Core Viewpoint - The article discusses the compliance and governance issues faced by Everbright Securities, highlighting its repeated failures in information security management and internal controls, which have led to regulatory warnings and a low ESG rating. Group 1: Compliance and Governance Issues - Everbright Securities' applications were flagged by the Shanghai Municipal Communications Administration for non-compliance in personal information processing, marking the second such incident in six months [1][2] - The company has been criticized for inadequate user rights protection and information security governance, indicating significant room for improvement [2] - The company has faced multiple regulatory warnings regarding internal control deficiencies, with specific incidents involving marketing tasks assigned to non-marketing personnel and improper management of client interactions [5][6] Group 2: ESG Rating and Performance - Everbright Securities maintained a B rating in the MSCI ESG rating system, reflecting a lack of progress since its downgrade in early 2023 [3] - The company is categorized in the "lagging group" of the ESG rating system, indicating insufficient capability in managing sustainability-related risks [3] - Among 36 listed brokerages in the MSCI ESG rating pool, 13, including Everbright Securities, are classified as having "lagging" ESG performance [3] Group 3: Financial Performance - For the first half of 2025, Everbright Securities reported operating revenue of 5.12 billion yuan, a year-on-year increase of 22%, ranking 17th among domestic listed brokerages [7] - The net profit attributable to shareholders was 1.68 billion yuan, reflecting a 21% year-on-year growth [7] - The brokerage business revenue increased by 36.9% to 1.7 billion yuan, while investment banking revenue declined by 15.6% to 360 million yuan [7]

【编者按：ESG年报解读是搜狐财经及价值公司100联合发起的针对各公司ESG报告披露情况的解读专 栏。参考上交所《上市公司治理准则》、港交所《环境、社会及管治守则》等文件，迭代完善各行业 ESG星级测评体系标准，并以最新标准为依托，以2024年公司ESG报告为主要数据来源，对公司2024年 环境资源、社会责任及公司管治进行评价】 ——本文为"光大证券" 出品 | 搜狐财经 研究员 | 王晓潇 未明示个人信息处理规则被通报 从行业整体表现来看，当前国内共有36家上市券商进入MSCI ESG评级池，评级结果明显分化。其中， 处于"领先阵营"的有华泰证券等4家；处于行业"平均水平"有中金公司等19家；而处于ESG"落后水 平"区间的仍有包括光大证券在内的13家。 光大证券旗下应用近日因个人信息处理不合规被上海市通信管理局点名。在上海市通信管理局近期的 APP（SDK）抽检中，ICP备案主体分别显示为光大证券和光大期货的"光证科技e站"与"光大期货营业 厅"均因未明示个人信息处理规则问题上榜。 根据监管要求，运营方需要立即整改，并针对个人信息与用户权益保护情况开展全面自查，在5个工作 日内书面报送整改报告和自评估报告 ...

光大证券于1996年在上海市成立，是证监会批准的首批3家创新试点证券公司之一，也是中国光大集团 股份公司的核心金融服务平台之一。光大期货为光大证券的全资子公司。 近年来光大证券（601788）分支机构屡次被罚，营业部数量持续减少 【深圳商报讯】（记者 詹钰叶）上海市通信管理局日前对APP（SDK）侵害用户权益的违规行为进行 披露，其中光大证券及全资子公司光大期货APP榜上有名。近年来光大证券及其部分分支机构和部分从 业人员因违规被罚，营业部数量持续减少。 近期，上海市通信管理局组织第三方检测机构对上海市APP（SDK）进行抽查，共发现27款APP （SDK）存在侵害用户权益行为。上海市通信管理局要求上述APP（SDK）对存在的问题立即整改，并 对该APP（SDK）个人信息和用户权益保护工作开展全面自评估，自通报之日起5个工作日内报送整改 报告和自评估报告。该局表示，对未能在限期内完成整改并提交报告的，将依法依规予以处理。 记者注意到，光证科技e站的ICP备案主体为光大证券，光大期货营业厅的ICP备案主体为光大期货，所 涉问题均为"未明示个人信息处理规则"。 从监管部门发布的信息看，近一年光大证券部分分支机构被 ...

Core Points - Shanghai Municipal Communication Administration reported that 27 apps (SDKs) were found to infringe user rights and must rectify issues within five working days [1] Group 1: Company Information - Guangzheng Technology's e-station app, affiliated with Everbright Securities Co., Ltd., failed to disclose personal information processing rules [1][2] - Shanghai Pudong Development Bank's apps, including E+ and PuHui LaiLe, also did not disclose personal information processing rules [2] - Everbright Futures Co., Ltd. is a wholly-owned subsidiary of Everbright Securities [3] - Everbright Securities was established in 1996, with a registered capital of approximately 46.11 billion RMB and paid-in capital of about 21.15 billion RMB [2][3] - Shanghai Pudong Development Bank was established in 1992, with a registered capital of approximately 293.52 billion RMB and paid-in capital of about 41.01 billion RMB [3]