中国经济网北京2月3日讯 富临精工(300432.SZ)于1月30日收到四川证监局出具的《关于对富临精工 股份有限公司采取责令改正措施并对王志红等责任人采取出具警示函措施的决定》（〔2026〕5号）。 根据《信息披露管理办法》（证监会令第182号）第五十二条和《上市公司现场检查规则（2025年 修订）》（证监会公告〔2025〕5号）第二十一条的规定，四川证监局决定对富临精工采取责令改正的 行政监管措施，对王志红、王军、李鹏程、岳小平采取出具警示函的行政监管措施，并记入证券期货市 场诚信档案。 富临精工于2026年1月13日晚间发布向特定对象发行股票预案，本次向特定对象发行股票募集资金 总额为317,549.11万元，在扣除相关发行费用后的募集资金净额将投资于年产50万吨高端储能用磷酸铁 锂项目、新能源汽车电驱动系统关键零部件项目、机器人集成电关节项目、智能底盘线控系统关键零部 件项目、低空飞行器动力系统关键零部件项目。 富临精工本次发行对象为宁德时代新能源科技股份有限公司（简称"宁德时代"），宁德时代拟以现 金方式一次性全额认购，宁德时代将于本次发行完成后成为富临精工持股5%以上股东，因此宁德时代 构成富临精 ...

来源：公告 2026年1月23日，江西万年青水泥股份有限公司（以下简称"万年青"，000789.SZ）发布公告称，根据中国证监会江西监管局《关于对江西万年青水泥股份有 限公司采取责令改正措施并对李世锋、熊汉南采取出具警示函措施的决定》查明的事实，万年青存在公司治理不规范的问题以及业务财务核算不规范、主要 客户收入披露不准确、受限货币资金披露不完整等信息披露问题，具体包括： 1. 董事会秘书长期空缺。自2023年1月至今，万年青董事会秘书的职责由副总经理代行。 2. 贸易业务财务核算不规范。万年青子公司江西南方万年青国贸有限公司、江西南方万年青水泥有限公司开展煤炭贸易服务业务，并采用总额法核算， 导致2024年度收入成本披露不准确。 3. 主要客户情况披露不准确。万年青部分客户收入统计不准确且未将同一实际人控制的客户合并列示。 4. 货币资金权利受限信息披露不完整及现金流量表披露不准确。万年青未将部分银行承兑汇票保证金、部分受限货币资金账户纳入统计范围。 根据公告，万年青上述行为违反了深交所《股票上市规则（2025年修订）》第1.4条、第2.1.1条、第4.4.5条、第4.4.6条的规定；万年青时任总经理李世锋 ...

1月23日，万年青及其两名高管收到深交所的监管函。监管函显示，万年青存在公司治理不规范的问题 以及贸易业务财务核算不规范、主要客户收入披露不准确、受限货币资金披露不完整等信息披露问题。 由于房地产周期下行，2021年之后，万年青的业绩持续下滑。同花顺显示，2021年至2024年，公司营业 收入分别为142.05亿元、112.82亿元、81.90亿元、59.57亿元，净利润分别为15.93亿元、3.89亿元、2.29 亿元、1316.83万元。其中，2022年至2024年净利润均出现同比下滑。 （文章来源：每日经济新闻） ...

Core Viewpoint - Shandong Zhanggu's compliance issues have escalated from administrative correction to formal investigation by the China Securities Regulatory Commission (CSRC), raising concerns about the company's governance and financial disclosures [1][4]. Regulatory Actions - On December 19, 2025, Shandong Zhanggu received a corrective order from the Shandong Securities Regulatory Bureau due to violations in related party transactions, fundraising usage, and corporate governance [2]. - The company was found to have inaccurate disclosures and procedural deficiencies in related party transactions, affecting the quality of financial information in its reports from 2020 to 2024 [2][3]. - Following the corrective order, the CSRC initiated a formal investigation on December 31, 2025, indicating a shift from mere compliance issues to potential legal violations [1][4]. Financial Performance - Shandong Zhanggu's net profit has declined for two consecutive years, with a reported net profit of 107 million yuan in 2023, down 3.29% year-on-year, and a further decline of 32.86% to 71.54 million yuan in 2024 [5]. - In the first half of 2025, the company reported a revenue of 969 million yuan, a 3.85% increase from the previous year, but the net profit dropped by 40.86% to 38.02 million yuan [5][6]. - The company's traditional wind turbine business generated 538 million yuan in revenue in the first half of 2025, accounting for 55.53% of total revenue, but showed only a 2.82% growth [6]. Business Segment Performance - The slurry pump business experienced a significant decline, with revenue falling by 7.31% to 198 million yuan, reducing its revenue share from 22.94% to 20.48% [6]. - The environmental water treatment segment saw a substantial increase in revenue, growing by 21.35% to 194 million yuan, and its revenue share increased from 17.14% to 20.03%, becoming a key driver for revenue growth [6].

