attempting to improve performance through cost-cutting and revenue-generating strategies [4] - Efforts include expanding market reach, increasing new customer development, and enhancing internal management to reduce various expenses [5] - Accounts receivable days improved from 102 days in 2023 to 80.55 days in 2024, while sales and management expense ratios showed slight improvements but remain below 2022 levels [5] Group 4 - In Q1 2025, the company reported revenue of 171 million yuan, a year-on-year increase of 4.83%, but continued to incur a net loss of 17 million yuan, a 70% increase in losses compared to the previous year [5]
三项行为违规,清越科技收警示函!
Ju Chao Zi Xun· 2025-08-02 03:47
Group 1 - The company received a warning letter from the Jiangsu Securities Regulatory Bureau due to several violations, including improper use of raised funds, non-compliance in financial accounting for CTP+OLED product trade, and undisclosed related party transactions [1] - In 2023, the company improperly transferred raised funds to a general settlement account to purchase bank wealth management products [1] - The company recognized revenue for CTP+OLED product trade using the gross method instead of the net method, leading to a correction in the third quarter report, reducing revenue and cost by 13.67 million yuan [1] Group 2 - The company specializes in the research, production, and sales of OLED and other new display devices [2] - In the 2024 annual report, the company achieved operating revenue of 753 million yuan, a year-on-year increase of 13.96%, while the net profit attributable to shareholders was a loss of 69.49 million yuan, which is a reduction in loss by 48.44 million yuan compared to the previous year [2] - In the first quarter of the current year, the company reported total revenue of 172 million yuan, a year-on-year growth of 4.83%, with a net profit loss of 15.99 million yuan, which is an increase in loss compared to 8.00 million yuan in the same period last year [2]
688496!收到江苏证监局警示函
Zheng Quan Shi Bao Wang· 2025-08-01 14:03
Core Viewpoint - Qingyue Technology (688496) received a warning letter from Jiangsu Securities Regulatory Bureau due to multiple violations including improper use of raised funds, non-standard financial accounting for CTP+OLED product trade, and undisclosed related party transactions [1][2] Group 1: Violations - The company improperly transferred raised funds to a general settlement account to purchase bank wealth management products in 2023 [1] - For the CTP+OLED product trade, the company recognized revenue using the gross method instead of the net method, leading to a revenue and cost adjustment of 13.67 million yuan in the third quarter report [1] - Related party transactions with Zaozhuang Hongyuan Construction Engineering Company, controlled by a close relative of the actual controller, were not disclosed in the 2023 semi-annual report despite a payment of 3.63 million yuan [1] Group 2: Regulatory Response - Jiangsu Securities Regulatory Bureau stated that the company's actions violated multiple regulations including the Management and Use of Raised Funds and Information Disclosure Management Measures [2] - The chairman and general manager, Gao Yudi, along with the board secretary and financial director, Zhang Xiaobo, are held primarily responsible for the disclosure violations [2] Group 3: Company Performance - Qingyue Technology reported a revenue of 753 million yuan for 2024, a year-on-year increase of 13.96%, while the net profit attributable to shareholders was a loss of 69.49 million yuan, an improvement of 48.44 million yuan compared to the previous year [2] - In the first quarter of this year, the company achieved total revenue of 172 million yuan, a year-on-year growth of 4.83%, with a net loss of 15.99 million yuan, which is a decrease in loss compared to 8.00 million yuan in the same period last year [2]