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东方证券又一营业部被罚
Guo Ji Jin Rong Bao· 2025-06-08 09:10
公开信息显示,截至2024年末,东方证券分支机构达 179 家。业绩表现来看,2024年,东方证券实 现营收191.9亿元,同比增长12.29%;归母净利润为33.5亿元,同比增长21.66%。 具体业务来看,Choice数据显示,2024年该公司经纪、投行、资管、自营、信用业务净收入分别为 25.11亿元、11.68亿元、13.41亿元、49.26亿元、13.21亿元。 自营业务提振整体业绩,2024年该公司这一业务净收入同比大增106%,由2023年的23.88亿元增至 49.26亿元。不过,也有多项业务出现同比下滑。其中,经纪业务净收入同比减少2.7亿元,下滑幅度为 10%;投行业务净收入同比减少3.42亿元,同比下滑22.65%;资管业务净收入同比减少6.88亿元,同比 下滑33.89%;信用业务净收入同比减少4.43亿元,同比下滑25.11%。 湖北证监局对该营业部采取监管谈话的行政监管措施,并记入证券期货市场诚信档案。同时,要求 徐武军于6月9日接受监管谈话。 东方证券营业部罚单不断。2024年11月,东方证券汕头长平路证券营业部被广东证监局警示,其存 在以下问题:一是向风控合规岗、信息技术岗、交 ...
再陷违规争议!老虎证券被指伪造材料拓展内地客户,公司坚称信息失实
Group 1 - The core issue involves Tiger Brokers allegedly violating regulations by falsifying documents to onboard new clients from mainland China despite being previously identified as operating illegally by the China Securities Regulatory Commission (CSRC) [1][2] - Tiger Brokers is reportedly recruiting extensively across multiple cities in China for various roles, including front-office positions in securities brokerage, investment banking, and asset management, as well as back-office roles in human resources, finance, administration, technology, customer service, and operations [1] - In response to the allegations, Tiger International has issued a statement claiming that the information is severely misleading and constitutes malicious defamation, asserting that the company will take necessary legal actions to protect its rights [1] Group 2 - Tiger International was established in 2014 and is headquartered in Singapore, holding 77 licenses and qualifications across major financial markets globally [2] - The CSRC announced in December 2022 that Tiger Brokers and Futu Holdings were conducting cross-border securities business targeting domestic investors without approval, which constitutes illegal operations under relevant laws [2] - In May 2023, Tiger International announced adjustments to its client update process in response to CSRC's requirements, including the removal of its app from domestic app stores [2]
中信证券2024年罚单情况
梧桐树下V· 2025-04-13 04:03
近期,中信证券(600030)发布2024年年度报告,2024年,中信证券实现营业收入人民币637.89亿元,同比增长6.20%;2024年中信证券实现归属于母公司股东的 净利润人民币217.04亿元,同比增长10.06%。 文/梧桐兄弟 | 主要会计数据 | 2024 年 | 2023 年 | 本期比上年同期 | 2022 年 | | --- | --- | --- | --- | --- | | | | | 增减(%) | | | 营业收入 | 63,789,215,688.23 | 60.067.992.766.11 | 6.20 | 65.108.507.999.21 | | 归属于母公司股东的净利润 | 21.703.696,593.02 | 19.720.547.412.84 | 10.06 | 21.317.422.282.16 | | 归属于母公司股东的扣除非经常性 | 21,566,439,605.45 | 19,386,903,206.87 | 11.24 | 20,948,320,173.28 | | 损益的净利润 | | | | | | 经营活动产生的现金流量净额 | 172,563, ...