Core Viewpoint - Shandong Zhanggu (002598) is under investigation by the China Securities Regulatory Commission (CSRC) for alleged violations in financial information disclosure related to periodic reports, which may impact its operations but is not expected to cause significant disruption [1]. Group 1: Regulatory Actions - The company received a notice from the CSRC regarding the initiation of an investigation due to suspected violations in financial reporting [1]. - In December 2025, the company and some responsible personnel were ordered to rectify issues related to related party transactions, fundraising usage, and corporate governance by the Shandong Regulatory Bureau of the CSRC [4]. - Specific violations included inaccurate disclosures in the 2024 semi-annual and annual reports, and improper procedures for related party transactions from 2020 to 2024 [4]. Group 2: Financial Performance - For the first three quarters of 2025, the company reported a revenue of 1.459 billion CNY, a year-on-year decline of 3.94%, and a net profit attributable to shareholders of 61.96 million CNY, down 39.12% year-on-year [4]. - The decrease in net profit is attributed to a decline in product gross margins due to market conditions [4]. Group 3: Corporate Governance - The company has been under the leadership of the father-son duo, Fang Rungang and Fang Shupeng, with the state-owned major shareholder, Jinan Zhangqiu District Public Asset Management Co., Ltd., increasing its board representation from 1 to 3 members in August 2025 [5]. - The major shareholder now holds a 29.8% stake in the company [5]. Group 4: Market Performance - As of December 31, 2025, the company's stock price closed at 10.69 CNY per share, with a total market capitalization of 3.336 billion CNY [5].

Core Viewpoint - Shandong Zhanggu (002598.SZ) has received a corrective action decision from the Shandong Regulatory Bureau of the China Securities Regulatory Commission, highlighting several compliance issues related to related party transactions, fundraising, and corporate governance [1] Group 1: Related Party Transactions - The company has been found to have inaccuracies in the disclosure of related party transactions in the 2024 semi-annual report and annual report, with some transactions from 2020 to 2024 meeting the criteria for review but not undergoing timely review procedures and disclosure obligations [1] Group 2: Fundraising Violations - In 2024, the company used raised funds to purchase non-principal guaranteed financial products; four cash management products were not fully redeemed within the authorized management period set by the board [1] - The company replaced expenditures of certain fundraising projects with self-owned funds after the raised funds were received, and some project expenditures were not directly paid from the dedicated fundraising account [1] Group 3: Corporate Governance Issues - In some shareholder meetings, related shareholders acted as monitors during votes on related matters, raising concerns about governance practices [1] - The memorandum of significant progress regarding insider information in the 2023 annual report contained incomplete records of company participants, which were inconsistent with the insider information knowledge person files [1]

Group 1 - Black Sesame has received a warning letter from the Guangxi Securities Regulatory Bureau due to non-operational fund occupation by its controlling shareholder and related parties [1] - The controlling shareholder, Guangxi Black Five Food Group Co., Ltd., and related parties have been found to occupy Black Sesame's funds without proper disclosure in temporary announcements and periodic reports [1] - Black Sesame has also violated external guarantee regulations by providing a guarantee for a loan of 505 million yuan to Nanning Children's Hospital without timely disclosure and necessary approval procedures [1] Group 2 - The Guangxi Securities Regulatory Bureau has taken administrative regulatory measures against the responsible individuals, including the former chairman and general manager, by issuing warning letters and recording them in the securities and futures market integrity archives [2] - The company has been found to have governance issues, including improper roles in shareholder meetings and lack of written records for board and supervisory meetings conducted via communication voting [1][2]