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深交所携手券商基金发布八大行业科技成果 助力资本市场数智化发展
Zheng Quan Ri Bao Wang· 2025-11-29 03:36
Core Insights - The 2025 Greater Bay Area Exchange Technology Conference successfully showcased eight significant technological achievements in the industry, with a strong emphasis on the intelligent transformation of the securities sector in China [1] Group 1: Shenzhen Stock Exchange Achievements - The Shenzhen Stock Exchange (SZSE) presented two core achievements focused on enhancing regulatory efficiency and compliance service capabilities in the securities market [2] - The first achievement is the implementation of a national key research project on intelligent monitoring and detection of abnormal trading behaviors, addressing challenges in identifying market manipulation and insider trading through advanced technologies [2][3] - The project has developed a comprehensive labeling system for investor trading behaviors, identifying 77 new trading behavior labels, and has successfully discovered multiple illegal activities through intelligent detection methods [3] - The second achievement is the collaboration with Huawei to create an industry regulation model that improves the timeliness, accuracy, and completeness of regulatory inquiries, now deployed for internal and industry use [4] Group 2: Contributions from Other Financial Institutions - Six leading financial institutions also presented innovative technological solutions, enhancing risk control, compliance, and digital services across the industry [5] - CITIC Securities introduced a comprehensive risk control and compliance solution utilizing large model technology, integrating various functions from risk warning to regulatory tracking [5] - China International Capital Corporation (CICC) launched the "Nine Chapters Intelligent Platform," which integrates multiple large models to provide intelligent services across investment banking and research [5] - Other institutions like Huatai Securities and Tianhong Fund showcased their AI-driven applications and financial intelligence systems, significantly improving operational efficiency and data collaboration [6][7] Group 3: Overall Impact on the Industry - The eight technological achievements presented at the conference cover critical aspects of securities market regulation, risk management, and investment research, reflecting the industry's technological development capabilities [7] - The ongoing promotion and application of these technologies are expected to enhance the regulatory framework and support the high-quality development of China's capital markets [7]
深交所总工程师喻华丽:围绕六大领域落实“AI+”战略
Di Yi Cai Jing Zi Xun· 2025-11-29 02:09
Core Insights - The Shenzhen Stock Exchange (SZSE) is focusing on integrating "Artificial Intelligence +" into its core business areas during the 14th Five-Year Plan period, with a clear path outlined for its implementation [1][7]. Group 1: AI Integration and Regulatory Framework - SZSE aims to build an intelligent regulatory system covering risk monitoring, trading risks, and company supervision through "AI+" [1]. - The exchange plans to enhance service quality for investors and listed companies using intelligent tools [1]. Group 2: Digital Infrastructure and Platform Development - During the 14th Five-Year Plan, SZSE has targeted the creation of an internationally leading digital system, focusing on four pillars: digital infrastructure, digital platforms, digital capabilities, and digital ecosystems [3]. - The exchange has developed a hybrid cloud system centered around Group Cloud, Regulatory Cloud, Shenzhen Cloud, and Public Cloud, aiming to provide high-standard cloud infrastructure services [3]. Group 3: Collaborative Ecosystem and Innovation - SZSE is strengthening collaboration with industry institutions through various platforms, including financial technology centers and data security laboratories, to build an efficient industry innovation ecosystem [4]. - The exchange has implemented a closed-loop innovation approach, emphasizing regulatory technology needs and addressing actual business pain points [6]. Group 4: Future Directions and Strategic Goals - Looking ahead to the 15th Five-Year Plan, SZSE will focus on six key areas: building intelligent computing infrastructure, implementing cloud applications, deepening AI integration, enhancing application architecture, advancing intelligent innovation research, and strengthening governance [7]. - The exchange aims to create a world-class trading platform supported by robust digital and intelligent frameworks through systematic advancement in these six areas [7].
