金融违规

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最新!深圳多家公司成“被执行人”
Nan Fang Du Shi Bao· 2025-08-01 03:26
Core Viewpoint - Shenzhen Shengdijia Payment Co., Ltd. has been listed as a "defendant" in a legal case with an execution amount of 16,883,702 yuan, alongside three other companies under the Shengdijia Group [1][2]. Group 1: Legal Issues - The case number is "(2025)粤0305执11221号" and the executing court is the Shenzhen Nanshan District People's Court [1]. - Other companies listed as defendants include Shenzhen Shengdijia Land Co., Ltd., Shenzhen Shengdijia Real Estate Development Co., Ltd., and Guangdong Shengdijia Group Co., Ltd., all with the same execution amount [2]. - Guangdong Shengdijia Group Co., Ltd. is the controlling entity of the other three companies [2]. Group 2: Company Background - Shengdijia Payment was established in 2013 with a registered capital of 100 million yuan and is a professional service platform focused on financial payment under Shengdijia Group [2]. - The company holds both internet payment and bank card collection licenses, making it one of the few in China with such qualifications [3]. Group 3: Regulatory Penalties - In 2025, Shengdijia Payment faced penalties from the People's Bank of China for violations, with fines exceeding 10 million yuan [3]. - Specific violations included breaches of merchant management regulations, clearing management regulations, and customer identity verification obligations [5]. - The total fines imposed by the Shenzhen branch of the People's Bank of China amounted to 737,000 yuan and 324,000 yuan for various infractions [5].
香港证监会:由法庭委任的管理人已成功向香港宏侨客户分配1900万港元资产
智通财经网· 2025-07-23 08:58
在高等法院对岑提起的刑事法律程序已经结束。岑承认在2011年至2019年期间,挪用香港宏侨客户约值 5800万港元的资产。2025年7月3日,法庭考虑到岑(88岁)表示悔意,并且已动用自己及亲友的资产,向 香港宏侨的受影响客户清还款项,故判处她160小时社会服务令。 香港证监会法规执行部执行董事魏弘福先生(Mr Christopher Wilson)表示:"香港证监会坚决致力维护市 场廉洁和加强对投资者的保障。香港证监会本次行动显示绝不容忍中介人的不诚实行为,以及竭力维持 公众对金融市场的信心。" 智通财经APP获悉,香港证监会7月23日得悉,在原讼法庭于2025年1月作出批准后,由法庭委任的管理 人已于本月完成向香港宏侨投资有限公司(香港宏侨)的受影响客户分配约值1900万港元的资产作为赔 偿。在此之前,法庭已于2022年11月在香港证监会根据《证券及期货条例》第213条提起的法律程序中 批予最终济助,包括以香港宏侨的受影响客户为受益人的回复原状令,以及委任管理人以追讨及管理香 港宏侨的资产的命令。 香港证监会当时的法律程序,源于该会在察觉到香港宏侨出现财务违规行为的迹象后展开的一项调查。 香港证监会的调查 ...
杭州银行上海分行领380万元罚单 多业务违规暴露风险
Jing Ji Guan Cha Wang· 2025-07-07 06:51
Company Dynamics - On July 4, the Shanghai Regulatory Bureau of the National Financial Supervision Administration disclosed that Hangzhou Bank's Shanghai branch was fined 3.8 million yuan due to multiple violations, with several responsible individuals also receiving warnings and fines [2][3] - Hangzhou Bank, established in September 1996 and headquartered in Hangzhou, went public on the Shanghai Stock Exchange on October 27, 2016. The bank has over 200 branches, primarily operating in Hangzhou and other cities in Zhejiang Province, with a presence in developed economic zones such as the Yangtze River Delta and the Pearl River Delta [2] - This fine marks the first regulatory penalty for Hangzhou Bank in 2025, indicating a complex web of violations across various business areas, revealing significant gaps in risk management and internal controls [2][3] - In the credit business, issues with the "three checks" (pre-loan investigation, in-loan review, and post-loan inspection) were particularly prominent, with serious violations of prudent operational rules noted in the pre-loan investigation of working capital loans and the supervision of loan usage [2][3] Regulatory Actions - The penalties not only affected Hangzhou Bank's Shanghai branch but also led to warnings and fines for several individuals, including assistant managers and branch heads, for serious violations in personal loan management, property loan management, and other areas [4] - Specific individuals received warnings and fines of 50,000 yuan each for their roles in various violations, emphasizing the regulatory focus on enhancing compliance awareness among senior management [4] Financial Performance - As of the first quarter of 2025, Hangzhou Bank reported total assets of 2.22 trillion yuan, total loans of 995.196 billion yuan, total liabilities of 2.08 trillion yuan, and total deposits of 1.35 trillion yuan. The bank achieved revenue of 9.978 billion yuan and a net profit attributable to shareholders of 6.021 billion yuan during the reporting period. The non-performing loan ratio stood at 0.76%, with a provision coverage ratio of 530.07% [4]