深交所总工程师喻华丽:围绕六大领域统筹推进、形成合力,为加快建设世界一流交易所提供坚实的数字化智能化支撑
Zheng Quan Ri Bao Wang· 2025-11-28 14:06
Core Viewpoint - The Shenzhen Stock Exchange (SZSE) is focusing on risk prevention, strong regulation, and promoting high-quality development during the 14th Five-Year Plan period, with an emphasis on digital and intelligent support for building a world-class exchange [1][2]. Group 1: Digital Innovation Achievements - SZSE has made significant progress in digital innovation, guided by regulatory technology application needs, and has established a closed-loop innovation path from exploration to application [1]. - The key national R&D project on intelligent monitoring of abnormal trading behaviors has been successfully completed, enhancing the technological regulatory level and digital application capabilities in the industry [1]. Group 2: Collaboration and Platforms - SZSE has partnered with Huawei to create an industry regulation model platform, addressing issues of timeliness, accuracy, and completeness in regulatory Q&A [2]. - The platform is now live on the industry cloud, offering five major functions to support legal compliance and industry governance [2]. Group 3: Future Digitalization Plans - SZSE plans to focus on six key areas for continued digital and intelligent advancement, including building intelligent computing infrastructure and enhancing intelligent service capabilities [3]. - The exchange aims to implement "AI+" in core business areas, developing an intelligent regulatory system covering risk monitoring and company supervision [3]. - There will be an emphasis on governance in "AI+" applications, ensuring organizational, data, and security governance to support high-quality digital development [3].
深交所喻华丽:将深化“AI+”在监管、服务等领域的融合应用
Core Insights - The Shenzhen Stock Exchange (SZSE) is advancing its digital transformation during the "14th Five-Year Plan" period, focusing on building a "smart" exchange through digital infrastructure, platforms, capabilities, and ecosystems [3][4][5] Digital Infrastructure - SZSE aims to establish a hybrid cloud system centered around group cloud, regulatory cloud, Shenzhen cloud, and public cloud, enhancing its IT infrastructure ecosystem to support financial institutions with high-standard services [3][4] - The exchange is expanding its financial data exchange platform user base and application scenarios while improving its multi-data center layout [3] Digital Platforms - SZSE is developing a comprehensive digital service and regulatory platform, which includes a trading system, regulatory technology application platform, business management service platform, office service platform, and information platform [3][4] Digital Capabilities - The exchange is enhancing its digital capabilities by focusing on five core areas: technological innovation, research and development, system operation, data governance, and management governance [3][4] Digital Ecosystem - SZSE is collaborating with industry institutions to build an efficient innovation ecosystem, leveraging platforms like the Financial Technology Center and the Cybersecurity Laboratory [4] - A methodology for digital innovation has been established, emphasizing regulatory technology application needs and business outcomes [4] AI Initiatives for the "15th Five-Year Plan" - SZSE plans to implement the "Artificial Intelligence+" strategy, focusing on risk prevention, regulatory enhancement, and promoting high-quality development across six key areas [5][6] - The exchange will develop intelligent computing infrastructure, enhance user experience through cloud applications, and integrate AI into core business areas [6] AI Application Architecture - The exchange aims to establish a robust AI application architecture, following a path of solidifying foundations, strengthening middle platforms, and optimizing applications [6] Innovation and Governance - SZSE will strengthen intelligent innovation research and development, creating a platform for industry applications while addressing key technological challenges [6] - Governance in AI will be reinforced, focusing on organizational, data, and security governance to support high-quality digital applications in the industry [6]
深交所总工程师喻华丽:聚焦防风险、强监管、促高质量发展 全面推进“数智”交易所建设
Core Insights - The Shenzhen Stock Exchange (SZSE) is focusing on risk prevention, strong regulation, and high-quality development during the 14th Five-Year Plan period, with a commitment to building a world-class exchange through digital and intelligent support [1][2] Group 1: Digital Infrastructure - SZSE aims to establish a mixed cloud system centered around group cloud, regulatory cloud, Shenzhen cloud, and public cloud, enhancing financial data exchange services and data center hosting services [1][2] - The exchange is building a digital service and regulatory platform that includes a trading system, regulatory technology application platform, business management service platform, office service platform, and information platform [2] Group 2: Digital Capability Enhancement - The exchange is enhancing its digital capabilities through collaboration in five core areas: technological innovation, research and development, system operation, data governance, and management governance [2][4] - A significant project led by SZSE, focusing on intelligent monitoring of abnormal trading behaviors, has been successfully completed and is being applied across the exchange and 15 industry institutions, improving regulatory technology levels [2][3] Group 3: AI Integration and Governance - SZSE is planning to implement "AI+" in core business areas, developing an intelligent regulatory system that covers risk monitoring and company supervision [4][5] - The exchange is committed to strengthening governance in AI applications, focusing on organizational, data, and security governance to ensure high-quality development of digital applications in the industry [5]